SCMP / HKUST NYU Stern: Global Finance Seminar Series Enrollment Form

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1 SCMP / HKUST NYU Stern: Global Finance Seminar Series Enrollment Form Date: June 8, 2012 (Friday) Venue: HKUST Business School Central Time: 7:00-9:00pm Admission Fee: HK$500 per delegate Please the completed form to [email protected] or FAX to on or before June 5, REGISTRAR(S) INFORMATION (please print and fill in) Company Name: Address: Additional Attendee(s) from the same company (if any): Additional Attendee(s) from the same company (if any): I, (PAYER) hereby order ticket(s) x HK$500 each for the above registrar(s). Please charge me HK$ (Total amount). I have read and agree to the below Terms and Conditions # Signature:

2 Payment Method: (All payment must be paid in HK dollars) Cheque Payment: Please send a crossed cheque payable to "South China Morning Post Publishers Ltd and mail to Ms. Ling Tse at Recruitment Services, South China Morning Post Publishers Ltd, 3/F, Leighton Road, Causeway Bay, Hong Kong. N.B. Please state your full name, contact number and at the back of the cheque. Credit Card Name of Cardholder (Please use the same name shown in the credit card): Card Type (Only accept): Visa MasterCard Credit Card No.: Total Amount: Expiry Date: Signature: # Terms & Conditions 1. Registration is confirmed only upon receipt of payment. All successful registrations will receive a confirmation from the South China Morning Post via . South China Morning Post reserves the final right of decision if there is any dispute. 2. Cancellation Policy: No refunds are made upon confirmation. Substitutes are acceptable with written notice to South China Morning Post 2 days prior the event day. 3. Personal information collected for this seminar may be shared with the co-organiser, sponsors and supporting organizations. While we have no control over a third party's use of such information, we will attempt to ensure that they agree to protect the confidentiality, security, and integrity of any personal information we share with them. Please tick here if you do not wish to receive further promotional information from SCMP Please tick here if you do not wish to receive further promotional information from partners and/or sponsors of this event

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4 Speaker Biographies Prof. Mark S. Seasholes conducts research in the field of financial economics. He received his BA from Wesleyan University, AM and PhD degrees from Harvard University. Prof. Seasholes s research focuses on trading behavior and asset prices. He has written on cross-border equity investments and herding behavior of individual investors. Prof. Mark S. Seasholes Academic Director of HKUST-NYU Stern Prof. Seasholes worked a few years on Wall Street and in the emerging markets of East/Central Europe. He taught at U.C. Berkeley Haas School from 2000 to 2007 where he won teaching awards in three programs Master of Science in Global Finance Program Ms. Angelina Kwan is responsible for all operating aspects of REORIENT Group Limited s business and future ventures. She previously held the position of Chief Executive Officer of Mansion House Securities (F.E.) Limited, the wholly owned operating subsidiary of ALT, where she ran its operations and whilst working with the Liquidators and the Investor successfully restructured and relisted the Group. Ms. Angelina Kwan Chief Operating Officer and Executive Managing Director, REORIENT Financial Markets Limited Ms. Kwan has over 25 years of experience in Management, Regulation, Compliance, Audit and Internal Audit across a wide range of business in both Asia and the US. A Certified Public Accountant both in Hong Kong and the United States, Ms. Kwan holds a Bachelor of Science in Business Administration (Accounting), an M.B.A. (Finance) and a Bachelor of Laws. Mr. Alan Luk is Head of Private Banking and Trust Services at Hang Seng Bank. He oversees the Bank s private banking and trust services business, providing wealth management services to meet the various needs of high-net-worth customers. Prior to joining Hang Seng, Mr. Luk held senior positions such as Treasurer at a number of international banks in Hong Kong. Mr. Alan Luk Head of Private Banking and Trust Services Mr. Luk has a Master of Sciences in Global Finance jointly awarded by the Hong Kong University of Science and Technology and New York University Stern Business School. Hang Seng Bank

5 Mr. Richard Mak, CFA Head of Advisory Services Speaker Biographies Mr. Richard Mak, CFA is the Managing Director and Regional Head of Advisory of BNP Paribas Wealth Management in Asia. He oversees the investment advisory services in equity, fixed income, and investment funds as well as the investment counseling teams in both HK and Singapore. Prior to joining BNP Paribas, Mr. Mak was a senior investment advisor and portfolio manager at the JPMorgan Private Bank. He managed the Japanese equity investments for Lombard Odier Group and Skandia Asset Management from 1995 to Mr. Mak has also worked for Citibank Private Bank, Goldman Sachs & Co, and Nomura Securities. Pictet Wealth Management Asia Mr. Mak served as the President Council Representatives for the Asia Pacific Region of the CFA Institute from 2004 to He was the President of the Hong Kong Society of Financial Analysts from 2002 to Mr. Mak has been a Chartered Financial Analyst and a member of the CFA Institute since Dr. Wendy Guo, CFA Dr. Wendy Guo is the Head of Education, Asia Pacific for CFA Institute. Based in Hong Kong, Wendy oversees Education in the Asia Pacific region, including developing educational products to meet the needs of regional and global members, organizing educational events, such as conferences and seminars, strengthening university partnerships, and working with global teams to support CFA exam and curriculum developments. Head, Education, Asia Pacific Operations CFA Institute Mr. George Chen is an award-winning business journalist. Mr. Chen was appointed as Editor, Financial Services at South China Morning Post in February In this role, he oversees the financial industry and investment news coverage for the Post. Prior to joining the Post, Mr. Chen held editor, reporter, and columnist positions at several major international media organizations. Mr. George Chen Editor, Financial Services, South China Morning Post A native of Shanghai, Mr. Chen is the book author of "Foreign Banks in China", a national bestseller in China in Mr. Chen is currently serving as president of International Relations Council of the University of Hong Kong, a Hong Kong government-registered nonprofit organization. He holds a Masters degree in international relations and a Bachelor's degree of economics.