Protection Based on Dynamic State Estimation (a.k.a. Setting-less Protection): Status and Vision

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Protection Based on Dynamic State Estimation (a.k.a. Setting-less Protection): Status and Vision Sakis Meliopoulos Georgia Power Distinguished Professor School of Electrical and Computer Engineering Georgia Institute of Technology Atlanta, Georgia 30332-0250 September 16, 2014 1

Contents History of Development DSE Based (aka Setting-less) Protection Examples of DSE Based Protection Laboratory Experimentation Integrated Protection & Control* Vision Dedicated Georgia Tech Laboratory 2

History of Developments 3

History of Developments The Substation of the Future (2007-8, PSERC) (INDUSTRY ADVISORS: Floyd Galvan/Shannon Watts ENTERGY, Raymond Vice Southern Company, Bruce Fardanesh NYPA, Lisa Beard TVA, Paul Myrda EPRI, Jamshid Afnan ISO-NE, Simon Chiang PG&E) Advanced State Estimation Methods (2005-6, PSERC) (INDUSTRY ADVISORS: Floyd Galvan/Shannon Watts ENTERGY, Raymond Vice Southern Company, Bruce Fardanesh NYPA, Lisa Beard TVA, Paul Myrda EPRI, Jamshid Afnan ISO-NE, Simon Chiang PG&E) Distributed State Estimation (2009-13, DoE) (COLLABORATORS: USVI- WAPA, NYPA) Grid Transformation (2011-present, EPRI) (INDUSTRY ADVISORS: Paul Myrda EPRI, Floyd Galvan/Shannon Watts ENTERGY, Raymond Vice Southern Company, Bruce Fardanesh NYPA, Lisa Beard TVA, Jamshid Afnan ISO-NE, Simon Chiang PG&E) Cyber Security (2014-17, DoE): (COLLABORATORS: GTRI, USVI-WAPA, Southern Co., Burbank W&P) 4

The Substation of the Future PSERC Project 2007-08 5

Overall Approach From This To This 6

Basic Questions Does it make sense to have separate SCADA system and Numerical Relays? Does it make sense to continue designing relays that rely on (typically) three currents and three voltages? Is it necessary for each relay to be equipped with data acquisition systems? Should DAQ be separate from relays? Present Systems and Technologies are Digital They Provide Tremendous Flexibility Are the capabilities of the technology used or we simply mimic E/M relays? Is the technology available to move from zone protection to subsystem (such as substation) protection? How do we deal with Increased Complexity? 7

Traditional Component Protection Monitor Specific Quantity or Quantities (current, differential current, distance, voltage over frequency, etc.) and Act When the Quantity Enters a Specified Locus (settings). The Traditional Protection Approach Exhibits Limitations for the Simple Reason that the Specific Quantity that is Monitored Does not Always Represent the Condition of The Component Under Protection. NERC: #1 Root Cause of System Disturbances is Protection Relaying 8

Complexity, Gaps & Challenges A Modern Substation May Have Tens of Numerical Relays, each relay has an average of 12 protection functions. Coordination of all these relay functions is quite complex. Experts (humans) and Expert Systems (computers) are needed Tools to validate coordination of complex protection schemes are at best inadequate. Protection Gaps: HIF, Down Conductors, Faults Near Neutrals, Inverter Interfaced Generation, Faults in Series Compensated Lines, etc. etc. Protection Gaps Result in Fatalities 9

The Setting-Less Protection Method 10

In Search of Secure Protection Setting-less Protection can be viewed as Generalized Differential protection Analytics: Dynamic State Estimation (systematic way to determine observance of physical laws) 11

The Zone Setting-less Protection Approach Measure/Monitor as Many Quantities as Possible and Use Dynamic State Estimation to Continuously Monitor the State (Condition, Health) of the Zone (Component) Under Protection. Identify bad data, model changes, etc. Act on the Basis of the Zone (Component) State (Condition, Component Health). Advantage: No need to know what is happening in the rest of the system no coordination needed. 12

Key Elements of Approach Digitization Separate Data Acquisition from logic devices (relays, recorders, etc.) Merging Unit Approach Objectify the model and measurements of each component: Starting Point: component physical model. Interoperability at all levels Each logic device (IEDs) performs: Protective functions for the component Validate the model object Perform parameter identification, if necessary Transmits model objects to any other stakeholder Extent this structure to the control center 13

Objectification : The SCAQCF Model (State & Control Algebraic Quadratic Companion Form) Compact Component Physical Model Set of Algebraic & Differential Linear & Nonlinear Equations & Inequalities Quadratized Model dx() t i() t = Ax() t + B + C dt dx() t 0 = Dx() t + E + dt T x ( t) F x(t) State & Control Algebraic Quadratic Compact Form (SCAQCF) ( ) ( ) ( ) ( ) it ( ) = f xt ( ), x(t ), b (t h) 1 m 1 0 = f xt ( ), x(t ), b ( t h) 2 m 2 it ( m) = f3 xt ( ), x(t m), b 3( t h) 0 = f xt ( ), x(t ), b ( t h) 4 m 4 Addition of State Variables Quadratic Integration 14

Objectification : Measurement Model Actual Measurements ( ) ( ) z() t = h xt (), xt ( ), σ i i1 m meter z( t ) = h xt ( ), xt ( ), σ i m i2 m meter Derived Measurements ( ) ( ) z() t = h xt (), xt ( ), σ j j1 m meter z( t ) = h xt ( ), xt ( ), σ j m j 2 m meter Pseudo-Measurements Virtual Measurements ( ) ( ) z( t) = h xt ( ), xt ( ), σ = large k k1 m z( t ) = h xt ( ), xt ( ), σ = large k m k2 m v1 ( m ) ( ) 0 = h xt ( ), xt ( ), σ = 0 0 = h xt ( ), xt ( ), σ = 0 v2 m All h equations are quadratic at most 15

Objectification : Solution Method Quadratized Model Extended Kalman Filter State & Control Algebraic Quadratic Compact Form (SCAQCF) Note: For State Estimation the Controls are Treated as Known Parameters Unconstrained Optimization Min Constrained Optimization Actual Derived Pseudo 2 2 v z hm( x) 0 h ( x) σ + Virtual 0.1 σ 1 T T ( ) ( ( )) = ν+ 1 ν x x HWH HW z hx Min z h ( ) m x σ ST.. h ν ( x) = g( x) = 0 2 ν ( ( ) z) ν+ 1 ν 1 T x x H WH G ν+ 1 ν ν T T ν HW hx + Gλ = λ λ G 0 gx ( ) 16

Implementation Issues The Component is Represented with a Set of Differential Equations (DE) The Dynamic State Estimator Fits the Streaming Data to the Dynamic Model (DE) of the Component Object Oriented Implementation 17

Implementation Issues Typical Sampling Rates t s = 0.1 ms to 0.5 ms Challenges 1. Perform the Analytics at time less than (2t s ) 2. Robust Operation of DSE requires accurate zone model 3. GPS Synchronized Measurements simplify Dynamic State Estimation (for linear zones it becomes a direct method) Example: Data Acquisition is performed 4 ks/s Dynamic State Estimation is performed 2,000 times per sec. 18

Examples of DSE Based Protection 19

Capacitor Bank GUNIT2 G G 1 2 1 2 XFMR2L XFMR2H YJLINE1 SOURCE1 SOURCE1-T LINETEE JCLINE3 GEN YJLINE2 CAP1 LINE CAPBNK LOAD04 TXFMRHIGH 1 2 External Fault Capacitor Bank Internal Fault TXFMRLOW Event: 115 kv, 48 MVAr capacitor bank An external single phase to ground fault happened at 2.2 secs and last for 0.5 secs Followed by an internal fault in the capacitor bank at 3.0 secs, which changes the net capacitance of phase C from 4.8 μf to 2.4 μf. List of Measurements: Voltage of phase A-G Voltage of phase B-G Voltage of phase C-G Voltage at neutral point Current of phase A Current of phase B Current of phase C 20

Capacitor Bank External Fault Internal Fault 125.8 kv -164.9 kv 722.9 A -934.0 A 100.00 Actual_Measurement_Voltage_CAPBANK_A (V) Actual_Measurement_Voltage_CAPBANK_B (V) Actual_Measurement_Voltage_CAPBANK_C (V) Estimated_Actual_Measurement_Voltage_CAPBANK_A (V) Estimated_Actual_Measurement_Voltage_CAPBANK_B (V) Estimated_Actual_Measurement_Voltage_CAPBANK_C (V) Actual_Measurement_Current_CAPBANK_A (A) Actual_Measurement_Current_CAPBANK_B (A) Actual_Measurement_Current_CAPBANK_C (A) Estimated_Actual_Measurement_Current_CAPBANK_A (A) Estimated_Actual_Measurement_Current_CAPBANK_B (A) Estimated_Actual_Measurement_Current_CAPBANK_C (A) Confidence-Level 0.000 1.000 Trip No Trip Trip 0.000 2.933 us Execution_time_average (s) 1.512 us March 11, 2014-10:46:04.710584 March 11, 2014-10:46:06.145781 21

Protection of multi-section Lines Internal Fault External Fault Event: 500 kv Transmission Line An external phase A-C fault happened at 0.5 secs and last for 0.5 secs Followed by an internal phase A-G fault in the transmission line at 1.3 secs, which is a 2kΩ high impedance fault. List of Measurements: Three-phase voltages at two sides Three-phase currents at two sides 22

Protection of multi-section Lines External Fault Internal Fault 10.11 ka -10.90 ka 418.8 kv -432.8 kv 100.00 Actual_Measurement_Current_TABL_A (A) Actual_Measurement_Current_TABL_B (A) Actual_Measurement_Current_TABL_C (A) Estimated_Actual_Measurement_Current_TABL_A (A) Estimated_Actual_Measurement_Current_TABL_B (A) Estimated_Actual_Measurement_Current_TABL_C (A) Actual_Measurement_Voltage_TABL_A (V) Actual_Measurement_Voltage_TABL_B (V) Actual_Measurement_Voltage_TABL_C (V) Estimated_Actual_Measurement_Voltage_TABL_A (V) Estimated_Actual_Measurement_Voltage_TABL_B (V) Estimated_Actual_Measurement_Voltage_TABL_C (V) Confidence-Level 0.000 1.000 Trip No Trip Trip 0.000 41.15 us Execution (s) 29.83 us January 25, 2014-20:08:30.127224 January 25, 2014-20:08:31.349990 23

Protection of Saturable Core Transformers G 1 2 1-Ph FAULT SOURCE LINE XFMRH XFMRL LOAD Inrush Current Event: 14.4/2.2kV, 1000 kva singlephase saturable-core transformer A 800kW load connected to the system and generate inrush currents at 0.72 seconds Followed by a 5% turn-ground fault near neutral terminal of the transformer at 1.52 seconds Internal Turn-Ground Fault List of Measurements: Single-phase voltages at two sides Single-phase currents at two sides Temperature measurements at selected points 24

Protection of Saturable Core Transformers Inrush Current Internal Fault 20.22 kv Actual_Measurement_Voltage_XFMRH_A (V) Estimated_Actual_Measurement_Voltage_XFMRH_A (V) -20.21 kv 129.3 A Actual_Measurement_Current_XFMRH_A (A) Estimated_Actual_Measurement_Current_XFMRH_A (A) -82.12 A 100.00 Confidence-Level 4.474 p 1.000 Trip or Not Trip Setting-Less Protection - No Trip Setting-Less Protection - Trip 0.000 107.0 % Differential_Operation_Index (%) Differential Protection No Trip 46.19 m% Differential Protection - Trip July 14, 2014-22:36:58.315318 July 14, 2014-22:36:59.789669 25

Comparison of AQCF Based Solution and Extended Kalman Filter 8739.0 V AQCF_Estimated_Voltage_Magnitude_Phase_A (V) 5399.0 V 8727.0 V EKF_Estimated_Voltage_Magnitude_Phase_A (V) 5401.0 V 2.400 mpu VoltageDifference (pu) = (AQCF_Estimated_Voltage_Magnitude_Phase_A -EKF_Estimated_Voltage_Magnitude_Phase_A) /15000-2.467 mpu 0.000 s 3.496 s 26

Laboratory Experimentation 27

Laboratory Implementation Experimental Setup Block Diagram Experimental Setup PC driven D/A Hardware (32 Chan.) Omicron Amplifiers (3) GE Hardfiber Merging Units (2) Reason MU (1) Protection PC with Optical Network Interface & IRIG-B Receiver Arbiter GPS Clock with IRIG-B output 28

Laboratory Demonstration (Present Laboratory Capability) System Under Test consists of: Merging units to perform data acquisition A process bus, and A personal computer attached to the process bus A personal computer executes the setting-less protection algorithm. The physical system is represented with a simulator, D/A conversion and amplifiers 29

Laboratory Instrumentation Our Setting-less Relay is an 8-core $2k PC 30

Laboratory Instrumentation Alternate Configuration 31

Object Oriented Implementation 32

Instrumentation Verification Extremely Important New Capability Identification of Hidden Failures Blown Fuses Wrong CT Ratio Etc., etc., etc. Handling of Hidden Failures Issue alarms Label data as bad 33

Visualizations 34

Laboratory Results 35

Technology Issues - MU Use of Merging Units is preferable for the Dynamic State Estimation protection because MU data are of better quality and accuracy. Interoperability at the Process Bus Level??? Data Transmission Latencies may be significant and depend upon communication infrastructure organization and capabilities. Need additional work. Transmitted Data Organization Varies among Manufacturers, as IEC68150 does not specify Application Service Data Unit (ASDU) format The Process Bus implementation details vary greatly among Merging Unit manufacturers (eg: GE vs Reason/Alstom, Siemens, etc.) 36

Integrated Protection & Control* Vision 37

Additional Future Plans Work with forward looking utilities to develop and demonstrate a fully digital substation: Separated data acquisition systems from logic devices (merging units) DSE based protection (both zone and system) Integrate Substation Based State Estimation with DSE Protection EMS Integration (Seamless applications with SE model controls implementation) Provide integrated cyber security via the physical system / protection system co-model 38

Our Vision Integrate Protection and State Estimation Perpetual Model Validation Automated Substation State Estimation Automated System Wide State Estimation 39

Our Vision 40

Perpetual Model Calibration and Validation A Ubiquitous System for Perpetual Model Validation Protection is Ubiquitous Makes Economic Sense to Use Relays for Distributed Model Data Base Capability of Perpetual Model Validation Component Real Time Model with GPS Time Stamp enables distributed approaches 41

Integrated Wide Area Modeling, Protection, Control and Optimization 42

Dedicated Laboratory 43

Laboratory Demonstration (Present Laboratory Capability) System Under Test consists of: Merging units to perform data acquisition A process bus, and A personal computer attached to the process bus A personal computer executes the setting-less protection algorithm. The physical system is represented with a simulator, D/A conversion and amplifiers 44

Planned Laboratory Expansion (Dedicated Lab for Protection, Control & Cyber Security Testing: Continuous Operation of Fully Automated Substation: To Be Used by Multiple GaTech Research Groups) Configuration is a full replica of the IT infrastructure of a modern substation with multivendor equipment It will be driven by a high fidelity simulator capable of reproducing real life conditions Unique capability for simultaneous testing of protection, control and cyber security 45

Acknowledgments We have collaborated with many folks over the years and it is impossible to list all. Paul Myrda for his vision of the Grid Transformation and coining the term setting-less protection Anjan Bose, Jerry Heydt, Ali Abur, Mladen Kezunovic, Vijay Vittal, Tom Overbye for their collaboration in key projects The folks in NYPA, Southern Co, TVA, PG&E and ENTERGY for their support in several key projects PSERC, DoE, EPRI, NSF, NYPA, Southern Co, TVA, PG&E and ENTERGY for the financial support over the years Prof. Cokkinides and numerous GT students 46

Τέλος 47