Enhanced NET Securities Trading Platform User Hints I Securities Trading 1. Buy/Sell 2. Speed Trading 3. Order Type accepted in various Trading Session 4. Order Amendment 5. Order Cancellation II. Account Enquiry III. Snapshot Stock Price Enquiry IV. Fund Transfer V. Securities Savings Scheme Enquiry VI. Stock Market Information VII. Watch List I Securities Trading A) Buy / Sell Select Securities Trading Buy / Sell 1. Input Stock Code, Action, Preferred Price, No. of Shares, Order Type Press Send 1
2. Check the order details and press Confirm 3. Jot down Order Number for future enquiry Customer can click the Day Order Journal under Buy/Sell page to enquire the latest status of the order placed. 2
Convenient Features: 1. Use the up and down arrow next to the Preferred Price and No. of Shares to adjust the price and quantity easily 2. Input. in the No. of Shares field means 000 Example: Simply input 8 and. twice for 8000000 shares 3. Press the calculator button will give you the maximum no. of shares that you can Buy or Sell for reference (applicable to cash securities account only) 4. Press the Sell All button if you want to sell all the shares of a stock, the system will automatically fill in the available for trade quantity. Speed Trading: Just 3 clicks to finish order placement 1. Click directly on the price shown on the stock price enquiry page, information such as Action, Preferred Price, Stock Code and board lot (for Buy action) will be automatically filled in. 2. Just 3 clicks to finish order placement! 1 Click 2 Click 3 Click 3
Order Type accepted in various Trading Session 交 易 時 段 Trading Session 競 價 交 易 時 段 Auction 持 續 交 易 時 段 Continuous 指 示 類 別 Order Type 競 價 限 價 盤 At-Auction Limit 正 股 買 賣 Board lots trading 碎 股 買 賣 Odd lots trading 只 可 沽 出 sell only 特 別 股 數 買 賣 Special lots trading 只 可 沽 出 sell only 限 價 盤 Limit 市 價 盤 Market 增 強 限 價 盤 Enhanced Limit 特 別 限 價 盤 Special Limit B) Order Amendment Price/Quantity Amendment Quantity to be amended must not be smaller than executed quantity and not larger than latest instructed quantity. (Please refer to example for details) 1. Select Day Order Journal 2. Find the order to be amended and press Amend 3. Input new quantity and/or price 4
4. Press Confirm Example Latest instruction is to buy 5,000 shares in China Merchants Bank Co., Ltd., Stock Code 03968, at $14.98 and 3,000 shares have been executed; the quantity entered should be between 3,000 and 5,000 inclusive. Case 1 amended quantity = 2,000 shares Invalid quantity because amended quantity 2,000 shares < executed quantity 3,000 shares Case 2 amended quantity = 3,000 shares Order status becomes fully executed upon system acceptance of amendment instructions Case 3 amended quantity = 4,000 shares and amended price = $14.76 Latest Order Status: already executed 3,000 shares at $14.98 and therefore your instructions are actually to buy outstanding 1,000 shares at $14.76 Case 4 amended quantity = 6,000 shares Invalid quantity because amended quantity 6,000 shares > latest instructed quantity 5,000 shares C) Order Cancellation (Only applicable to open orders) 1. Select Day Order Journal 5
2. Find the order to be cancelled and press Cancel 3. Press Confirm 6
D) Transaction History and Order Status Enquiry Day Order Journal Detail order records up to past 180 days II. Account Enquiry Stock Portfolio 7
Settlement A/C Balance Margin Position Summary (applicable to margin securities account only) III. Snapshot Stock Price Enquiry Free real-time stock quotes 8
IV. Fund Transfer Cash Transfer New Function: Fund Transfer Service (Withdrawal and Deposit account must be in same currency) Margin Fund Transfer (applicable to margin securities account only) Real-time margin fund transfer during trading hours 1. Select Transfer Service 2. Choose Margin Fund Transfer 3. Select Action and Input Amount 9
V. Securities Savings Scheme Enquiry Enquiry for the latest 3 months records VI. Stock Market Information 10
VII. Watch List Please call our service hotline at 2952 6666 for enquiries. 11