Equity Lending Approved Investment List as at 19 February Approved Stocks

Transcription

1 Equity Lending Approved Investment List as at The information contained in this document has been prepared without taking into account your personal objectives, financial situation or needs. Before acting on any information in this document National Australia Bank Limited (ABN ) recommends you consider whether it is appropriate for your circumstances. A Product Disclosure Statement (PDS) may be available for products referred to in this document. If a PDS is available, NAB recommends you consider the PDS before making any decisions regarding a product. A relevant PDS is available from your financial adviser or fund manager. Approved Investments and Security Ratios may change at any time. National Australia Bank Limited reserves the right to decrease a Security Ratio where the Security Value of any one stock comprises more than % of the Security Value of the portfolio. Approved Stocks ASX Code Stock Name Security AAC Australian Agricultural Company AAD Ardent Leisure Group ABC Adelaide Brighton Limited 65 ABP Abacus Property Group ACR Acrux Limited AFI Australian Foundation Invest AFJ Affinity Education Group Limited 40 AGF AMP Capital China Growth AGG Anglogold Ashanti Limited * 40 AGI Ainsworth Game Technology Limited AGL AGL Energy Limited AGLHA AGL Energy Subordinated Notes AGO Atlas Iron Limited AHD Amalgamated Holdings Limited AHE Automotive Holdings Group Ltd AHY Asaleo Care Limited AIA Auckland International Airport Limited AIO Asciano Limited AJA Astro Japan Property Group 40 ALF Australian Leaders Limited ALL Aristocrat Leisure 65 ALQ ALS Limited 65 ALR Aberdeen Leaders Limited 40 AMC Amcor Limited AMH AMCIL Limited 40 AMM Amcom Telecommunications Limited AMP AMP Limited 80 ANI Australian Industrial REIT 40 ANN Ansell Limited ANZ Australia and New Zealand Banking 80 Group ANZHA ANZ Subordinated Notes ANZPA ANZ Conv Preference Shares II ANZPC ANZ Convertible Pref Shares CPS3 ASX Code Stock Name Security ANZPD ANZ Capital Notes ANZPE ANZ Capital Notes 2 AOD Aurora Dividend Income 40 AOG Aveo Group APA APA Group APE AP Eagers Limited 40 API Australian Pharmaceutical Industries 40 APN APN News and Media APO APN Outdoor Group Limited 45 APZ Aspen Group * 40 AQG Alacer Gold Corp AQHHA APA Group Subordinated Notes 65 AQP Aquarius Platinum Limited ARF Arena REIT. ARG Argo Investments ARI Arrium Limited APO APN Outdoor Group Limited 45 ARP ARB Corporation Limited ASB Austal Limited ** 40 AST AusNet Services ASX ASX Limited AUB Austbrokers Holdings 40 AUI Australian United Investment Company Limited AWC Alumina Limited AWE AWE Limited AZJ Aurizon Holdings Limited BAP Burson Group Limited 40 BBG Billabong International 40 BCI BC Iron Limited 40 BDR Beadell Resources Limited 40 BEN Bendigo and Adelaide Bank Limited BENHB Bendigo and Adelaide Bank Unsec. Red. Perp 65 NAB Equity Lending Telephone

2 ASX Code Stock Name Security BENPB Bendigo and Adelaide Bank Reset Pref 65 BENPD Bendigo and Adelaide Bank Convertible 65 Preference Shares BFG Bell Financial Group Limited ** 40 BGA Bega Cheese Limited BHP BHP Billiton 80 BKI BKI Investment Company Limited BKL Blackmores Limited ** 40 BKN Bradken Limited BKW Brickworks Limited BLD Boral BOQ Bank of Queensland BOQPD Bank of Queensland Convertible Preference Shares BPT Beach Energy Limited 65 BRG Breville Group Limited BRU Buru Energy Limited 40 BSL Bluescope Steel BTT BT Investment Management Limited BWP BWP BXB Brambles Limited CAB Cabcharge Australia Limited CAJ Capitol Health Limited CBA Commonwealth Bank of Australia 80 CBAHA CommBank Retail Bonds Series 1 Tranche A CBAPC CBA PERLS VI CBAPD CommBank PERLS VII Capital Notes CCL Coca-Cola Amatil 80 CCP Credit Corp Group Limited 40 CCV Cash Converters Limited CDA Codan Limited 40 CDD Cardno Limited CDM Cadence Capital Limited CDU Cudeco Limited 40 CGF Challenger Financial Services Group Limited CGH Calibre Group Limited ** 40 CHC Charter Hall Group CIN Carlton Investments Limited CKF Collins Foods Limited 45 CLH Collection House Limited 40 CMW Cromwell Property Group CNGHA Colonial Group Subordinated Notes CNU Chorus Limited COH Cochlear CPU Computershare Ltd ** CQR Charter Hall Retail REIT CRH CROWE HORWATH AUSTRALASIA LTD ** CRZ Carsales.Com Limited CSL CSL Limited 80 CSR CSR Limited CSV CSG Limited CTD Corporate Travel Management Limited CTN Contango Microcap Limited CTX Caltex Australia ASX Code Stock Name Security CTXHA Caltex Subordinated Notes CVO Cover-More Group Limited CWN Crown Resorts Limited CWNHA Crown Subordinated Notes CWP Cedar Woods Properties Limited CYA Century Australia Investments Limited DCG Decmil Group Limited 40 DJW Djerriwarrh Investments DLS Drillsearch Energy Limited 40 DLX Dulux Group Limited 65 DMP Domino s Pizza Enterprises Limited DNA Donaco International Limited 40 DOW Downer EDI DSH Dick Smith Holdings Limited DUE Duet Group DUI Diversified United Investment Limited DWS DWA Limited 40 DXS Dexus Property Group EGP Echo Entertainment Group Ltd EHE Estia Health Limited EHL Emeco Holdings Limited ELDPA Elders Limited Perpetual Subord Conv ** Unsec Note ENE Energy Developments * EPW ERM Power Limited ** 40 EPX Ethane Pipeline Income 40 EQT Equity ees Limited 40 ERA Energy Resources of Australia Limited EVN Evolution Mining EWC Energy World Corporation Ltd 40 FBU Fletcher Building Limited FDC Federation Centres FET Folkestone Education 40 FGX Future Generation Investment Company Limited FLT Flight Centre Travel Group Limited 65 FMG Fortescue Metals Group Ltd FNP Freedom Foods Group Limited 40 FPH Fisher & Paykel Healthcare Corporation Limited FRI Finbar Group Limited 40 FSF Fonterra Shareholders' FWD Fleetwood Corporation Limited 45 FXJ Fairfax Media Limited FXL FlexiGroup Limited GBT GBST Holdings Limited 40 GDI GDI Property Group 40 GEM G8 Education Limited GFF Goodman Fielder GMA Genworth Mortgage Insurance Australia Limited GMF GPT Metro Office 40 GMG Goodman Group Limited GMPPA Goodman PLUS GNC Graincorp Limited GOLD ETFS Metal Securities Australia Limited GOZ Growthpoint Properties Australia accept any further shares. Please contact us to ascertain if this stock is still available for lending against. NAB Equity Lending Telephone

3 ASX Code Stock Name Security GPG Guinness Peat Group PLC. * 40 GPT GPT Group GRR Grange Resources Limited GUD G.U.D. Holdings GWA GWA Group Limited GXL Greencross Limited HGG Henderson Group PLC HHV Hunter Hall Global Value 65 HIL Hills Limited HPI Hotel Property Investments 40 HSN Hansen Technologies Limited 40 HSO Healthscope Limited HVN Harvey Norman Holdings HZN Horizon Oil Limited 45 IAG Insurance Australia Group IAGPC IAG Convertible Preference Shares IANG IAG Reset Exchangeable Notes IAU Intrepid Mines Limited 40 IDR Industria REIT 40 IFL IOOF Holdings Limited IFM Infomedia Limited 40 IFN Infigen Energy Limited IGO Independence Group NL IIN iinet Limited ILU Iluka Resources IMD Imdex Limited 40 IMF IMF Bentham Limited 40 IOF Investa Office 65 IPH IPH Limited 40 IPL Incitec Pivot IPP Iproperty Group Limited IRE IRESS Limited IRN Indophil Resources NL 40 ISU Iselect Limited 40 IVC InvoCare Limited JBH JB Hi-Fi Limited 65 JHC Japara Healthcare Limited 40 JHX James Hardie Industries PLC KAR Karoon Gas Australia Limited 40 KCN Kingsgate Consolidated KMD Kathmandu Holdings Limited LEI Leighton Holdings LEP ALE Property Group 45 LLC Lend Lease Corporation LNG Liquefied Natural Gas Limited 40 MAH MacMahon Holdings 45 MBLHB Macquarie Bank Income Securities MBLPA Macquarie Bank Capital Notes MCP McPherson s Limited 40 MCR Mincor Resources MFF Magellan Flagship MFG Magellan Financial Group Limited MGR Mirvac Group MGX Mount Gibson Iron Limited MIN Mineral Resources Limited MIR Mirrabooka Investments Limited 40 MLB Melbourne IT Limited 45 MLD MACA Limited 40 ASX Code Stock Name Security MLT Milton Corporation MLX Metals X Limited 40 MML Medusa Mining Limited 40 MMS McMillan Shakespeare Limited MND Monadelphous Group Limited 65 MOC Mortgage Choice Limited 40 MPL Medibank Private Limited MQA Macquarie Atlas Group MQG Macquarie Group Limited MQGPA Macquarie Capital Notes MRM MMA Offshore Limited MSB Mesoblast Limited MTR Mantra Group Limited MTS Metcash Limited MTU M2 Group Limited MVF Monash IVF Group Limited MXI MaxiTRANS Industries Limited 40 MXUPA Multiplex SITES MYR Myer Holdings Limited 65 MYS MyState Limited 40 MYT Mighty River Power Limited MYX Mayne Pharma Group Limited 40 NAB National Australia Bank 80 NABHA NAB Income Securities NABHB NAB Subordinated Notes NABPA NAB Convertible Preference Shares NABPB NAB Convertible Preference Shares II NCM Newcrest Mining NEC Nine Entertainment Co. Holdings Limited NFNG Nufarm Step-Up Securities NHC New Hope Corporation Limited NHF NIB Holdings Limited NSR National Storage REIT 40 NST Northern Star Resources Ltd NUF Nufarm NVN Novion Property Group NVT Navitas Limited NWH NRW Holdings Limited NWS News Corporation Class B Voting NWSLV News Corporation Class A Non-Voting NWT Newsat Limited 40 NXT Nextdc 40 OFX Ozforex Group Limited 40 OGC Oceana Gold Corporation OMH OM Holdings Limited 40 ORA Orora Limited ORG Origin Energy 80 ORGHA Origin Energy Notes ORI Orica ORL Oroton Group Limited 40 OSH Oil Search OZL OZ Minerals Limited 65 PBG Pacific Brands PCAPA Preferred Capital Ltd (PERLS III) PDN Paladin Energy Ltd PGF PM Capital Global Opportunities Limited accept any further shares. Please contact us to ascertain if this stock is still available for lending against. NAB Equity Lending Telephone

4 ASX Code Stock Name Security PGH Pact Group Holdings Ltd PIC Perpetual Equity Investment Company Limited PMC Platinum Capital 45 PMV Premier Investments Limited PNA Panaust Limited PPC Peet Limited ** 40 PPT Perpetual Limited PRG Programmed Maintenance PRT Prime Media Group Limited 40 PRU Perseus Mining Limited 40 PRY Primary Healthcare 65 PRYHA Primary Healthcare Bonds Series A PTM Platinum Asset Management 65 QAN Qantas Airways QBE QBE Insurance 80 QUB Qube Holdings Limited QVE QV Equities Limited 40 RCR RCR Tomlinson Limited 40 REA REA Group Limited REC Recall Holdings Limited 65 REG Regis Healthcare Limited REH Reece Australia Limited * RFG Retail Food Group Limited RHC Ramsay Health Care RHCPA RHC CARES RIC Ridley Corporation RIO Rio Tinto 80 RKN Reckon Limited 40 RMD Resmed Inc ROC ROC Oil Company RRL Regis Resources Limited RSG Resolute Mining 40 SAI SAI Global Limited SCG Scentre Group SCP Shopping Centres Australasia Property Group SDG Sunland Group Limited 40 SDF Steadfast Group Limited SDL Sundance Resources Limited 40 SDM Sedgman Limited 40 SEA Sundance Energy Australia Limited 40 SEK Seek Limited SFR Sandfire Resources NL SGF SG Fleet Group Limited 40 SGH Slater & Gordon Limited SGM Sims Metal Management Limited SGN STW Communications SGP Stockland SGT Singapore Telecommunication 65 SHJ Shine Corporate Ltd 40 SHL Sonic Healthcare SHV Select Harvests Limited 40 SIO Simonds Group Limited 40 SIP Sigma Pharmaceuticals SIR Sirius Resources 40 SIV Silver Chef Limited 40 ASX Code Stock Name Security SKC SkyCity Entertainment Group Limited SKE Skilled Group Limited SKI Spark Infrastructure 65 SKT Sky Network Television Limited 65 SLM Salmat Limited SLR Silver Lake Resources Limited SMX SMS Management SOL Washington H Soul Pattinson & Co Ltd 65 SPK Spark New Zealand Limited SPL Starpharma Holdings Limited 40 SPO Spotless Group Holdings Limited SRV Servcorp Limited SRX Sirtex Medical Limited STO Santos Limited SUL Super Retail Group Limited 65 SUN Suncorp Group Limited 80 SUNPC Suncorp Convertible Pref Shares CPS2 SUNPD Suncorp Subordinated Notes SUNPE Suncorp Convertible Pref Shares CPS3 SVW Seven Group Holdings SVWPA Seven Group Conv Pref Security 65 SWM Seven West Media SXL Southern Cross Media Group Limited SXY Senex Energy Limited 45 SYD Sydney Airport SYR Syrah Resources Limited 40 TAH Tabcorp Holdings TAHHB Tabcorp Subordinated Notes TAP Tap Oil Limited TCL Transurban Group TEN Ten Network Holdings TFC TFS Corporation Limited 40 TGA Thorn Group Limited 45 TGG Templeton Global Growth Limited TGR Tassal Group Limited TIX 3 Capital Industrial TLS Telstra Corporation 80 TME Trade Me Group Limited TNE Technology One TOL Toll Holdings TOX Tox Free Solutions Limited TPI Transpacific Industries Group Ltd TPM Tpg Telecom Limited 65 TRG Treasury Group Limited TRS The Reject Shop Limited TRY Troy Resources Limited 40 TSE Transfield Services TTS Tatts Group Limited TWE Treasury Wine Estates Limited TWR Tower Limited * 40 UGL UGL Limited UXC UXC Limited * 40 VAH Virgin Australia Holdings Limited VED Veda Group Limited VOC Vocus Communications Limited 40 VRL Village Roadshow VRT Virtus Health Limited WAM WAM Capital Limited accept any further shares. Please contact us to ascertain if this stock is still available for lending against. NAB Equity Lending Telephone

5 ASX Code Stock Name Security WAX WAM Research Limited 45 WBC Westpac Banking Corporation 80 WBCHA Westpac Subordinated Notes WBCHB Westpac Subordinated Notes II WBCPC Westpac Convertible Pref Shares WBCPD Westpac Capital Notes WBCPE Westpac Capital Notes 2 WCTPA Westpac TPS Red Conv Pref WEB Webjet Limited WES Wesfarmers Limited 80 WFD Westfield Corporation WHC Whitehaven Coal Limited 65 WHF Whitefield Limited 45 WOR Worley Parsons Limited WOW Woolworths 80 WOWHC Woolworths Notes II WPL Woodside Petroleum WSA Western Areas Limited WTP Watpac Limited ** 40 XRO Xero Limited YAL Yancoal Australia Limited * accept any further shares. Please contact us to ascertain if this stock is still available for lending against. NAB Equity Lending Telephone

6 Approved Exchange Traded s ASX Code Stock Name Security IAA ishares S&P Asia IBK ishares MSCI BRIC IEM ishares MSCI Emerging Markets IEU ishares S&P Europe 3 IHD ishares S&P/ASX High Dividend Yield IHK ishares MSCI Hong Kong IJH ishares S&P Midcap 400 IJP ishares MSCI Japan IJR ishares S&P Smallcap 0 IKO ishares MSCI South Korea 40 ILC ishares S&P/ASX 20 IOO ishares S&P Global 100 IOZ ishares MSCI Australia 200 IRU ishares Russell 2000 ISG ishares MSCI Singapore ISO ishares S&P/ASX Small Companies ITW ishares MSCI Taiwan 40 IVE ishares MSCI EAFE IVV ishares S&P 0 IXI ishares S&P Global Consumer Staples IXJ ishares S&P Global Healthcare IXP ishares S&P Global Telecommunications IZZ ishares FTSE China 25 OZF SPDR S&P/ASX 200 Financials ex A- REITs OZR SPDR S&P/ ASX 200 Resources ASX Code Stock Name Security POU Betashares British Pound ETF RDV Russell High Dividend Australian Shares ETF RVL Russell Australia Value ETF SFY Spdr S&P/ASX SLF Spdr S&P/Asx 200 Listed Property SSO SPDR S&P/ASX Small Ordinaries STW Spdr S&P/ASX 200 SYI SPDR MSCI Australia Select High Dividend Yield USD Betashares U.S. Dollar ETF VAP Vanguard Australian Property Securities Index ETF VAS Vanguard Australian Shares Index ETF VEU Vanguard All-World Ex-US Shares Index ETF VHY Vanguard Australian Shares High Yield ETF VLC Vanguard MSCI Australian Large Companies Index VSO Vanguard MSCI Australian Small Companies Index VTS Vanguard US Total Market Shares Index ETF YMAX Betashares Australian Top 20 Equity Yield Maximiser accept any further shares. Please contact us to ascertain if this stock is still available for lending against. NAB Equity Lending Telephone

7 Approved Exchange Traded International Securities ASX Code Stock Name Security ETSAPL ETS Apple Inc ETSATT ETS AT&T Inc ETSAXP ETS American Express Company ETSBAC ETS Bank of America Co ETSBOE ETS The Boeing Co ETSBRK ETS Berkshire Hathaway Inc ETSCAT ETS Caterpillar Inc ETSCIT ETS Citigroup Inc ETSCOC ETS The Coco-Cola Co ETSCSC ETS Cisco Systems Inc ETSCVX ETS Chevron Corp ETSDIS ETS The Walt Disney Co ETSDUP ETS Du Pont (E.I) de Nemours & Co ETSGEL ETS General Electric Co ETSGOO ETS Google Inc ETSHDP ETS The Home Depot Inc ETSHPQ ETS Hewlett-Packard Co ETSIBM ETS IBM Corp ASX Code Stock Name Security ETSINT ETS Intel Corp ETSJNJ ETS Johnson & Johnson ETSJPM ETS JPMorgan Chase & Co ETSKFT ETS Kraft Foods Inc ETSMCD ETS McDonald's Corp ETSMMM ETS 3M Co ETSMRK ETS Merck & Co Inc ETSMSF ETS Microsoft Corp ETSORC ETS Oracle Corp ETSPFE ETS Pfizer Inc ETSPGB ETS The Procter & Gamble Co ETSTRV ETS The Travelers Companies Inc ETSUTX ETS United Technologies Corporation ETSVZC ETS Verizon Communications Inc ETSWMT ETS Wal-Mart Stores Inc ETSXOM ETS Exxon Mobil Corp accept any further shares. Please contact us to ascertain if this stock is still available for lending against. NAB Equity Lending Telephone

8 Approved Exchange Traded Government Bonds ASX Code Maturity Date Security GSBG15 GSBS15 GSBK16 GSBC17 GSBM17 GSBA18 GSBE19 GSBG20 GSBI21 GSBM22 GSBG23 GSBG24 GSBG25 GSBG27 GSBG29 GSIO15 GSIO20 GSIC22 GSIQ25 GSIQ % Fixed 15-Apr % Fixed 21-Oct % Fixed 15-Jun % Fixed 15-Feb % Fixed 21-Jul % Fixed 21-Jan % Fixed 15-Mar % Fixed 15-Apr % Fixed 15-May % Fixed 15-Jul % Fixed 21-Apr % Fixed 21-Apr % Fixed 21-Apr % Fixed 21-Apr % Fixed 21-Apr Australian Government Treasury Indexed Bonds 4.0% Indexed 20-Aug Australian Government Treasury Indexed Bonds 4.0% Indexed 20-Aug Australian Government Treasury Indexed Bonds 1.25% Indexed 21-Feb Australian Government Treasury Indexed Bonds 3.0% Indexed 20-Sep Australian Government Treasury Indexed Bonds 2.5% Indexed 20-Sep accept any further shares. Please contact us to ascertain if this stock is still available for lending against. NAB Equity Lending Telephone

9 Approved Managed s All approved managed funds with regular savings plans are available for instalment gearing. To find out more about instalment gearing, call a NAB Equity Lending client service representative on APIR Code Name Security ABERDEEN ASSET MANAGEMENT LIMITED CRS0005AU Aberdeen Actively Hedged International Equities EQI0028AU Aberdeen Asian Opportunities MGL0114AU Aberdeen Australian Equities CRS0004AU Aberdeen Australian Fixed Income CSA0104AU Aberdeen Balanced Fixed Income CRS0002AU Aberdeen Capital Growth CRS0003AU Aberdeen Classic Series Australian Equities CSA0131AU Aberdeen Classic Series Australian Small Companies ETL0032AU Aberdeen Emerging Opportunities EQI0027AU Aberdeen Financials CSA0135AU Aberdeen Fully Hedged International Equities CRS0008AU Aberdeen Inflation Linked Bond EQI0015AU Aberdeen International Equity CRS0006AU Aberdeen Global Government Bond CSA0114AU Aberdeen Select Investment Actively Hedged International Equities CRS0001AU Aberdeen Sustainable Income ADVANCE ASSET MANAGEMENT LIMITED ADV0079AU Advance Australian Equity Growth ADV0029AU Advance Australian Fixed Interest Multi- Blend ADV0025AU Advance Australian Shares Multi-Blend ADV0076AU Advance Australian Smaller Companies ADV0023AU Advance Balanced Multi-Blend ADV0022AU Advance Defensive Multi-Blend ADV0024AU Advance Growth Multi-Blend ADV0014AU Advance International Sharemarket ADV0028AU Advance International Shares Multi- Blend ADV0101AU Advance Property Securities ADV0084AU Advance Australian Fixed Interest Multi- Blend Wholesale Units ADV0045AU Advance Australian Shares Multi-Blend Wholesale Units ADV00AU Advance Australian Smaller Companies Wholesale Units ADV00AU Advance Balanced Multi-Blend Wholesale Units APIR Code Name Security ADV0049AU Advance Defensive Multi-Blend Wholesale Units ADV0085AU Advance Growth Multi-Blend Wholesale Units ADV0047AU Advance International Sharemarket Wholesale Units ADV0053AU Advance International Shares Multi- Blend Wholesale Units ALL STAR FUNDS VEN0006AU All Star IAM Australian Share ALTRINSIC GLOBAL ADVISORS ANT0005AU Altrinsic Global Equities AMP CAPITAL INVESTORS LIMITED NML0589AU AMP Capital Generations - Growth NML0590AU AMP Capital Generations - High Growth NML00AU AMP Capital Investors - Australian Equity Value AMP0442AU AMP Capital Investors - Balanced Growth AMP0444AU AMP Capital Investors - Conservative AMP0443AU AMP Capital Investors Conservative Class A AMP1015AU AMP Capital Investors - Core Property AMP1074AU AMP Capital Investors - Core Property Private Client Units AMP0271AU AMP Capital Investors Enhanced Index Share AMP0257AU AMP Capital Investors Enhanced Index Share Class A AMP02AU AMP Capital Investors Enhanced International Share Index AMP0445AU AMP Capital Investors - Equity AMP03AU AMP Capital Investors Equity Class A AMP0683AU AMP Capital Investors - Future Directions International Share WT Units NML0340AU AMP Capital Investors - Global Equity Growth AMP0686AU AMP Capital Investors Global Property Securities AMP0974AU AMP Capital Investors Global Property Securities Class A AMP1073AU AMP Capital Investors - Global Property Securities Private Client Units AMP0574AU AMP Capital Investors - High Growth accept any further shares. Please contact us to ascertain if this stock is still available for lending against. NAB Equity Lending Telephone

10 APIR Code Name Security AMP0268AU AMP Capital Investors - International Bond AMP0254AU AMP Capital Investors International Bond Class A AMP0269AU AMP Capital Investors - Listed Prop AMP02AU AMP Capital Investors Listed Prop Class A AMP0249AU AMP Capital Investors - Managed Treasury GIO0001AU AMP Capital Investors Monthly Income No. 1 GIO0002AU AMP Capital Investors Monthly Income No. 2 GIO0003AU AMP Capital Investors Monthly Income No. 3 AMP0577AU AMP Capital Investors - Small Companies AMP0446AU AMP Capital Investors Small Companies Class A AMP1077AU AMP Capital Investors - Small Companies Private Clients AMP04AU AMP Capital Investors - Sustainable Future Australian Share AMP0449AU AMP Capital Investors Sustainable Future Australian Share Class A AMP0453AU AMP Capital Investors - Sustainable Future Balanced Growth AMP0452AU AMP Capital Investors Sustainable Future Balanced Growth Class A AMP0456AU AMP Capital Investors - Sustainable Future International Share AMP04AU AMP Capital Investors Sustainable Future International Share Class A AMP0279AU AMP Capital Investors - Wholesale Australian Bond NML0061AU AMP Capital Investors - Wholesale Australian Equity Value AMP0273AU AMP Capital Investors - Wholesale Australian Share AMP0258AU AMP Capital Investors Wholesale Australian Share Class A NML0018AU AMP Capital Investors - Wholesale - Cash Management NML0318AU AMP Capital Investors - Wholesale Global Equity Growth NML0348AU AMP Capital Investors- Wholesale Global Equity Value AMP0856AU AMP Capital Investors Wholesale Value Plus Australian Share NML0569AU AMP Capital Generations - AMP Capital Cash Management AMP0011AU AMP Flexible Lifetime Investments Australian Bond EF Original Series AMP0013AU AMP Flexible Lifetime Investments Balanced Growth AMP0016AU AMP Flexible Lifetime Investments Blue Chip APIR Code Name Security AMP0139AU AMP Flexible Lifetime Investments Capital Bond (IS fees) AMP0012AU AMP Flexible Lifetime Investments Conservative AMP0018AU AMP Flexible Lifetime Investments Equity AMP0693AU AMP Flexible Lifetime Investments Future Directions Australian Bond AMP0854AU AMP Flexible Lifetime Investments Future Directions Australian Share AMP0015AU AMP Flexible Lifetime Investments Future Directions Australian Share (original) AMP0690AU AMP Flexible Lifetime Investments Future Directions Balanced AMP0688AU AMP Flexible Lifetime Investments Future Directions Conservative AMP0691AU AMP Flexible Lifetime Investments Future Directions Growth AMP0694AU AMP Flexible Lifetime Investments Future Directions International Bond AMP0017AU AMP Flexible Lifetime Investments Future Directions International Share (original) AMP08AU AMP Flexible Lifetime Investments Future Directions International Share AMP0689AU AMP Flexible Lifetime Investments Future Directions Moderately Conservative AMP0141AU AMP Flexible Lifetime Investments High Growth AMP0014AU AMP Flexible Lifetime Investments Property Securities AMP0019AU AMP Flexible Lifetime Investments Small Companies AMP0448AU AMP Flexible Lifetime Investments Sustainable Future Australian Share AMP1394AU AMP Flexible Lifetime Investments S2 - AMP Equity AMP1410AU AMP Flexible Lifetime Investments S2 Future Directions Australian Share NML0004AU AXA Australia Industrials NML0339AU AXA Generations Alliance Growth Australian Equity NML0019AU AXA Wholesale Australian Diversified Property Securities NML0144AU AXA Wholesale Australian Equity - Growth NML0143AU AXA Wholesale Australian Equity Industrials ANTARES CAPITAL PARTNERS LIMITED Antares Cash Class A 80 PPL0010AU Antares Core Opportunities Model PPL0002AU Antares Dividend Builder NAB Equity Lending Telephone

11 APIR Code Name Security PPL0011AU Antares Dividend Builder Model (Direct SMA) PPL0115AU Antares Elite Opportunities (Professional Selection) PPL0108AU Antares High Growth Shares (Personal Choice) PPL0028AU Antares Income NFS0209AU PPL0110AU PPL0106AU PPL0107AU ANTARES SMA Antares Listed Property (Professional Selection) Antares Australian Equities (Professional Selection) Antares High Growth Shares (Professional Selection) Antares Small Companies (Professional Selection) NUN0051AU Antares Blue Chip Top 20 NUN0054AU Antares Core Opportunities NUN0052AU Antares Dividend Builder APN FUNDS MANAGEMENT LIMITED APN0008AU APN A-REIT AURORA FUNDS MANAGEMENT LIMITED AFM0004AU Barclays Corals Commodities AUSBIL DEXIA LIMITED AAP0103AU AUSBIL Australian Active Equity AAP0104AU AUSBIL Australian Emerging Leaders 65 AAP0101AU AUSBIL Balanced AAP0007AU AUSBIL MicroCap AUSBIL DEXIA LIMITED SMA NUN00AU AUSTOCK LIFE LIMITED Austock Imputation Bond Ausbil Australian Concentrated Equity SMA ALL0004AU Macquarie Treasury 85 ALL0016AU Tyndall Australian Bond ALL0017AU UBS Diversified Credit ALL0008AU Tyndall International Bond ALL0018AU MLC Wholesale Property Securities ALL0021AU AMP Capital Global Property Securities ALL0006AU Dimensional Australian Value & Tyndall Australian Share Wholesale ALL0003AU Fairview Equity Partners Emerging Companies ALL0005AU Aberdeen Actively Hedged International Equities ALL0015AU Lazard Global Small Cap ALL0014AU Sectoral Blend ALL0019AU Vanguard Australian Shares Index ALL0020AU Vanguard International Shares Index (Hedged) APIR Code Name Security ALL0025AU Vanguard Australian Fixed Interest Index ALL0026AU Vanguard Property Securities Index ALL0007AU Schroder Hybrid Securities ALL0002AU Mutual Leaders Australian Shares ALL0028AU Mutual Diversified Term Deposits 90 ALL0009AU Perpetual Wholesale Australian Shares ALL0011AU Perpetual Wholesale Geared Australian ALL0012AU Perpetual Wholesale International Share ALL0010AU Perpetual Wholesale Balanced Growth ALL0024AU Perpetual Wholesale Industrial ALL0023AU Perpetual Wholesale Ethical SRI ALL0022AU MLC Wholesale Horizon 4 Balanced ALL0027AU MLC Wholesale Income Builder ALL0030AU Dimensional Multi-Factor Growth AUSTRALIAN ETHICAL INVESTMENTS LTD AUG0001AU Australian Ethical Balanced AUG0002AU Australian Ethical Small Companies AUG0004AU Australian Ethical Large Companies Share AUSTRALIAN UNITY AUS0108AU Australian Unity - Acorn Capital Wholesale Microcap AUS0115AU Australian Unity - Acorn Microcap AUS0029AU Australian Unity - AUI Platypus Australian Equities Retail Units AUS0030AU Australian Unity - AUI Platypus Australian Equities Wholesale GEM0113AU Australian Unity - Property Securities Growth GEM0111AU Australian Unity - Property Securities Ordinary AUS0009AU Australian Unity - Strategic Fixed Interest Wholesale Units AUS0035AU Australian Unity Wingate Global Equity Income Wholesale Units BENNELONG FUNDS MANAGEMENT LIMITED BFL0004AU BFL0010AU Bennelong ex-20 Australian Equities Bennelong Kardinia Absolute Return BLACKROCK INVESTMENT MANAGEMENT LIMITED MAL0072AU BlackRock Australian Equity Opportunities PWA0014AU BlackRock Australian Share PWA0015AU BlackRock Australian Share Plus PWA0013AU BlackRock Balanced NAB Equity Lending Telephone

12 APIR Code Name Security MAL0017AU BlackRock Global Allocation (Aust) (Class C) MAL0018AU BlackRock Global Allocation (Aust) (Class D) MAL0125AU BlackRock Global Small Cap (Class A) BGL0105AU BlackRock Indexed Australian Bond BGL0034AU BlackRock Indexed Australian Equity BGL0108AU BlackRock Indexed Australian Listed Property BGL0106AU BlackRock Indexed International Equity PWA0012AU BlackRock Managed Income MAL0104AU BlackRock Professional Investor Australian Share MAL0103AU BlackRock Professional Investor Balanced MAL0131AU BlackRock Professional Investor Hedged Global Small Cap (Class C) MAL0129AU BlackRock Professional Investor Global Small Cap (Class C) MAL0127AU BlackRock Retail Hedged Global Small Cap (Class A) BAR0814AU BlackRock Scientific Australian Equity BAR0813AU BlackRock Scientific Diversified Growth BAR0811AU BlackRock Scientific Diversified Stable BGL0045AU BlackRock Scientific Global Markets BGL0109AU BlackRock Scientific Hedged International Equity BAR0817AU BlackRock Scientific International Equity BGL0003AU BlackRock Scientific Wholesale Diversified PWA0823AU BlackRock Wholesale Australian Share PWA0822AU BlackRock Wholesale Balanced MAL0133AU BlackRock Wholesale Global Small Cap (Class D) MAL0135AU BlackRock Wholesale Hedged Global Small Cap (Class D) PWA0825AU BlackRock Wholesale International Bond PWA0821AU BlackRock Wholesale Managed Income BNP PARIBAS ARO0011AU Arnhem Australian Equity ARO0004AU BNP Paribas Asset Management Europe Equity ETL0041AU MFS Fully Hedged Global Equity MIA0001AU MFS Global Equity APIR Code Name Security ARO0006AU Carnegie WorldWide Equity BT FINANCIAL GROUP LTD RFA0021AU BT Classic Investment BT Active Balanced NEF BTA0043AU BT Classic Investment BT Balanced Returns BTA0185AU BT Classic Investment BT Balanced Returns NEF RFA0011AU BT Classic Investment BT Core Australian Share RFA0013AU BT Classic Investment BT Natural Resources BTA0012AU BT Classic Investment BT Split Growth BTA0011AU BT Classic Investment BT Split Income RFA0023AU BT Classic Investment BT Tax Effective Income NEF BTA0023AU BT Investment BT American Share BTA0026AU BT Investment BT Asian Share BTA0021AU BT Investment BT Australian Share BTA0002AU BT Investment BT Cash Management 85 RFA0030AU BT Investment BT Core Hedged Global Share BTA0025AU BT Investment BT European Share RFA0002AU BT Investment BT Fixed Interest BTA0044AU BT Investment BT Future Goals RFA0019AU BT Investment BT Imputation BTA0042AU BT Investment BT Income Plus BTA0024AU BT Investment BT International WFS0091AU BT Investment BT Investors Mutual Australian Share BTA0077AU BT Investment Multi-manager Balanced BTA0079AU BT Investment Multi-manager Diversified Share BTA0080AU BT Investment Multi-manager Growth BTA0073AU BT Investment BT Partner Australian Shares Growth 1 BTA0074AU BT Investment BT Partner Australian Shares Value 1 BTA0051AU BT Investment BT Property Securities RFA0012AU BT Investment BT Smaller Companies BTA0127AU BT Investment BT Technology WFS0092AU BT Investment - Platinum International BTA0173AU BT Premier Premium Cash 80 BTA0129AU BT Premium Cash 80 BTA00AU BT Private Investment - BT Asset Selection NAB Equity Lending Telephone

13 APIR Code Name Security BTA0058AU BT Private Investment BT International Share BTA0064AU BT Private Investment BT Select Australian Share RFA0815AU BT Wholesale Active Balanced BTA0100AU BT Wholesale American Share BTA0054AU BT Wholesale Asian Share BTA00AU BT Wholesale Australian Share BTA0806AU BT Wholesale Balanced Returns BTA0805AU BT Wholesale Conservative Outlook RFA0818AU BT Wholesale Core Australian Share RFA0821AU BT Wholesale Core Global Share RFA0031AU BT Wholesale Core Hedged Global Share RFA0811AU BT Wholesale Ethical Conservative RFA0025AU BT Wholesale Ethical Share BTA0124AU BT Wholesale European Share RFA0813AU BT Wholesale Fixed Interest BTA0125AU BT Wholesale Future Goals RFA0051AU BT Wholesale Global Property Securities RFA0103AU BT Wholesale Imputation BTA0056AU BT Wholesale International Share BTA0130AU BT Wholesale Japanese Share RFA0817AU BT Wholesale Property Investment BTA0061AU BT Wholesale Property Securities RFA0059AU BT Wholesale Focus Australian Share RFA0061AU BT Wholesale Microcap Opportunities BTA0245AU BT Wholesale Partner International Shares Value 1 WFS0409AU BT Wrap Essentials - Fidelity Australian Equities WFS0413AU BT Wrap Essentials - Colonial First State Global Resources CALEDONIA (PRIVATE) INVESTMENTS PTY LIMITED Caledonia (Series A) Caledonia (Series B) Caledonia (Series C) Caledonia (Series D) Caledonia Zillow CELESTE FUNDS MANAGEMENT LIMITED VIM0001AU Celeste Australian Equity FAM0101AU Celeste Australian Small Companies CERTITUDE GLOBAL INVESTMENTS LIMITED APIR Code Name Security HFL0014AU GaveKal Asian Opportunities HFL0108AU LHP Global Long/Short 40 HFL0032AU Threadneedle Global Equity Income (Unhedged) CHALLENGER RETIREMENT AND INVESTMENT SERVICES PTY LTD HOW0093AU MLT0002AU HOW0056AU MLT0005AU MLT0001AU MLT0006AU MLT0007AU CLEARVIEW LIMITED Challenger Guaranteed Income 5. cents p.a. 30 June 2016 Challenger Guaranteed Income 4. cents p.a. 30 June 2016 Challenger Guaranteed Income 7. cents p.a. 30 June 2017 Challenger Guaranteed Income 4. cents p.a. 30 September 2017 Challenger Guaranteed Income 5.30 cents p.a. 30 September 2017 Challenger Guaranteed Income 4.85 cents p.a. 30 September 2018 Challenger Guaranteed Income 5.15 cents p.a. 31 March 2020 NRM0007AU ClearView Managed Investment Australian Shares Growth COLONIAL FIRST STATE INVESTMENTS LTD FSF0014AU CFS Australian Share FSF0006AU CFS Balanced FSF0198AU CFS Balanced NEF FSF0032AU CFS Cash 80 CML0001AU CFS Cash Management 85 FSF0021AU CFS Conservative FSF0197AU CFS Conservative NEF FSF0035AU CFS Developing Companies FSF0022AU CFS Diversified FSF0199AU CFS Diversified NEF FSF0007AU CFS Future Leaders FSF0169AU CFS Geared Global Share FSF0044AU CFS Geared Share FSF0145AU CFS Global Health & Biotech FSF0041AU CFS Global Resources FSF0048AU CFS Global Share FSF0144AU CFS Global Technology & Communication FSF0077AU CFS High Growth FSF0013AU CFS Imputation FSF0202AU CFS Imputation NEF FSF0001AU CFS Premier Cash Management 85 FSF0012AU CFS Property Securities FSF0211AU CFS Property Securities NEF FSF0418AU CFS FirstChoice Inv Integrity Australian Share No 2 FSF0724AU CFS FirstChoice Inv Acadian Global Equity FSF0237AU CFS FirstChoice Inv Ausbil Australian Active Equity FSF0234AU CFS FirstChoice Inv BlackRock Australian Share FSF0258AU CFS FirstChoice Inv BT Active NAB Equity Lending Telephone

14 APIR Code Name Security Balanced FSF0241AU CFS FirstChoice Inv BT Core Australian Share FSF02AU CFS FirstChoice Inv BT Property Investment FSF0248AU CFS FirstChoice Inv Capital International Global Share FSF0090AU CFS FirstChoice Inv CFS Geared Australian Share - Core FSF0238AU CFS FirstChoice Inv CFS Australian Share Core FSF0254AU CFS FirstChoice Inv CFS Balanced FSF0228AU CFS FirstChoice Inv CFS Cash 80 FSF0257AU CFS FirstChoice Inv CFS Conservative FSF0261AU CFS FirstChoice Inv CFS Diversified FSF0229AU CFS FirstChoice Inv CFS Diversified Fixed Interest FSF0089AU CFS FirstChoice Inv CFS Future Leaders FSF0264AU CFS FirstChoice Inv CFS Geared Share FSF0244AU CFS FirstChoice Inv CFS Global Resources FSF0242AU CFS FirstChoice Inv CFS Global Share FSF0263AU CFS FirstChoice Inv CFS High Growth FSF0232AU CFS FirstChoice Inv CFS Imputation FSF0233AU CFS FirstChoice Inv CFS Index Australian Share FSF0243AU CFS FirstChoice Inv CFS Index Global Share FSF0810AU CFS FirstChoice Inv CFS Index Global Share - Hedged FSF0662AU CFS FirstChoice Inv CFS Index Property Securities FSF0251AU CFS FirstChoice Inv CFS Property Securities FSF0666AU CFS FirstChoice Inv - Colliers Global Property Securities FSF0220AU CFS FirstChoice Inv FC Australian Shares FSF0410AU CFS FirstChoice Inv FC Australian Small Companies FSF0094AU CFS FirstChoice Inv FC Boutique Australian Shares FSF0221AU CFS FirstChoice Inv FC Global Shares FSF0226AU CFS FirstChoice Inv FC High Growth FSF02AU CFS FirstChoice Inv FC Multi-Index Balanced FSF02AU CFS FirstChoice Inv FC Multi-Index Conservative FSF0222AU CFS FirstChoice Inv FC Property Securities FSF0236AU CFS FirstChoice Inv ING Australian Share APIR Code Name Security FSF0252AU CFS FirstChoice Inv ING Balanced FSF0408AU CFS FirstChoice Inv Integrity Australian Share FSF0092AU CFS FirstChoice Inv Investors Mutual Australian Share FSF0239AU CFS FirstChoice Inv Maple-Brown Abbott Imputation FSF0247AU CFS FirstChoice Inv MFS Global Equity FSF0259AU CFS FirstChoice Inv Perpetual Balanced Growth FSF0235AU CFS FirstChoice Inv Perpetual Industrial Share FSF0246AU CFS FirstChoice Inv Perpetual International Share FSF0262AU CFS FirstChoice Inv Perpetual Split Growth FSF0409AU CFS FirstChoice Inv Platinum International Shares FSF0980AU CFS FirstChoice Inv - Realindex RAFI Australian Share FSF0249AU CFS FirstChoice Inv RREEF Property Securities FSF0240AU CFS FirstChoice Inv Schroder Australian Equity FSF0787AU CFS FirstChoice Wholesale Inv Acadian Wholesale Australian Equity FSF0789AU CFS FirstChoice Wholesale Inv - Acadian Wholesale Australian Equity Long Short FSF04AU CFS FirstChoice Wholesale Inv Ausbil Wholesale Australian Active Equity FSF0483AU CFS FirstChoice W'sale - AMP Capital Wholesale Global Equity - Value FSF0457AU CFS FirstChoice Wholesale Inv BlackRock Wholesale Australian Share FSF0463AU CFS FirstChoice Wholesale Inv BT Wholesale Core Australian Share FSF03AU CFS FirstChoice Wholesale Inv BT Wholesale Property Investment FSF0481AU CFS FirstChoice Wholesale Inv Capital International Wholesale Global Share FSF0453AU CFS FirstChoice Wholesale Inv CFS Wholesale Geared Australian Share - Core CFM0404AU CFS FirstChoice Wholesale Inv CFS Wholesale Australian Share Core FSF0039AU CFS FirstChoice Wholesale Inv CFS Wholesale Diversified Fixed Interest FSF0961AU CFS FirstChoice Wholesale Inv CFS Wholesale Equity Income FSF0469AU CFS FirstChoice Wholesale Inv CFS Wholesale Future Leaders FSF0043AU CFS FirstChoice Wholesale Inv CFS Wholesale Geared Share FSF0652AU CFS FirstChoice Wholesale Inv CFS Wholesale Index Australian Share NAB Equity Lending Telephone

15 APIR Code Name Security FSF0654AU CFS FirstChoice Wholesale Inv CFS Wholesale Index Global Share FSF06AU CFS FirstChoice Wholesale Inv CFS Wholesale Index Property Securities FSF0454AU CFS FirstChoice Wholesale Inv - Colliers Global Property Securities FSF0485AU CFS FirstChoice Wholesale Inv FC Wholesale Australian Share FSF02AU FSF0456AU FSF0489AU FSF0490AU FSF0499AU FSF0476AU FSF0471AU FSF01AU CFS FirstChoice Wholesale Inv FC Wholesale Australian Small Companies CFS FirstChoice Wholesale Inv FC Wholesale Boutique Australian Share CFS FirstChoice Wholesale Inv FC Wholesale Global Share CFS FirstChoice Wholesale Inv FC Wholesale Growth CFS FirstChoice Wholesale Inv FC Wholesale High Growth CFS FirstChoice Wholesale Inv FC Wholesale Multi-Index Balanced CFS FirstChoice Wholesale Inv FC Wholesale Multi-Index Conservative CFS FirstChoice Wholesale Inv FC Wholesale Property Securities FSF0790AU CFS FirstChoice Wholesale Inv - Fidelity Wholesale Australian Equities FSF1008AU CFS FirstChoice Wholesale Inv FirstRate Wholesale Saver A FSF01AU CFS FirstChoice Wholesale Inv Geared Global Share FSF0459AU CFS FirstChoice Wholesale Inv ING Wholesale Australian Share FSF0472AU CFS FirstChoice Wholesale Inv ING Wholesale Balanced FSF0464AU CFS FirstChoice Wholesale Inv Integrity Wholesale Australian Share FSF0465AU CFS FirstChoice Wholesale Inv - Investors Mutual Wholesale Australian Share FSF1198AU CFS FirstChoice Wholesale Inv Magellan Wholesale Global Share FSF0461AU CFS FirstChoice Wholesale Inv Maple-Brown Abbott Wholesale Imputation FSF0480AU CFS FirstChoice Wholesale Inv MFS Wholesale Global Equity FSF0467AU CFS FirstChoice Wholesale Inv - Perennial Value Wholesale Australian Share FSF04AU CFS FirstChoice Wholesale Inv Perpetual Wholesale Balanced Growth FSF0458AU CFS FirstChoice Wholesale Inv Perpetual Wholesale Industrial Share FSF0479AU CFS FirstChoice Wholesale Inv Perpetual Wholesale International Share 80 APIR Code Name Security FSF0477AU CFS FirstChoice Wholesale Inv Perpetual Wholesale Split Growth FSF05AU CFS FirstChoice Wholesale Inv Platinum Wholesale International Shares FSF04AU CFS FirstChoice Wholesale Inv RREEF Wholesale Property Securities FSF0079AU CFS FirstChoice Wholesale Inv - Integrity Wholesale Australian Share No.2 FSF0978AU CFS Realindex RAFI Australian Small Companies Class A FSF0974AU CFS Realindex RAFI Global Share Class A FSF09AU CFS Realindex RAFI Global Share Hedged Class A FSF0976AU CFS Realindex RAFI Australian Share Class A FSF1015AU CFS Realindex RAFI Wholesale Australian Share FSF1017AU CFS Realindex RAFI Wholesale Global Share FSF1018AU CFS Realindex RAFI Wholesale Global Share Hedged FSF0027AU CFS Wholesale Australian Bond FSF0002AU CFS Wholesale Australian Share FSF0040AU CFS Wholesale Balanced FSF00AU CFS Wholesale Cash 80 FSF0033AU CFS Wholesale Conservative FSF0008AU CFS Wholesale Diversified FSF0084AU CFS Wholesale Global Credit Income FSF0146AU CFS Wholesale Global Health & Biotech FSF0038AU CFS Wholesale Global Resources FSF0698AU CFS Wholesale Global Resources Long Short FSF0047AU CFS Wholesale Global Share FSF0143AU CFS Wholesale Global Technology & Communication FSF0498AU CFS Wholesale High Growth FSF0003AU CFS Wholesale Imputation FSF0076AU CFS Wholesale Industrial Share FSF0016AU CFS Wholesale Leaders FSF0004AU CFS Wholesale Property Securities CMI0111AU CFS Wholesale Small Companies Core COMMONWEALTH FUNDS MANAGEMENT COM0033AU Commonwealth Property Securities CONCISE ASSET MANAGEMENT LIMITED CAM0001AU Concise Mid Cap COOPER INVESTORS PTY LIMITED CI Brunswick NAB Equity Lending Telephone

16 APIR Code Name Security DENNING PRYCE PTY LIMITED DPR0001AU Denning Pryce Equity Income DEUTSCHE ASSET MANAGEMENT (AUST) LTD MGL0004AU DWS Global Equity Thematic MGL0010AU MGL0011AU PAL0002AU DFA AUSTRALIA LIMITED RREEF Global (Ex-Australian) Securities RREEF Global Property Securities RREEF Paladin Property Securities DFA0003AU Dimensional Australian Core Equity DFA0103AU Dimensional Australian Large Company DFA0104AU Dimensional Australian Small Company DFA0101AU Dimensional Australian Value DFA0108AU Dimensional Diversified Fixed Interest AUD Units DFA0107AU Dimensional Emerging Markets DFA0028AU Dimensional Global Bond DFA0004AU Dimensional Global Core Equity DFA0009AU Dimensional Global Core Equity AUD Hedged Class DFA0105AU Dimensional Global Large Company DFA0005AU Dimensional Global Real Estate DFA0106AU Dimensional Global Small Company DFA0102AU Dimensional Global Value DFA0029AU Dimensional Multi-Factor Growth DFA0100AU Dimensional Short Term Fixed Interest DFA0002AU Dimensional Two Year Diversified Fixed Interest DRESDNER RCM LIMITED THO0003AU ELEY GRIFFITHS GROUP EGG0001AU EQUITY TRUSTEES LIMITED Dresdner RCM International Equities Eley Griffiths Group Small Companies ETL0091AU Alpha Australian Blue Chip ETL0092AU Alpha Australian Small Companies ETL0093AU Alpha Enhanced Yield ETL0094AU Alpha Global Opportunities ETL0095AU Alpha Property Securities ETL0081AU AV Chindia Opportunities ETL0096AU Donaldson Burston International Series THS Partners Global Equity ETL0101AU EQT Cash Management APIR Code Name Security ETL0057AU EQT Intrinsic Value International Sharemarkets Plus ETL0108AU EQT SGH Property Income ETL0374AU EQT SGH ICE Professional Investor ETL0005AU EQT SGH LaSalle Global Listed Property Securities ETL0109AU EQT Small Companies ETL0118AU EQT Wholesale Small Companies ETL0119AU EQT SGH Wholesale Property Income ETL0389AU Evans and Partners Australian Buy- Write ETL0390AU Evans and Partners International ETL0391AU Evans and Partners International Hedged ETL0015AU PIMCO EQT Wholesale Australian Bond ETL0182AU PIMCO EQT Wholesale Australian Focus ETL0016AU PIMCO EQT Wholesale Diversified Fixed Interest ETL0017AU PIMCO EQT Wholesale Emerging Markets Bond ETL0018AU PIMCO EQT Wholesale Global Bond ETL0019AU PIMCO EQT Wholesale Global Credit ETL0114AU PIMCO Global Credit ETL0042AU SGH20 ETL0071AU T.Rowe Price Global Equity EVANS & PARTNERS MANAGED ACCOUNTS EAPAUEQ Evans and Partners Australian Equities Growth EAPINC Evans and Partners Australian Equities Income EAPPDFI Evans and Partners Diversified Income EAPGLEQ Evans and Partners Global Equities Core EAPINTF Evans and Partners International Focus FAIRVIEW EQUITY PARTNERS ANT0002AU FIDANTE PARTNERS LIMITED Fairview Equity Partners Emerging Companies HOW0019AU Alphinity Australian Equity HOW0122AU Alphinity Australian Share EQI0001AU Alphinity Concentrated Australian Share PAM0001AU Alphinity Wholesale Australian Share HOW0026AU Alphinity Wholesale Concentrated Australian Share CSA0045AU Bentham Professional Global Income NAB Equity Lending Telephone

17 APIR Code Name Security CSA0038AU Bentham Wholesale Global Income CSA0102AU Bentham Wholesale High Yield WAR0012AU Five Oceans Asian Share HOW0032AU Five Oceans Wholesale World HOW0034AU Greencape Wholesale Broadcap HOW0035AU Greencape Wholesale High Conviction HOW0052AU Kapstream Wholesale Absolute Return Income HOW0036AU Kinetic Wholesale Emerging Companies WAR0002AU Merlon Australian Equity Income (CNA) HBC0011AU Merlon Wholesale Australian Share Income HBC0010AU Metisq Wholesale Global Emerging Markets HOW0017AU NovaPort Smaller Companies HOW0027AU NovaPort Wholesale Microcap HOW0016AU NovaPort Wholesale Smaller Companies HOW0020AU Orion Wholesale Australian Share CSA0115AU SG Hiscock Professional Property WAR0005AU SG Hiscock Property Securities CRS0007AU SG Hiscock Wholesale Property HBC0008AU SG Hiscock Wholesale Property Securities HOW0053AU Wavestone Wholesale Australian Equity Long/Short 40 FIDELITY FID0008AU Fidelity Australian Equities FID0011AU Fidelity China FID0007AU Fidelity Global Equities FID0015AU Fidelity India FIDUCIAN PORTFOLIO SERVICES LIMITED FPS0001AU Fiducian Capital Safe 80 FRANKLIN TEMPLETON INVESTMENTS AUSTRALIA LIMITED FRT0004AU Templeton Global Equity GMO AUSTRALIA LIMITED GMO0103AU GMO Global Equity GMO0006AU GMO Systematic Global Macro Class B GOLDMAN SACHS AUSTRALIA MANAGED FUNDS LIMITED JBW0114AU Goldman Sachs Australian Equities JBW0116AU Goldman Sachs Diversified Growth NEF JBW0007AU Goldman Sachs Emerging Leaders JBW0118AU Goldman Sachs Enhanced Income JBW0102AU Goldman Sachs Global Small Companies JBW0012AU Goldman Sachs International JBW0117AU Goldman Sachs International NEF APIR Code Name Security JBW0011AU Goldman Sachs Leaders JBW0052AU Goldman Sachs Premier Australian Equities JBW0009AU Goldman Sachs Wholesale Australian Equities JBW0010AU Goldman Sachs Wholesale Emerging Leaders JBW0018AU Goldman Sachs Wholesale Enhanced Income JBW0103AU Goldman Sachs Wholesale Global Small Companies JBW0016AU Goldman Sachs Wholesale Income Plus JBW0014AU Goldman Sachs Wholesale International GOLDMAN SACHS & PARTNERS AUSTRALIA CAPITAL MARKETS LIMITED MANAGED ACCOUNTS JPL0002AU JPL0001AU Ausbil Dexia Limited Large Cap Ausbil Dexia Limited Small/Mid Cap 65 Australian Equity Australian Equity Income Australian Listed Property Australian Socially Responsible Equity Income Goldman Sachs Global Equity Partners 65 Herschel Asset Management Manged s Alternative Strategies Managed s Australian Equity Core Managed s Australian Equity Satellite Managed s Bennelong ex-20 Australian Equities Managed s Fixed Income Managed s Global Equity Core Managed s Global Equity Core Hedged Managed s Global Equity Satellite Managed s Global Listed Property Perennial Value Management Premier Equity Quest Asset Partners WaveStone Capital JBWere SMA - Intermediary Growth JBWere SMA - Intermediary Income GOLDMAN SACHS JB WERE ASSET MANAGEMENT LIMITED SMA NUN0056AU GS JBWere Core Australian Equities SMA NAB Equity Lending Telephone

18 APIR Code Name Security GRANT SAMUEL FUND SERVICES LIMITED GSF0001AU GSF0002AU HUNTER HALL LTD Grant Samuel Epoch Global Equity Shareholder Yield Hedged Grant Samuel Epoch Global Equity Shareholder Yield Unhedged HHA0001AU Hunter Hall Australian Value HHA0002AU Hunter Hall Global Ethical HOW0002AU Hunter Hall Value Growth HYPERION ASSET MANAGEMENT LIMITED BNT0003AU Hyperion Australian Growth Companies IBBOTSON ASSOCIATES AUSTRALIA LIMITED INT0040AU Ibbotson High Growth Plus INTEGRITY INVESTMENT MANAGEMENT AUSTRALIA LIMITED ITG0001AU Integrity Australian Share INVESCO AUSTRALIA LTD CNA0005AU INVESCO Australian Share CNA0013AU INVESCO Protected Growth GTU0009AU INVESCO Wholesale Asian Share CNA0817AU INVESCO Wholesale Australian Fixed Interest CNA0811AU INVESCO Wholesale Australian Share CNA0812AU INVESCO Wholesale Australian Smaller Companies GTU0096AU Invesco Wholesale Australian Smaller Companies - Class R CNA0806AU INVESCO Wholesale Diversified Growth GTU0097AU Invesco Wholesale Diversified Growth - Class R CNA0805AU INVESCO Wholesale Protected Growth INVESTORS MUTUAL LTD IML0002AU Investors Mutual Australian Share IML0001AU Investors Mutual Australian Smaller Companies IML0003AU Investors Mutual Future Leaders IML0004AU Investors Mutual Industrial Share IML0006AU Investors Mutual Small Cap IOOF LTD PIM0002AU IOOF Cash Management 85 IOF0013AU IOOF Flexi Balanced IOF0107AU IOOF Flexi - Balanced NEF IOF00AU IOOF Flexi - Cash & Income IOF0212AU IOOF Flexi - Perennial Value Shares IOF0202AU IOOF/Perennial Flexi - Socially Responsive Shares APIR Code Name Security IOF0113AU Perennial Australian Fixed Interest IOF0111AU Perennial Cash Enhanced 80 IOF0047AU Perennial Cash Enhanced Wholesale 80 IOF0046AU Perennial Fixed Interest Wholesale IOF0081AU Resolution Capital Global Property Securities (Hedged) Series II IOF0201AU Perennial Growth Australian Shares IOF0048AU Perennial Growth Shares Wholesale IOF0213AU Perennial International Equities IOF0117AU Perennial Socially Responsive Shares IOF0145AU Perennial Tactical Income 80 IOF0200AU Perennial Value Australian Shares IOF0078AU Perennial Value Shares for Income IOF0206AU Perennial Value Shares Wholesale IOF0214AU Perennial Value Smaller Companies IOOF LTD SMA NUN0053AU Perennial Value Shares for Income SMA NUN0057AU Perennial Growth Shares SMA IPAC ASSET MANAGEMENT LIMITED IPA0049AU IPAC Pathways 95 NMM0109AU SUMMIT Select - Active Growth Units NMM0113AU SUMMIT Select Passive Balanced Units NMM0114AU SUMMIT Select - Passive Growth Units NMM0115AU SUMMIT Select - Passive High Growth Units IRONBARK FUNDS MANAGEMENT (RE) LTD DEU0109AU PAT0002AU Ironbark Global Diversified Alternatives Ironbark Karara Australian Small Companies K2 ASSET MANAGEMENT PTY LTD KAM0100AU K2 Asian Absolute Return KAM0101AU K2 Australian Absolute Return ETL0046AU LAZARD INVESTMENTS LTD K2 Select International Absolute Return LAZ0003AU Lazard Emerging Markets I Class LAZ0002AU Lazard Global Small Cap (I Class) LAZ0012AU Lazard Global Small Cap (W Class) NAB Equity Lending Telephone