yellow construction THE TABLE The world s 50 largest construction equipment manufacturers 2011-2015 Yellow Table

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international 2011-2015 construction A KHL Group publication www.khl.com yellow THE TABLE The world s 50 largest construction equipment manufacturers yellow table 2011-2015 internationalconstruction 1

2011-2015 contents 2011 5 2012 9 2013 13 2014 19 2015 25 yellow table 2011-2015 internationalconstruction 3

2013 Equipment top 50 Buoyancy among US equipment manufacturers but a slip for some of the Chinese meant revenues for the world s 50 largest equipment manufacturers grew just +2.6% last year to US$ 186 billion. Chris Sleight reports. Revenues for the world s 50 largest construction equipment manufacturers edged up +2.6% last year to a new record of US$ 186 billion. This was unusual for an industry which is often much more cyclical. It tends to either be up +15% or more or, as was the case in the recession of 2009, or down even more sharply. A mixture of factors seems to be responsible for the unusual results of this year s survey, which is based on revenues achieved in 2012. On the one hand, the main driver for growth was clearly buoyancy among the North American manufacturers, which saw their share of the Top 50 s revenues rise from 31.1% in last year s table to 35.5%. This was not the highest the proportion has ever been that was a huge 47.7% in the 2006 edition of the league table, based on 2005 revenues but at US$ 66 billion, it is the highest total ever achieved by North American manufacturers in absolute terms. On the downside, last year saw a rare slip for China s construction equipment manufacturers, with their share of total revenues falling from 16.9% to 15% equivalent to US$ 27.9 billion. It was the first time in the ten-year history of the that China s share of the top 50 s revenues has fallen. This drop also equated to a loss in absolute terms of some US$ 2.7 billion year-on-year, again a first for China s construction equipment manufacturers. And bear in mind that this year the Chinese figures have the benefit of several months of additional sales resulting from major acquisitions in early 2012. January saw Liugong close its purchase of HSW, while the first half of the year also Sany buy Putzmeister and XCMG acquire Schwing. The loss of these companies from the Yellow Table, combined with weak market conditions at home, meant Europe s manufacturers saw their share of the top 50 s revenues fall to an all-time low of 21.1% equivalent to US$ 39 billion. This represented a big step down from the high of 33.1% seen in 2008, when revenues for the European manufacturers hit a record US$ 55.6 billion. Standings As far as individual company rankings were concerned, there were no great surprises at the top of this year s. Caterpillar and Komatsu remain the industry s clear no. 1 and no. 2. Volvo and Hitachi once again vied for the no. 3 spot, with Hitachi re-taking the position it had lost to Volvo in last year s rankings. Further down the top 10, Sany remains China s largest equipment manufacturer, in 5 th position globally, while Zoomlion has overtaken Liebherr By country PERCENTAGE SHARE US Japan China Sweden Germany South Korea Finland UK France 6.8% 7.4% 6.4% 7.4% 4.9% 5.2% 2.4% 2.1% 2.3% 2.4% 1.7% 1.7% Asia 43.2% North America 35.1% Europe 21.1% Rest of the World 0.6% 15.0% 16.9% to claim no. 6 spot. Terex remains at no. 8, while at no. 9, John Deere has swapped places with Doosan, which is 10 th this year. Outside the top 10 there were some more significant moves. At no. 12, Metso Mining and Construction is the industry s largest specialist manufacturer, with increased sales from its portfolio of crushing and screening equipment taking it up three places, compared to the previous year s rankings. In fact it was a good year for other specialists, with powered access and telehandler maker JLG, which is owned by Oshkosh, rising four places to no. 17 and crane builder Manitowoc moving up two to no. 18. These gains came at the expense of the likes of JCB, CNH, Wirtgen, Liugong and Shantui. Following in the footsteps of JLG and Manitowoc, Skyjack and Tadano were also among the strongest gainers this year, further down the league table. 23.2% 23.2% 34.8% 31.2% By region This year Last year > yellow table 2011-2015 internationalconstruction 13

2014 Top 10 Company shares n Caterpillar 19.0% n Komatsu 10.8% n Volvo 5.0% n Hitachi 4.9% n Liebherr 4.6% n Terex 4.3% n Zoomliom 3.7% n Sany 3.7% n John Deere 3.6% n Doosan 3.2% exchange rate over the year in question. For this year s edition of the, a rate of US$ 1 = JPY 97.63 was used, which puts the Yen some -22% weaker than the rate of US$ 1 = JPY 79.85 that prevailed just a year ago. The weaker Yen has been a boon to Japanese manufacturers exports over the last year. Revenues in Yen terms rose for many as a result in 2013. Komatsu s revenues from construction equipment sales in the 2013 calendar year were JPY 1,723 billion, compared to JPY 1,678 billion the previous year a +2.3% increase. However, there was a negative effect in terms of the ranking in Dollars. The company s converted revenues fell from US$ 21.0 billion in last year s to US$ 17.6 billion this year a -16% decline. Similar effects came into play for other Japanese manufacturers in the, and contributed to slides down the rankings for Hitachi, Kobelco, Tadano and Furukawa. Although other Japanese manufacturers held their ground, or even gained a few places in Kubota s case, the net result was that their share of total revenues fell from 23.1% in 2012 to 22.4% in this year s. The decline in share and absolute revenues among Chinese and Japanese manufacturers Equipment industry cycles Last year s downturn in revenues came after only a brief period of growth The construction equipment business is a classically cyclical industry, with revenues booming when economic growth is strong and falling steeply when activity slows. The cycle has historically been about five to seven years of growth followed by a two-year, or so, downturn period. This looked like the case in the 2000 s, with a long period of strong growth from 2003 to 2008 ending in the sharp crash of the global economic crisis, which saw revenues in the industry fall nearly -40% in 2009. In 2010 and 2011 there seemed to be an equally sharp rebound, but last year s study showed revenues stagnated in 2012, and this year s study points to a -10% decline. Propsects for 2014 remain to be seen. There are positive signs in the market and there is optimism about growth in North America in particular. But as ever, time will tell. 200 180 160 140 120 100 80 60 40 20 0 2002 2003 2004 2005 2006 Revenues US$ billion 2007 Others 37.2% 2008 2009 2010 2011 2012 2013 % Growth 40% 30% 20% 10% 0% -10% -20% -30% -40% last year, combined with Caterpillar s big drop in sales had a positive impact for the European companies in the. They saw their share of the top 50 s revenues rise from 21.1% in last year s edition to 26.0% this year. However, this was as more to do with technical points about how the is compiled than a sudden surge in revenues. The first point is that CNH has been reclassified as an Italian company in this year s, following its incorporation with Fiat Industrial into a new Italian entity, CNH Industrial. The previous classification as a US company was always open to some debate, and ic feels the company is now most accurately identified as an Italian business, following the corporate change. In terms of the, this has effectively shifted 2.0% of total revenues from the US to Europe. Other changes in favour of the European share are the addition of Sennebogen and Hiab to the ranking this year, two companies for which data has newly become available. They add a further 1.0% of the top 50 revenues to the European total. So of the 4.9 percentage points that have been added to the European share in the last year, 3.0 could be attributed to technical factors and 1.9 to a like-for-like revenue increase. But the revenue increase was still useful in terms of European companies placings. Both Volvo and Liebherr moved up within the top 10, and JCB also did well to gain two places at no. 12. Further down the table, other European gainers included Wacker Neuson, Fayat and Haulotte. What s more, there were no disastrous declines no European company fell more than two places in this year s. ic Methodology Positions in the are based on sales in the 2013 calendar year in US Dollars. Currencies have been converted to Dollars based on the average exchange rate over the course of 2013. Data was gathered from a variety of sources including audited accounts, company statements and reputable third-party sources. In Japan, India and certain other countries, the use of the fiscal year (ending March 31 st ) has made it impossible to establish calendar year information. In these cases, fiscal year results were used. In some cases ic has made an estimate of revenues based on historical data and industry trends. While every effort has been taken to ensure information in this report is accurate, ic does not accept any liability for errors or omissions. If you would like to comment on the, or feel your company should be included, please e-mail the editor at chris.sleight@khl.com 22 internationalconstruction yellow table 2011-2015

2011 2011 EQUIPMENT TYPES COMPACT & UTILITY LIFTING & ACCESS Construction Mini and/or equipment Midi Compact or Last year/ sales 2010 Share of Backhoe Excavators Skid-steer Powered Telescopic Concrete Rank Company change Country (US$ million) total Loaders (0-13 t) Loaders Access Handlers Cranes Equipment 1 Caterpillar 1 US 27767 18.3% l l l l 2 Komatsu 2 JP 17781 11.7% l l l l 3 Hitachi Construction Machinery 3 JP 8398 5.5% l l l 4 Volvo Construction Equipment 5 1 SE 8325 5.5% l l l l 5 Liebherr 4-1 DE 6392 4.2% l l l 6 Doosan Infracore 15 9 KR 5200 3.4% l l l 7 Sany 11 4 CN 5102 3.4% l l l l 8 Sandvik Mining and Construction 6-2 SE 4981 3.3% 9 Zoomlion 12 3 CN 4708 3.1% l l l 10 XCMG 10 CN 4463 2.9% l l l l l l 11 Terex 7-4 US 4418 2.9% l l l l l l l 12 Atlas Copco CMT 8-4 SE 4127 2.7% 13 Kobelco Construction Machinery 13 JP 3895 2.6% l l 14 John Deere 14 US 3705 2.4% l l l 15 JCB 17 2 UK 3159 2.1% l l l l 16 Metso 9-7 FIN 3016 2.0% 17 CNH 18 1 US 2946 1.9% l l l l 18 Hyundai Heavy Industries 19 1 KR 2870 1.9% l l 19 Oshkosh Access Equipment (JLG) 21 2 US 2586 1.7% l l 20 Liugong 22 2 CN 2270 1.5% l l l l 21 Wirtgen Group 20-1 DE 2112 1.4% 22 Shantui 26 4 CN 1965 1.3% 23 Manitowoc Crane Group 16-7 US 1749 1.2% l 24 Lonking** 25 1 CN 1625 1.1% 25 Sumitomo Heavy Industries 28 3 JP 1602 1.1% l l 26 Xiamen Xiagong Group** 35 9 CN 1526 1.0% l 27 Manitou 30 3 FR 1131 0.7% l l l 28 Tadano 24-4 JP 1068 0.7% l l 29 Wacker Neuson 31 2 DE 1023 0.7% l l l l 30 Ammann 27-3 CH 882 0.6% l 31 Palfinger 36 5 AT 880 0.6% l l 32 Fayat Group 33 1 FR 850 0.6% l 33 Putzmeister 23-10 DE 840 0.6% l 34 Kubota 40 6 JP 797 0.5% l 35 Astec Industries 34-1 US 771 0.5% 36 Bauer** 29-7 DE 698 0.5% 37 Kato Works 38 1 JP 618 0.4% l 38 Furukawa* 37-1 JP 515 0.3% l 39 Vermeer** NEW US 500 0.3% 40 Aichi 43 3 JP 483 0.3% l 41 Bell Equipment 46 5 ZA 475 0.3% 42 Takeuchi 39-3 JP 467 0.3% l l 43 Merlo** 44 1 IT 465 0.3% l l 44 Sunward 51 7 CN 419 0.3% l l 45 BEML* 42-3 IN 405 0.3% 46 Chenggong 45-1 CN 399 0.3% l 47 Boart Longyear 48 1 US 395 0.3% 48 Telcon** 41-7 IN 370 0.2% l l l 49 Haulotte Group 47-2 FR 337 0.2% l l 50 Changlin 50 CN 309 0.2% l l TOTAL 151785 * - fiscal year, ended March 31st 2010 ** - estimate 6 internationalconstruction yellow table 2011-2015