THE SOLAR ENERGY INDUSTRY: CURRENT STATUS AND FUTURE CHALLENGES



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THE SOLAR ENERGY INDUSTRY: CURRENT STATUS AND FUTURE CHALLENGES Gerald I. Susman Smeal College of Business Pennsylvania State University Sustainability Conference Washington, DC October 13, 2009

SUPPLY/DEMAND FOR SOLAR ENERGY IN 2008 Photovoltaic cell (PV) production grew 85%; 7.9 GW were added worldwide The top five PV cell producing countries in 2008 were China, Germany, Japan, Taiwan, and the U.S. Cumulative worldwide capacity was 15 GW Worldwide PV installations reached a record high of 5.95 GW in 2008. Spain led the world in new solar installations in 2008 (2,011 MW), then Germany (1,500 MW), United States (342 MW), Korea (274 MW), Italy (258 MW), and Japan (230 MW) Germany (5.3 GW) leads the world in cumulative solar installations, Spain (3.0 GW), Japan (2.2 GW), and United States (1.6 GW) In the United States, California had the most installations (178.6 MW), then New Jersey (22.5 MW), Colorado (21.6 MW), Nevada (14.9 MW), and Hawaii (11.6MW)

INCENTIVES Feed-in tariffs - Enacted in most EU countries. Germany was first. Enacted in Ontario, Canada and in the U.S in CA, Gainesville, FL Investment tax credits - Extended to eight years in October 2008 - Removed $2000 cap on residential property - Allowed utilities to participate - Allowed cash rebate in lieu of tax credit in February 2009 Five year accelerated depreciation Renewable portfolio standards in 29 states; 14 have solar carve-outs - CA is 20% by 2010, NJ is 20% by 2020, NY is 25% by 2013 Renewable energy credits ($150-$200 per MW) Rebates, tax abatements, low interest loans, etc. - California Solar Initiative offers $2.20 per W or.34 per KWh for residential installations. Different rates apply to commercial or governmental installations Incentives are expected to remain in place until grid parity is reached

SOLAR ENERGY TECHNOLOGIES Photovoltaic - Mono-crystalline and multi-crystalline - Thin-film (amorphous silicon, CdTe, CIGS) Concentrating Solar Power - Parabolic trough mirrors - Dish-Stirling engines - Distributed power towers Solar Thermal Collectors - Flat-plate - Evacuated tube collectors - Batch solar heaters

MARKETS AND APPLICATIONS Shipment of of PV Cells and Modules by Application (peak KW) Application (end-use) Total (2007) Percent of Total (2007) Electricity Grid Connected 253,101.90 Off-Grid 10,867.04 Communications 2,836.01 Consumer Goods 589.002 Transportation 4,018.01 Water Pumping 3,852.01 OEMs 4,802.02 Health 410.001 Total 280,475 100.00 Source: Energy Information Administration, Form EIA-63B, Annual Module/Cell Manufacturing Survey Domestic Shipments of PV Cells and Modules by Market and Type (peak KW) Market Crystalline Silicon Thin-Film Silicon Concentrator Silicon Total (2007) Percent of Total (2007) Residential 54,793 13,624 -- 68,417.24 Commercial 113,780 26,404 250 140,434.50 Industrial 22,064 10,638 -- 32,702.11 Electric Power 32,682 1,876 737 35,294.13 Transportation 3,627 1,876 -- 3,627.02 Total 226,946 52,542 987 280,475 100.00 Source: Energy Information Administration, Form EIA-63B, Annual Module/Cell Manufacturing Survey

INDUSTRY PARTICIPANTS Polysilicon Suppliers Distributors/ Installers Residence Owners Manufacturers Materials, Components, and Equipment Suppliers Developers/ IPPs/financiers Public or Investorowned Utilities

INDUSTRY PARTICIPANTS Top-Fifteen Manufacturers The top-fifteen PV cell producers in 2008 were Q-Cells (582 MW), First Solar (504 MW), Suntech (498 MW), Sharp (473 MW), JA Solar (300 MW), Kyocera (290 MW), Yingli (282 MW), Motech (272 MW), SunPower (237 MW), Sanyo (215 MW), Trina Solar (210 MW), SolarWorld (190 MW), Gintech Energy (180 MW), Ningbo Solar (175 MW), and Solarfun (160-180 MW). Top Seven Polysilicon Producers Hemlock, Wacker, Tokuyama, MEMC, REC, Mitsubishi, and Sumitomo Materials, Components, and Equipment Suppliers. Solar process equipment, test equipment, solar materials, inverters, batteries, charge controllers, and solar products Developers/IPPs/Financiers SunEdison, MMA Renewable, Epuron, GE Energy Financial Services

COMPETITIVE STRATEGY Capacity expansion Plant location Market expansion Acquisition, partnerships, long-term agreements Technological innovation - Efficient manufacturing processes - Recycling silicon - Reducing wafer thickness - Raising the conversion efficiency of cells - Increasing wafer size - Automating the assembly of solar modules and panels - Reducing installation costs

Plant Locations of Top Fifteen Cell Manufacturers Company Megawatts Percent Growth over 2007 Plant Location (current and planned) Q-Cells 582 MW 49% Germany, Sweden, Malaysia First Solar 504 MW 152% US (Ohio), Germany, Malaysia Suntech 498 MW 46% China Sharp 473MW 30% Japan, US (Tennessee) JA Solar 300 MW 127% China Kyocera 290 MW 40% Japan, Czech Republic Baoding Tianwei 282 MW 93% China Yingli Motech 272 MW 54% Taiwan SunPower 237 MW 137% US (California), Philippines Sanyo 215 MW 30% Mexico, Hungary Trina Solar 210 MW 624% China SolarWorld 190 MW 12% Germany, US (California, Oregon), Korea Gintech Energy 180 MW 199% Taiwan Ningbo Solar 175 MW 75% China Solarfun 160 MW 104% China

RISE OF CHINESE PRODUCERS Suntech became the world s largest PV crystalline cell producer in 2009. Trina Solar, Solarfun and Gintech became top 15 cell producers in 2008. BP Solar, Isofoton, and Mitsubishi dropped out of the top15. Chinese companies have 30% lower cost than Western companies. Average retail selling price is down significantly this year (25-35%) More Western companies stuck with long-term polysilicon contracts Western companies are building or expanding Asian plants or partnering with Asian companies, especially for module manufacturing. Chinese companies in general - Well-financed by IPOs or private equity - Good net margins (10-25%), low-cost labor and low tax rates - Buy cheap Chinese manufacturing equipment or latest American or European technology - Strong government incentives are stimulating domestic demand. - Major investments in Chinese polysilicon startups keep supply cost low

FUTURE DIRECTIONS Utilities will face increasing economic stress from shrinking volume, and devise defensive as well as offensive solutions German solar market will face risk of market saturation by 2013 Grid-tied solar will require complementary investments in smart grid and storage technology as market penetration approaches 20% Solar companies will boost weak margins by vertical integration, lowering cost and differentiating their products by esthetics, ease of installation, and selling directly to distributors or end-users. PV systems and concentrated power systems (CSP) technologies will compete vigorously for utility-scale contracts

Thank you. Questions?