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COP0007 Issue 5 May 2014 Code of Practice for On and Off Tracking of Road-Rail Vehicles M&EE Networking Group

No COP0007 M&EE Networking Group Code of Practice for Issue 5 On and Off Tracking of Road-Rail Vehicles Page 2 of 15 Document revision history Issue Date Reason for change 1 Feb 2000 First issue (now withdrawn) 2 Apr 2002 Re-issued following review (now withdrawn) 3 Sep 2006 Re-issued following review (now withdrawn) 4 Jan 2011 Re-issued following review now includes instructions for checking after removal of temporary access points and pictures of examples of bad practice added in addition to good practice 5 May 2014 Re-issued following review and now includes sections on ALO, runaway, roadway and verges and an example of a proprietary ramp into a dig. Background A sub-group of the M&EE Networking Group have looked at the process for on/off tracking of road-rail vehicles. The M&EE Networking Group recommend this COP as good practice for the industry. M&EE COPs are produced for the benefit of any industry partner who wishes to follow the good practice on any railway infrastructure. Where an infrastructure manager has mandated their own comparable requirements, the more onerous requirements should be followed as a minimum for work on their managed infrastructure. The M&EE Networking Group makes no warranties, express or implied, that compliance with this document is sufficient on its own to ensure safe systems of work or operation. Users are reminded of their own duties under health and safety legislation. Sub-group Contacts John Ockenden (Chair) john.d.ockenden@carillionplc.com Jim Nutty jim.nutty@amey.co.uk Steve Wadham steve.wadham@totalrailsolutions.co.uk Mick James mick.james@rssb.co.uk Jim Nabarro jim.nabarro@bbrail.com Peter Stone peter.stone@networkrail.co.uk

M&EE Networking Group Code of Practice for No COP0007 On and Off Tracking of Road-Rail Vehicles Issue 5 Page 3 of 15 Sign off The M&EE Networking Group agreed and signed off this Code of Practice on 14 May 2014 and published on 6 September 2014. Amey J Nutty Mechanical Assurance Engineer Babcock J Watson Director M&EE Balfour Beatty Rail J Nabarro Plant SC Manager Carillion J Ockenden Professional Head Plant Engineering COLAS RAIL N Powell Plant Engineering London Underground T Jipson Principal Plant Engineer Murphy R Sharp Rail Compliance Manager Network Rail J Allenden Professional Head of Plant & T+RS Rail Plant Association D Matthews Management Committee RSSB M James Principal Plant Engineer VolkerRail J Pendle Engineering Director Purpose This Code of Practice is intended to give guidance for the safe on and off tracking of road-rail vehicles to mitigate the possibility of derailing or overturning the machine, potentially causing injury or damage to the machine and/or infrastructure, whilst undertaking this process. Scope This Code of Practice covers all on tracking, off tracking and cross tracking of road-rail vehicles including leaving and returning to the track where the rails have been removed. This Code of Practice is applicable to all types of road rail vehicle when getting on or off track by either: driving onto and off the rails by means of either their road wheels or caterpillar tracks. on and off tracking by means of jack legs and lateral movement beams to allow side shift. on and off tracking by use of turntable

No COP0007 M&EE Networking Group Code of Practice for Issue 5 On and Off Tracking of Road-Rail Vehicles Page 4 of 15 Definitions Cross Tracking On Tracking Off Tracking Cross tracking is the process of transferring the road-rail vehicle from one line to another by off and on tracking On tracking is the process of placing road-rail vehicles on the line Off tracking is the process of removing road-rail vehicles from the line Road-rail vehicle (RRV) A vehicle that can travel on the ground under its own power and also travel on rail by virtue of a rail wheel guidance system under its own power system. Such vehicles are not allowed to operate, work or travel on rail outside possessions.

M&EE Networking Group Code of Practice for No COP0007 On and Off Tracking of Road-Rail Vehicles Issue 5 Page 5 of 15 1 Requirements 1.1 All road-rail vehicles should only be on and off tracked either by lifting on and off utilising a suitably planned lifting operation, or at an approved on and off tracking point, unless the road-rail vehicle has the infrastructure manager's approval for on and off tracking at other locations (see Illustration 9). 1.2 An approved on and off tracking point (commonly known as a RRAP road-rail access point) should be of sufficient length appropriate to the type of machine (normally this is at least 1.5 times the length of the road-wheelbase where the vehicle is required to drive onto the track a longer length of RRAP permits a shallower approach angle and reduces the risk of fouling lines open to traffic). This is one of the following: a) Suitable level crossing (permanent or temporary) see Illustrations 1 and 2. Where the use of a public level crossing is considered, suitable traffic management controls should be assessed, and implemented during the use of the crossing. b) Yard where the road surface is level with rail top. c) Proprietary Network Rail product approved track access system for the road-rail vehicles to be on or off tracked see Illustration 3. d) Consolidated ballast to at least the underside of the rail head see Illustration 4. e) Secured timbers level with the rail head adequately supported underneath over the full length (All timbers should be secured to their adjacent timber) see Illustrations 5, 6 and 7. 1.3 On and off tracking points are either permanent or temporary. Permanent on and off tracking points are designated by the infrastructure manager. Temporary on and off tracking points are used for a possession or work site and should either: a) be removed before handing back the possession. or b) approval obtained from the infrastructure manager's track engineer or project engineer for a RRAP to remain in place.

No COP0007 M&EE Networking Group Code of Practice for Issue 5 On and Off Tracking of Road-Rail Vehicles Page 6 of 15 1.4 Where temporary on and off tracking points are used over two or more shifts the contractor should have arrangements in place to ensure the RRAP remains safe to use. Where the possession has been handed back with a RRAP still in place (see 1.3 b)) the contractor should check there are arrangements in place to ensure that the RRAP remains fit for traffic to pass over between possessions. 1.5 When planning to use a location of an on and off tracking point, consideration should be given to: limitations on the Engineering Acceptance Certificate of the machines concerned. the type, size and weight of machine to be used. the frequency of use and potential to damage the approach to the track. cant and gradients. at all stages during the on / off tracking process the rail or road wheels are always braked capable of holding the RRV on the gradient at site. ballast shoulder high, low, soft. deep cess, soft cess. protecting roadway and verges from damage. protecting the infrastructure from damage. o protection of sleepers and sleeper mounted equipment. protecting railhead from damage, especially from tracked vehicles. proprietary rail head protection equipment approved by the infrastructure owner should be used where required see Illustration 8. adequate bridging materials should be used to prevent damage. cables, bonds, troughing routes, drainage routes and buried services.

M&EE Networking Group Code of Practice for No COP0007 On and Off Tracking of Road-Rail Vehicles Issue 5 Page 7 of 15 OLE and other overhead obstructions including structures, cables etc. 3rd and 4th rail systems. Where insufficient gaps exists the third rail should be lowered off the insulators, an adequate number of insulators removed and the rail protected from damage. ground bearing capability use of load distribution materials. positioning of any jacking legs these should always be used on proprietary pads or suitable packing on ballast (never place jacking legs onto sleeper ends). any other site specific hazards. 1.6 The approach to the rail should be of a suitable incline for the machine (normally this is approximately no steeper than 1 in 10). This is also relevant for machines to safely enter and exit the formation, where the rails have been removed (e.g. ramping up using spoil or ballast). 1.7 The site specific work plan should cover all planned on and off tracking and identify contingencies for off tracking, on tracking or cross tracking during the works to ensure compliance with 1.1 above. 1.8 Consideration should be given to adjacent lines during the on / off tracking process. Where the RRAP crosses multiple railway lines, but only some are blocked to rail traffic consideration should be given to demarcating the area available for the RRV. 1.9 When leaving the track to an area where the rails and sleepers have been removed (or returning) due consideration should be given to: making provisions for machines to safely enter and exit (see Illustrations 10, 11 and 12). adequate ramping allowance should be made at the beginning and end of excavation for example using ballast or proprietary temporary ramp. adequately supporting the end of the rail.

No COP0007 M&EE Networking Group Code of Practice for Issue 5 On and Off Tracking of Road-Rail Vehicles Page 8 of 15 1.10 During on, off and cross tracking it is not permitted to use the boom dipper arm in this process see Illustration 13. 1.11 All on, off and cross tracking sites should be inspected for damage. and all damage should be reported immediately to the engineering supervisor, or person in charge of siding as appropriate. 1.12 Arrangements should be in place on site to inspect the infrastructure at and in the vicinity of the on, off and cross tracking site for possible damage caused by the manoeuvring of the OTP during on and off and cross tracking activity. 1.13 Arrangements should be in place on site to check that prior to departure from the on, off and cross tracking sites that track components have not been damaged and that track geometry and track stability have not been affected by the on and off tracking. Note Re-railing subsequent to a derailment should not be undertaken until the requirements of Code of Practice COP0019 have been complied with.

M&EE Networking Group Code of Practice for No COP0007 On and Off Tracking of Road-Rail Vehicles Issue 5 Page 9 of 15 Illustrations Illustration 1 Permanent level crossing Illustration 2 Temporary level crossing or road rail access point

No COP0007 M&EE Networking Group Code of Practice for Issue 5 On and Off Tracking of Road-Rail Vehicles Page 10 of 15 Illustration 3 Examples of suitable proprietary temporary access equipment

M&EE Networking Group Code of Practice for No COP0007 On and Off Tracking of Road-Rail Vehicles Issue 5 Page 11 of 15 Illustration 4 Temporary access point constructed of consolidated ballast to the underside of the rail head Illustration 5 Secured timbers level with the rail head

No COP0007 M&EE Networking Group Code of Practice for Issue 5 On and Off Tracking of Road-Rail Vehicles Page 12 of 15 Illustration 6 Example of unacceptable timber crossing timbers unsecured to each other. Illustration 7 Example of unacceptable timber crossing timbers not adequately supported beneath. Timbers should be positioned to prevent movement during on and off tracking process.

M&EE Networking Group Code of Practice for No COP0007 On and Off Tracking of Road-Rail Vehicles Issue 5 Page 13 of 15 Illustration 8 Proprietary access equipment with rail head protectors Illustration 9 Example of a machine, with a system that can on/off track at locations other than shown in Illustrations 1 5

No COP0007 M&EE Networking Group Code of Practice for Issue 5 On and Off Tracking of Road-Rail Vehicles Page 14 of 15 z Illustration 10 Example of ramp for entry / exit to dig. Machine approaches work area where track has been removed, ballast has been provided in four-foot and over both ends of the sleeper (for the length of the machine) and as a ramp down into the dig. Illustration 11 Machine is able to lift rail guidance wheels and drive on ballast ramp.

M&EE Networking Group Code of Practice for No COP0007 On and Off Tracking of Road-Rail Vehicles Issue 5 Page 15 of 15 Illustration 12 Example of proprietary ramp for entry / exit to dig. Illustration 13 The use of the dipper arm is not permitted for adjustment whilst on and off tracking.