Small Wind Turbine Certification Overview Regional Test Center Project

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Small Wind Turbine Certification Overview Regional Test Center Project U.S Small Wind Association of Testers Conference Tony Jimenez 26 July 2011 NREL is a national laboratory of the U.S. Department of Energy, Office of Energy Efficiency and Renewable Energy, operated by the Alliance for Sustainable Energy, LLC.

Presentation Overview Background Small Wind Turbine (SWT) Certification Overview SWT Certification Tests RTC Project Lessons Learned

Background Questions How can consumers make an apples to apples comparison between different small wind turbines? How can state incentive program managers objectively determine eligibility for incentive program funds?

Background Answer: Certification Problems with Certification in the U.S. Prior to 2010 Certification testing was time consuming & expensive Lack of U.S. based SWT certification testing (basically limited to NWTC under the Independent Testing Program) Lack of a U.S. based certification agent No market pressure for certification testing

Recent Developments Within the past few years, DOE, NREL, and some states have worked with the North American SWT industry to create a SWT certification infrastructure with the goal of increasing the number of certified turbine models and gaining greater consumer confidence in SWT technology. The American Wind Energy Association (AWEA) releases AWEA Small Wind Turbine Performance and Safety Standard (AWEA Standard 9.1 2009) in December 2009. The Small Wind Certification Council (SWCC), and Intertek, North American certification bodies, begin accepting applications for certification to the AWEA standard in 2010. Numerous organizations begin to offer SWT field testing for certification in 2010.

Certification Overview Certification Goals: Accurately characterize the turbine Provides consumers with objective information about SWT performance. Provides data needed to objectively determine turbine eligibility for state incentive programs. Sets a minimum safety level. Turbine Eligibility Criteria: Rotor-swept area up to 200 m 2 Generates electricity for use while grid-interconnected or for battery charging.

Certification Overview Test Results Design Data Wind Turbine Manufacturer Turbine to be Tested Test Results Testing Entity Issue Certificate Communication Test Standards Certification Body Test Standards Standards Development Body

Certification Overview Standards Development Body (IEC, AWEA): Determines how the turbines will be evaluated. Typically evaluation consists of a combination of design review and field testing. The standards are developed and updated using a consensus process by a group representing various stakeholders. The base SWT test standards consist of IEC 61400-2, IEC 61400-11, and IEC 61400-12-1. Most existing country standards are based on these IEC standards. Certification Body (Agency): Conducts the design review Evaluates the test results and the testing entity Grants (or withholds) certification. Wind Turbine Manufacturer: Provides a turbine model to be certified. Testing Entity: Conducts the testing mandated by the test standard. Depending on the standard, the testing entity may be an accredited lab, an unaccredited lab, or the turbine manufacturer.

Certification Tests Duration (IEC 61400-2): Investigates structural integrity and material degradation (corrosion, cracks, deformations); quality of environmental protection of the wind turbine; and the dynamic behavior of the turbine Turbines must achieve an operational time fraction of at least 90% over a minimum of 2,500 operating hours (over a range of wind speeds) with no major failures, significant degradation of wind turbine components, or degradation in power production at comparable wind speeds. IEC 61400-2 Ed.2 Design requirements for small wind turbines, Section 9.4 (Page 99) Power Performance (IEC 61400-12-1): Measures output of the turbine vs. wind speed Estimates the turbine s annual energy production Provides an independent check of the manufacturers claimed performance.

Certification Tests Safety and Function (IEC 61400-2): Verifies that the wind turbine displays the behavior predicted in the design and that provisions relating to personnel safety are properly implemented. IEC 61400-2 Ed.2 Design requirements for small wind turbines, Section 9.6 (Page 107) Acoustic Noise Emissions (IEC 61400-11): Determines the turbine s noise-emission characteristics Is mandatory under the AWEA standard. If not testing to the AWEA standard, may or may not be required depending on the certification body.

DOE & NREL Involvement To share its testing expertise, DOE/NREL is assisting in establishing a network of Regional Test Centers (RTCs) to conduct SWT third-party certification testing. To jump-start these RTCs, DOE/NREL is providing financial and technical assistance for an initial round of tests. The goal is to establish a lower-cost U.S. small wind testing capability that will lead to increased SWT certification.

RTC Project Background & Scope Project Purpose: Expand small wind turbine testing capability within the United States to allow cost effective performance testing of small wind turbines (rotor swept area < 200 m 2 ) Strategy Establish Regional Test Centers (RTCs) capable of testing small wind turbines to the IEC and AWEA standards. NREL contributes funds and technical assistance (via a subcontract) to RTCs in conducting an initial round of tests. RTCs selected via competitive solicitation. Scope Establish four Regional Test Centers (RTCs) capable of conducting small wind testing to the IEC standard plus any additional AWEA tests that are not in the IEC standards Support the testing of a total of eight small wind turbines (two per RTC) at the RTCs to the AWEA (and IEC) Standard.

RTC Partners

RTC Project Overview DOE/NREL Overall Project Management Funds Technical Assistance RTC Sets up test site (facilities, staff, equipment) Installs & commissions the SWT Conduct the testing Turbine to be tested Assistance with turbine installation & maintenance Test Results Certifying Body Test Results Small Wind Turbine Manufacturer

NREL Assistance Site visits (confirm general readiness, commissioning) Help with the Data Acquisition System Review test plans Review of data Review of draft test reports NREL staff available for informal consultation & assistance Annual SWT Testing Workshop

Time Line Date Scheduled Task Lead 2012 Testing completed Test reports completed and posted on web RTCs Feb 2011 Initial testing begins RTCs Jan 2011 First RTC turbine installed RTCs, Manufactures Jul-Aug 2010 Subcontracts with RTCs finalized NREL/RTCs Feb 2010 RTC Partners selected NREL Dec 2009 RTC RFP Closes NREL Oct 2009 RTC RFP released NREL May 2009 Sources Sought Notice Closes NREL Apr 2009 Sources Sought Notice Released NREL Nov 2008 Project Begins NREL

Status Of the Eight Turbines to be tested under this project 3 turbines installed and under test 2 turbines are installed, not yet under test 1 turbine was withdrawn by the manufacturer due to an ongoing re-design. A turbine from a different manufacturer will be tested instead. Installation is pending. 1 turbine was withdrawn by the manufacturer. A different model turbine from the same manufacturer will be tested instead. Installation is pending Installation of 1 turbine is delayed pending resolution of a manufacturer problem with a component supplier.

Lessons Learned Lesson Learned Discussion Test location site selection Turbine designs are rarely fixed Involve the certification body early Carefully study and understand the standard NEPA (For federally funded projects) Wind Resource Terrain (flat site preferred) Construction Access Low background noise Manufacturers should not take short cuts in turbine development Manufacturers are continually updating their turbine designs This will prevent problems later on. (almost) Mandatory if testing is conducted by an unaccredited test organization Participation in round robin testing helps develop a consistent interpretation of standards among different organizations NEPA approval is not necessarily quick and easy. NEPA approvals for the RTCs took 4-8 months.

Questions? Email: tony.jimenez@nrel.gov http://www.nrel.gov/wind/smallwind/regional_test_centers.html http://www.nrel.gov/wind/smallwind/independent_testing.html