Brownfield Cleanup Program COC Process. April 19, 2016



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1 Brownfield Cleanup Program COC Process April 19, 2016

2 Agenda COC Process Technical Lessons Learned Calendar Call Meetings SMP and FER Templates Backfill and Soil Cover Material Environmental Easements BCA Amendments Post COC Obligations Optional Breakout with DEC Staff

3 Handouts Agenda Milestone and Calendar Call Dates Important Links COC Process and Templates (Easement, Site Management Plan, Final Engineering Report Survey & Title Requirements Post-COC Documents & Procedures Electronic Data Deliverables

4 Site Information Sheets Verify Site Information Exact Applicant Name Contact information Ownership Acreage En-Zone % Verify email addresses Markup and mail to derweb@dec.ny.gov PRINT NEATLY!

5 Guide to the COC Process Critical path and schedule of deliverables. Submittals after the established dates: Will jeopardize the issuance of the COC by December 31 st Will affect the timing of any tax credits.

Guide to the COC Process Reflects Recent Experience 6 Easement packages have been problematic Easement package is first submittal Resolve Title and Survey issues Review of Draft Final Engineering Report Leave placeholders for incomplete items Record drawings Certifications FER Certification includes the Electronic Data Deliverable

7 Guide to the COC Process Project deliverables should be developed on parallel tracks However the sequence of approvals is as follows: Environmental Easement Documents are approved; the Site Management Plan is approved; the Environmental Easement is executed and recorded; the Final Engineering Report is developed, reviewed and, when approvable ; the COC is issued.

Environmental Easement Track 2-4 and Contingent Track 1 Sites 8 Step 1 - The remedial party submits the supporting documentation ( Easement Package ) Request letters sent or about to be sent Step 2 DEC prepares the Environmental Easement

9 COC Milestone June 1, 2016* - Applicant Submits Complete Easement Package Survey which defines Easement Area Include Stub Search or Title Report Include Attorney Checklist *Earlier if special circumstances (Quit Claim deed, multiple owners, paper streets, lands under water, etc.)

10 COC Milestones Applicant Executes Environmental Easement prepared by DEC October 1, 2016 DEC accepts easement Environmental Easement Recorded and notices provided October 15, 2016

11 Site Management Plan Plan for implementing Institutional Controls (ICs) Engineering Controls (ECs) Monitoring and/or operation and maintenance of the remedy after the COC is issued.

12 Site Management Plan Must be approved by DEC prior to approval of the Final Engineering Report Is referenced in the easement, but may be approved after easement is executed Requires coordination with NYSDOH Begin developing the SMP during the construction phase of the project

13 Final Engineering Report Final Engineering Report (FER) documents implementation of the complete remedial program Includes required certifications for the remedial program by the project Professional Engineer Work is complete SMP is approved Easement is recorded Data has been submitted electronically

14 Electronic Data Deliverables EDDs should be submitted as the data becomes available FER data appropriate for EDDs Post-excavation sampling data Confirmation sampling Confirms that goals have been met Documentation sampling Documents remaining contamination if excavation is limited Baseline groundwater monitoring data Soil vapor intrusion data

15 EDD Tips If inexperienced, consider outsourcing Read the manual Contact NYENVDATA@dec.ny.gov Submit FER-related EDDs by October 1, 2016

16 Final Engineering Report Approval of the FER coincides with issuance of the COC Issued by DER Division Director to the remedial party

17 Professional Engineering Issues Individual currently licensed and registered in NYS Firm authorized by NYSED (except sole proprietorship) Direct responsibility / supervision Review certification language early & carefully Details & links Search Professional Engineering http://www.dec.ny.gov/regulations/90487.html

18 COC Principles Only one Certificate of Completion will be issued per site. The Department will issue the Certificate of Completion to the remedial party or parties listed in the Brownfield Cleanup Agreement.

19 COC Milestones Applicant submits Draft FER October 1, 2016 Applicant submits Final FER for Approval November 15, 2016

20

21 Thank You George Heitzman Director, Remedial Bureau C 625 Broadway Albany, NY 12233-7014 george.heitzman@dec.ny.gov 518-402-9662 Connect with us: Facebook: www.facebook.com/nysdec Twitter: twitter.com/nysdec Flickr: www.flickr.com/photos/nysdec