IBM System Storage N3400 offers enterprise-class Fibre Channel, iscsi, SAS, and NAS storage

110004, dated February 9, 2010 IBM System Storage N3400 offers enterpriseclass Fibre Channel, iscsi, SAS, and NAS storage Table of contents 1 Overview 33 Publications 2 Key prerequisites 34 Technical information 2 Planned availability date 37 Terms and conditions 2 Description 40 Prices 4 Product number 61 Order now At a glance The IBM System Storage TM N3400 Model A11 and Model A21 are designed to provide: High data availability and systemlevel redundancy Support of concurrent block I/O and file serving over Ethernet and FC SAN infrastructures High throughput and fast response times Fibre Channel (FC), Serial Advanced Technology Attachment (SATA), and Serial Attached SCSI (SAS) disk expansion units Support for both block I/O via Fibre Channel (FC) and Internet Small Computer System Interface (iscsi), and file I/O via CIFS, NFS, HTTP, and FTP protocols Maximum of 136 disk drives supported, for both Model A11 and Model A21 8 GB (per node) of random access memory One backend FC loop for both models One SAS stack for both models Enhanced reliability with active/active failover support on the Model 21 Upgrade capability from Model A11 to Model A21 For ordering, contact your IBM representative, an IBM Business Partner, or IBM Americas Call Centers at 800IBMCALL (Reference: YE001). Overview The IBM System Storage N3400 consists of storage controller Model A11, a singlenode base unit, and the Model A21, an active/active dualnode base unit. Both models are designed to provide fast data access, simultaneous multiprotocol support, expandability, upgradability, and low maintenance requirements. The two models of the N3400 are designed to provide: 110004 IBM is a registered trademark of International Business Machines Corporation 1

High data availability and systemlevel redundancy to help address the needs of businesscritical and missioncritical applications Single, integrated architecture to support concurrent block I/O and file serving over Ethernet and Fibre Channel SAN infrastructures High throughput and fast response times for database, email, and technical applications 6 to 12 Serial Attached SCSI (SAS) or Serial Advanced Technology Attachment (SATA) disk drives (via optional features) Support for both block I/O via Fibre Channel (FC) and Internet Small Computer System Interface (iscsi), and file I/O via CIFS, NFS, HTTP, and FTP protocols Support for maximums of 132 disk drives or 132 TB of physical storage capacity 8 GB of random access memory (per node) One backend FC loop for both models One SAS stack for both models Upgrade capability from Model A11 to Model A21 The N3400 storage controller supports the EXN1000 SATA storage expansion unit, the EXN2000 and EXN4000 FC storage expansion units, and the EXN3000 SAS/SATA storage expansion unit. These N series models are designed to provide fast data access, simultaneous multiprotocol support, expandability, upgradability, and low maintenance requirements. Additional functions, such as snapshot, mirroring, and business continuance capability, are available through optional licensed functions. Feature exchange None Key prerequisites The IBM System Storage N3400 requires FC, NFS, CIFS, or iscsi protocol function. Planned availability date March 5, 2010 Description The IBM System Storage N3400 storage controllers are designed to interoperate with products capable of data transmission in the industrystandard iscsi, CIFS, FCP, and NFS protocols. These include the IBM System p, IBM System i (NFS only), IBM System x, and IBM System z (NFS only) servers. The N3400 storage controllers consist of the Model A11 and Model A21 and associated software. The Model A11 is designed to provide a singlenode storage controller with iscsi support, and NFS, CIFS, and FCP support via optional features. The N3400 Model A11 is a 2U storage controller that must be mounted in a standard 19inch rack. The base chassis includes: 2U, standard 19inch rackmount enclosure Two 1.66 GHz Intel dualcore Xeon LV processors 8 GB random access ECC memory 4 integrated gigabit Ethernet RJ45 ports Two integrated 4Gbps small form factor (SFF) Fibre Channel ports One SAS port Quad Small Form Factor Pluggable (QSFP) 110004 IBM is a registered trademark of International Business Machines Corporation 2

One serial console port Two integrated Remote LAN Management (RLM) port Redundant hotswappable, autoranging power supplies and cooling fans The Model A11 may be upgraded to a Model A21. The upgrade from a Model A11 to a Model A21 is a disruptive upgrade. The Model A21 is designed to provide identical function as the N3400 Model A11, but with the addition of a second processor control module (PCM) and the Clustered Failover (CFO) licensed function. The Model A21 also supports a maximum of 136 drives. The Model A21 consists of two PCMs that are designed to provide failover and failback function, helping improve overall availability. The Model A21 is a 2U rackmountable storage controller. The Model A21 includes: 2U, standard 19inch rackmount enclosure 4 1.66 GHz Intel dualcore Xeon LV processors 16 GB random access ECC memory 8 integrated gigabit Ethernet RJ45 ports 4 integrated 4Gbps small form factor (SFF) Fibre Channel ports Two SAS ports QSFP Two serial console ports 4 integrated Remote LAN Management (RLM) port Redundant hotswappable, autoranging power supplies and cooling fans The N3400 storage controller Models A11 and A21 can attach a maximum of 8 FC storage expansion units, either EXN1000, EXN2000, or EXN4000. The maximum number of EXN3000 SAS/SATA storage expansion units that can be attached is four. On the initial order of an N3400, either SASattached or FCattached expansion units may be ordered, not both. Also, for an initial order, no more than six FCattached expansion units may be ordered. The EXN1000 storage expansion unit provides a 3U rackmountable disk enclosure containing 5, up to a maximum of 14, serial advanced technology attachment (SATA) disk drives, either in 250 GB, 500 GB, 750 GB, or 1 TB physical capacities. The EXN2000 and EXN4000 storage expansion units provide a 3U rackmountable disk enclosure containing 5, up to a maximum of 14, FC disk drives. The EXN2000 and EXN4000 support the following FC disk drive speeds and capacities: 15,000 revolutions per minute (15K RPM) of 144 GB, 300 GB, 450 GB, and 600 GB physical capacities 10,000 revolutions per minute (10K RPM) of 144 GB and 300 GB physical capacities The EXN3000 storage expansion unit is a 4U rackmountable disk enclosure containing 5, and up to a maximum of 24, SAS or SATA disk drives. The supported disk drives are: SAS: 144 GB, 300 GB, 450 GB, and 600 GB physical capacities SATA: 500 GB, 750 GB, and 1 TB physical capacities Each EXNx000 storage expansion unit contains a maximum of 14 (24 for SAS) disk drives, all of a particular type (rotational speed and capacity). For the initial order of the IBM System Storage N3400, you may not include EXNx000 storage expansion units containing more than two types (rotational speed and capacity) of disk drives. The maximum raw storage capacity of the N3400 system is determined by the maximum number of disk drives supported (136) and a maximum physical storage limit of 136 TB. Both limits must be honored. 110004 IBM is a registered trademark of International Business Machines Corporation 3

The following table describes the maximum supported total physical storage capacity for the N3400 Model A11 and Model A21: Maximum Maximum Maximum Disk Disk drive storage disk physical enclosure capacity enclosures drives capacity 300 GB SAS disk drives 12 3.60 TB 450 GB SAS disk drives 12 5.40 TB 600 GB SAS disk drives 12 7.20 TB 500 GB SATA disk drives 12 6.00 TB 1 TB SATA disk drives 12 12.00 TB EXN1000 250 GB SATA disk drives 8 112 28.00 TB EXN1000 500 GB SATA disk drives 8 112 56.00 TB EXN1000 750 GB SATA disk drives 8 112 84.00 TB EXN1000 1 TB SATA disk drives 8 112 112.00 TB EXN2000 144 GB FC disk drives 8 112 19.00 TB EXN2000 300 GB FC disk drives 8 112 39.60 TB EXN3000 300 GB SAS disk drives 4 96 28.80 TB EXN3000 450 GB SAS disk drives 4 96 43.20 TB EXN3000 500 GB SAS disk drives 4 96 48.00 TB EXN3000 600 GB SAS disk drives 4 96 57.60 TB EXN3000 500 GB SATA disk drives 4 96 48.00 TB EXN3000 1 TB SATA disk drives 4 96 96.00 TB EXN4000 144 GB FC disk drives 8 112 16.12 TB EXN4000 300 GB FC disk drives 8 112 33.60 TB EXN4000 450 GB FC disk drives 8 112 50.40 TB EXN1000 SATA storage expansion units must not share a Fibre Channel loop with EXN2000 and EXN4000 FC storage expansion units. Section 508 of the U.S. Rehabilitation Act Accessibility information for the IBM System Storage N3400 may be found in a US Section 508 Voluntary Product Accessibility Template (VPAT) that can be requested via IBM's Web site at http://www.ibm.com/able/product_accessibility/index.html Reference information Refer to Hardware Announcement 110005, dated February 09, 2010, IBM System Storage N series function authorization for IBM System Storage N3400. Product number Description Machine Model Feature N3400 Model A11 2859 A11 N3400 Model A21 2859 A21 300 GB, 15K RPM SAS HDD 2859 A11, A21 4015 450 GB, 15K RPM SAS HDD 2859 A11, A21 4016 600 GB, 15K RPM SAS HDD 2859 A11, A21 4017 500 GB SATA Drive 2859 A11, A21 4018 1 TB SATA Drive 2859 A11, A21 4020 HDD Blank Panel 2859 A11, A21 4099 Licensed Function Indicators Base Pack 2859 A11 5201 Foundation Pack 2859 A11 5202 Protection Pack 2859 A11 5203 Advanced Pack 2859 A11 5204 Data ONTAP 2859 A11 6700 CIFS 2859 A11 6002 110004 IBM is a registered trademark of International Business Machines Corporation 4

HTTP 2859 A11 7003 NFS 2859 A11 6004 SyncMirror 2859 A11 7006 FlexClone 2859 A11 7011 MultiStore 2859 A11 7020 NearStore 2859 A11 7022 iscsi Protocol 2859 A11 7025 SnapMirror/SnapVault Bundle 2859 A11 7029 FlexCache for NFS 2859 A11 7030 SnapMirror 2859 A11 7031 SnapLock Compliance 2859 A11 7032 SnapLock Enterprise 2859 A11 7033 SnapRestore 2859 A11 7035 SnapVault Primary 2859 A11 7036 SnapVault Secondary 2859 A11 7037 SnapManager SAP Filer 2859 A11 7038 SnapManager Oracle Filer 2859 A11 7039 SnapValidator 2859 A11 6042 Fibre Channel Protocol 2859 A11 7043 Disk Sanitization 2859 A11 7044 SnapManager/Exchange Filer 2859 A11 7045 SnapManager/SQL Filer 2859 A11 7046 Deduplication 2859 A11 7047 SnapManager VI Filer 2859 A11 7048 SnapManager SharePointFiler 2859 A11 7049 SnapManager Hyper V Filer 2859 A11 7050 SnapDrive for UNIX Filer 2859 A11 7076 SnapDrive for Win Filer 2859 A11 7077 Base Pack 2859 A21 5251 Foundation Pack 2859 A21 5252 Protection Pack 2859 A21 5253 Advanced Pack 2859 A21 5254 Data ONTAP 2859 A21 6750 CIFS 2859 A21 6102 HTTP 2859 A21 7103 NFS 2859 A21 6104 CFO 2859 A21 6105 SyncMirror 2859 A21 7106 FlexClone 2859 A21 7111 MultiStore 2859 A21 7120 NearStore 2859 A21 7122 iscsi Protocol 2859 A21 7125 SnapMirror/SnapVault Bundle 2859 A21 7129 FlexCache for NFS 2859 A21 7130 SnapMirror 2859 A21 7131 SnapLock Compliance 2859 A21 7132 SnapLock Enterprise 2859 A21 7133 SnapMover 2859 A21 7134 SnapRestore 2859 A21 7135 SnapVault Primary 2859 A21 7136 SnapVault Secondary 2859 A21 7137 SnapManager SAP Filer 2859 A21 7138 SnapManager Oracle Filer 2859 A21 7139 SnapValidator 2859 A21 6142 Fibre Channel Protocol 2859 A21 7143 Disk Sanitization 2859 A21 7144 SnapManager/Exchange Filer 2859 A21 7145 SnapManager/SQL Filer 2859 A21 7146 Deduplication 2859 A21 7147 SnapManager VI Filer 2859 A21 7148 SnapManager SharePointFiler 2859 A21 7149 SnapManager Hyper V Filer 2859 A21 7150 SnapDrive for UNIX Filer 2859 A21 7176 SnapDrive for Win Filer 2859 A21 7177 Host software SnapDrive for UNIX AIX 2859 A11, A21 8024 SnapDrive for UNIX Solaris 2859 A11, A21 8025 SnapDrive for UNIX HPUX 2859 A11, A21 8026 SnapDrive for UNIX Linux 2859 A11, A21 8027 SnapDrive for Windows 2859 A11, A21 8050 ONTAP DSM for Windows MPIO 2859 A11, A21 8052 SnapManager/Oracle WIN 2859 A11, A21 8129 110004 IBM is a registered trademark of International Business Machines Corporation 5

SnapManager/Exchange Host 2859 A11, A21 8131 SnapManager/VI Host 2859 A11, A21 8133 SnapMgr HyperV Host 2859 A11, A21 8135 SnapManager for SAP Win 2859 A11, A21 8140 SnapManager for SQL Host 2859 A11, A21 8141 SnapManager for Oracle 2859 A11, A21 8143 SnapManager for SAP 2859 A11, A21 8145 SnapManager SharePointHost 2859 A11, A21 8147 SM SharePoint Mgmt. Bundle 2859 A11, A21 8149 Single Mbox Recovery 100pk 2859 A11, A21 8150 Single Mbox Recovery 500pk 2859 A11, A21 8151 Single Mbox Recovery 1000pk 2859 A11, A21 8152 Single Mbox Recovery 2500pk 2859 A11, A21 8153 Single Mbox Recovery 5K pk 2859 A11, A21 8154 Single Mbox Recovery 10K pk 2859 A11, A21 8155 Single Mbox Recovery 50K pk 2859 A11, A21 8156 SMBR CAARCSERVE Extract Wiz 2859 A11, A21 8158 SMBR Tivoli Tape Extract Wiz 2859 A11, A21 8159 SMBR Legato Tape Extract Wiz 2859 A11, A21 8160 SMBR NetBackup Extract Wiz 2859 A11, A21 8161 SMBR PST Tape Extract Wiz 2859 A11, A21 8162 SMBR HP Extract Wiz 2859 A11, A21 8163 SMBR Commvault Galaxy Ex Wiz 2859 A11, A21 8164 SMBR UltraBac Extract Wizard 2859 A11, A21 8165 SMBR Agent for Adv Search 2859 A11, A21 8166 SMBR Content Analysis Wizard 2859 A11, A21 8167 SMBR Administrative Server 2859 A11, A21 8168 OSSV Windows for Filers 2859 A11, A21 8202 OSSV Linux for Filers 2859 A11, A21 8204 OSSV OFM for Filers 2859 A11, A21 8206 OSSV UNIX for Filers 2859 A11, A21 8208 OSSV VMWare for Filers 2859 A11, A21 8210 DFM Server License 2859 A11, A21 8255 Op Mgr Store Resource Mgmt 2859 A11, A21 8257 Ops Mgr Core tier 1 license 2859 A11, A21 8261 Ops Mgr Core tier 2 license 2859 A11, A21 8262 Ops Mgr Core tier 3 license 2859 A11, A21 8263 Ops Mgr Core tier 4 license 2859 A11, A21 8264 Ops Mgr Core tier 5 license 2859 A11, A21 8265 Ops Mgr Core tier 6 license 2859 A11, A21 8266 Ops Mgr Core tier 7 license 2859 A11, A21 8267 Protect Mgr tier 1 license 2859 A11, A21 8268 Protect Mgr tier 2 license 2859 A11, A21 8269 Protect Mgr tier 3 license 2859 A11, A21 8270 Protect Mgr tier 4 license 2859 A11, A21 8271 Protect Mgr tier 5 license 2859 A11, A21 8272 Protect Mgr tier 6 license 2859 A11, A21 8273 Protect Mgr tier 7 license 2859 A11, A21 8274 Provisioning Mgr. tier 1 2859 A11, A21 8275 Provisioning Mgr. tier 2 2859 A11, A21 8276 Provisioning Mgr. tier 3 2859 A11, A21 8277 Provisioning Mgr. tier 4 2859 A11, A21 8278 Provisioning Mgr. tier 5 2859 A11, A21 8279 Provisioning Mgr. tier 6 2859 A11, A21 8280 Provisioning Mgr. tier 7 2859 A11, A21 8281 Protection Mgr. DR tier 1 2859 A11, A21 8282 Protection Mgr. DR tier 2 2859 A11, A21 8283 Protection Mgr. DR tier 3 2859 A11, A21 8284 Protection Mgr. DR tier 4 2859 A11, A21 8285 Protection Mgr. DR tier 5 2859 A11, A21 8286 Protection Mgr. DR tier 6 2859 A11, A21 8287 Protection Mgr. DR tier 7 2859 A11, A21 8288 Operations Manager for N3400 2859 A11, A21 8400 Protection Manager for N3400 2859 A11, A21 8401 Provisioning Mgr. for N3400 2859 A11, A21 8402 Protection Mgr. DR for N3400 2859 A11, A21 8403 Power Cords PDU Pwr Cord, 42U Rack 2859 A11, A21 9000 Power Cord, Cont. Europe 2859 A11, A21 9001 Power Cord, UK 2859 A11, A21 9002 Power Cord, Japan 2859 A11, A21 9003 Power Cord, North America 2859 A11, A21 9004 110004 IBM is a registered trademark of International Business Machines Corporation 6

Power Cord, Australia/N.Z. 2859 A11, A21 9005 Power Cord, Switzerland 2859 A11, A21 9006 Power Cord, Argentina 2859 A11, A21 9007 Power Cord, China 2859 A11, A21 9008 Power Cord, Denmark 2859 A11, A21 9009 Power Cord, India/S.Africa 2859 A11, A21 9010 Power Cord, Israel 2859 A11, A21 9011 Power Cord, Italy 2859 A11, A21 9012 Power Cord, N.America 250V 2859 A11, A21 9013 Power Cord, Brazil 2859 A11, A21 9014 Power Cord, Taiwan 2859 A11, A21 9015 Power Cord, Taiwan 250V 2859 A11, A21 9016 Installation Plant install in 2101 rack 2859 A11, A21 9201 Field install rack mount kit 2859 A11, A21 9202 Uninstalled code authoriztn 2859 A11, A21 9550 MES ordering MES Order Indicator 2859 A11, A21 9555 IBM Global Finance transaction IGF Transaction Indicator 2859 A11, A21 9556 Port/loop counts Num. of FC Target Ports 2859 A11, A21 9557 Num. of FC Storage Loops 2859 A11, A21 9558 Num. of SATA Storage Loops 2859 A11, A21 9559 Dualpath FC Cabling 2859 A21 9560 Model conversions From To Description Type Model Type Model 2859 A11 2859 A21 N3400 Model A21 Feature conversions: Type From To Description 2859 5201 5251 Base Pack 2859 5202 5252 Foundation Pack 2859 5203 5253 Protection Pack 2859 5204 5254 Advanced Pack 2859 6700 6750 Data ONTAP 2859 6002 6102 CIFS 2859 7003 7103 HTTP 2859 6004 6104 NFS 2859 7006 7106 SyncMirror 2859 7011 7111 FlexClone 2859 7020 7120 MultiStore 2859 7022 7122 NearStore 2859 7025 7125 iscsi Protocol 2859 7029 7129 SnapMirror/SnapVault Bundle 2859 7030 7130 FlexCache for NFS 2859 7031 7131 SnapMirror 2859 7032 7132 SnapLock Compliance 2859 7033 7133 SnapLock Enterprise 2859 7035 7135 SnapRestore 2859 7036 7136 SnapVault Primary 2859 7037 7137 SnapVault Secondary 2859 7038 7138 SnapManager SAP Filer 2859 7039 7139 SnapManager Oracle Filer 2859 6042 6142 SnapValidator 2859 7043 7143 Fibre Channel Protocol 2859 7044 7144 Disk Sanitization 2859 7045 7145 SnapManager/Exchange Filer 2859 7046 7146 SnapManager/SQL Filer 2859 7047 7147 Deduplication 110004 IBM is a registered trademark of International Business Machines Corporation 7

2859 7048 7148 SnapManager VI Filer 2859 7049 7149 SnapManger SharePointFiler 2859 7050 7150 SnapManager Hyper V Filer 2859 7076 7176 SnapDrive for UNIX Filer 2859 7077 7177 SnapDrive for Win Filer Feature descriptions Disk drives SAS and SATA disk drive features (#40xx) Feature Description 4015 300 GB, 15K RPM SAS HDD 4016 450 GB, 15K RPM SAS HDD 4017 600 GB, 15K RPM SAS HDD 4018 500 GB, SATA drive 4020 1 TB, SATA drive Each of these features provides one disk drive. The initial order for both the N3400 Model A11 and N3400 Model A21 must include a minimum of 6 SAS HDD, up to a maximum of 12. The disk drives installed within each model must be of the same type (interface, capacity, and speed). HDD Blank Panel (#4099) This feature provides one blank panel used to close the space left vacant (the absence of a disk drive in a disk bay). Blank panels must be ordered in a quantity sufficient to cover any unpopulated bay, that is, the number of disk drives and blank panels for either model must equal 12 on the initial order. Licensed function features Licensed functions are authorized at the 2859 system level. Only one feature is required per 2859 system, regardless of the physical capacity within the 2859 system or the number of attached expansion units. The following licensed functions are provided with the N3400 Models A11 and A21 at no additional charge: Model A11 Model A21 feature feature Description 6700 6750 Data ONTAP N/A 7105 CFO (Model A21 only) The following additional licensed functions are available on the N3400 Models A11 and A21 as optional features: Model A11 Model A21 Feature Feature Description 5201 5251 Base Pack 5202 5252 Foundation Pack 5203 5253 Protection Pack 5204 5254 Advanced Pack 6002 6102 CIFS 7003 7103 HTTP 6004 6104 NFS N/A 6105 CFO 7006 7106 SyncMirror 7011 7111 IBM System Storage N3400 with FlexClone 7020 7120 IBM System Storage N3400 with MultiStore 110004 IBM is a registered trademark of International Business Machines Corporation 8

7022 7122 IBM System Storage N3400 with NearStore N/A 7126 IBM System Storage N3400 with SnapVault Primary/Secondary 7025 7125 iscsi Protocol 7029 7129 SnapMirror/SnapVault Bundle 7030 7130 FlexCache for NFS 7031 7131 IBM System Storage N3400 with SnapMirror 7032 7132 IBM System Storage N3400 with SnapLock Compliance 7033 7133 IBM System Storage N3400 with SnapLock Enterprise N/A 7134 IBM System Storage N3400 with SnapMover 7035 7135 IBM System Storage N3400 with SnapRestore 7036 7136 IBM System Storage N3400 with SnapVault Primary 7037 7137 IBM System Storage N3400 with SnapVault Secondary 7038 7138 SnapManager SAP Filer 7039 7139 SnapManager Oracle Filer 6042 6142 IBM System Storage N3400 with SnapValidator 7043 7143 Fibre Channel Protocol 7044 7144 Disk Sanitization 7045 7145 SnapManager/Exchange Filer 7046 7146 SnapManager/SQL Filer 7047 7147 Deduplication 7048 7148 SnapManager VI Filer 7049 7149 SnapManager SharePointFiler 7050 7150 SnapManager Hyper V Filer 7076 7177 SnapDrive for UNIX Filer 7077 7178 SnapDrive for Win Win 8024 8024 SnapDrive for UNIX AIX 8025 8025 SnapDrive for UNIX Solaris 8026 8026 SnapDrive for UNIX HPUX 8027 8027 SnapDrive for UNIX Linux 8050 8050 SnapDrive for Windows 8052 8052 ONTAP DSM for Windows MPIO 8129 8129 SnapManager/Oracle WIN 8131 8131 SnapManager/Exchange Host 8133 8133 SnapManager/VI Host 8140 8140 SnapManager for SAP Win 8141 8141 SnapManager for SQL Host 8143 8143 SnapManager for Oracle 8145 8145 SnapManager for SAP 8149 8149 SM SharePoint Mgmt. Bundle 8150 8150 Single Mbox Recovery 100pk 8151 8151 Single Mbox Recovery 500pk 8152 8152 Single Mbox Recovery 1000pk 8153 8153 Single Mbox Recovery 2500pk 8154 8154 Single Mbox Recovery 5K pk 8155 8155 Single Mbox Recovery 10K pk 8156 8156 Single Mbox Recovery 50K pk 8158 8158 SMBR CAARCSERVE Extract Wiz 8159 8159 SMBR Tivoli Tape Extract Wiz 8160 8160 SMBR Legato Tape Extract Wiz 8161 8161 SMBR NetBackup Extract Wiz 8162 8162 SMBR PST Tape Extract Wiz 8163 8163 SMBR HP Extract Wiz 8164 8164 SMBR Commvault Galaxy Ex Wiz 8165 8165 SMBR UltraBac Extract Wizard 8166 8166 SMBR Agent for Adv Search 8167 8167 SMBR Content Analysis Wizard 8168 8167 SMBR Administrative Server 8202 8202 OSSV Windows for Filers 8204 8204 OSSV Linux for Filers 8206 8206 OSSV OFM for Filers 8208 8208 OSSV UNIX for Filers 8210 8210 OSSV VMWare for Filers 8255 8255 DFM Server License 8257 8257 Op Mgr Store Resource Mgmt 110004 IBM is a registered trademark of International Business Machines Corporation 9

8261 8261 Ops Mgr Core tier 1 license 8262 8262 Ops Mgr Core tier 2 license 8263 8263 Ops Mgr Core tier 3 license 8264 8264 Ops Mgr Core tier 4 license 8265 8265 Ops Mgr Core tier 5 license 8266 8266 Ops Mgr Core tier 6 license 8267 8267 Ops Mgr Core tier 7 license 8268 8268 Protect Mgr tier 1 license 8269 8269 Protect Mgr tier 2 license 8270 8270 Protect Mgr tier 3 license 8271 8271 Protect Mgr tier 4 license 8272 8272 Protect Mgr tier 5 license 8273 8273 Protect Mgr tier 6 license 8274 8274 Protect Mgr tier 7 license 8275 8275 Provisioning Mgr. tier 1 8276 8276 Provisioning Mgr. tier 2 8277 8277 Provisioning Mgr. tier 3 8278 8278 Provisioning Mgr. tier 4 8279 8279 Provisioning Mgr. tier 5 8280 8280 Provisioning Mgr. tier 6 8281 8281 Provisioning Mgr. tier 7 8282 8282 Protection Mgr. DR tier 1 8283 8283 Protection Mgr. DR tier 2 8284 8284 Protection Mgr. DR tier 3 8285 8285 Protection Mgr. DR tier 4 8286 8286 Protection Mgr. DR tier 5 8287 8287 Protection Mgr. DR tier 6 8288 8288 Protection Mgr. DR tier 7 8401 8401 Operations Manager for N3400 8402 8402 Protection Manager for N3400 8403 8403 Provisioning Mgr. for N3400 8404 8404 Protection Mgr. DR for N3400 Licensed function indicators Note: For all licensed function indicators, the corequisite 2870 feature must be purchased to establish authorization for use of the coresponding licensed function before the feature activation code is provided by IBM. Software Packs The software packs on the N3000 systems are designed to provide simplified ordering of common combinations of software features on the N series systems. These packs provide a discount for the included functions compared to purchasing each software feature separately. Base Pack (#5201 and #5251) This software pack provides the basic software functions for N series systems. It includes iscsi, FCP, HTTP, SyncMirror, NearStore, Deduplication, and one license for Operations Manager. Foundation Pack (#5202 and #5252) This software pack provides the foundation for expanded use of the N series system. It includes SnapRestore, SnapVault Primary, and one node of Provisioning Manager. Protection Pack (#5203 and #5253) This software pack provides the expanded protection software capabilities of the N series system. It includes SnapMirror, SnapVault Secondary, and one node of Protection Manager. Advanced Pack (#5204 and #5254) This software pack provides the basis for the advanced functions of the N series system. It includes FlexClone, MultiStore, SnapLock Compliance, and SnapLock Enterprise. 110004 IBM is a registered trademark of International Business Machines Corporation 10

Data ONTAP (#6700 and #6750) This feature enables the Data ONTAP licensed function. Data ONTAP is an optimized, scalable, and flexible operating system for the IBM N series storage controllers that is designed for heterogeneous environments. Data ONTAP is designed to deliver flexible management and high availability, support business continuance, and support data retention, thereby helping reduce storage management complexity in your enterprise. Data ONTAP includes FlexShare, FlexCache, FlexVol, and Snapshot support. CIFS (#6002 and #6102) This feature enables the CIFS licensed function, which is designed to provide connectivity to client machines so that data can be transferred via the CIFS protocol. This feature is also used for maintenance billing purposes. The corequisite 2870 feature must be purchased to establish authorization for use of the CIFS licensed function before the feature activation code is provided by IBM. HTTP (#7003 and #7103) This feature enables the HTTP licensed function which is designed to provide data transfer to and from the N3400 storage controllers via the HTTP protocol. This feature is also used for maintenance billing purposes. NFS (#6004 and #6104) This feature enables the NFS licensed function provided you have applied a feature activation code that is made available by IBM. The NFS licensed function is designed to provide connectivity to client machines that transfer data via the NFS protocol. This feature is also used for maintenance billing purposes. CFO (#6105 A21 only) Installed on a pair of N series storage controllers, this feature is designed to enable the transfer of data service from an unavailable controller to the other controller in the cluster. It is designed to deliver a robust and highly available data service for businesscritical environments. FlexClone (#7011 and #7111) This feature enables the FlexClone licensed function provided you have applied a feature activation code that is made available by IBM. FlexClone is designed to enable true cloning nearinstant replication of data volumes and data sets without requiring additional storage space at the time of creation. This feature is also used for maintenance billing purposes. MultiStore (#7020 and #7120) This feature enables the MultiStore licensed function provided you have applied a feature activation code that is made available by IBM. MultiStore is designed to enable multiprotocol storage consolidation across enterprises. It is designed to provide partitioning of network and storage resources and enable multidomain and multiserver consolidation on a single storage appliance. In addition, it is designed to help reduce data management cost by introducing a tiered management model enabling costeffective administration. This feature is also used for maintenance billing purposes. Note: The combination of Fibre Channel Protocol (#7043 and #7143) and MultiStore (#7020 and #7120) is supported only on virtual filer 0. They are otherwise mutually exclusive. 110004 IBM is a registered trademark of International Business Machines Corporation 11

NearStore (#7022 and #7122) This feature is designed to help optimize a storage controller for data protection and retention applications. It enables additional concurrent streams and SnapVault for NetBackup. iscsi Protocol (#7025 and #7125) This feature enables the iscsi Protocol licensed function, which is designed to provide connectivity to clients that transfer data via the iscsi protocol. You must apply a feature activation code made available by IBM. This feature is also used for maintenance billing purposes. SnapMirror/SnapVault Bundle (#7029 and #7129) This feature is a bundle of the SnapMirror and SnapVault Secondary features, designed to provide improved value for the combination. It is typically used by customers wanting to provide a mirrored, remote site for their data backup. This feature is designed to accomplish that by having the SnapVault function create an initial, local backup copy of the data, and then having the SnapMirror function copy the data to a remote site. SnapVault Primary and SnapManager are not included in this bundle. FlexCache for NFS (#7030 and #7130) FlexCache for NFS is designed to create a caching layer in your storage infrastructure that helps to eliminate performance bottlenecks in NFS environments. It is designed to replicate hot data sets to local caching volumes anywhere in the infrastructure. This is useful with NFS implementations in computeintensive applications, distributed computing environments, and reverse tiered storage. For additional detail and assistance with planning, it is highly recommended that you refer to the documentation for FlexCache. SnapMirror (#7031 and #7131) This feature enables the SnapMirror licensed function provided you have applied a feature activation code that is made available by IBM. SnapMirror is designed to replicate data between one or more N series storage controllers. It is designed to continually update the mirrored data to help keep it current and available for disaster recovery, offloading tape backup, readonly data distribution, testing on nonproduction systems, and online data migration. This feature is also used for maintenance billing purposes. SnapLock Compliance (#7032 and #7132) This feature enables the SnapLock Compliance licensed function provided you have applied a feature activation code that is made available by IBM. This feature is also used for maintenance billing purposes. SnapLock Enterprise (#7033 and #7133) This feature enables the SnapLock Enterprise licensed function provided you have applied a feature activation code that is made available by IBM. SnapLock Enterprise is designed to provide high performance and highsecurity data permanence to diskbased primary and secondary N3400 storage subsystems. An integrated element of the proven IBM Data ONTAP operating system, SnapLock software is designed to support the accuracy, integrity, and security of data by helping prevent the alteration of business records and allow rapid online access for long periods of time. SnapLock Enterprise allows administrators to delete entire SnapLock Enterprise volumes. However, it is designed to prevent any SnapLock Enterprise user or administrator from deleting or modifying individual SnapLock Enterprise WORM records. This feature is also used for maintenance billing purposes. 110004 IBM is a registered trademark of International Business Machines Corporation 12

SnapMover (#7134 Model A21 only) This feature enables the SnapMover licensed function provided you have applied a feature activation code that is made available by IBM. SnapMover is designed to provide a nocopy data migration solution for workload distribution among N series storage controllers sharing common backend storage while avoiding impact to data availability and disruption to users. This helps organizations to efficiently address evolving storage and performance requirements while maintaining user productivity. This feature is also used for maintenance billing purposes. SnapRestore (#7035 and #7135) This feature enables the SnapRestore licensed function provided you have applied a feature activation code that is made available by IBM. SnapRestore is designed to help an enterprise to recover from data loss that may occur due to user error, viruses, or many other disasters. SnapRestore is designed to help users recover data, from individual files to multiterabyte volumes, using snapshot copies, to help allow quick resumption of operations. This feature is also used for maintenance billing purposes. SnapVault features SnapVault provides a centralized diskbased backup solution for heterogeneous storage environments. Storing backup data in multiple snapshot copies on the SnapVault secondary storage system from multiple SnapVault primary systems helps let enterprises keep weeks of backups online for fast restoration. Backing up multiple SnapVault primary storage systems to a single SnapShot copy on a large SnapVault secondary storage system can help allow enterprises to centralize their backup and restore operations in a single location. SnapVault primary storage systems can be local or remote N3400 storage controllers, Windows servers, or UNIX servers connected via a LAN or a WAN. The SnapVault secondary storage system can also be located at a remote disaster recovery site to help protect against production site failures. SnapVault Primary and SnapVault Secondary may be concurrently installed on an N3400 Model A21. This allows data to be backed up from one node of the Model A21 to the other node. Each must be installed on its own node, that is, SnapVault Primary must be installed on one of the two nodes and SnapVault Secondary on the other. They may never both be installed on the same node. Data ONTAP 7.2.1, or later, is required. SnapVault Primary (#7036 and #7136) This feature enables the SnapVault Primary licensed function provided you have applied a feature activation code that is made available by IBM. This feature is also used for maintenance billing purposes. SnapVault Secondary (#7037 and #7137) This feature enables the SnapVault Secondary licensed function provided you have applied a feature activation code that is made available by IBM. This feature is also used for maintenance billing purposes. SnapManager SAP Filer (#7038 and #7138) This feature is designed to allow SAP administrators to back up and restore an SAP System hosted on an Oracle Database. It is integrated with the interface for SAP tools for backup and recovery of SAP systems as well as with the N series data management tools. It is designed to simplify provisioning and data protection on enterprise SAP systems. This feature allows connectivity of any number of SAP servers to one storage controller. SnapDrive for UNIX (one of features #8024 through #8027) or SnapDrive for Windows is required. 110004 IBM is a registered trademark of International Business Machines Corporation 13

SnapManager Oracle Filer (#7039 and #7139) IBM SnapManager for Oracle is designed to integrate with an Oracle Database and automate crucial tasks such as backup, restore, database recovery, and cloning. Note: FlexClone is required with NFS and is optional for FCP and iscsi environments. SnapRestore is always required with SnapManager for Oracle. When using iscsi or FCP, you must have the appropriate host support kit (iscsi downloadable) or FCP Host Attach Kit. This feature allows connectivity of any number of Oracle servers to one storage controller. SnapDrive for UNIX (one of features #8024 through #8027) or SnapDrive for Windows is required. SnapValidator (#6042 and #6142) This feature enables the SnapValidator licensed function provided you have applied a feature activation code that is made available by IBM. SnapValidator is tightly integrated with the Oracle Database architecture and complies with the Oracle Hardware Assisted Resilient Data (HARD) initiative. It is designed to detect and prevent potential corruptions of Oracle data before they happen. By adding intelligence and database awareness to modular storage systems (across SAN, isan, and NAS protocols), IBM N3400 SnapValidator helps to enable advanced database protection functionality to a broader array of organizations. This feature is also used for maintenance billing purposes. Fibre Channel Protocol (#7043 and #7143) This feature enables the Fibre Channel Protocol licensed function, which is designed to provide connectivity to client machines that transfer data via the FCP protocol provided you have applied a feature activation code that is made available by IBM. This feature is also used for maintenance billing purposes. Note: The combination of Fibre Channel Protocol (#7043 and #7143) and MultiStore (#7020 and #7120) is supported only on virtual filer 0. They are otherwise mutually exclusive. Disk Sanitization (#7044 and #7144) This feature enables the Disk Sanitization licensed function provided you have applied a feature activation code that is made available by IBM. This feature is also used for maintenance billing purposes. SnapManager/Exchange Filer (#7045 and #7145) This feature enables the SnapManager/Exchange Filer licensed function provided you have applied a feature activation code that is made available by IBM. IBM SnapManager for Microsoft Exchange is a comprehensive data management solution designed to streamline storage management while simplifying configuration, backup, and restore operations for Exchange databases. Deployed in combination with N3400 storage systems, SnapManager software is designed to provide nearinstantaneous hot backups and rapid restores to help you achieve a combination of availability, scalability, performance, and reliability for Exchange environments. This feature allows connectivity of any number of exchange servers to one N3400 storage controller. Note: SnapManager/Exchange Filer and SnapManager/Exchange Host (#8131) provide identical function but support different numbers of hosts. Only one or the other is needed, not both. SnapManager/Exchange Filer allows connectivity to any number of hosts, SnapManager/Exchange Host allows just one host connection. If the planned number of hosts to be supported, multiplied by the feature #8131 price, is greater than the price of SnapManager/Exchange Filer (#7045 or #7145), #7045 or #7145 may be a more costeffective choice. Other factors may influence this decision. 110004 IBM is a registered trademark of International Business Machines Corporation 14

This feature requires either FCP or iscsi Protocol, and SnapRestore, SnapManager/ Exch Media Kit, and SnapDrive for Windows to be installed on the machine. This feature is also used for maintenance billing purposes. SnapManager/SQL Filer (#7046 and #7146) This feature enables the SnapManager/SQL Filer licensed function provided you have applied a feature activation code that is made available by IBM. IBM SnapManager for Microsoft SQL is a comprehensive data management solution designed to streamline storage management while simplifying configuration, backup, and restore operations for Exchange databases. Deployed in combination with N3400 storage systems, SnapManager software is designed to provide nearinstantaneous hot backups and rapid restores to help you achieve a combination of availability, scalability, performance, and reliability for SQL environments. This feature allows connectivity of any number of SQL servers to one N3400 storage controller. Note: SnapManager/SQL Filer and SnapManager for SQL Host (#8141) provide identical function but support different numbers of hosts. Only one or the other is needed, not both. SnapManager/SQL Filer allows connectivity to any number of hosts, SnapManager for SQL Host allows just one host connection. If the planned number of hosts to be supported, multiplied by the feature #8141 price, is greater than the price of SnapManager/SQL Filer (#7046 or #7146), #7046 or #7146 may be a more costeffective choice. Other factors may influence this decision. This feature requires either FCP or iscsi Protocol, and SnapRestore, SnapManager/ SQL Media Kit, and SnapDrive for Windows to be installed on the machine. This feature is also used for maintenance billing purposes. Deduplication (#7047 and #7147) This feature is designed to provide blocklevel deduplication within the entire flexible volume on an IBM N series storage controller that has the NearStore feature enabled. Deduplication only stores unique data blocks in the flexible volume and creates a small amount of additional metadata in the process. Each block of data has a digital "signature" that is compared to all other signatures in the flexible volume. If an exact byteforbyte block match exists on the flexible volume, the duplicate block is discarded and its disk space is reclaimed. SnapManager VI Filer (#7048 and #7148) IBM SnapManager for Virtual Infrastructures (SnapManager VI) is designed to integrate with a virtual server infrastructure and automate crucial tasks such as backup, restore, recovery, and cloning. It allows connectivity of any number of VMWare servers to one storage controller. SnapManager SharePointFiler (#7049 and #7149) This feature enables the SnapManager SharePointFiler licensed function provided the customer has applied a feature activation code that is made available by IBM. IBM SnapManager for Microsoft Office SharePoint Server (SMMOSS) is designed to enable a single console to manage diskbased backup and recovery of SharePoint content databases, portals, sites, subsites, folders, documents, and versions of documents. Deployed in combination with an N series storage system, SnapManager software is designed to provide nearinstantaneous hot backups and rapid restores to help you achieve a combination of availability, scalability, performance, and reliability for SharePoint environments. This feature is designed to allow connectivity of any number of Microsoft Office SharePoint servers to one N series storage system. It is also used for maintenance billing purposes. 110004 IBM is a registered trademark of International Business Machines Corporation 15

SnapManager HyperV Filer (#7050 and #7150) These features are designed to integrate with the Microsoft HyperV virtual server infrastructure and automate crucial tasks such as backup, restore, recovery, and cloning. It allows connectivity of any number of Microsoft HyperV servers to one storage controller. SnapDrive for UNIX Filer (#7076 and #7176) This feature is designed to provide software that enhances the storage management capability of UNIXbased systems, including easier management of dynamic volume management, cluster management, snapshot management, and replication management. One feature allows the connection of any number of hosts to the licensed storage controller. SnapDrive for Win Filer (#7077 and #7177) This feature is designed to provide software that enhances the storage management capability of Windowsbased systems, including easier management of dynamic volume management, cluster management, snapshot management, and replication management. One feature allows the connection of any number of hosts to the licensed storage controller. Host software Note: For all host software, the corequisite 2870 feature must be purchased to establish authorization for use of the corresponding licensed function before the feature activation code is provided by IBM. SnapDrive for UNIX AIX (#8024) This feature is designed to provide a software application that enhances the storage management capabilities in a AIX environment, including easier management of dynamic volume management, cluster management, snapshot management, and replication management. One feature must be ordered for each host on which it will be installed. SnapDrive for UNIX Solaris (#8025) This feature is designed to provide a software application that enhances the storage management capabilities in a Solaris environment, including easier management of dynamic volume management, cluster management, snapshot management, and replication management. One feature must be ordered for each host on which it will be installed. SnapDrive for UNIX HPUX (#8026) This feature is designed to provide a software application that enhances the storage management capabilities in a HPUX environment, including easier management of dynamic volume management, cluster management, snapshot management, and replication management. One feature must be ordered for each host on which it will be installed. SnapDrive for UNIX Linux (#8027) This feature is designed to provide a software application that enhances the storage management capabilities in a Linux environment, including easier management of dynamic volume management, cluster management, snapshot management, and replication management. One feature must be ordered for each host on which it will be installed. SnapDrive for Windows (#8050) This feature provides SnapDrive for Windows function. One feature must be ordered for each host on which it will be installed. It provides a software application that is designed to enhance the storage management capability in a Windows 110004 IBM is a registered trademark of International Business Machines Corporation 16

environment, including easier management of dynamic volume management, cluster management, snapshot management, and replication management. Note: Feature number 8052 is highly recommended when using feature number 8050 with FCP. Note: If running with FCP, feature #8100 is a corequsite. If running with iscsi, the iscsi Host Support Kit is required. The iscsi Host Support Kit is available for download from http://www.ibm.com/storage/support/nas ONTAP DSM for Windows MPIO (#8052) This feature provides the multipathing MPIO driver for FC data transmission in Windows environments connected to N series machines. It is required when FC multipathing function is required. Note: Feature number 8052 is highly recommended when using feature number 8050 with FCP. SnapManager/Oracle WIN (#8129) IBM SnapManager for Oracle is designed to integrate with an Oracle Database and automate crucial tasks such as backup, restore, database recovery, and cloning. This feature allows connection of one Oracle host server to a storage controller. One of this feature is required for each Oracle host. Snapmanager for Oracle for Windows is available for Oracle databases running on Windows. SnapManager/Exchange Host (#8131) This feature allows connection of one exchange host server to a storage controller. One of this feature is required for each exchange host. The Fibre Channel Protocol feature or iscsi must be installed on the attached storage controller. Note: SnapManager/Exchange Host and SnapManager/Exchange Filer (#7045 or #7145) provide identical function but support different numbers of hosts. Only one or the other is needed, not both. SnapManager/Exchange Filer allows connectivity to any number of hosts, SnapManager/Exchange Host allows just one host connection. If the planned number of hosts to be supported, multiplied by the feature #8131 price, is greater than the price of SnapManager/Exchange Filer (#7045 or #7145), #7045 or #7145 may be a more costeffective choice. Other factors may influence this decision. This feature requires either FCP or iscsi Protocol, and SnapRestore, SnapManager/ Exch Media Kit, and SnapDrive for Windows to be installed on the machine. SnapManager VI Host (#8133) This feature provides SnapManager function for Virtual Infrastructure (VI) environments, utilizing the VMWare system. It is designed to provide snapshot management for any number of N series controllers attached to a single VMWare host. SnapMgr HyperV Host (#8135) This feature is designed to integrate with the Microsoft HyperV virtual server infrastructure and automate crucial tasks such as backup, restore, recovery, and cloning. It allows one Microsoft HyperV server to connect to any number of N series controllers. Note: Use of this feature with FCP requires the FCP protocol feature, the host attach kit for the appropriate hosts, and one of the SnapDrive for Windows features. If running with iscsi, the iscsi protocol feature and appropriate iscsi host attach kit are required. SnapManager for SAP Win (#8140) This feature is designed to allow SAP administrators in Windows environments to back up and restore a SAP System hosted on an Oracle Database. It is integrated 110004 IBM is a registered trademark of International Business Machines Corporation 17

with the interface for SAP tools for backup and recovery of SAP systems as well as with the N series data management tools. It is designed to simplify provisioning and data protection on enterprise SAP systems. This feature includes feature #8050, SnapDrive for Windows. One of this feature must be ordered for each host on which it will be installed. Note: SnapRestore is always required with SnapManager for SAP. The necessary SnapDrive code and license are included as part of the SnapManager for SAP feature. SnapManager for SQL Host (#8141) This feature allows connection of one SQL host server to a storage controller. One of this feature is required for each SQL host. The Fibre Channel Protocol feature or iscsi must be installed on the attached storage controller. Note: SnapManager for SQL Host and SnapManager/SQL Filer (#7046 or #7146) provide identical function but support different numbers of hosts. Only one or the other is needed, not both. SnapManager/SQL Filer allows connectivity to any number of hosts, SnapManager for SQL Host allows just one host connection. If the planned number of hosts to be supported, multiplied by the feature #8141 price, is greater than the price of SnapManager/SQL Filer (#7046 or #7146), #7046 or #7146 may be a more costeffective choice. Other factors may influence this decision. This feature requires either FCP or iscsi Protocol, and SnapRestore, and SnapDrive for Windows to be installed on the machine. SnapManager for Oracle (#8143) IBM SnapManager for Oracle is designed to integrate with an Oracle Database and automate crucial tasks such as backup, restore, database recovery, and cloning. This feature allows connection of one Oracle host server to a storage controller. One of this feature is required for each Oracle host. Note: FlexClone is required with NFS and is optional for FCP and iscsi environments. SnapRestore (#7035 and #7135) is always required with SnapManager for Oracle. The necessary SnapDrive code and license are included as part of the SnapManager for Oracle feature. When using iscsi or FCP, you must have the appropriate host support kit (iscsi downloadable) or FCP attach kit (downloadable) available. SnapManager for Oracle requirements vary depending on the host OS. For full details on supported operating system levels, Oracle database levels, and other SnapManager for Oracle requirements, refer to the N series interoperability matrix at http://www.ibm.com/servers/storage/nas SnapManager for SAP (#8145) This feature is designed to allow SAP administrators to back up and restore a SAP System hosted on an Oracle Database. It is integrated with the interface for SAP br* tools for backup and recovery of SAP systems as well as with the N series data management tools. It is designed to simplify provisioning and data protection on enterprise SAP systems. This feature includes feature #8040 and SnapManager for Oracle (#8143). Features #8024 through #8027 and #8143 need not be ordered if SnapManager for SAP (#8145) is ordered. One of this feature must be ordered for each CPU on each host on which it will be installed. Note: FlexClone is required with NFS and is optional for FCP and iscsi environments. SnapRestore (#7035 and #7135) is always required with SnapManager for Oracle. The necessary SnapDrive code and license are included as part of the SnapManager for Oracle feature. When using iscsi or FCP, you must 110004 IBM is a registered trademark of International Business Machines Corporation 18

have the appropriate host support kit (iscsi downloadable) or FCP attach kit (downloadable) available. SnapManager SharePointHost (#8147) This feature enables the SnapManager SharePointHost licensed function provided the customer has applied a feature activation code that is made available by IBM. IBM SnapManager for Microsoft Office SharePoint Server (SMMOSS) is designed to enable a single console to manage diskbased backup and recovery of SharePoint content databases, portals, sites, subsites, folders, documents, and versions of documents. Deployed in combination with an N series storage system, SnapManager software is designed to provide nearinstantaneous hot backups and rapid restores to help you achieve a combination of availability, scalability, performance, and reliability for SharePoint environments. This feature is designed to allow connectivity to a single Microsoft Office SharePoint CPU to one N series storage system. It is also used for maintenance billing purposes. SM SharePoint Mgmt. Bundle (#8149) This feature includes SnapManager for SQL Host (#8141), SnapManager SharePointHost (#8147), and SnapDrive for Windows (#8050). It is a feature bundle designed to simplify the feature ordering for SM Sharepoint environments. Single Mailbox Recovery Single Mailbox Recovery for Microsoft Exchange (SMBR) software is designed to provide rapid recovery of single mailboxes, individual folders, or single messages from a valid SnapManager backup to the production Exchange server, to any offline Exchange server, or to an Outlook.pst file. The software can help save time and money by avoiding the need for cumbersome and diskintensive bricklevel backups or investments in a dedicated recovery server infrastructure. Single Mbox Recovery 100pk (#8150) This feature provides support for 100 mailboxes. Single Mbox Recovery 500pk (#8151) This feature provides support for 500 mailboxes. Single Mbox Recovery 1000pk (#8152) This feature provides support for 1,000 mailboxes. Single Mbox Recovery 2500pk (#8153) This feature provides support for 2,500 mailboxes. Single Mbox Recovery 5K pk (#8154) This feature provides support for 5,000 mailboxes. Single Mbox Recovery 10K pk (#8155) This feature provides support for 10,000 mailboxes. Single Mbox Recovery 50K pk (#8156) This feature provides support for 50,000 mailboxes. SMBR CAARCSERVE Extract Wiz (#8158) The CAARCSERVE Extract Wizard is designed to restore both private and public exchange information, and stored data, from tape and disk backups, to any 110004 IBM is a registered trademark of International Business Machines Corporation 19

alternate location, for example, machine, volume, or folder, helping eliminate the need for a recovery server. SMBR Tivoli Tape Extract Wiz (#8159) The Tivoli Extract Wizard is designed to restore both private and public exchange information, and stored data, from tape and disk backups, to any alternate location, for example, machine, volume, or folder, helping eliminate the need for a recovery server. SMBR Legato Tape Extract Wiz (#8160) The Legato Extract Wizard is designed to restore both private and public exchange information, and stored data, from tape and disk backups, to any alternate location, for example, machine, volume, or folder, helping eliminate the need for a recovery server. SMBR NetBackup Extract Wiz (#8161) The NetBackup Extract Wizard is designed to restore both private and public exchange information, and stored data, from tape and disk backups, to any alternate location, for example, machine, volume, or folder, helping eliminate the need for a recovery server. SMBR PST Tape Extract Wiz (#8162) The PST Extract Wizard is designed to restore both private and public exchange information, and stored data, from tape and disk backups, to any alternate location, for example, machine, volume, or folder, helping eliminate the need for a recovery server. SMBR HP Extract Wiz (#8163) The HP Extract Wizard is designed to restore both private and public exchange information, and stored data, from tape and disk backups, to any alternate location, for example, machine, volume, or folder, helping eliminate the need for a recovery server. SMBR Commvault Galaxy Ex Wiz (#8164) The Commvault Galaxy Extract Wizard is designed to restore both private and public exchange information, and stored data, from tape and disk backups, to any alternate location, for example, machine, volume, or folder, helping eliminate the need for a recovery server. SMBR UltraBac Extract Wizard (#8165) The UltraBac Extract Wizard is designed to restore both private and public exchange information, and stored data, from tape and disk backups, to any alternate location, for example, machine, volume, or folder, helping eliminate the need for a recovery server. SMBR Agent for Adv Search (#8166) The SMBR Agent for Advanced Search is designed to restore both private and public exchange information, and stored data, from tape and disk backups, to any alternate location, for example, machine, volume, or folder, helping eliminate the need for a recovery server. SMBR Content Analysis Wizard (#8167) The SMBR Content Analysis Wizard (CAW) is designed to enable you to automate and save search results with Microsoft Exchange by selecting sources, including entire Exchange Database (EDB) files, individual mailboxes from an EDB, or folders from an EDB. Any number of sources is allowed, including multiple EDBs. 110004 IBM is a registered trademark of International Business Machines Corporation 20

CAW provides a method for email administrators to perform content analysis offline from the production server. It is designed to: Minimize the time it takes to detect and filter out emails that include specific content. Minimize the time it takes to detect and filter out a specific type of email file that is being sent or received (for example, specific extension, subject, date), or e mails being sent and received. Analyze the number of emails being sent and received that contain politically incorrect content (for example, tasteless jokes or pornography). Analyze the number of emails with confidential content that go out unprotected, that is, unencrypted. Minimize the time it takes to determine if someone is using the system for unauthorized activity (for example, spamming, inappropriate downloads, starting a business). SMBR Adminstrative Server (#8168) This feature is designed to provide a framework that can host centralized services for multiple clients and provide both client and server support for Single Mailbox Recovery 5.0, or later and Single Mailbox Recovery ExtractWizard users. It facilitates server configuration, mailbox permissions, and application auditing services for SMBR environments. Open Systems SnapVault agents Open Systems SnapVault is designed to be a heterogeneous, disktodisk data protection solution. An OSSV primary system corresponds to a backup client in the traditional backup architecture. The SnapVault secondary system is always an N series system running Data ONTAP. OSSV software is designed to protect data residing on the primary system, which can be a storage system attached to a server running an operating system such as AIX, Windows, VMWare or Linux. Three main components are installed within the OSSV environment: The primary system The OSSV agent residing on the primary system The secondary system (N series) with the SnapVault Secondary feature A predetermined directory or file system is chosen to be backed up to the secondary storage. The data set is mapped to a secondary system qtree on a secondary storage system. The OSSV license is applied to the N series system being used in the environment. One license is required per host to be protected with OSSV. OSSV Windows for Filers (#8202) This Open System SnapVault feature is designed to support data structures in a Windows storage controller environment. OSSV Linux for Filers (#8204) This Open System SnapVault feature is designed to support data structures in a Linux storage controller environment. OSSV OFM for Filers (#8206) This Open System SnapVault feature is designed to support data structures in a Open File Manager storage controller environment. 110004 IBM is a registered trademark of International Business Machines Corporation 21

OSSV UNIX for Filers (#8208) This Open System SnapVault feature is designed to support data structures in a UNIX storage controller environment. OSSV VMWare for Filers (#8210) This Open System SnapVault feature is designed to support data structures in a VMWare storage controller environment. DFM Server License (#8255) This feature provides a license for one DFM Server. One of this feature must be installed on each server that is to provide DFM Server functions for managing N series storage controllers. Note: This feature is required for Provisioning Manager and requires DFM Server V3.7, or later. Operations Manager Core (OMC) The OMC features are designed to provide a central point of control and to provide alerts, reports, and configuration tools. These tools are designed to help manage storage and content delivery infrastructure, consistent with business requirements, and help maximize availability and reduce total cost of ownership. OMC provides a license that allows the use of the OMC features on the N series machine for which they are ordered. This machine is the "managing" machine; those to be managed are the "managed" machines. All OMC features must be ordered for only the managing machine. One tier license feature must be ordered for each node to be managed, including the node(s) of the managing machine. A Model A11 consists of one node; a Model A21 consists of two nodes. On the initial order, the number (quantity) of the tier features ordered defines the number of managed nodes, and the N series machine types and models, for which the feature is authorized. That number may be increased via a subsequent (MES) order by ordering the incremental number of OMC tier x license features (#826x). The MES order must be for the managing machine. For example, if the number of nodes to be managed is to be increased by ten, the number of #826x features, which must be ordered in the MES order, is ten. Any combination of #826x features may be included in the same MES order. It is necessary to select the appropriate tier for each N series machine you will be managing with the OMC license. Multiple N series machines are managed with one OMC license, but the support for multiple machines must be reflected in the tiers that are ordered. The relationship of N series machines to tiers, and associated feature numbers, is as follows. Machine Operations Manager feature N series type Model Number Name N3300 2859 A10 8261 Ops Mgr Core tier 1 license A20 8261 Ops Mgr Core tier 1 license N3400 2859 A11 8400 Operations Manager for N3400 A21 8400 Operations Manager for N3400 N3600 2862 A10 8262 Ops Mgr Core tier 2 license A20 8262 Ops Mgr Core tier 2 license N3700 2863 A10 8262 Ops Mgr Core tier 2 license A20 8262 Ops Mgr Core tier 2 license N5200 2864 A10 8263 Ops Mgr Core tier 3 license A20 8263 Ops Mgr Core tier 3 license G10 8263 Ops Mgr Core tier 3 license G20 8263 Ops Mgr Core tier 3 license 110004 IBM is a registered trademark of International Business Machines Corporation 22

N5300 2869 A10 8265 Ops Mgr Core tier 5 license A20 8264 Ops Mgr Core tier 4 license G10 8265 Ops Mgr Core tier 5 license G20 8264 Ops Mgr Core tier 4 license N5500 2865 A10 8265 Ops Mgr Core tier 5 license A20 8264 Ops Mgr Core tier 4 license G10 8265 Ops Mgr Core tier 5 license G20 8264 Ops Mgr Core tier 4 license N5600 2868 A10 8266 Ops Mgr Core tier 6 license A20 8265 Ops Mgr Core tier 5 license G10 8266 Ops Mgr Core tier 6 license G20 8265 Ops Mgr Core tier 5 license N7600 2866 A10 8266 Ops Mgr Core tier 6 license A20 8266 Ops Mgr Core tier 6 license G10 8266 Ops Mgr Core tier 6 license G20 8266 Ops Mgr Core tier 6 license N7700 2866 A11 8266 Ops Mgr Core tier 6 license A21 8266 Ops Mgr Core tier 6 license G11 8266 Ops Mgr Core tier 6 license G21 8266 Ops Mgr Core tier 6 license N7800 2867 A10 8267 Ops Mgr Core tier 7 license A20 8267 Ops Mgr Core tier 7 license G10 8267 Ops Mgr Core tier 7 license G20 8267 Ops Mgr Core tier 7 license N7900 2867 A11 8267 Ops Mgr Core tier 7 license A21 8267 Ops Mgr Core tier 7 license G11 8267 Ops Mgr Core tier 7 license G21 8267 Ops Mgr Core tier 7 license For example, to use OMC to manage one N3700 Model A20, five N5200 Model A10s, and two N7800 Model G20s, you would order two of #8262, five of #8263, and four of #8267. Op Mgr Store Resource Mgmt (#8257) This feature provides advanced function of Operations Manager. It is designed to provide detailed storage utilization reports to aid capacity planning, consumption management, data migration, and chargeback. This feature requires one of the OMC tier license features. Ops Mgr Core tier 1 license (#8261) This feature provides a license allowing use of the Operations Manager on one node of an N series tier 1 machine. One of this feature must be ordered for each node requiring a tier 1 Operations Manager license. Ops Mgr Core tier 2 license (#8262) This feature provides a license allowing use of the Operations Manager on one node of an N series tier 2 machine. One of this feature must be ordered for each node requiring a tier 2 Operations Manager license. Ops Mgr Core tier 3 license (#8263) This feature provides a license allowing use of the Operations Manager on one node of an N series tier 3 machine. One of this feature must be ordered for each node requiring a tier 3 Operations Manager license. 110004 IBM is a registered trademark of International Business Machines Corporation 23

Ops Mgr Core tier 4 license (#8264) This feature provides a license allowing use of the Operations Manager on one node of an N series tier 4 machine. One of this feature must be ordered for each node requiring a tier 4 Operations Manager license. Ops Mgr Core tier 5 license (#8265) This feature provides a license allowing use of the Operations Manager on one node of an N series tier 5 machine. One of this feature must be ordered for each node requiring a tier 5 Operations Manager license. Ops Mgr Core tier 6 license (#8266) This feature provides a license allowing use of the Operations Manager on one node of an N series tier 6 machine. One of this feature must be ordered for each node requiring a tier 6 Operations Manager license. Ops Mgr Core tier 7 license (#8267) This feature provides a license allowing use of the Operations Manager on one node of an N series tier 7 machine. One of this feature must be ordered for each node requiring a tier 7 Operations Manager license. Protection Manager This feature provides backup and replication management software for an N series diskbased data protection environment. It is designed to help protect data and support high productivity by providing policybased management, including when used in automated data protection configurations. At least one of the OMC tier license features is a prerequisite of the Protection Manager feature. Protection Manager provides a license that allows the use of the Protection Manager features on the N series machine for which they are ordered. A Model A11 consists of one node; a Model A21 consists of two nodes. On the initial order, the number (quantity) of the tier features ordered defines the number of managed nodes, and the N series machine types and models, for which the feature is authorized. That number may be increased via a subsequent (MES) order by ordering the incremental number of Protection Manager tier x license features (#82xx). For example, if the number of nodes to be managed is to be increased by ten, the number of #82xx features, which must be ordered in the MES order, is ten. Any combination of #82xx features may be included in the same MES order. It is necessary to select the appropriate tier for each N series machine you will be managing with the Protection Manager license. Multiple N series machines are managed with one Protection Manager license, but the support for multiple machines must be reflected in the tiers that are ordered. The relationship of N series machines to tiers, and associated feature numbers, is as follows. You should purchase Protection Manager license for all nodes running SnapMirror (Source or Destination) and SnapVault (Primary or Secondary) that you want to manage with Protection Manager. Operation Manager is a prerequisite for each system to be managed using Protection Manager. The Protection Manager serial number should be tied to the same managing machine serial number against which the Operation Manager is ordered. The Operation Manager and Protection Manager license keys must be activated on the same managing machine. Machine Protection Manager feature N series type Model Number Name N3300 2859 A10 8268 Protect Mgr tier 1 license 2859 A20 8268 Protect Mgr tier 1 license 110004 IBM is a registered trademark of International Business Machines Corporation 24

N3400 2859 A11 8401 Protection Manager for N3400 2859 A21 8401 Protection Manager for N3400 N3600 2862 A10 8269 Protect Mgr tier 2 license 2862 A20 8269 Protect Mgr tier 2 license N3700 2863 A10 8269 Protect Mgr tier 2 license A20 8269 Protect Mgr tier 2 license N5200 2864 A10 8270 Protect Mgr tier 3 license A20 8270 Protect Mgr tier 3 license G10 8270 Protect Mgr tier 3 license G20 8270 Protect Mgr tier 3 license N5300 2869 A10 8272 Protect Mgr tier 5 license A20 8271 Protect Mgr tier 4 license G10 8272 Protect Mgr tier 5 license G20 8271 Protect Mgr tier 4 license N5500 2865 A10 8272 Protect Mgr tier 5 license A20 8271 Protect Mgr tier 4 license G10 8272 Protect Mgr tier 5 license G20 8271 Protect Mgr tier 4 license N5600 2868 A10 8273 Protect Mgr tier 6 license A20 8272 Protect Mgr tier 5 license G10 8273 Protect Mgr tier 6 license G20 8272 Protect Mgr tier 5 license N7600 2866 A10 8273 Protect Mgr tier 6 license A20 8273 Protect Mgr tier 6 license G10 8273 Protect Mgr tier 6 license G20 8273 Protect Mgr tier 6 license N7700 2866 A11 8273 Protect Mgr tier 6 license A21 8273 Protect Mgr tier 6 license G11 8273 Protect Mgr tier 6 license G21 8273 Protect Mgr tier 6 license N7800 2867 A10 8274 Protect Mgr tier 7 license A20 8274 Protect Mgr tier 7 license G10 8274 Protect Mgr tier 7 license G20 8274 Protect Mgr tier 7 license N7900 2867 A11 8274 Protect Mgr tier 7 license A21 8274 Protect Mgr tier 7 license G11 8274 Protect Mgr tier 7 license G21 8274 Protect Mgr tier 7 license Protect Mgr tier 1 license (#8268) This feature provides a license allowing use of the Protection Manager on one node of an N series tier 1 machine. One of this feature must be ordered for each node requiring a tier 1 Protection Manager license. Protect Mgr tier 2 license (#8269) This feature provides a license allowing use of the Protection Manager on one node of an N series tier 2 machine. One of this feature must be ordered for each node requiring a tier 2 Protection Manager license. Protect Mgr tier 3 license (#8270) This feature provides a license allowing use of the Protection Manager on one node of an N series tier 3 machine. One of this feature must be ordered for each node requiring a tier 3 Protection Manager license. 110004 IBM is a registered trademark of International Business Machines Corporation 25

Protect Mgr tier 4 license (#8271) This feature provides a license allowing use of the Protection Manager on one node of an N series tier 4 machine. One of this feature must be ordered for each node requiring a tier 4 Protection Manager license. Protect Mgr tier 5 license (#8272) This feature provides a license allowing use of the Protection Manager on one node of an N series tier 5 machine. One of this feature must be ordered for each node requiring a tier 5 Protection Manager license. Protect Mgr tier 6 license (#8273) This feature provides a license allowing use of the Protection Manager on one node of an N series tier 6 machine. One of this feature must be ordered for each node requiring a tier 6 Protection Manager license. Protect Mgr tier 7 license (#8274) This feature provides a license allowing use of the Protection Manager on one node of an N series tier 7 machine. One of this feature must be ordered for each node requiring a tier 7 Protection Manager license. Provisioning Manager Provisioning Manager is an automated, policybased provisioning software for N series environments. The software is designed to automate manual and repetitive provisioning processes, increasing the productivity of administrators and improving the availability of data by ensuring that provisioned storage complies with data protection policies. At least one of the Operations Manager Core tier license features is prerequisite of each Provisioning Manager feature. An Operations Manager Core license must be ordered for each N series node to be managed by Provisioning Manager, since Operations Manager is the basis for the DFM Server software suite, including Provisioning Manager. Provisioning Manager provides a client license that works with a DFM Server and is designed to allow the use of the Provisioning Manager features for the N series machine for which they are ordered. One tier license feature must be ordered for each N series node to be managed. Groups of Provisioning Manager licenses (license sets) ordered for an N series machine may be applied to any licensed DFM Server (feature #8255). A Provisioning Manager license key consists of a license for one or more N series controllers ordered at the same time. License keys may be applied to any licensed DFM Server, and the license keys may be migrated between DFM Servers. Sets of Provisioning Manager licenses provided in a single license key may not be split up the entire set must be applied to a single DFM Server but may be migrated, as a whole, between licensed DFM Servers. Multiple sets of Provisioning Manager licenses may be applied to a single DFM server. When migrating a license key of ten Provisioning Manager licenses from one DFM Server to another, the target DFM Server must have a minimum of ten Operations Manager licenses of the appropriate tiers. If that DFM Server already has a license key for four Provisioning Manager tiers, it must have a minimum of fourteen Operations Manager licenses (to satisfy the requirements of the initial licenses, plus the ten additive licenses being migrated). A typical license migration scenario: Initial configuration: DFM Server 1 license keys DFM Server 2 license keys 1 Ops Mgr key: 5 tier 2, 4 tier 3 1 Ops Mgr key: 10 tier 2 1 Prov Mgr key: 5 tier 2 1 Prov Mgr key: 2 tier 2 110004 IBM is a registered trademark of International Business Machines Corporation 26

1 Prov Mgr key: 4 tier 3 Migrate tier 2 Provisioning Manager license key from DFM Server 1 to DFM Server 2. New configuration: DFM Server 1 license keys DFM Server 2 license keys 1 Ops Mgr key: 5 tier 2, 4 tier 3 1 Ops Mgr key: 10 tier 2 1 Prov Mgr key: 4 tier 3 1 Prov Mgr key: 2 tier 2 1 Prov Mgr key: 5 tier 2 (migrated from DFM Server 1) Note that since DFM Server 2 does not include any tier 3 Operations Manager licenses, no tier 3 Provisioning Manager license keys may be migrated to that server. A Model A11 consists of one node; a Model A21 consists of two nodes. On the initial order, the number of the tier features ordered defines the number of managed nodes, and the N series machine types and models, for which the feature is authorized. That number may be increased via a subsequent (MES) order by ordering the incremental number of Provisioning Manager tier x license features. For example, if the number of nodes to be managed is to be increased by ten, the number of Provisioning Manager features, which must be ordered in the MES order is ten. Any combination of Provisioning Manager features may be include in the same MES order. Provisioning Manager requires DFM V3.7, or later. Machine N series type Model Number Operations Manager feature Name N3300 2859 A10 8275 Provisioning Mgr. tier 1 license A20 8275 Provisioning Mgr. tier 1 license N3400 2859 A11 8402 Provisioning Mgr. for N3400 A21 8402 Provisioning Mgr. for N3400 N3600 2862 A10 8276 Provisioning Mgr. tier 2 license A20 8276 Provisioning Mgr. tier 2 license N3700 2863 A10 8276 Provisioning Mgr. tier 2 license A20 8276 Provisioning Mgr. tier 2 license N5200 2864 A10 8277 Provisioning Mgr. tier 3 license A20 8277 Provisioning Mgr. tier 3 license G10 8277 Provisioning Mgr. tier 3 license G20 8277 Provisioning Mgr. tier 3 license N5300 2869 A10 8279 Provisioning Mgr. tier 5 license A20 8278 Provisioning Mgr. tier 4 license G10 8279 Provisioning Mgr. tier 5 license G20 8278 Provisioning Mgr. tier 4 license N5500 2865 A10 8279 Provisioning Mgr. tier 5 license A20 8278 Provisioning Mgr. tier 4 license G10 8279 Provisioning Mgr. tier 5 license G20 8278 Provisioning Mgr. tier 4 license N5600 2868 A10 8280 Provisioning Mgr. tier 6 license A20 8279 Provisioning Mgr. tier 5 license G10 8280 Provisioning Mgr. tier 6 license G20 8279 Provisioning Mgr. tier 5 license N7600 2866 A10 8280 Provisioning Mgr. tier 6 license A20 8280 Provisioning Mgr. tier 6 license G10 8280 Provisioning Mgr. tier 6 license G20 8280 Provisioning Mgr. tier 6 license N7700 2866 A11 8280 Provisioning Mgr. tier 6 license A21 8280 Provisioning Mgr. tier 6 license 110004 IBM is a registered trademark of International Business Machines Corporation 27

G11 8280 Provisioning Mgr. tier 6 license G21 8280 Provisioning Mgr. tier 6 license N7800 2867 A10 8281 Provisioning Mgr. tier 7 license A20 8281 Provisioning Mgr. tier 7 license G10 8281 Provisioning Mgr. tier 7 license G20 8281 Provisioning Mgr. tier 7 license N7900 2867 A11 8281 Provisioning Mgr. tier 7 license A21 8281 Provisioning Mgr. tier 7 license G11 8281 Provisioning Mgr. tier 7 license G21 8281 Provisioning Mgr. tier 7 license Provisioning Mgr. tier 1 (#8275) This feature provides a license allowing use of the Provisioning Manager for one node of an N series tier 1 machine. One of this feature must be ordered for each node requiring a tier 1 Provisioning Manager license. Provisioning Mgr. tier 2 (#8276) This feature provides a license allowing use of the Provisioning Manager for one node of an N series tier 2 machine. One of this feature must be ordered for each node requiring a tier 2 Provisioning Manager license. Provisioning Mgr. tier 3 (#8277) This feature provides a license allowing use of the Provisioning Manager for one node of an N series tier 3 machine. One of this feature must be ordered for each node requiring a tier 3 Provisioning Manager license. Provisioning Mgr. tier 4 (#8278) This feature provides a license allowing use of the Provisioning Manager for one node of an N series tier 4 machine. One of this feature must be ordered for each node requiring a tier 4 Provisioning Manager license. Provisioning Mgr. tier 5 (#8279) This feature provides a license allowing use of the Provisioning Manager for one node of an N series tier 5 machine. One of this feature must be ordered for each node requiring a tier 5 Provisioning Manager license. Provisioning Mgr. tier 6 (#8280) This feature provides a license allowing use of the Provisioning Manager for one node of an N series tier 6 machine. One of this feature must be ordered for each node requiring a tier 6 Provisioning Manager license. Provisioning Mgr. tier 7 (#8281) This feature provides a license allowing use of the Provisioning Manager for one node of an N series tier 7 machine. One of this feature must be ordered for each node requiring a tier 7 Provisioning Manager license. Protection Manager DR This feature provides backup and replication management software for an N series diskbased data protection environment and disaster recovery. It is designed to help protect data and support high productivity by providing policybased management, including when used in automated data protection environments. At least one of the OMC tier license features is a prerequisite of the Protection Manager feature. 110004 IBM is a registered trademark of International Business Machines Corporation 28

Protection Manager DR provides a license that allows the use of the Protection Manager DR features on the N series machine for which they are ordered. A Model A11 consists of one node; a Model A21 consists of two nodes. On the initial order, the number (quantity) of the tier features ordered defines the number of managed nodes, and the N series machine types and models, for which the feature is authorized. That number may be increased via a subsequent (MES) order by ordering the incremental number of Protection Manager DR tier x license features. For example, if the number of nodes to be managed is to be increased by ten, the number of features, which must be ordered in the MES order, is ten. Any combination of #82xx features may be included in the same MES order. It is necessary to select the appropriate tier for each N series machine you will be managing with the Protection Manager DR license. Multiple N series machines are managed with one Protection Manager DR license, but the support for multiple machines must be reflected in the tiers that are ordered. The relationship of N series machines to tiers, and associated feature numbers, is as follows. Machine Protection Manager feature N series Type Model Number Name N3300 2859 A10 8282 Protection Mgr. DR tier 1 license A20 8282 Protection Mgr. DR tier 1 license N3400 2859 A11 8403 Protection Mgr. DR for N3400 A21 8403 Protection Mgr. DR for N3400 N3600 2862 A10 8283 Protection Mgr. DR tier 2 license A20 8283 Protection Mgr. DR tier 2 license N3700 2863 A10 8283 Protection Mgr. DR tier 2 license A20 8283 Protection Mgr. DR tier 2 license N5200 2864 A10 8284 Protection Mgr. DR tier 3 license A20 8284 Protection Mgr. DR tier 3 license G10 8284 Protection Mgr. DR tier 3 license G20 8284 Protection Mgr. DR tier 3 license N5300 2869 A10 8286 Protection Mgr. DR tier 5 license A20 8285 Protection Mgr. DR tier 4 license G10 8286 Protection Mgr. DR tier 5 license G20 8285 Protection Mgr. DR tier 4 license N5500 2865 A10 8286 Protection Mgr. DR tier 5 license A20 8285 Protection Mgr. DR tier 4 license G10 8286 Protection Mgr. DR tier 5 license G20 8285 Protection Mgr. DR tier 4 license N5600 2868 A10 8287 Protection Mgr. DR tier 6 license A20 8286 Protection Mgr. DR tier 5 license G10 8287 Protection Mgr. DR tier 6 license G20 8286 Protection Mgr. DR tier 5 license N6040 2858 A10 8285 Protection Mgr. DR tier 4 license A20 8285 Protection Mgr. DR tier 4 license N6070 2858 A11 8286 Protection Mgr. DR tier 5 license A21 8286 Protection Mgr. DR tier 5 license N7600 2866 A10 8287 Protection Mgr. DR tier 6 license A20 8287 Protection Mgr. DR tier 6 license G10 8287 Protection Mgr. DR tier 6 license G20 8287 Protection Mgr. DR tier 6 license N7700 2866 A11 8287 Protection Mgr. DR tier 6 license A21 8287 Protection Mgr. DR tier 6 license G11 8287 Protection Mgr. DR tier 6 license G21 8287 Protection Mgr. DR tier 6 license N7800 2867 A10 8288 Protection Mgr. DR tier 7 license A20 8288 Protection Mgr. DR tier 7 license 110004 IBM is a registered trademark of International Business Machines Corporation 29

G10 G20 8288 Protection Mgr. DR tier 7 license 8288 Protection Mgr. DR tier 7 license N7900 2867 A11 8288 Protection Mgr. DR tier 7 license A21 8288 Protection Mgr. DR tier 7 license G11 8288 Protection Mgr. DR tier 7 license G21 8288 Protection Mgr. DR tier 7 license You should purchase the Protection Manager DR license for all nodes running SnapMirror (source or destination) and SnapVault (Primary or Secondary) that you want to manage with Protection Manager. The Operation Manager feature is a prerequisite for each system to be managed using Protection Manager DR. The features must be activated on only the machine for which they were ordered. Protection Mgr. DR tier 1 (#8282) This feature provides a license allowing use of the Protection Manager for one node of an N series tier 1 machine. One of this feature must be ordered for each node requiring a tier 1 Protection Manager license. Protection Mgr. DR tier 2 (#8283) This feature provides a license allowing use of the Protection Manager for one node of an N series tier 2 machine. One of this feature must be ordered for each node requiring a tier 2 Protection Manager license. Protection Mgr. DR tier 3 (#8284) This feature provides a license allowing use of the Protection Manager for one node of an N series tier 3 machine. One of this feature must be ordered for each node requiring a tier 3 Protection Manager license. Protection Mgr. DR tier 4 (#8285) This feature provides a license allowing use of the Protection Manager for one node of an N series tier 4 machine. One of this feature must be ordered for each node requiring a tier 4 Protection Manager license. Protection Mgr. DR tier 5 (#8286) This feature provides a license allowing use of the Protection Manager for one node of an N series tier 5 machine. One of this feature must be ordered for each node requiring a tier 5 Protection Manager License. Protection Mgr. DR tier 6 (#8287) This feature provides a license allowing use of the Protection Manager for one node of an N series tier 6 machine. One of this feature must be ordered for each node requiring a tier 6 Protection Manager license. Protection Mgr. DR tier 7 (#8288) This feature provides a license allowing use of the Protection Manager for one node of an N series tier 7 machine. One of this feature must be ordered for each node requiring a tier 7 Protection Manager license. Operations Manager for N3400 (8400) This feature provides a license allowing use of the Operations Manager for N3400 on one node of an N3400. One of this feature must be ordered for each N3400 node requiring an Operations Manager license. 110004 IBM is a registered trademark of International Business Machines Corporation 30

Protection Manager for N3400 (8401) This feature provides a license allowing use of the Protection Manager for N3400 on one node of an N series machine. One of this feature must be ordered for each node requiring a Protection Manager for N3400 license. Provisioning Mgr. for N3400 (8402) This feature provides a license allowing use of the Provisioning Mgr. for N3400 on one node of an N series machine. One of this feature must be ordered for each node requiring a Provisioning Mgr. for N3400 license. Protection Mgr. DR for N3400 (8403) This feature provides a license allowing use of the Protection Mgr. DR for N3400 on one node of an N series machine. One of this feature must be ordered for each node requiring a Protection Mgr. DR for N3400 license. Power (line) cords These features provide the necessary power (line) cords to supply external power to these N series machines. On initial orders, one power cord feature must be specified, either the PDU power cord for IEC 320, sheet C13 outlets, or one based on the country or region in which the system will be installed. The maximum quantity that may be ordered on the initial order is one. Replacement power cords may be ordered for installed machines (MES order). The total quantity of these features (both the feature selected on the initial order, and one other feature selected on the first MES order) may not exceed 99. Only one power cord feature may be ordered in addition to the original. Feature Description 9000 PDU Pwr Cord, 42U Rack 9001 Power Cord, Cont. Europe 9002 Power Cord, UK 9003 Power Cord, Japan 9004 Power Cord, North America 9005 Power Cord, Australia/N.Z. 9006 Power Cord, Switzerland 9007 Power Cord, Argentina 9008 Power Cord, China 9009 Power Cord, Denmark 9010 Power Cord, India/S.Africa 9011 Power Cord, Israel 9012 Power Cord, Italy 9013 Power Cord, N.America 250V 9014 Power Cord, Brazil 9015 Power Cord, Taiwan 9016 Power Cord, Taiwan 250V Miscellaneous hardware features Rack installation Either feature number 9201 or 9202, but not both, must be included in the order for N3400 Model A11 or A21. Plant install in 2101 rack (#9201) This feature specifies that the N3400 will be installed in an IBM System Storage 2101 Model N00 System Rack, by IBM manufacturing, prior to shipment. When selecting this feature, a 2101 Model N42 rack order must be tied to the N3400 order using the multisystem order function. 110004 IBM is a registered trademark of International Business Machines Corporation 31

Field install rack mount kit (#9202) This feature specifies that the N3400 is to be installed in the field in a customerprovided rack. Rack mounting hardware is included. Uninstalled code authoriztn (#9550) This feature authorizes IBM to ship the N series machine without the software having been preloaded. When this feature is specified, the license function activation codes will be shipped separately. Installation of the activation codes is a customer responsibility. MES Order Indicator (#9555) This feature indicates a field order for disk drives and will be automatically added by econfig during the first occurrence of a field order for disk drives. It is for administrative purposes only. IGF Transaction Indicator (#9556) This specify feature is used to designate that a new N3400 Model A11 or Model A21 is involved in an IBM Global Financing transaction (lease or financing). It is for administrative purposes only. For a new N3400 order that includes licensed function features (excluding feature #6700 or #6750), the IGF Transaction Indicator feature must be ordered as a Record Purposes Only (RPO) MES to the N3400. This feature is fieldinstall only and cannot be included on the initial N3400 order. This feature should not be used for any other licensed function transactions. It is not required when adding additional licensed functions to an installed N3400. Configuration specify features Feature #9557, #9558, and #9559 must be specified to verify that the number of Fibre Channel ports are sufficient. For a Model A11, the maximum number of feature #9557 that may be specified is two and the total number of feature #9558 and #9559 may not exceed one. For a Model A21, the maximum number of feature #9557 that may be specified is two and the total number of feature #9558 and #9559 may not exceed one. Num. of FC Target Ports (#9557) This nocharge feature specifies the number of onboard Fibre Channel ports that are to be configured as FCP target ports. FCP target ports are used for FC attachment of the N3400 to application servers (containing FC HBAs) or to FC storage area networks. This feature is only relevant if you intend to use the Fibre Channel Protocol feature on the N3400. For a Model A11, valid choices are 0 and 2. For a Model A21, valid choices are 0 and 2. Num. of FC Storage Loops (#9558) This nocharge feature specifies, on the initial order of an N3400 storage controller, the number of dualpath FC storage loops that are to be configured for the attachment of EXN2000 and EXN4000 storage expansion units. Num. of SATA Storage Loops (#9559) This nocharge feature specifies, on the initial order of an N3400 storage controller, the number of dualpath FC storage loops that are to be configured for the attachment of EXN1000 SATA storage expansion units. 110004 IBM is a registered trademark of International Business Machines Corporation 32

Dualpath FC Cabling (#9560) (Model A21 only) This nocharge, administrative feature enables multipath FC cabling. It is designed to improve reliability, availability, and serviceability of the expansion units attached to the storage controller by creating two redundant paths from each storage controller to each loop of the expansion units. This feature requires the order of one additional 5meter optical cable feature (#2044) and one SFP GBIC feature (#2011) on each expansion unit (EXNx000) that will be directly attached to the storage controller. Note that these are features of the EXN1000 and EXN4000. If dualpath FC cabling is installed, every storage loop of the storage controller must be "dual path". This feature may not be ordered for an N3400 that uses FC ports as a target. Feature number 9560 is a plantonly feature it may be specified when the N3400 Model A21 is initially ordered. It may not be specified for an MES (field) order. Dualpath FC cabling may be implemented on installed N3400 Model A21 storage controllers via an MES order if one each of feature #2011 and any of the FC optical cables (#2042, #2043, or #2044) for each expansion unit in the configuration that is attached directly to the storage controller (N3400 Model A21) is installed. The FC cables must be of sufficient length. Business Partner information If you are a Direct Reseller System Reseller acquiring products from IBM, you may link directly to Business Partner information for this announcement. A PartnerWorld ID and password are required (use IBM ID). https://www.ibm.com/partnerworld/mem/sla.jsp?num=110004 Publications The following publications are shipped with the product. Shipped in hardcopy: Title IBM System Storage N3400 Installation and Setup Instructions Order number GC272279 IBM Systems Warranty Information 45E8725 IBM Systems Environmental Notices Z1255823 and User Guide Shipped on CDROM: Title IBM System Storage N series Statement of Limited Warranty (in 29 Languages) Order number GC267987 IBM System Storage N3300, N3400, GC272087 and N3600 Hardware and Service Guide IBM System Storage EXN1000 Storage Expansion Unit Hardware and Service Guide IBM System Storage EXN4000 GC267802 GC272080 110004 IBM is a registered trademark of International Business Machines Corporation 33

Storage Expansion Unit Hardware and Service Guide IBM System Storage N series Diagnostics Guide IBM System Storage N series Platform Monitoring Guide IBM system Storage N series Diagnostics Guide GC267789 GC272088 GC267789 IBM System Safety Notices G2299054 On the Web, all above, and: Title IBM System Storage N series Introduction and Planning Guide Order number GA320543 All of the above publications are available on the N series support Web site and in the N series Information Center http://www.ibm.com/storage/support/nas/ Publications are only available for download for existing IBM N series customers who have registered their N series products on the N series support site. Services Global Technology Services IBM services include business consulting, outsourcing, hosting services, applications, and other technology management. These services help you learn about, plan, install, manage, or optimize your IT infrastructure to be an On Demand Business. They can help you integrate your highspeed networks, storage systems, application servers, wireless protocols, and an array of platforms, middleware, and communications software for IBM and many nonibm offerings. IBM is your onestop shop for IT support needs. For details on available services, contact your IBM representative or visit http://www.ibm.com/services/ For details on available IBM Business Continuity and Recovery Services, contact your IBM representative or visit http://www.ibm.com/services/continuity For details on education offerings related to specific products, visit http://www.ibm.com/services/learning/index.html Select your country, and then select the product as the category. Technical information Specified operating environment Physical specifications IBM System Storage N3400 Width: 446 mm (17.6 in) Depth: 569 mm (22.4 in) 110004 IBM is a registered trademark of International Business Machines Corporation 34

Height: 88.5 mm (3.5 in) Weight: 19.5 kg (43.0 lb) Model A11 Weight: 21.5 kg (47.4 lb) Model A21 Weight: Add 0.8 kg (1.8 lb) for each SAS drive Weight: Add 0.65 kg (1.4 lb) for each SATA drive IBM 2101N42 rack with IBM System Storage N3400 installed Width: 650 mm (25.6 in) with side panels 623 mm (24.5 in) without side panels Depth: 1,098 mm (43.3 in) with standard front and rear doors Height: 2,015 mm (79.3 in) Weight: 235 kg (518 lb) Model A11 Weight: 237 kg (522.4 lb) Model A21 Weight: Add 9.5 lbs for each standard PDU Weight: Add 13.5 lbs for each ipdu Weight: Add 0.8 kg (1.8 lb) for each SAS drive in N3400 Weight: Add 0.65 kg (1.4 lb) for each SATA drive in N3400 Weight: Add 35.0 kg (77.0 lb) for each EXN1000 (14 HDD) Weight: Add 35.8 kg (78.8 lb) for each EXN2000 (14 HDD) Weight: Add 44.6 kg (98.3 lb) for each EXN3000 (24 HDD) Weight: Add 30.0 kg (66.2 lb) for each EXN4000 (14 HDD) To assure installability and serviceability in nonibm industrystandard racks, review the installation planning information for any product specific installation requirements. Operating environment Temperature: Maximum range: 10 to 40 C (50 to 104 F) Recommended: 20 to 25 C (68 to 77 F) Nonoperating: 40 to 70 C (40 to 158 F) Relative humidity: Maximum operating range: 20% to 80% (noncondensing) Recommended operating range: 40% to 55% Nonoperating range: 10% to 95% (noncondensing) Maximum wet bulb: 28 C Maximum altitude: 3050 m (10,000 ft.) Note: Operating at extremes of environment may increase failure probability. Wet bulb (caloric value): 853 Btu/hr Maximum electrical power: 100240 V ac, 104 A per node, 4763 Hz Nominal electrical power: 100 to 120 V ac, 4 A; 200 to 240 V ac, 2 A 5060 Hz Noise level: 54 dba at 1 m at 23 C 7.2 bels at 1 m at 23 C Hardware requirements Licensed machine code (LMC) The N3400 requires LMC level 7.3.2, or later. Some N3400 features and functions may not be available or supported in all environments. Current information on supported environments, prerequisites, and minimum operating systems levels is available at http://www.ibm.com/servers/storage/nas Current license terms for the machine code provided with this product prohibit transfer of the machine code without approval from NetApp. Licensed functions The following licensed functions are required on the N3400: 110004 IBM is a registered trademark of International Business Machines Corporation 35

Data ONTAP (feature number 6700 or 6750) CFO (feature number 6105 Model A21 only) Licensed functions require the selection of N3400 Model A11 or A21 features and the acquisition of the corresponding IBM 2870 Model 593 or 594 function authorization features. Software requirements Current information on servers, operating systems, host adapters, and connectivity products supported by the N3400 are available at: http://www.ibm.com/servers/storage/nas The required 2870 license features are the same as for the equivalent 2859 Model A11 and Model A21. Note: Media kits required by N series software components are available as electronically distributed installation files available from the N series Support Web site. The software packages from IBM's software distribution pages are available only to customers who have registered their N series products and have an IBM ID. Instructions for creating an IBM ID, registering N series products, and accessing software packages are available in the Best Practices for using the IBM System Storage N series Support Web Site document available to the public from the front page of the N series Support Web site: http://www.ibm.com/storage/support/nas Limitations The N3400 is supported only in rack installations. This product is functional with the System i and OpenPower platforms. However, on the System i, support is available only on Linux on Power and AIX partitions, not i5/os. Current license terms for the machine code provided with this product prohibit transfer of the machine code without approval from NetApp. Planning information Customer responsibilities Following good safety practice, IBM recommends that three or more persons install this product. Physical configuration and installation planning for the 2869 is a customer responsibility. Information about physical configuration and installation requirements, including equipment, site, and power requirements, can be found in the IBM System Storage N3400 Installation and Setup Instructions, GC272086. A customersupplied Ethernet cable is required to connect the machine to a server or Ethernet network. You are responsible for downloading or obtaining from IBM, and installing designated Machine Code (microcode, basic input/output system code (called "BIOS"), utility programs, device drivers, and diagnostics delivered with an IBM machine) and other software updates in a timely manner from an IBM Internet Web site or from other electronic media, and following the instructions that IBM provides. You may request IBM to install Machine Code changes; however, you may be charged for that service. 110004 IBM is a registered trademark of International Business Machines Corporation 36

Cable orders No cables required. Installability Estimated time to unpack an IBM System Storage N3400, install it in the rack, and perform a simple discovery and configuration is two hours. Security, auditability, and control This product uses the security and auditability features of host hardware, host software, and/or application software to which it is attached. The customer is responsible for evaluation, selection, and implementation of security features, administrative procedures, and appropriate controls in application systems and communications facilities. Terms and conditions Volume orders: Contact your IBM representative. IBM Global Financing Yes Warranty period Three years Warranty service If required, IBM provides repair or exchange service depending on the types of warranty service specified for the machine. IBM will attempt to resolve your problem over the telephone, or electronically via an IBM Web site. You must follow the problem determination and resolution procedures that IBM specifies. Scheduling of service will depend upon the time of your call and is subject to parts availability. If applicable to your product, parts considered Customer Replaceable Units (CRUs) will be provided as part of the machine's standard warranty service. Service levels are response time objectives and are not guaranteed. The specified level of warranty service may not be available in all worldwide locations. Additional charges may apply outside IBM's normal service area. Contact your local IBM representative or your reseller for country and locationspecific information. This product is covered by the following type(s) of service. Customer Replaceable Unit Service and Onsite for other selected parts. Customer Replaceable Unit Service: IBM provides replacement CRUs to you for you to install. CRU information and replacement instructions are shipped with your machine and are available from IBM upon your request. CRUs are designated as being either a Tier 1 or a Tier 2 CRU. Tier 1 CRU: Installation of Tier 1 CRUs is your responsibility. If IBM installs a Tier 1 CRU at your request, you will be charged for the installation. Tier 2 CRU: You may install a Tier 2 CRU yourself or request IBM to install it, at no additional charge. Based upon availability, CRUs will be shipped for nextbusinessday delivery. IBM specifies, in the materials shipped with a replacement CRU, whether a defective CRU must be returned to IBM. When return is required, 1) return instructions and a container are shipped with the replacement CRU and 2) you may be charged for the 110004 IBM is a registered trademark of International Business Machines Corporation 37

replacement CRU if IBM does not receive the defective CRU within 15 days of your receipt of the replacement. The following parts have been designated as Tier 1 CRU parts: AC power cord AC power supply Battery Disk drive Fan Operator panel Onsite Service: IBM will repair the failing machine at your location and verify its operation. You must provide a suitable working area to allow disassembly and reassembly of the IBM machine. The area must be clean, well lit, and suitable for the purpose. 9 hours per day, Monday through Friday, excluding holidays, nextbusinessday response Calls must be received by 5 p.m. local time in order to qualify for NextBusinessDay Service. Warranty service upgrades During the warranty period, warranty service upgrades provide an enhanced level of Onsite Service for an additional charge. A warranty service upgrade must be purchased during the warranty period and is for a fixed term (duration). It is not refundable or transferable and may not be prorated. If required, IBM will provide the warranty service upgrade enhanced level of Onsite Service acquired by the customer. Service levels are response time objectives and are not guaranteed. IBM will attempt to resolve your problem over the telephone or electronically by access to an IBM Web site. You must follow the problem determination and resolution procedures that IBM specifies. Scheduling of service will depend upon the time of your call and is subject to parts availability. Onsite Service: IBM will repair the failing machine at your location and verify its operation. You must provide a suitable working area to allow disassembly and reassembly of the IBM machine. The area must be clean, well lit, and suitable for the purpose. The following service selections are available as warranty upgrades for your machine. 9 hours per day, Monday through Friday, excluding holidays, 4hour average, samebusinessday response 24 hours per day, 7 days a week, 4hour average response 24 hours per day, 7 days a week, 2hour average response Customer Replaceable Units (CRUs) may be provided as part of the machine's standard warranty CRU Service except that you may install a CRU yourself or request IBM installation, at no additional charge, under one of the Onsite Service levels specified above. For additional information on the CRU Service, see warranty information. Maintenance Services If required, IBM provides repair or exchange service depending on the types of maintenance service specified for the Machine. IBM will attempt to resolve your problem over the telephone or electronically, via an IBM Web site. You must follow the problem determination and resolution procedures that IBM specifies. Scheduling of service will depend upon the time of your call and is subject to parts availability. Service levels are response time objectives and are not guaranteed. The specified level of maintenance service may not be available in all worldwide locations. Additional charges may apply outside IBM's normal service area. Contact your local 110004 IBM is a registered trademark of International Business Machines Corporation 38

IBM representative or your reseller for country and locationspecific information. The following service selections are available as maintenance options for your machine type. Onsite Service: IBM will repair the failing machine at your location and verify its operation. You must provide a suitable working area to allow disassembly and reassembly of the IBM Machine. The area must be clean, well lit, and suitable for the purpose. 9 hours per day, Monday through Friday, excluding holidays, nextbusinessday response 9 hours per day, Monday through Friday, excluding holidays, 4hour average response 24 hours per day, 7 days a week, 4hour average response 24 hours per day, 7 days a week, 2hour average response Customer Replaceable Unit Service: If your problem can be resolved with a CRU (for example, keyboard, mouse, speaker, memory, or hard disk drive), and depending upon the maintenance service offerings in your geography, IBM will ship the CRU to you for you to install. CRU information and replacement instructions are shipped with your machine and are available from IBM upon your request. Based upon availability, CRUs will be shipped for nextbusinessday delivery. IBM specifies, in the materials shipped with a replacement CRU, whether a defective CRU must be returned to IBM. When return is required, 1) return instructions and a container are shipped with the replacement CRU and 2) you may be charged for the replacement CRU if IBM does not receive the defective CRU within 15 days of your receipt of the replacement. CRUs may be provided as part of the machine's standard maintenance service except that you may install a CRU yourself or request IBM installation, at no additional charge, under any of the Onsite Service levels specified above. Warranty service upgrades Usage plan machine No IBM hourly service rate classification One When a type of service involves the exchange of a machine part, the replacement may not be new, but will be in good working order. Fieldinstallable features Yes Model conversions Yes Machine installation Customer setup. Customers are responsible for installation according to the instructions IBM provides with the machine. Graduated program license charges apply No 110004 IBM is a registered trademark of International Business Machines Corporation 39

Licensed machine code This product contains, or is provided together with, code which is licensed to the user, not sold. That code is copyrighted and may be the property of IBM, its supplier(s) or other third parties. You are authorized to use the code to the extent set forth in the applicable license agreement(s) provided with the product. You may also obtain a copy of applicable license agreement by contacting your IBM representative. Current license terms for the machine code provided with this product prohibit transfer of the machine code without approval from NetApp. Machines using machine code: 2859A11 and 2859A21 IBM may release changes to the machine code. IBM plans to make the machine code changes available for download from the IBM System Storage technical support Web site: http://www03.ibm.com/servers/storage/support/nas/n3400/ downloading.html If the machine does not function as warranted and your problem can be resolved through your application of downloadable machine code, you are responsible for downloading and installing these designated machine code changes as IBM specifies. If you would prefer, you may request IBM to install downloadable machine code changes; however, you may be charged for that service. Educational allowance A reduced charge is available to qualified education customers. The educational allowance may not be added to any other discount or allowance. The educational allowance is 15% for the products in this announcement. Prices Product charges Machine Feature Description type model number N3400 Model A11 N3400 Model A21 2859 A11 2859 A21 300 GB, 15K RPM SAS HDD 2859 A11, A21 4015 450 GB, 15K RPM SAS HDD 2859 A11, A21 4016 600 GB, 15K RPM SAS HDD 2859 A11, A21 4017 500 GB SATA Drive 2859 A11, A21 4018 1 TB SATA Drive 2859 A11, A21 4020 HDD Blank Panel 2859 A11, A21 4099 Licensed Function Indicators Base Pack 2859 A11 5201 Foundation Pack 2859 A11 5202 Protection Pack 2859 A11 5203 Advanced Pack 2859 A11 5204 Data ONTAP 2859 A11 6700 CIFS 2859 A11 6002 HTTP 2859 A11 7003 NFS 2859 A11 6004 SyncMirror 2859 A11 7006 FlexClone 2859 A11 7011 MultiStore 2859 A11 7020 NearStore 2859 A11 7022 iscsi Protocol 2859 A11 7025 SnapMirror/SnapVault Bundle 2859 A11 7029 FlexCache for NFS 2859 A11 7030 110004 IBM is a registered trademark of International Business Machines Corporation 40

SnapMirror 2859 A11 7031 SnapLock Compliance 2859 A11 7032 SnapLock Enterprise 2859 A11 7033 SnapRestore 2859 A11 7035 SnapVault Primary 2859 A11 7036 SnapVault Secondary 2859 A11 7037 SnapManager SAP Filer 2859 A11 7038 SnapManager Oracle Filer 2859 A11 7039 SnapValidator 2859 A11 6042 Fibre Channel Protocol 2859 A11 7043 Disk Sanitization 2859 A11 7044 SnapManager/Exchange Filer 2859 A11 7045 SnapManager/SQL Filer 2859 A11 7046 Deduplication 2859 A11 7047 SnapManager VI Filer 2859 A11 7048 SnapManager SharePointFiler 2859 A11 7049 SnapManager Hyper V Filer 2859 A11 7050 SnapDrive for UNIX Filer 2859 A11 7076 SnapDrive for Win Filer 2859 A11 7077 Base Pack 2859 A21 5251 Foundation Pack 2859 A21 5252 Protection Pack 2859 A21 5253 Advanced Pack 2859 A21 5254 Data ONTAP 2859 A21 6750 CIFS 2859 A21 6102 HTTP 2859 A21 7103 NFS 2859 A21 6104 CFO 2859 A21 6105 SyncMirror 2859 A21 7106 FlexClone 2859 A21 7111 MultiStore 2859 A21 7120 NearStore 2859 A21 7122 iscsi Protocol 2859 A21 7125 SnapMirror/SnapVault Bundle 2859 A21 7129 FlexCache for NFS 2859 A21 7130 SnapMirror 2859 A21 7131 SnapLock Compliance 2859 A21 7132 SnapLock Enterprise 2859 A21 7133 SnapMover 2859 A21 7134 SnapRestore 2859 A21 7135 SnapVault Primary 2859 A21 7136 SnapVault Secondary 2859 A21 7137 SnapManager SAP Filer 2859 A21 7138 SnapManager Oracle Filer 2859 A21 7139 SnapValidator 2859 A21 6142 Fibre Channel Protocol 2859 A21 7143 Disk Sanitization 2859 A21 7144 SnapManager/Exchange Filer 2859 A21 7145 SnapManager/SQL Filer 2859 A21 7146 Deduplication 2859 A21 7147 SnapManager VI Filer 2859 A21 7148 SnapManager SharePointFiler 2859 A21 7149 SnapManager Hyper V Filer 2859 A21 7150 SnapDrive for UNIX Filer 2859 A21 7176 SnapDrive for Win Filer 2859 A21 7177 Host software SnapDrive for UNIX AIX 2859 A11, A21 8024 SnapDrive for UNIX Solaris 2859 A11, A21 8025 SnapDrive for UNIX HPUX 2859 A11, A21 8026 SnapDrive for UNIX Linux 2859 A11, A21 8027 SnapDrive for Windows 2859 A11, A21 8050 ONTAP DSM for Windows MPIO 2859 A11, A21 8052 SnapManager/Oracle WIN 2859 A11, A21 8129 SnapManager/Exchange Host 2859 A11, A21 8131 SnapManager/VI Host 2859 A11, A21 8133 SnapMgr HyperV Host 2859 A11, A21 8135 SnapManager for SAP Win 2859 A11, A21 8140 SnapManager for SQL Host 2859 A11, A21 8141 SnapManager for Oracle 2859 A11, A21 8143 SnapManager for SAP 2859 A11, A21 8145 SnapManager SharePointHost 2859 A11, A21 8147 SM SharePoint Mgmt. Bundle 2859 A11, A21 8149 110004 IBM is a registered trademark of International Business Machines Corporation 41

Single Mbox Recovery 100pk 2859 A11, A21 8150 Single Mbox Recovery 500pk 2859 A11, A21 8151 Single Mbox Recovery 1000pk 2859 A11, A21 8152 Single Mbox Recovery 2500pk 2859 A11, A21 8153 Single Mbox Recovery 5K pk 2859 A11, A21 8154 Single Mbox Recovery 10K pk 2859 A11, A21 8155 Single Mbox Recovery 50K pk 2859 A11, A21 8156 SMBR CAARCSERVE Extract Wiz 2859 A11, A21 8158 SMBR Tivoli Tape Extract Wiz 2859 A11, A21 8159 SMBR Legato Tape Extract Wiz 2859 A11, A21 8160 SMBR NetBackup Extract Wiz 2859 A11, A21 8161 SMBR PST Tape Extract Wiz 2859 A11, A21 8162 SMBR HP Extract Wiz 2859 A11, A21 8163 SMBR Commvault Galaxy Ex Wiz 2859 A11, A21 8164 SMBR UltraBac Extract Wizard 2859 A11, A21 8165 SMBR Agent for Adv Search 2859 A11, A21 8166 SMBR Content Analysis Wizard 2859 A11, A21 8167 SMBR Administrative Server 2859 A11, A21 8168 OSSV Windows for Filers 2859 A11, A21 8202 OSSV Linux for Filers 2859 A11, A21 8204 OSSV OFM for Filers 2859 A11, A21 8206 OSSV UNIX for Filers 2859 A11, A21 8208 OSSV VMWare for Filers 2859 A11, A21 8210 DFM Server License 2859 A11, A21 8255 Op Mgr Store Resource Mgmt 2859 A11, A21 8257 Ops Mgr Core tier 1 license 2859 A11, A21 8261 Ops Mgr Core tier 2 license 2859 A11, A21 8262 Ops Mgr Core tier 3 license 2859 A11, A21 8263 Ops Mgr Core tier 4 license 2859 A11, A21 8264 Ops Mgr Core tier 5 license 2859 A11, A21 8265 Ops Mgr Core tier 6 license 2859 A11, A21 8266 Ops Mgr Core tier 7 license 2859 A11, A21 8267 Protect Mgr tier 1 license 2859 A11, A21 8268 Protect Mgr tier 2 license 2859 A11, A21 8269 Protect Mgr tier 3 license 2859 A11, A21 8270 Protect Mgr tier 4 license 2859 A11, A21 8271 Protect Mgr tier 5 license 2859 A11, A21 8272 Protect Mgr tier 6 license 2859 A11, A21 8273 Protect Mgr tier 7 license 2859 A11, A21 8274 Provisioning Mgr. tier 1 2859 A11, A21 8275 Provisioning Mgr. tier 2 2859 A11, A21 8276 Provisioning Mgr. tier 3 2859 A11, A21 8277 Provisioning Mgr. tier 4 2859 A11, A21 8278 Provisioning Mgr. tier 5 2859 A11, A21 8279 Provisioning Mgr. tier 6 2859 A11, A21 8280 Provisioning Mgr. tier 7 2859 A11, A21 8281 Protection Mgr. DR tier 1 2859 A11, A21 8282 Protection Mgr. DR tier 2 2859 A11, A21 8283 Protection Mgr. DR tier 3 2859 A11, A21 8284 Protection Mgr. DR tier 4 2859 A11, A21 8285 Protection Mgr. DR tier 5 2859 A11, A21 8286 Protection Mgr. DR tier 6 2859 A11, A21 8287 Protection Mgr. DR tier 7 2859 A11, A21 8288 Operations Manager for N3400 2859 A11, A21 8400 Protection Manager for N3400 2859 A11, A21 8401 Provisioning Mgr. for N3400 2859 A11, A21 8402 Protection Mgr. DR for N3400 2859 A11, A21 8403 Power Cords PDU Pwr Cord, 42U Rack 2859 A11, A21 9000 Power Cord, Cont. Europe 2859 A11, A21 9001 Power Cord, United Kingdom 2859 A11, A21 9002 Power Cord, Japan 2859 A11, A21 9003 Power Cord, North America 2859 A11, A21 9004 Power Cord, Australia/N.Z. 2859 A11, A21 9005 Power Cord, Switzerland 2859 A11, A21 9006 Power Cord, Argentina 2859 A11, A21 9007 Power Cord, China 2859 A11, A21 9008 Power Cord, Denmark 2859 A11, A21 9009 Power Cord, India/S.Africa 2859 A11, A21 9010 Power Cord, Israel 2859 A11, A21 9011 Power Cord, Italy 2859 A11, A21 9012 Power Cord, N.America 250V 2859 A11, A21 9013 Power Cord, Brazil 2859 A11, A21 9014 110004 IBM is a registered trademark of International Business Machines Corporation 42

Power Cord, Taiwan 2859 A11, A21 9015 Power Cord, Taiwan 250V 2859 A11, A21 9016 Installation Plant install in 2101 rack 2859 A11, A21 9201 Field install rack mount kit 2859 A11, A21 9202 Uninstalled code authoriztn 2859 A11, A21 9550 MES ordering MES Order Indicator 2859 A11, A21 9555 Global Finance transaction IGF Transaction Indicator 2859 A11, A21 9556 NC Port/loop counts Num. of FC Target Ports 2859 A11, A21 9557 NC Num. of FC Storage Loops 2859 A11, A21 9558 NC Num. of SATA Storage Loops 2859 A11, A21 9559 NC Dualpath FC Cabling 2859 A21 9560 NC Plant/ Field MES Cabl CSU Mach/Mod/Feat install removal req. (1) 300 GB, 15K RPM SAS HDD 2859/A11/4015 Both N N Y 450 GB, 15K RPM SAS HDD 2859/A11/4016 Both N N Y 600 GB, 15K RPM SAS HDD 2859/A11/4017 Both N N Y 500 GB SATA Drive 2859/A11/4018 Both N N Y 1 TB SATA Drive 2859/A11/4020 Both N N Y HDD Blank Panel 2859/A11/4099 Both N N Y Base Pack 2859/A11/5201 Both N(2) N Y Foundation Pack 2859/A11/5202 Both N(2) N Y Protection Pack 2859/A11/5203 Both N(2) N Y Advanced Pack 2859/A11/5204 Both N(2) N Y Data ONTAP 2859/A11/6700 Both N(2) N Y CIFS 2859/A11/6002 Both N(2) N Y HTTP 2859/A11/7003 Both N(2) N Y NFS 2859/A11/6004 Both N(2) N Y SyncMirror 2859/A11/7006 Both N(2) N Y FlexClone 2859/A11/7011 Both N(2) N Y MultiStore 2859/A11/7020 Both N(2) N Y NearStore 2859/A11/7022 Both N(2) N Y iscsi Protocol 2859/A11/7025 Both N(2) N Y SnapMirror/SnapVault Bundle 2859/A11/7029 Both N(2) N Y FlexCache for NFS 2859/A11/7030 Both N(2) N Y SnapMirror 2859/A11/7031 Both N(2) N Y SnapLock Compliance 2859/A11/7032 Both N(2) N Y SnapLock Enterprise 2859/A11/7033 Both N(2) N Y SnapRestore 2859/A11/7035 Both N(2) N Y SnapVault Primary 2859/A11/7036 Both N(2) N Y SnapVault Secondary 2859/A11/7037 Both N(2) N Y SnapManager SAP Filer 2859/A11/7038 Both N(2) N Y SnapManager Oracle Filer 2859/A11/7039 Both N(2) N Y SnapValidator 2859/A11/6042 Both N(2) N Y Fibre Channel Protocol 2859/A11/7043 Both N(2) N Y Disk Sanitization 2859/A11/7044 Both N(2) N Y SnapManager/Exchange File 2859/A11/7045 Both N(2) N Y SnapManager/SQL Filer 2859/A11/7046 Both N(2) N Y Deduplication 2859/A11/7047 Both N(2) N Y SnapManager VI Filer 2859/A11/7048 Both N(2) N Y SnapManager SharePointFile 2859/A11/7049 Both N(2) N Y SnapManager Hyper V Filer 2859/A11/7050 Both N(2) N Y SnapDrive for UNIX Filer 2859/A11/7076 Both N(2) N Y SnapDrive for Win Filer 2859/A11/7077 Both N(2) N Y SnapDrive for UNIX AIX 2859/A11/8024 Both N N Y SnapDrive for UNIX Solaris 2859/A11/8025 Both N N Y SnapDrive for UNIX HPUX 2859/A11/8026 Both N N Y SnapDrive for UNIX Linux 2859/A11/8027 Both N N Y SnapDrive for Windows 2859/A11/8050 Both N N Y ONTAP DSM for Windows MPIO 2859/A11/8052 Both N N Y 110004 IBM is a registered trademark of International Business Machines Corporation 43

SnapManager/Oracle WIN 2859/A11/8129 Both N N Y SnapManager/Exchange Host 2859/A11/8131 Both N N Y SnapManager/VI Host 2859/A11/8133 Both N N Y SnapMgr HyperV Host 2859/A11/8135 Both N N Y SnapManager for SAP Win 2859/A11/8140 Both N N Y SnapManager for SQL Host 2859/A11/8141 Both N N Y SnapManager for Oracle 2859/A11/8143 Both N N Y SnapManager for SAP 2859/A11/8145 Both N N Y SnapManager SharePointHost 2859/A11/8147 Both N N Y SM SharePoint Mgmt. Bundle 2859/A11/8149 Both N N Y Single Mbox Recovery 100pk 2859/A11/8150 Both N N Y Single Mbox Recovery 500pk 2859/A11/8151 Both N N Y Single Mbox Recovery 1000pk 2859/A11/8152 Both N N Y Single Mbox Recovery 2500pk 2859/A11/8153 Both N N Y Single Mbox Recovery 5K pk 2859/A11/8154 Both N N Y Single Mbox Recovery 10K pk 2859/A11/8155 Both N N Y Single Mbox Recovery 50K pk 2859/A11/8156 Both N N Y SMBR CAARCSERVE Extract Wiz 2859/A11/8158 Both N N Y SMBR Tivoli Tape Extract Wiz 2859/A11/8159 Both N N Y SMBR Legato Tape Extract Wiz 2859/A11/8160 Both N N Y SMBR NetBackup Extract Wiz 2859/A11/8161 Both N N Y SMBR PST Tape Extract Wiz 2859/A11/8162 Both N N Y SMBR HP Extract Wiz 2859/A11/8163 Both N N Y SMBR Commvault Galaxy Ex Wiz 2859/A11/8164 Both N N Y SMBR UltraBac Extract Wizard 2859/A11/8165 Both N N Y SMBR Agent for Adv Search 2859/A11/8166 Both N N Y SMBR Content Analysis Wizard 2859/A11/8167 Both N N Y SMBR Administrative Server 2859/A11/8168 Both N N Y OSSV Windows for Filers 2859/A11/8202 Both N N Y OSSV Linux for Filers 2859/A11/8204 Both N N Y OSSV OFM for Filers 2859/A11/8206 Both N N Y OSSV UNIX for Filers 2859/A11/8208 Both N N Y OSSV VMWare for Filers 2859/A11/8210 Both N N Y DFM Server License 2859/A11/8255 Both N N Y Op Mgr Store Resource Mgmt 2859/A11/8257 Both N N Y Ops Mgr Core tier 1 license 2859/A11/8261 Both N N Y Ops Mgr Core tier 2 license 2859/A11/8262 Both N N Y Ops Mgr Core tier 3 license 2859/A11/8263 Both N N Y Ops Mgr Core tier 4 license 2859/A11/8264 Both N N Y Ops Mgr Core tier 5 license 2859/A11/8265 Both N N Y Ops Mgr Core tier 6 license 2859/A11/8266 Both N N Y Ops Mgr Core tier 7 license 2859/A11/8267 Both N N Y Protect Mgr tier 1 license 2859/A11/8268 Both N N Y Protect Mgr tier 2 license 2859/A11/8269 Both N N Y Protect Mgr tier 3 license 2859/A11/8270 Both N N Y Protect Mgr tier 4 license 2859/A11/8271 Both N N Y Protect Mgr tier 5 license 2859/A11/8272 Both N N Y Protect Mgr tier 6 license 2859/A11/8273 Both N N Y Protect Mgr tier 7 license 2859/A11/8274 Both N N Y Provisioning Mgr. tier 1 2859/A11/8275 Both N N Y Provisioning Mgr. tier 2 2859/A11/8276 Both N N Y Provisioning Mgr. tier 3 2859/A11/8277 Both N N Y Provisioning Mgr. tier 4 2859/A11/8278 Both N N Y Provisioning Mgr. tier 5 2859/A11/8279 Both N N Y Provisioning Mgr. tier 6 2859/A11/8280 Both N N Y Provisioning Mgr. tier 7 2859/A11/8281 Both N N Y Protection Mgr. DR tier 1 2859/A11/8282 Both N N Y Protection Mgr. DR tier 2 2859/A11/8283 Both N N Y Protection Mgr. DR tier 3 2859/A11/8284 Both N N Y Protection Mgr. DR tier 4 2859/A11/8285 Both N N Y Protection Mgr. DR tier 5 2859/A11/8286 Both N N Y Protection Mgr. DR tier 6 2859/A11/8287 Both N N Y Protection Mgr. DR tier 7 2859/A11/8288 Both N N Y Operations Manager for N3400 2859/A11/8400 Both N N Y Protection Manager for N3400 2859/A11/8401 Both N N Y Provisioning Mgr. for N3400 2859/A11/8402 Both N N Y Protection Mgr. DR for N3400 2859/A11/8403 Both N N Y PDU Pwr Cord, 42U Rack 2859/A11/9000 Both N N Y Power Cord, Cont. Europe 2859/A11/9001 Both N N Y Power Cord, UK 2859/A11/9002 Both N N Y Power Cord, Japan 2859/A11/9003 Both N N Y Power Cord, North America 2859/A11/9004 Both N N Y Power Cord, Australia/N.Z. 2859/A11/9005 Both N N Y 110004 IBM is a registered trademark of International Business Machines Corporation 44

Power Cord, Switzerland 2859/A11/9006 Both N N Y Power Cord, Argentina 2859/A11/9007 Both N N Y Power Cord, China 2859/A11/9008 Both N N Y Power Cord, Denmark 2859/A11/9009 Both N N Y Power Cord, India/S.Africa 2859/A11/9010 Both N N Y Power Cord, Israel 2859/A11/9011 Both N N Y Power Cord, Italy 2859/A11/9012 Both N N Y Power Cord, N.America 250V 2859/A11/9013 Both N N Y Power Cord, Brazil 2859/A11/9014 Both N N Y Power Cord, Taiwan 2859/A11/9015 Both N N Y Power Cord, Taiwan 250V 2859/A11/9016 Both N N Y Top of 42U Rack indicator 2859/A11/9020 Plant N N Y Plant install in 2101 rack 2859/A11/9201 Plant N N Y Field install rack mount kit 2859/A11/9202 Plant N N Y Uninstalled ode authoriztn 2859/A11/9550 Plant N N Y MES Order Indicator 2859/A11/9555 Field N N Y IGF Transaction Indicator 2859/A11/9556 Field N N Y Num. of FC Target Ports 2859/A11/9557 Plant N N Y Num. of FC Storage Loops 2859/A11/9558 Plant N N Y Num. of SATA Storage Loops 2859/A11/9559 Plant N N Y 300 GB, 15K RPM SAS HDD 2859/A21/4015 Both N N Y 450 GB, 15K RPM SAS HDD 2859/A21/4016 Both N N Y 600 GB, 15K RPM SAS HDD 2859/A21/4017 Both N N Y 500 GB SATA Drive 2859/A21/4018 Both N N Y 1 TB SATA Drive 2859/A21/4020 Both N N Y Base Pack 2859/A21/5251 Both N N Y Foundation Pack 2859/A21/5252 Both N N Y Protection Pack 2859/A21/5253 Both N N Y Advanced Pack 2859/A21/5254 Both N N Y Data ONTAP 2859/A21/6750 Both N N Y CIFS 2859/A21/6102 Both N N Y HTTP 2859/A21/7103 Both N N Y NFS 2859/A21/6104 Both N N Y CFO 2859/A21/6105 Both(3) N N Y SyncMirror 2859/A21/7106 Both N N Y FlexClone 2859/A21/7111 Both N N Y MultiStore 2859/A21/7120 Both N N Y NearStore 2859/A21/7122 Both N N Y iscsi Protocol 2859/A21/7125 Both N N Y SnapMirror/SnapVault Bundle 2859/A21/7129 Both N N Y FlexCache for NFS 2859/A21/7130 Both N N Y SnapMirror 2859/A21/7131 Both N N Y SnapLock Compliance 2859/A21/7132 Both N N Y SnapLock Enterprise 2859/A21/7133 Both N N Y SnapMover 2859/A21/7134 Both N N Y SnapRestore 2859/A21/7135 Both N N Y SnapVault Primary 2859/A21/7136 Both N N Y SnapVault Secondary 2859/A21/7137 Both N N Y SnapManager SAP Filer 2859/A21/7138 Both N N Y SnapManager Oracle Filer 2859/A21/7139 Both N N Y SnapValidator 2859/A21/6142 Both N N Y Fibre Channel Protocol 2859/A21/7143 Both N N Y Disk Sanitization 2859/A21/7144 Both N N Y SnapManager/Exchange Filer 2859/A21/7145 Both N N Y SnapManager/SQL Filer 2859/A21/7146 Both N N Y Deduplication 2859/A21/7147 Both N N Y SnapManager VI Filer 2859/A21/7148 Both N N Y SnapManager SharePointFiler 2859/A21/7149 Both N N Y SnapManager Hyper V Filer 2859/A21/7150 Both N N Y SnapDrive for UNIX Filer 2859/A21/7176 Both N N Y SnapDrive for Win Filer 2859/A21/7177 Both N N Y SnapDrive for UNIX AIX 2859/A21/8024 Both N N Y SnapDrive for UNIX Solaris 2859/A21/8025 Both N N Y SnapDrive for UNIX HPUX 2859/A21/8026 Both N N Y SnapDrive for UNIX Linux 2859/A21/8027 Both N N Y SnapDrive for Windows 2859/A21/8050 Both N N Y ONTAP DSM for Windows MPIO 2859/A21/8052 Both N N Y SnapManager/Oracle WIN 2859/A21/8129 Both N N Y SnapManager/Exchange Host 2859/A21/8131 Both N N Y SnapManager/VI Host 2859/A21/8133 Both N N Y SnapMgr HyperV Host 2859/A21/8135 Both N N Y SnapManager for SAP Win 2859/A21/8140 Both N N Y 110004 IBM is a registered trademark of International Business Machines Corporation 45

SnapManager for SQL Host 2859/A21/8141 Both N N Y SnapManager for Oracle 2859/A21/8143 Both N N Y SnapManager for SAP 2859/A21/8145 Both N N Y SnapManager SharePointHost 2859/A21/8147 Both N N Y SM SharePoint Mgmt. Bundle 2859/A21/8149 Both N N Y Single Mbox Recovery 100pk 2859/A21/8150 Both N N Y Single Mbox Recovery 500pk 2859/A21/8151 Both N N Y Single Mbox Recovery 1000pk 2859/A21/8152 Both N N Y Single Mbox Recovery 2500pk 2859/A21/8153 Both N N Y Single Mbox Recovery 5K pk 2859/A21/8154 Both N N Y Single Mbox Recovery 10K pk 2859/A21/8155 Both N N Y Single Mbox Recovery 50K pk 2859/A21/8156 Both N N Y SMBR CAARCSERVE Extract Wiz 2859/A21/8158 Both N N Y SMBR Tivoli Tape Extract Wiz 2859/A21/8159 Both N N Y SMBR Legato Tape Extract Wiz 2859/A21/8160 Both N N Y SMBR NetBackup Extract Wiz 2859/A21/8161 Both N N Y SMBR PST Tape Extract Wiz 2859/A21/8162 Both N N Y SMBR HP Extract Wiz 2859/A21/8163 Both N N Y SMBR Commvault Galaxy Ex Wiz 2859/A21/8164 Both N N Y SMBR UltraBac Extract Wizard 2859/A21/8165 Both N N Y SMBR Agent for Adv Search 2859/A21/8166 Both N N Y SMBR Content Analysis Wizard 2859/A21/8167 Both N N Y SMBR Administrative Server 2859/A21/8168 Both N N Y OSSV Windows for Filers 2859/A21/8202 Both N N Y OSSV Linux for Filers 2859/A21/8204 Both N N Y OSSV OFM for Filers 2859/A21/8206 Both N N Y OSSV UNIX for Filers 2859/A21/8208 Both N N Y OSSV VMWare for Filers 2859/A21/8210 Both N N Y DFM Server License 2859/A21/8255 Both N N Y Op Mgr Store Resource Mgmt 2859/A21/8257 Both N N Y Ops Mgr Core tier 1 license 2859/A21/8261 Both N N Y Ops Mgr Core tier 2 license 2859/A21/8262 Both N N Y Ops Mgr Core tier 3 license 2859/A21/8263 Both N N Y Ops Mgr Core tier 4 license 2859/A21/8264 Both N N Y Ops Mgr Core tier 5 license 2859/A21/8265 Both N N Y Ops Mgr Core tier 6 license 2859/A21/8266 Both N N Y Ops Mgr Core tier 7 license 2859/A21/8267 Both N N Y Protect Mgr tier 1 license 2859/A21/8268 Both N N Y Protect Mgr tier 2 license 2859/A21/8269 Both N N Y Protect Mgr tier 3 license 2859/A21/8270 Both N N Y Protect Mgr tier 4 license 2859/A21/8271 Both N N Y Protect Mgr tier 5 license 2859/A21/8272 Both N N Y Protect Mgr tier 6 license 2859/A21/8273 Both N N Y Protect Mgr tier 7 license 2859/A21/8274 Both N N Y Provisioning Mgr. tier 1 2859/A21/8275 Both N N Y Provisioning Mgr. tier 2 2859/A21/8276 Both N N Y Provisioning Mgr. tier 3 2859/A21/8277 Both N N Y Provisioning Mgr. tier 4 2859/A21/8278 Both N N Y Provisioning Mgr. tier 5 2859/A21/8279 Both N N Y Provisioning Mgr. tier 6 2859/A21/8280 Both N N Y Provisioning Mgr. tier 7 2859/A21/8281 Both N N Y Protection Mgr. DR tier 1 2859/A21/8282 Both N N Y Protection Mgr. DR tier 2 2859/A21/8283 Both N N Y Protection Mgr. DR tier 3 2859/A21/8284 Both N N Y Protection Mgr. DR tier 4 2859/A21/8285 Both N N Y Protection Mgr. DR tier 5 2859/A21/8286 Both N N Y Protection Mgr. DR tier 6 2859/A21/8287 Both N N Y Protection Mgr. DR tier 7 2859/A21/8288 Both N N Y Operations Manager for N3400 2859/A21/8400 Both N N Y Protection Manager for N3400 2859/A21/8401 Both N N Y Provisioning Mgr. for N3400 2859/A21/8402 Both N N Y Protection Mgr. DR for N3400 2859/A21/8403 Both N N Y PDU Pwr Cord, 42U Rack 2859/A21/9000 Both N N Y Power Cord, Cont. Europe 2859/A21/9001 Both N N Y Power Cord, UK 2859/A21/9002 Both N N Y Power Cord, Japan 2859/A21/9003 Both N N Y Power Cord, North America 2859/A21/9004 Both N N Y Power Cord, Australia/N.Z. 2859/A21/9005 Both N N Y Power Cord, Switzerland 2859/A21/9006 Both N N Y Power Cord, Argentina 2859/A21/9007 Both N N Y Power Cord, China 2859/A21/9008 Both N N Y Power Cord, Denmark 2859/A21/9009 Both N N Y Power Cord, India/S.Africa 2859/A21/9010 Both N N Y 110004 IBM is a registered trademark of International Business Machines Corporation 46

Power Cord, Israel 2859/A21/9011 Both N N Y Power Cord, Italy 2859/A21/9012 Both N N Y Power Cord, N.America 250V 2859/A21/9013 Both N N Y Power Cord, Brazil 2859/A21/9014 Both N N Y Power Cord, Taiwan 2859/A21/9015 Both N N Y Power Cord, Taiwan 250V 2859/A21/9016 Both N N Y Top of 42U Rack indicator 2859/A21/9020 Plant N N Y Plant install in 2101 rack 2859/A21/9201 Plant N N Y Field install rack mount kit 2859/A21/9202 Plant N N Y Uninstalled ode authoriztn 2859/A21/9550 Plant N N Y MES Order Indicator 2859/A21/9555 Field N N Y IGF Transaction Indicator 2859/A21/9556 Field N N Y Num. of FC Target Ports 2859/A21/9557 Plant N N Y Num. of FC Storage Loops 2859/A21/9558 Plant N N Y Num. of SATA Storage Loops 2859/A21/9559 Plant N N Y Dualpath FC Cabling 2859/A21/9560 Plant N N Y (1) Customer setup (2) The feature can be removed only through a feature conversion transaction. (3) The feature is field install only during a model conversion. Mach Feat IBM list type Model code Description price 4 2859 A11 A11 11,123.00 2859 A21 A21 12,545.00 2859 A11 4015 300 GB, 15K RPM SAS HDD 2859 A21 4015 300 GB, 15K RPM SAS HDD 2859 A11 4016 450 GB, 15K RPM SAS HDD 2859 A21 4016 450 GB, 15K RPM SAS HDD 2859 A11 4017 600 GB, 15K RPM SAS HDD 2859 A21 4017 600 GB, 15K RPM SAS HDD 2859 A11 4018 500 GB SATA Drive 2859 A21 4018 500 GB SATA Drive 2859 A11 4020 1 TB SATA Drive 2859 A21 4020 1 TB SATA Drive 2859 A11 4099 HDD Blank Panel 2859 A21 4099 HDD Blank Panel 1,727.00 1,727.00 3,130.00 3,130.00 4,238.00 4,238.00 650.00 650.00 2,050.00 2,050.00 2859 A11 5201 Base Pack 2859 A11 5202 Foundation Pack 2859 A11 5203 Protection Pack 2859 A11 5204 Advanced Pack 2859 A11 6700 Data ONTAP 2859 A11 6002 CIFS 2859 A11 7003 HTTP 2859 A11 6004 NFS 2859 A11 7006 SyncMirror 2859 A11 7011 FlexClone 2859 A11 7020 MultiStore 110004 IBM is a registered trademark of International Business Machines Corporation 47

2859 A11 7022 NearStore 2859 A11 7025 iscsi Protocol 2859 A11 7029 SnapMirror/ SnapVault Bundle 2859 A11 7030 FlexCache for NFS 2859 A11 7031 SnapMirror 2859 A11 7032 SnapLock Compliance 2859 A11 7033 SnapLock Enterprise 2859 A11 7035 SnapRestore 2859 A11 7036 SnapVault Primary 2859 A11 7037 SnapVault Secondary 2859 A11 7038 SnapManager SAP Filer 2859 A11 7039 SnapManager Oracle Filer 2859 A11 6042 SnapValidator 2859 A11 7043 Fibre Channel Protocol 2859 A11 7044 Disk Sanitization 2859 A11 7045 SnapManager/ Exchange Filer 2859 A11 7046 SnapManager/ SQL Filer 2859 A11 7047 Deduplication 2859 A11 7048 SnapManager VI Filer 2859 A11 7049 SnapManager SharePoint Filer 2859 A11 7050 SnapManager Hyper V Filer 2859 A11 7076 SnapDrive for UNIX Filer 2859 A11 7077 SnapDrive for Win Filer 2859 A21 5251 Base Pack 2859 A21 5252 Foundation Pack 2859 A21 5253 Protection Pack 2859 A21 5254 Advanced Pack 2859 A21 6750 Data ONTAP 2859 A21 6102 CIFS 2859 A21 7103 HTTP 2859 A21 6104 NFS 2859 A21 6105 CFO 2859 A21 7106 SyncMirror 2859 A21 7111 FlexClone 2859 A21 7120 MultiStore 2859 A21 7122 NearStore 2859 A21 7125 iscsi Protocol 2859 A21 7129 SnapMirror/ SnapVault Bundle 2859 A21 7130 FlexCache for NFS 2859 A21 7131 SnapMirror 110004 IBM is a registered trademark of International Business Machines Corporation 48

2859 A21 7132 SnapLock Compliance 2859 A21 7133 SnapLock Enterprise 2859 A21 7134 SnapMover 2859 A21 7135 SnapRestore 2859 A21 7136 SnapVault Primary 2859 A21 7137 SnapVault Secondary 2859 A21 7138 SnapManager SAP Filer 2859 A21 7139 SnapManager Oracle Filer 2859 A21 6142 SnapValidator 2859 A21 7143 Fibre Channel Protocol 2859 A21 7144 Disk Sanitization 2859 A21 7145 SnapManager/ Exchange Filer 2859 A21 7146 SnapManager/ SQL Filer 2859 A21 7147 Deduplication 2859 A21 7148 SnapManager VI Filer 2859 A21 7149 SnapManager SharePoint Filer 2859 A21 7150 SnapManager Hyper V Filer 2859 A21 7176 SnapDrive for UNIX Filer 2859 A21 7177 SnapDrive for Win Filer 2859 A11 8024 SnapDrive for UNIX AIX 2859 A11 8025 SnapDrive for UNIX Solaris 2859 A11 8026 SnapDrive for UNIX HPUX 2859 A11 8027 SnapDrive for UNIX Linux 2859 A11 8050 SnapDrive for Windows 2859 A11 8052 ONTAP DSM for Windows MPIO 2859 A11 8129 SnapManager/ Oracle WIN 2859 A11 8131 SnapManager/ Exchange Host 2859 A11 8133 SnapManager/ VI Host 2859 A11 8140 SnapManager for SAP Win 2859 A11 8141 SnapManager for SQL Host 2859 A11 8143 SnapManager for Oracle 2859 A11 8145 SnapManager for SAP 2859 A11 8147 SnapManager SharePoint Host 110004 IBM is a registered trademark of International Business Machines Corporation 49

2859 A11 8149 SM SharePoint Mgmt. Bundle 2859 A11 8150 Single Mbox Recovery 100pk 2859 A11 8151 Single Mbox Recovery 500pk 2859 A11 8152 Single Mbox Recovery 1000pk 2859 A11 8153 Single Mbox Recovery 2500pk 2859 A11 8154 Single Mbox Recovery 5K pk 2859 A11 8155 Single Mbox Recovery 10K pk 2859 A11 8156 Single Mbox Recovery 50K pk 2859 A11 8158 SMBR CA ARCSERVE Extract Wiz 2859 A11 8159 SMBR Tivoli Tape Extract Wiz 2859 A11 8160 SMBR Legato Tape Extract Wiz 2859 A11 8161 SMBR NetBackup Extract Wiz 2859 A11 8162 SMBR PST Tape Extract Wiz 2859 A11 8163 SMBR HP Extract Wiz 2859 A11 8164 SMBR Commvault Galaxy Ex Wiz 2859 A11 8165 SMBR UltraBac Extract Wizard 2859 A11 8166 SMBR Agent for Adv Search 2859 A11 8167 SMBR Content Analysis Wizard 2859 A11 8168 SMBR Administrative Server 2859 A11 8202 OSSV Windows for Filers 2859 A11 8204 OSSV Linux for Filers 2859 A11 8206 OSSV OFM for Filers 2859 A11 8208 OSSV UNIX for Filers 2859 A11 8210 OSSV VMWare for Filers 2859 A11 8255 DFM Server License 2859 A11 8257 Op Mgr Store Resource Mgmt 2859 A11 8261 Ops Mgr Core tier 1 license 2859 A11 8262 Ops Mgr Core tier 2 license 110004 IBM is a registered trademark of International Business Machines Corporation 50

2859 A11 8263 Ops Mgr Core tier 3 license 2859 A11 8264 Ops Mgr Core tier 4 license 2859 A11 8265 Ops Mgr Core tier 5 license 2859 A11 8266 Ops Mgr Core tier 6 license 2859 A11 8267 Ops Mgr Core tier 7 license 2859 A11 8268 Protect Mgr tier 1 license 2859 A11 8269 Protect Mgr tier 2 license 2859 A11 8270 Protect Mgr tier 3 license 2859 A11 8271 Protect Mgr tier 4 license 2859 A11 8272 Protect Mgr tier 5 license 2859 A11 8273 Protect Mgr tier 6 license 2859 A11 8274 Protect Mgr tier 7 license 2859 A11 8275 Provisioning Mgr. tier 1 2859 A21 8024 SnapDrive for UNIX AIX 2859 A21 8025 SnapDrive for UNIX Solaris 2859 A21 8026 SnapDrive for UNIX HPUX 2859 A21 8027 SnapDrive for UNIX Linux 2859 A21 8050 SnapDrive for Windows 2859 A21 8052 ONTAP DSM for Windows MPIO 2859 A21 8129 SnapManager/ Oracle WIN 2859 A21 8131 SnapManager/ Exchange Host 2859 A21 8133 SnapManager/ VI Host 2859 A21 8140 SnapManager for SAP Win 2859 A21 8141 SnapManager for SQL Host 2859 A21 8143 SnapManager for Oracle 2859 A21 8145 SnapManager for SAP 2859 A21 8147 SnapManager SharePoint Host 2859 A21 8149 SM SharePoint Mgmt. Bundle 2859 A21 8150 Single Mbox Recovery 100pk 2859 A21 8151 Single Mbox Recovery 500pk 2859 A21 8152 Single Mbox Recovery 1000pk 110004 IBM is a registered trademark of International Business Machines Corporation 51

2859 A21 8153 Single Mbox Recovery 2500pk 2859 A21 8154 Single Mbox Recovery 5K pk 2859 A21 8155 Single Mbox Recovery 10K pk 2859 A21 8156 Single Mbox Recovery 50K pk 2859 A21 8158 SMBR CA ARCSERVE Extract Wiz 2859 A21 8159 SMBR Tivoli Tape Extract Wiz 2859 A21 8160 SMBR Legato Tape Extract Wiz 2859 A21 8161 SMBR NetBackup Extract Wiz 2859 A21 8162 SMBR PST Tape Extract Wiz 2859 A21 8163 SMBR HP Extract Wiz 2859 A21 8164 SMBR Commvault Galaxy Ex Wiz 2859 A21 8165 SMBR UltraBac Extract Wizard 2859 A21 8166 SMBR Agent for Adv Search 2859 A21 8167 SMBR Content Analysis Wizard 2859 A21 8168 SMBR Administrative Server 2859 A21 8202 OSSV Windows for Filers 2859 A21 8204 OSSV Linux for Filers 2859 A21 8206 OSSV OFM for Filers 2859 A21 8208 OSSV UNIX for Filers 2859 A21 8210 OSSV VMWare for Filers 2859 A21 8255 DFM Server License 2859 A21 8257 Op Mgr Store Resource Mgmt 2859 A21 8261 Ops Mgr Core tier 1 license 2859 A21 8262 Ops Mgr Core tier 2 license 2859 A21 8263 Ops Mgr Core tier 3 license 2859 A21 8264 Ops Mgr Core tier 4 license 2859 A21 8265 Ops Mgr Core tier 5 license 2859 A21 8266 Ops Mgr Core tier 6 license 2859 A21 8267 Ops Mgr Core tier 7 license 110004 IBM is a registered trademark of International Business Machines Corporation 52

2859 A21 8268 Protect Mgr tier 1 license 2859 A21 8269 Protect Mgr tier 2 license 2859 A21 8270 Protect Mgr tier 3 license 2859 A21 8271 Protect Mgr tier 4 license 2859 A21 8272 Protect Mgr tier 5 license 2859 A21 8273 Protect Mgr tier 6 license 2859 A21 8274 Protect Mgr tier 7 license 2859 A21 8275 Provisioning Mgr. tier 1 2859 A11 8276 Provisioning Mgr. tier 2 2859 A11 8277 Provisioning Mgr. tier 3 2859 A11 8278 Provisioning Mgr. tier 4 2859 A11 8279 Provisioning Mgr. tier 5 2859 A11 8280 Provisioning Mgr. tier 6 2859 A11 8281 Provisioning Mgr. tier 7 2859 A11 8282 Protection Mgr. DR tier 1 2859 A11 8283 Protection Mgr. DR tier 2 2859 A11 8284 Protection Mgr. DR tier 3 2859 A11 8285 Protection Mgr. DR tier 4 2859 A11 8286 Protection Mgr. DR tier 5 2859 A11 8287 Protection Mgr. DR tier 6 2859 A11 8288 Protection Mgr. DR tier 7 2859 A11 8400 Operations Manager for N3400 2859 A11 8401 Protection Manager for N3400 2859 A11 8402 Provisioning Mgr. for N3400 2859 A11 8403 Protection Mgr. DR for N3400 2859 A11 9000 PDU Pwr Cord, 42U Rack 2859 A11 9001 Power Cord, Cont. Europe 2859 A11 9002 Power Cord, United Kingdom 2859 A11 9003 Power Cord, Japan 2859 A11 9004 Power Cord, North America 2859 A11 9005 Power Cord, Australia/N.Z. 2859 A11 9006 Power Cord, Switzerland 110004 IBM is a registered trademark of International Business Machines Corporation 53

2859 A11 9007 Power Cord, Argentina 2859 A11 9008 Power Cord, China 2859 A11 9009 Power Cord, Denmark 2859 A11 9010 Power Cord, India/S.Africa 2859 A11 9011 Power Cord, Israel 2859 A11 9012 Power Cord, Italy 2859 A11 9013 Power Cord, N.America 250V 2859 A11 9014 Power Cord, Brazil 2859 A11 9015 Power Cord, Taiwan 2859 A11 9016 Power Cord, Taiwan 250V 2859 A11 9201 Plant install in 2101 rack 2859 A11 9202 Field install rack mount kit 2859 A11 9550 Uninstalled code authoriztn 2859 A11 9555 MES Order Indicator 2859 A21 8276 Provisioning Mgr. tier 2 2859 A21 8277 Provisioning Mgr. tier 3 2859 A21 8278 Provisioning Mgr. tier 4 2859 A21 8279 Provisioning Mgr. tier 5 2859 A21 8280 Provisioning Mgr. tier 6 2859 A21 8281 Provisioning Mgr. tier 7 2859 A21 8282 Protection Mgr. DR tier 1 2859 A21 8283 Protection Mgr. DR tier 2 2859 A21 8284 Protection Mgr. DR tier 3 2859 A21 8285 Protection Mgr. DR tier 4 2859 A21 8286 Protection Mgr. DR tier 5 2859 A21 8287 Protection Mgr. DR tier 6 2859 A21 8288 Protection Mgr. DR tier 7 2859 A21 8400 Operations Manager for N3400 2859 A21 8401 Protection Manager for N3400 2859 A21 8402 Provisioning Mgr. for N3400 2859 A21 8403 Protection Mgr. DR for N3400 2859 A21 9000 PDU Pwr Cord, 42U Rack 160.00 160.00 110004 IBM is a registered trademark of International Business Machines Corporation 54

2859 A21 9001 Power Cord, Cont. Europe 2859 A21 9002 Power Cord, United Kingdom 2859 A21 9003 Power Cord, Japan 2859 A21 9004 Power Cord, North America 2859 A21 9005 Power Cord, Australia/N.Z. 2859 A21 9006 Power Cord, Switzerland 2859 A21 9007 Power Cord, Argentina 2859 A21 9008 Power Cord, China 2859 A21 9009 Power Cord, Denmark 2859 A21 9010 Power Cord, India/S.Africa 2859 A21 9011 Power Cord, Israel 2859 A21 9012 Power Cord, Italy 2859 A21 9013 Power Cord, N.America 250V 2859 A21 9014 Power Cord, Brazil 2859 A21 9015 Power Cord, Taiwan 2859 A21 9016 Power Cord, Taiwan 250V (4) IBM list price does not include tax or shipping and is subject to change without notice. Reseller prices may vary. ServicePac prices For ServiceElect (ESA) maintenance service charges, contact IBM Global Services at 888IBM4343 (4264343). Mach Feat IBM type Modelcode Description list ESA ESA ESA ESA ESA ESA ESA SLCC LEGACY ESA LEGACY ESA price MA MA MA MA WSU WSU WSU MA MA WSU STD 24x7x4 24x7x2 9x5x49x5xnd 3yr 3yr 3yr 24x7x4 9x5xnd 3yr (E24)(E2H)(E4H)(E95) 24x7x2 24x7x4 9x5x4 (W2H) (W24)(W4H) (IOR)(I08) 24x7x4 (IOR) 2859 A11 A11 11,123 230 2859 A21 A21 12,545 330 2859 A11 5201 Base Pack 2859 A11 5202 Foundation Pack 6,25632 2859 A11 5203 Protection 20,983 Pack 105 2859 A11 5204 Advanced 17,626 Pack 89 2859 A11 6700 Data ONTAP 2859 A11 6002 CIFS 6,70234 2859 A11 7003 HTTP 6,10431 345 495 48 158 134 51 47 207 297 29 95 81 31 28 164 236 23 76 64 25 23 2,860 2440 4,070 2,200 265 4,160 2440 5,920 3,200 381 60 195 165 63 58 190 272 30 99 84 33 30 2,860 4,160 110004 IBM is a registered trademark of International Business Machines Corporation 55

2859 A11 6004 NFS 12,071 61 2859 A11 7006 SyncMirror 2859 A11 7011 FlexClone 22,032 111 2859 A11 7020 MultiStore 17,000 85 2859 A11 7025 iscsi Protocol 2859 A11 7029 SnapMirror/ 27,322 SnapVault 137 Bundle 2859 A11 7030 FlexCache for NFS 2859 A11 7031 SnapMirror 26,161 131 2859 A11 7032 SnapLock 20,400 Compliance102 2859 A11 7033 SnapLock 20,400 Enterprise 102 2859 A11 7035 SnapRestore 7,82040 2859 A11 7036 SnapVault Primary 8,70444 2859 A11 7037 SnapVault 21,858 Secondary 110 2859 A11 7038 SnapManager 45,900 SAP 230 Filer 2859 A11 7039 SnapManager 30,600 Oracle 153 Filer 2859 A11 6042 SnapValidator 2,17611 2859 A11 7043 Fibre Channel 2,04011 Protocol 2859 A11 7044 Disk Sanitization 2859 A11 7045 SnapManager/ 30,600 Exchange 153 Filer 2859 A11 7046 SnapManager/ 30,600 SQL 153 Filer 2859 A11 7047 Deduplication 2859 A11 7048 SnapManager VI 7,61639 Filer 2859 A11 7049 SnapManager 24,072 SharePoint121 Filer 2859 A11 7050 SnapManager Hyper4,57023 V Filer 2859 A11 7076 SnapDrive for 9,13946 UNIX 92 167 128 206 197 153 153 60 66 165 345 230 17 17 230 230 59 182 35 69 55 100 77 124 118 92 92 36 40 99 207 138 10 10 138 138 36 109 21 42 44 80 61 98 94 73 73 29 32 79 165 110 8 8 110 110 28 87 17 33 113 206 158 254 243 189 189 74 82 204 426 284 21 21 284 284 73 224 43 86 58 104 80 128 123 95 95 38 42 103 215 143 11 11 143 143 37 114 23 43 110004 IBM is a registered trademark of International Business Machines Corporation 56

Filer 2859 A11 7077 SnapDrive for 7,61639 Win Filer 2859 A21 5251 Base Pack 2859 A21 5252 Foundation Pack 9,35747 2859 A21 5253 Protection 29,977 Pack 150 2859 A21 5254 Advanced 29,964 Pack 150 2859 A21 6750 Data ONTAP 2859 A21 6102 CIFS 9,57448 2859 A21 7103 HTTP 6,73234 2859 A21 6104 NFS 18,115 91 2859 A21 6105 CFO 3,86220 2859 A21 7106 SyncMirror 2859 A21 7111 FlexClone 37,454 188 2859 A21 7120 MultiStore 25,500 128 2859 A21 7122 NearStore 2859 A21 7125 iscsi Protocol 2859 A21 7129 SnapMirror/ 39,032 SnapVault 196 Bundle 2859 A21 7130 FlexCache for NFS 2859 A21 7131 SnapMirror 37,471 188 2859 A21 7132 SnapLock 30,600 Compliance153 2859 A21 7133 SnapLock 30,600 Enterprise 153 2859 A21 7134 SnapMover 2859 A21 7135 SnapRestore 11,696 59 2859 A21 7136 SnapVault 13,056 Primary 66 2859 A21 7137 SnapVault 31,226 Secondary 157 2859 A21 7138 SnapManager 93,637 SAP 469 Filer 2859 A21 7139 SnapManager 62,424 Oracle 313 Filer 2859 A21 6142 SnapValidator 2859 A21 7143 Fibre Channel 4,16221 Protocol 59 71 225 225 72 51 137 30 282 192 294 282 230 230 89 99 236 704 470 32 36 43 135 135 44 31 82 18 170 116 177 170 138 138 54 60 142 423 282 19 28 34 108 108 35 25 66 15 135 92 141 135 110 110 43 48 113 336 224 16 73 87 278 278 89 63 169 37 348 237 363 348 284 284 110 123 291 868 580 39 37 45 141 141 46 33 86 20 176 120 184 176 143 143 56 63 147 437 292 21 110004 IBM is a registered trademark of International Business Machines Corporation 57

2859 A21 7144 Disk Sanitization 2859 A21 7145 SnapManager/ 62,424 Exchange 313 Filer 2859 A21 7146 SnapManager/ 62,424 SQL 313 Filer 2859 A21 7147 Deduplication 2859 A21 7148 SnapManager 19,976 VI 100 Filer 2859 A21 7149 SnapManager 49,107 SharePoint246 Filer 2859 A21 7150 SnapManager 11,186 Hyper 56 V Filer 2859 A21 7176 SnapDrive 23,971 for 120 UNIX Filer 2859 A21 7177 SnapDrive 19,976 for 100 Win Filer 2859 A11 8400 Operations Manager 1,1976 for N3400 2859 A11 8401 Protection Manager 3,26417 for N3400 2859 A11 8402 Provisioning Mgr. 1,1976 for N3400 2859 A11 8403 Protection Mgr. DR for N3400 2859 A21 8400 Operations Manager 1,1976 for N3400 2859 A21 8401 Protection Manager 3,26417 for N3400 2859 A21 8402 Provisioning Mgr. 1,1976 for N3400 2859 A21 8403 Protection Mgr. DR for N3400 470 470 150 369 84 180 150 9 26 9 9 26 9 282 282 90 222 51 108 90 6 16 6 6 16 6 224 224 72 176 41 86 72 5 13 5 5 13 5 580 580 185 456 104 222 185 12 32 12 12 32 12 292 292 94 229 54 112 94 7 17 7 7 17 7 110004 IBM is a registered trademark of International Business Machines Corporation 58

Model conversion purchase price Machine type 2859 model conversions From To Returned model model parts A11 A21 No Machine From To type model model Description IBM list price 2859 A11 A21 N3400 A21 12,545.00 Feature conversion purchase price Feature Returned Continuous from to parts maintenance 6300 6350 N Y 5201 5251 N Y 5202 5252 N Y 5203 5253 N Y 5204 5254 N Y 6700 6750 N Y 6002 6102 N Y 7003 7103 N Y 6004 6104 N Y 7006 7106 N Y 7011 7111 N Y 7020 7120 N Y 7022 7122 N Y 7025 7125 N Y 7029 7129 N Y 7030 7130 N Y 7031 7131 N Y 7032 7132 N Y 7033 7133 N Y 7035 7135 N Y 7036 7136 N Y 7037 7137 N Y 7038 7138 N Y 7039 7139 N Y 6042 6142 N Y 7043 7143 N Y 7044 7144 N Y 7045 7145 N Y 7046 7146 N Y 7047 7147 N Y 7048 7148 N Y 7049 7149 N Y 7050 7150 N Y 7076 7176 N Y 7077 7177 N Y Mach From To Part IBM type Model feat feat number Description list price 2859 A21 6300 6350 285963006350DATA ONTAP 2859 A21 5201 5251 285952015251Base Pack 2859 A21 5202 5252 285952025252Foundation Pack 2859 A21 5203 5253 285952035253Protection Pack 2859 A21 5204 5254 285952045254Advanced Pack 2859 A21 6700 6750 285967006750Data ONTAP 2859 A21 6002 6102 285960026102CIFS 110004 IBM is a registered trademark of International Business Machines Corporation 59

2859 A21 7003 7103 285970037103HTTP 2859 A21 6004 6104 285960046104NFS 2859 A21 7006 7106 285970067106SyncMirror 2859 A21 7011 7111 285970117111FlexClone 2859 A21 7020 7120 285970207120MultiStore 2859 A21 7022 7122 285970227122NearStore 2859 A21 7025 7125 285970257125 iscsi Protocol 2859 A21 7029 7129 285970297129SnapMirror/ SnapVault Bundle 2859 A21 7030 7130 285970307130FlexCache for NFS 2859 A21 7031 7131 285970317131SnapMirror 2859 A21 7032 7132 285970327132SnapLock Compliance 2859 A21 7033 7133 285970337133SnapLock Enterprise 2859 A21 7035 7135 285970357135SnapRestore 2859 A21 7036 7136 285970367136SnapVault Primary 2859 A21 7037 7137 285970377137SnapVault Secondary 2859 A21 7038 7138 285970387138SnapManager SAP Filer 2859 A21 7039 7139 285970397139SnapManager Oracle Filer 2859 A21 6042 6142 285960426142SnapValidator 2859 A21 7043 7143 285970437143Fibre Channel Protocol 2859 A21 7044 7144 285970447144Disk Sanitization 2859 A21 7045 7145 285970457145SnapManager/ Exchange Filer 2859 A21 7046 7146 285970467146SnapManager/ SQL Filer 2859 A21 7047 7147 285970477147Deduplication 2859 A21 7048 7148 285970487148SnapManager VI Filer 2859 A21 7049 7149 285970497149SnapManger SharePoint Filer 2859 A21 7050 7150 285970507150SnapManager Hyper V Filer 2859 A21 7076 7176 285970767176SnapDrive for UNIX Filer 2859 A21 7077 7177 285970777177SnapDrive for Win Filer IBM Global Financing IBM Global Financing offers competitive financing to creditqualified customers to assist them in acquiring IT solutions. Offerings include financing for IT acquisition, including hardware, software, and services, from both IBM and other manufacturers or vendors. Offerings (for all customer segments: small, medium, and large enterprise), rates, terms, and availability can vary by country. Contact your local IBM Global Financing organization or visit 110004 IBM is a registered trademark of International Business Machines Corporation 60

http://www.ibm.com/financing IBM Global Financing offerings are provided through IBM Credit LLC in the United States, and other IBM subsidiaries and divisions worldwide to qualified commercial and government customers. Rates are based on a customer's credit rating, financing terms, offering type, equipment type, and options, and may vary by country. Other restrictions may apply. Rates and offerings are subject to change, extension, or withdrawal without notice. Financing solutions from IBM Global Financing can help you stretch your budget and affordably acquire the new product. But beyond the initial acquisition, our endtoend approach to IT management can also help keep your technologies current, reduce costs, minimize risk, and preserve your ability to make flexible equipment decisions throughout the entire technology life cycle. Order now To order, contact the Americas Call Centers or your local IBM representative, or your IBM Business Partner. To identify your local IBM representative or IBM Business Partner, call 800IBM4YOU (4264968). Phone: 800IBMCALL (4262255) Fax: 8002IBMFAX (2426329) Internet: callserv@ca.ibm.com Mail: IBM Teleweb Customer Support ibm.com Sales Execution Center, Americas North 3500 Steeles Ave. East, Tower 3/4 Markham, Ontario Canada L3R 2Z1 Reference: YE001 The Americas Call Centers, our national direct marketing organization, can add your name to the mailing list for catalogs of IBM products. Note: Shipments will begin after the planned availability date. Trademarks System Storage is a trademark of IBM Corporation in the United States, other countries, or both. IBM, System p, System i, System x, System z, AIX, Tivoli, OpenPower, Power, i5/ OS and ibm.com are registered trademarks of IBM Corporation in the United States, other countries, or both. Intel and Xeon are registered trademarks of Intel Corporation or its subsidiaries in the United States and other countries. UNIX is a registered trademark of The Open Group in the United States and other countries. Linux is a registered trademark of Linus Torvalds in the United States, other countries, or both. Windows and Microsoft are registered trademarks of Microsoft Corporation in the United States, other countries, or both. Other company, product, and service names may be trademarks or service marks of others. Terms of use 110004 IBM is a registered trademark of International Business Machines Corporation 61

IBM products and services which are announced and available in your country can be ordered under the applicable standard agreements, terms, conditions, and prices in effect at the time. IBM reserves the right to modify or withdraw this announcement at any time without notice. This announcement is provided for your information only. Additional terms of use are located at: http://www.ibm.com/legal/us/en/ For the most current information regarding IBM products, consult your IBM representative or reseller, or visit the IBM worldwide contacts page http://www.ibm.com/planetwide/us/ 110004 IBM is a registered trademark of International Business Machines Corporation 62