Volcker Rule Breakfast Briefing Venue: Date: Pinners Hall, 105-108 Old Broad Street, London, EC2N IEX 7 April 2014 Volcker and cross-border bank resolution Speakers include: Barnabas Reynolds Head of the Global Financial Institutions Advisory & Financial Regulatory Group Don Lamson Partner Bradley Sabel Of Counsel [Add Name] [Add Job Title] [Add Company] Vivienne McKenzie Global Markets Director, Regulatory Change HSBC Bank Plc Jesse Beardsworth Senior Legal Counsel, Global Banking and Markets HSBC Bank Plc Simon Hills Executive Director, Prudential BBA [Add Name] [Add Job Title] [Add Company] Facilitated by:
Introduction: How is the Volcker Rule impacting foreign banks and cross-border bank resolution? What are the main implementation challenges of the Rule and which models can work best to pass books from one jurisdiction to another? This briefing will provide insights into the most current developments on the Volcker Rule and US litigation. Do not miss the opportunity to hear the latest on industry tips and trends in cross-jurisdictional trading. Topics to be covered: Adapting to unforeseen challenges of the Volcker Rule Harmonising policies and merging regulation borders Case study: global structuring Implementation challenges and opportunities Compliance Sponsor profile: Shearman & Sterling s global Financial Institutions Advisory & Financial Regulatory team advises on the implementation and impact of the Dodd-Frank Act and EU/UK reforms, such as bank structure reforms, derivatives regulation and regulatory capital. It is not enough to be able to advise on issues with only a domestic perspective. Institutions need to understand how Dodd-Frank, the EU measures and local initiatives fit together into the global regulatory architecture. With regulatory capabilities worldwide, Shearman & Sterling is well-placed to understand and communicate how the varying requirements complement or conflict with each other. Shearman & Sterling partner Donald Lamson, one of the leaders of the firm s Financial Institutions Advisory & Financial Regulatory practice was detailed to the US Treasury Department, where he helped to draft the Administration s proposal for financial reform, which later became the Dodd-Frank Act, including the Volcker Rule
Programme: 09:00 Registration and breakfast 09:25 Chairman s opening remarks Simon Hills, Executive Director, Prudential, BBA 09:30 Holistic approaches? When measures, rules, and interpretations cross borders What are the most recent developments on the Volcker Rule and how are these impacting foreign banks and cross-border bank resolution? Adapting to unforeseen challenges of the Volcker Rule Update on US litigation Harmonising policies and merging regulation borders: do the frameworks in the UK and US fit with those proposed by the EU, France and Germany? Case study: global structuring Barnabas Reynolds, Head of the Global Financial Institutions Advisory & Financial Regulatory Group, Don Lamson, Partner, Bradley Sabel, Of Counsel, 10:15 Passing the Rule and the book from one jurisdiction to another: models that work and models that won t Applying Volcker Rule restrictions on proprietary trading to non-us foreign bank entities Trading desk assessments Tackling exemption challenges of the Volcker Rule What are the main issues remaining open to interpretation? Vivienne McKenzie, Global Markets Director, Regulatory Change, HSBC Bank Plc Jesse Beardsworth, Senior Legal Counsel, Global Banking and Markets, HSBC Bank Plc 10:45 Chairman s closing remarks Simon Hills, Executive Director, Prudential, BBA
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