Escala Investment Account Approved Products List

Transcription

1 5 June 2015 Escala Investment Account Approved Products List

2 The Escala Approved Products List ( Approved Products List ) is issued by Powerwrap Limited ABN , AFSL ) a registered Managed Investment Scheme under the Corporations Act (Cth) 2001 (ARSN ). The information should be read in conjunction with the Escala Investment Account Product Disclosure Statement (PDS) dated 25 July 2014, The information contained in this Approved Products List is general information only and does not take into account your personal objectives, financial situation and/or needs. Before you make an investment decision it is recommended you obtain professional financial advice from your Financial Adviser tailored to your personal circumstances. If you would like to request a printed copy of this Investment List, please contact your Financial Adviser or the Promoter; copies will be provided free of charge. Responsible Entity and Promoter Powerwrap Limited ABN AFSL Level 14, 565 Bourke Street MELBOURNE VIC 3000 Phone: (03) Fax: (03)

3 Each of the funds listed below have their own product Disclosure Statement. You must obtain and read a copy of the Product Disclosure Statements for all managed funds in which you choose to invest. Managed Funds AAP0002AU AAP0007AU AAP0103AU AAP0104AU ADV0045AU ADV0046AU ADV0049AU ADV0050AU ADV0078AU ADV0091AU AFM0005AU AJF0804AU AMP0254AU AMP0449AU AMP0452AU AMP0455AU AMP0974AU AMP1015AU AMP1151AU AMP1179AU AMR0001AU ANZ0212AU APN0008AU APN0016AU APZ0003AU ARO0006AU ARO0011AU ARO0019AU AUG0001AU AUG0018AU AUG0019AU AUS0009AU AUS0030AU AUS0037AU AUS0108AU AUSBIL AUSTRALIAN GEARED EQUITY AUSBIL MICROCAP FUND AUSBIL AUSTRALIAN ACTIVE EQUITY AUSBIL AUSTRALIAN EMERGING LEADERS ADVANCE AUSTRALIA SHR MULTI-BLEND WHOLESALE MAPLE-BROWN ABBOTT IMPUTATION WHOLESALE ADVANCE DEFENSIVE MULTI-BLEND WHOLESALE ADVANCE BALANCED MULTI-BLEND WHOLESALE MAPLE-BROWN ABBOTT AUSTRALIAN GEARED EQUITY WHOLESALE ADVANCE MODERATE MULTI-BLEND WHOLESALE AURORA FORTITUDE ABSOLUTE RETURN ONEPATH WHOLESALE AUSTRALIAN SHARE TRUST AMP CAPITAL INTERNATIONAL BOND A AMP CAPITAL SUSTAINABLE SHARE A AMP CAPITAL RESPONSIBLE INVESTMENT LEADERS BAL A AMP CAPITAL RESPONSIBLE INVESTMENT LEADERS INTERNATIONAL SHARE A AMP CAPITAL GLOBAL PROPERTY SECURITIES A AMP CAPITAL CORE PROPERTY A AMP CAPITAL RESPONSIBLE INVESTMENT LEADERS AUSTRALIAN SHARE FUND A AMP CAPITAL CORE INFRASTRUCTURE FUND ASCALON H3 COMMODITIES FUND ONEPATH WS DIVERSIFIED FIXED INTEREST APN AREIT FUND APN UNLISTED PROPERTY ASPEN PARKS WHOLESALE PROP CARNEGIE WORLDWIDE EQUITY TRUST ARNHEM AUSTRALIAN EQUITY ARNHEM LONG SHORT AUSTRALIAN EQUITY FUND AUSTRALIAN ETHICAL BALANCED TRUST AUSTRALIAN ETHICAL SMALLER COMPANIES B AUSTRALIAN ETHICAL LARGE COMPANIES B AUI VIANOVA STRATEGIC FIXED INT WHLS AUI PLATYPUS AUST EQUITIES WHOLESALE AUI HEALTHCARE PROPERTY TRUST A AUI ACORN CAPITAL MICROCAP TRUST W 2

4 Managed Funds AUS0112AU BAR0814AU BFL0004AU BFL0010AU BGL0045AU BPF0029AU BTA0061AU CFM0404AU CNA0811AU CNA0812AU COL0001AU CRM0008AU CRS0004AU CRS0005AU CSA0038AU CSA0046AU CSA0062AU CSA0130AU CSA0135AU DEU0109AU DFA0003AU DFA0004AU DFA0005AU DFA0006AU DFA0007AU DFA0008AU DFA0009AU DFA0015AU DFA0100AU DFA0101AU DFA0102AU DFA0103AU DFA0104AU DFA0105AU DFA0106AU DFA0107AU DFA0108AU ECL0007AU EGG0001AU EQI0015AU EQI0028AU ETL0005AU ETL0016AU AUTRALIAN UNITY WHOLESALE HEALTHCARE PROPERTY BLACKROCK SCIENTIFIC AUSTRALIAN EQUITY FUND BENNELONG EX-20 AUSTRALIAN EQUITIES BENNELONG KARDINIA ABSOLUTE RETURN BLACKROCK SCIENTIFIC GLOBAL MARKETS FUND GLOBAL MINING INVESTMENT TRUST BT PROPERTY SECURITIES W CFS WHOLESALE AUSTRALIAN SHARE-CORE INVESCO WS AUSTRALIAN SHARE INVESCO W AUST SMALLER COMPANIES MAXIM PROPERTY SECURITIES FUNDS CROMWELL PHOENIX PROPERTY SECURITIES ABERDEEN AUSTRALIAN FIXED INCOME ABERDEEN ACTIVELY HEDGED INT EQUITIES BENTHAM WHOLESALE GLOBAL INCOME BENTHAM WHOLESALE SYNDICATED LOAN ABERDEEN DIVERSIFIED FIXED INTEREST ABERDEEN INCOME FOCUSED BOND ABERDEEN INTERNATIONAL EQUITY IRONBARK GLOBAL DIVERSIFIED ALTERNATIVES FUND DIMENSIONAL AUSTRALIAN CORE EQUITY TRUST DIMENSIONAL GLOBAL CORE EQUITY TRUST DIMENSIONAL GLOBAL REAL ESTATE TRUST MOSAIC STRATEGIC GLOBAL PROPERTY TRUST MOSAIC STRATEGIC INTERNATIONAL EQUITY TRUST MOSAIC STRATEGIC AUSTRALIAN EQUITY TRUST DIMENSIONAL GLOBAL CORE EQUITY AUD HDG MOSAIC STRATEGIC FIXED INTEREST TRUST DIMENSIONAL SHORT TERM FIXED INTEREST DIMENSIONAL AUSTRALIAN VALUE TRUST DIMENSIONAL GLOBAL VALUE TRUST DIMENSIONAL AUST LARGE COMPANY TRUST DIMENSIONAL AUST SMALL COMPANY TRUST DIMENSIONAL GLOBAL LARGE COMPANY TRUST DIMENSIONAL GLOBAL SMALL COMPANY TRUST DIMENSIONAL EMERGING MARKETS TRUST DIMENSIONAL FIVE-YEAR DIVERSIFIED F/I ELLERSTON GEMS FUND CLASS B ELEY GRIFFITHS GROUP SMALL COMPANIES ABERDEEN INTERNATIONAL EQUITY ABERDEEN ASIAN OPPORTUNITIES EQT SGH LASALLE GLOBAL LISTED PROP SECS PIMCO EQT WS DIVERSIFIED FIXED INTEREST 3

5 Managed Funds ETL0018AU ETL0019AU ETL0020AU ETL0031AU ETL0032AU ETL0041AU ETL0042AU ETL0046AU ETL0071AU ETL0108AU ETL0109AU ETL0119AU ETL0130AU ETL0172AU ETL0182AU ETL0268AU FAM0101AU FID0007AU FID0008AU FID0015AU FRT0004AU FRT0011AU FRT0025AU FSF0003AU FSF0004AU FSF0004AU FSF0008AU FSF0033AU FSF0038AU FSF0043AU FSF0079AU FSF0084AU FSF0454AU FSF0486AU FSF0487AU FSF0488AU FSF0500AU FSF0502AU FSF0698AU FSF0908AU FSF0961AU FSF0976AU FSF1085AU GSF0001AU GSF0002AU PIMCO EQT WHOLESALE GLOBAL BOND PIMCO EQT WHOLESALE GLOBAL CREDIT FUND PIMCO EQT WHOLESALE GLOBAL REAL RETURN ABERDEEN CHINA OPPORTUNITIES ABERDEEN EMERGING OPPORTUNITIES MFS FULLY HEDGED GLOBAL EQUITY TRUST SGH20 K2 SELECT INTERNATIONAL RETURN T ROWE PRICE GLOBAL EQUITY FUND EQT SGH PROPERTY INCOME EQT SMALL COMPANIES EQT SGH WHOLESALE PROP INCOME STANDARD LIFE INVT S GLOBAL ABSOLUTE RETURN STRATEGIES MFS CONCENTRATED GLOBAL EQUITY TRUST PIMCO AUSTRALIAN FOCUS SWITA INTERNATIONAL ASSET ALLOCATION CELESTE AUSTRALIAN SMALL COMPANIES FIDELITY GLOBAL EQUITIES FIDELITY AUSTRALIAN EQUITIES FIDELITY INDIA TEMPLETON GLOBAL EQUITY FRANKLIN TEMPLETON MULTISECTOR BOND W FRANKLIN TEMPLETON GLOBAL AGGREGATE BOND FUND W CLASS CFS WHOLESALE IMPUTATION CFS WHOLESALE PROPERTY SECURITIES CFS WHOLESALE PROPERTY SECURITIES CFS WHOLESALE DIVERSIFIED CFS WHOLESALE CONSERVATIVE CFS WHOLESALE GLOBAL RESOURCES CFS WHOLESALE GEARED SHARE CFS FC WS INV-INTEGRITY W AUS SHR-NO.2 CFS WHOLESALE GLOBAL CREDIT INCOME COLONIAL FIRST STATE WHOLESALE COLLIERS GLOBAL PROPERTY SECURITIES COLONIAL FIRST STATE FIRSTCHOICE CONSERVATIVE FUND COLONIAL FIRST STATE FIRSTCHOICE DEFENSIVE FUND COLONIAL FIRST STATE FIRSTCHOICE WHOLESALE FIXED INTEREST CFS FIRSTCHOICE WHOLESALE MODERATE FUND CFS FIRSTCHOICE WHOLESALE AUSTRALIAM SMALL COMPANY CFS WHOLESALE GLB RESOURCES LONG SHORT GENERATION WHOLESALE GLOBAL SHARE CFS WHOLESALE EQUITY INCOME REALINDEX AUSTRALIAN SHARE - CLASS A CFS WHOLESALE GLB EMERGING MKTS SELECT GRANT SAMUEL EPOCH GLBL EQ SHLD YLD HEDGED GRANT SAMUEL EPOCH GLBL EQ SHLD YLD UNHEDGED 4

6 Managed Funds GTU0008AU GTU0041AU GTU0102AU HBC0008AU HFL0014AU HHA0001AU HHA0002AU HHA0007AU HML0016AU HOW0002AU HOW0026AU HOW0032AU HOW0034AU HOW0052AU IML0002AU IML0003AU IML0005AU INT0044AU IOF0044AU IOF0046AU IOF0113AU INT0080AU INT0092AU IOF0046AU IOF0048AU IOF0145AU IOF0206AU IPL0001AU ITG0001AU JBW0009AU JBW0014AU JBW0018AU KAM0100AU KAM0101AU MAL0012AU MAL0018AU MAL0030AU MAL0072AU MAL0079AU MAL0135AU MAN0002AU MAN0008AU MAQ0061AU MAQ0063AU INVESCO WS GLOBAL MATRIX HEDGED INVESCO WS GLOBAL PROPERTY SEC HDGD A INVESCO W GLOBAL MATRIX UNHEDGED SG HISCOCK WHOLESALE PROPERTY SECURITIES CERTITUDE ASIAN OPPORTUNTIES FUND HUNTER HALL AUSTRALIAN VALUE TRUST HUNTER HALL GLOBAL ETHICAL TRUST HUNTER HALL GLOBAL DEEP GREEN TRUST UBS CLARION GLOBAL PROPERTY SECURITIES HUNTER HALL VALUE GROWTH TRUST ALPHINITY WS CONCENTRATED AUST SHARE FIVE OCEANS WHOLESALE WORLD FUND GREENCAPE WHOLESALE BROADCAP FUND KAPSTREAM WHOLES ABSOLUTE RETURN INCOME FUND INVESTORS MUTUAL WS AUSTRALIAN SHARE INVESTORS MUTUAL WS FUTURE LEADERS INVESTORS MUTUAL EQUITY FUND IBBOTSON INTERNATIONAL BONDS PASSIVE (HEDGED) TRUST PERENNIAL AUSTRALIAN PROPERTY WS TRUST PERENNIAL FIXED INTEREST WHOLESALE PERENNIAL AUSTRALIAN FIXED INTEREST TRUST IBBOTSON INTL BONDS ACTIVE HEDGED TRUST IBBOTSON GLOBAL LINKED SECURITIES (HEDGED) TRUST PERENNIAL FIXED INTEREST WHOLESALE PERENNIAL GROWTH SHARES WHOLESALE TRUST PERENNIAL TACTICAL INCOME TRUST PERENNIAL VALUE SHARES WHOLESALE TRUST AUSTRALIAN UNITY OFFICE PROPERTY FUND INTEGRITY AUSTRALIAN SHARE GOLDMAN SACHS AUSTRALIAN EQUITIES WHOLESALE GOLDMAN SACHS INTERNATIONAL WHOLESALE GOLDMAN SACHS ENHANCED INCOME WHOLESALE K2 ASIAN ABSOLUTE RETURN K2 AUSTRALIAN ABSOLUTE RETURN BLACKROCK W MONTHLY INCOME D BLACKROCK GLOBAL ALLOCATION AUST D BLACKROCK ASSET ALLOCATION ALPHA D BLACKROCK AUSTRALIAN EQUITY OPPORTUNITIES BLACKROCK AUSTRALIAN EQUITY ABSOLUTE RETURN FUND BLACKROCK WS HEDGED GLOBAL SMALL CAPITAL MAN AHL ALPHA MAN GLG GLOBAL MACRO (AUD) MACQUARIE AUSTRALIAN FIXED INTEREST MACQUARIE MASTER PROPERTY SECURITIES 5

7 Managed Funds MAQ0079AU ARROWSTREET GLOBAL EQUITY HEDGED MAQ0187AU MACQUARIE MASTER CASH MAQ0204AU MACQUARIE DIVERSIFIED TREASURY (A) MAQ0211AU MACQUARIE TRUE INDEX AUSTRALIAN FIXED INTEREST MAQ0274AU MACQUARIE MASTER DIVERSIFIED FIXED INT MAQ0277AU MACQUARIE INCOME OPPORTUNITIES MAQ0404AU IFP GLOBAL FRANCHISE FUND MAQ0410AU WALTER SCOTT GLOBAL EQUITY MAQ0432AU MACQUARIE INTL INFRASTRUCTURE SECURITIES MAQ0441AU PREMIUM CHINA MAQ0482AU WINTON GLOBAL ALPHA MAQ0557AU WALTER SCOTT GLOBAL EQUITY HEDGED MAQ0631AU IFP GLOBAL FRANCHISE FUND (HEDGED) MAQ0640AU MACQUARIE ASIA NEW STARS NO. 1 FUND MGE0001AU MAGELLAN GLOBAL MGE0002AU MAGELLAN INFRASTRUCTURE MGL0010AU RREEF GLOBAL (EX-AUS) PROPERTY SECURITIES MGL0114AU ABERDEEN AUSTRALIAN EQUITIES MGL0019AU DWS GLOBAL EQUITY AGRIBUSINESS MIA0001AU MFS GLOBAL EQUITY TRUST MLC0014AU MLC VANGUARD AUSTRALIAN SHARES INDEX FUND MLC0260AU MLC HORIZON SERIES 4 MLC0261AU MLC WHOLESALE GLOBAL SHARE MLC0263AU MLC WHOLESALE PROPERTY SECURITIES MLC0264AU MLC INCOME BUILDER MLC0265AU MLC HORIZON SERIES 5 MLC0317AU MLC WHOLESALE PLATINUM GLOBAL MLC0397AU MLC HORIZON SERIES 6 MLC0398AU MLC WHOLESALE HORIZON 3 CONSERVATIVE GROWTH MLC0670AU MLC HORIZON SERIES 2 MMC0110AU EQT INTRINSIC VALUE INTERNATIONAL SHAREMARKETS NFS0209AU ANTARES PROF LISTED PROPERTY NML0018AU AMP WHOLESALE CASH MANAGEMENT NML0318AU AMP W GLOBAL EQUITY GROWTH NML0348AU AMP W GLOBAL EQUITY VALUE OMF0001AU REALM HIGH INCOME FUND PAL0002AU RREEF PALADIN PROPERTY SECURITIES PAM0001AU ALPHINITY WHOLESALE AUSTRALIAN SHARE PAT0002AU IRONBARK KARARA AUSTRALIAN SMALL COMP PCL0022AU PENGANA GLOBAL SMALL CAP FUND PER0011AU PERPETUAL INDUSTRIAL SHARE FUND PER0260AU PERPETUAL DIVERSIFIED WHOLESALE INCOME PER0046AU PERPETUAL WHOLESALE INDL SHR PER0048AU PERPETUAL WHOLESALE SMALLER COMPANIES 6

8 Managed Funds PER0049AU PERPETUAL WHOLESALE AUS SHR PER0050AU PERPETUAL WHOLESALE INT SHR PER0063AU PERPETUAL WHOLESALE BAL GRTH PER0066AU PERPETUAL WHOLESALE SPLIT GR PER0071AU PERPETUAL WHOLESALE GEARED AUS PER0072AU PERPETUAL W SHARE PLUS L/S PER0102AU PERPETUAL WHOLESALE CONCENTRATED EQ PER0116AU PERPETUAL WHOLESALE ETHICAL SRI PER0270AU PENGANA EMERGING COMPANIES FUND PER0561AU FIRSTMAC HIGH LIVEZ PER0727AU JP MORGAN GLOBAL STRATEGIC BOND FUND PGF0001AU PARAGON FUND PLA0001AU PLATINUM EUROPE FUND PLA0002AU PLATINUM INTERNATIONAL PLA0004AU PLATINUM ASIA PLA0006AU PLATINUM UNHEDGED FUND PLA0100AU PLATINUM INTERNATIONAL BRANDS PLA0101AU PLATINUM INTERNATIONAL TECHNOLOGY PMC0100AU PM CAPITAL ABSOLUTE PERFORMANCE FUND PMC0103AU PM CAPITAL ENHANCED YIELD PPL0002AU ANTARES PROF DIVIDEND BUILDER PPL0106AU ANTARES PROF HIGH GROWTH SHRS PPL0107AU ANTARES PROF SMALL COMPANIES PPL0114AU ANTARES PROF PREMIER FXD INCOME PPL0115AU ANTARES PROF ELITE OPPORTUNITIES PRE0001AU PRINCIPAL PROPERTY SECURITIES PVA0011AU PRIME VALUE GROWTH B PVA0022AU PRIME VALUE IMPUTATION B PWA0014AU BLACKROCK AUSTRALIAN SHARE PWA0015AU BLACKROCK AUSTRALIAN SHARE FUND PLUS PWA0822AU BLACKROCK WS BALANCED PWA0823AU BLACKROCK W AUSTRALIAN SHARE RFA0025AU BT ETHICAL SHARE WHOLESALE FUND RFA0811AU BT SUTAINABLE CONSERVATIVE FUND RFA0813AU BT FIXED INTEREST WHOLESALE RFA0815AU BT ACTIVE BALANCED WHOLESALE RFA0818AU BT CORE AUSTRALIAN SHARE WHOLESALE RIM0020AU VENTURA GROWTH 70 RIM0021AU VENTURA AUSTRALIAN SHARES FUND - WHOLESALE RIM0029AU RUSSELL AUST OPPORTUNITIES CLASS A RIM0032AU RUSSELL GLOBAL OPPORTUNITIES A SBC0007AU UBS DIVERSIFIED FIXED INCOME FUND SBC0812AU UBS CASH PLUS SBC0813AU UBS AUSTRALIAN BOND 7

9 Managed Funds SBC0816AU SCH0028AU SCH0032AU SCH0036AU SCH0047AU SCH0101AU SCH0102AU SCH0103AU SLT0005AU SLT0006AU SSB0012AU TGP0004AU TGP0008AU TYN0010AU TYN0028AU TYN0038AU TYN0104AU UBS0008AU VAN0001AU VAN0002AU VAN0003AU VAN0004AU VAN0005AU VAN0018AU VAN0019AU VAN0021AU VAN0025AU VAN0042AU VAN0101AU VAN0102AU VAN0103AU VAN0104AU VAN0105AU VAN0106AU VAN0108AU VAN0109AU VAN0110AU VAN0111AU WFS0377AU WHT0015AU WHT0022AU YOC0100AU ZUR0061AU ZUR0064AU UBS PROPERTY SECURITIES FUND SCHRODER FIXED INCOME SCHRODER GLOBAL ACTIVE VALUE HEDGED SCHRODERS AUSTRALIAN SMALL CAPS SCHRODER REAL RETURN WHOLESALE FUND SCHRODER WS AUSTRALIAN EQUITY SCHRODER BALANCED SCHRODER CREDIT SECURITIES SELECT ALTERNATIVES PORTFOLIO BAKER STEEL GOLD LEGG MASON GLOBAL MULTI SECTOR BOND TR A GVI AUBREY GLOBAL GROWTH & INCOME - HEDGED RARE INFRASTRUCTURE VALUE FUND NIKKO AM AUSTRALIAN SHARE VALUE NIKKO AM AUSTRALIAN SHARE W PORTFOLIO NIKKO AM AUSTRALIAN SHARE INCOME NIKKO AM AUSTRALIAN BOND UBS GLOBAL PROPERTY SECURITIES VANGUARD AUSTRALIAN FIXED INTEREST INDEX VANGUARD AUSTRALIAN SHARES INDEX VANGUARD INTERNATIONAL SHARES INDEX VANGUARD PROPERTY SECURITIES INDEX VANGUARD EMERGING MARKETS SHARES INDEX VANGUARD INT PROPERTY SECURITIES INDEX VANGUARD INT PROPERTY SECS INDEX (HDGD) VANGUARD INTERNATIONAL SMALL COMPANIES VANGUARD AUSTRALIAN GOVT BOND INDEX VANGUARD DIVERSIFIED BOND INDEX FUND VANGUARD INDEX DIVERSIFIED BOND VANGUARD CASH PLUS INDEX VANGUARD INT FIXED INTEREST INDEX HDGD VANGUARD AUSTRALIAN SHARES HIGH YIELD VANGUARD INTERNATIONAL SHARES INDEX HDGD VANGUARD INT CREDIT SECURITIES INDEX HDGD VANGUARD BALANCED INDEX FUND VANGUARD CONSERVATIVE INDEX VANGUARD GROWTH INDEX FUND VANGUARD HIGH GROWTH INDEX BT WHOLESALE ENHANCED CASH FUND RESOLUTION CAPITAL GLOBAL PROPERTY SECURITIES OMEGA GLOBAL GOVERNMENT BOND AUI PROPERTY INCOME FUND W ZURICH INVESTMENTS GLOBAL THEMATIC SHARE ZURICH INVESTMENTS AUSTRALIAN PROPERTY SECURITIES 8

10 Managed Funds ZUR0517AU ZUR0518AU ZUR0538AU ZUR0581AU ZURICH INVESTMENTS HEDGED GLOBAL THEMATIC SHARE ZURICH INVESTMENTS UNHEDGED GLOBAL THEMATIC SHARE ZURICH INVESTMENTS EQUITY INCOME ZURICH INVESTMENTS UNHEDGED GLOBAL GROWTH SHARE FUND Illiquid Managed Funds Information regarding the fees and costs charged by the managed funds (including any performance fees, if applicable) is contained in the Product Disclosure Statement for the relevant managed fund. A copy of each managed fund s Product Disclosure Statement is available from your Financial Adviser. AMP0684AU AMP Enhanced Capital Yield AMP0685AU AMP Capital Enhanced Yield Fund - Cl A APN0001AU APN Property for Income Fund APN0004AU APN Property for Income No. 2 APN0016AU APN Unlisted Property AUS0005AU Australian Unity W'S High Yld Mortgage AUS0116AU Australian Unity Wholesale Mortgage Income BTA0314AU BT Global Macro Fund CML0002AU CFS Bricks and Mortar ECL0004AU Ellerston Gems Fund ETL0120AU EQT Wholesale High Inc Fund FSF0138AU Colonial First State WS Gtd Mortgage FSF0139AU Colonial FS Wholesale Monthly Income Fund HML0002AU Onepath Monthly Income Trust HOW0005AU Challenger Howard Wholesale Mortgage Fd HOW0087AU Challenger Guaranteed Income Fund HTH0001AU Heathley Diversified Property IPL0002AU AUI FIFTH COMMERCIAL TRUST JFF0001AU Balmain Aqua High Income Trust JFF0002AU Balmain Income Trust LMI0007AU LM Wholesale Mortgage Income At Call Account MAL0008AU Blackrock Comb Prop Income Fund Cl D MAQ0448AU Charter Hall Direct Property Fund MAQ0650AU Charter Hall Direct Property Ordinary MAQ0815AU Charter Hall Industrial Fund (2) NML0001AU AMP Wholesale Australian Property Fund NML0316AU AMP Wholesale Australian Monthly Income Fund NML0317AU AMP Capital Australian Monthly Income Fund PER0106AU Perpetual Wholesale Monthly Income Fund 9

11 Term Deposits Clients can access the below Term Deposits. Name ADELAIDE BANK AMP ANZ COMMONWEALTH BANK MACQUARIE BANK NAB RABO BANK ST. GEORGE Listed Securities Clients can access all listed securities. 10

12 Debt Securities Clients can access the below debt securities. Code Name Type +AU0000XQLQM7 QTC 6.25% SA 21/02/2020 Corporate Bond +AU0000XQLQQ8 QTC 6.00% SA 21/10/2015 Corporate Bond +AU0000XVGZA3 TCV 5.75% SA 15/11/2016 Corporate Bond +AU000WT60339 WATC 7.00% SA 15/10/2019 Corporate Bond +AU000WT60354 WATC 7.00% SA 15/04/2015 Corporate Bond +AU300TB01208 AUSTRALIAN COMMONWEALTH GOVERNMENT 6.00% SA 15/02/2017 Corporate Bond +AU3FN TELSTRA CORP BBSW+65 01/12/2016 Corporate Bond +AU3FN WESFARMERS LTD BBSW+2.60% FRN 11/09/2014 Corporate Bond +AU3FN NAB 3MBBSW+2.20% SUB 28/11/2022 CALL 28/11/2017 Corporate Bond +AU3SG TCV 5.50% SA 15/11/2018 Corporate Bond +AU3SG NSWTC 6.00% SA 01/02/2018 Corporate Bond +AU3SG WATC 3.00% SA SNR UNS 08/06/2016 Corporate Bond +USU1492UAA17 CBA Capital Trust II TR PFD 6.024% 03/15/2016 Corporate Bond +USU62948AA97 National Capital TR II Delaware GTD TR PFD 5.486% 03/25/2015 Corporate Bond +USU96100AA7 Westpac Capital Trust IV TR PFD Secs 5.256% 09/30/2034 Corporate Bond +XS ANZ Capital TR III 1.31% 12/15/2053 Corporate Bond +XS National Cap Inst Euribor % Perp 29/09/16 Corporate Bond +XS AMP GROUP FINANCE BBSW+2.50% 26/03/2021 Corporate Bond AU0000XQLQM7 QTC 6.25% 21/02/2020 MTN Corporate Bond AU0000XQLQQ8 QTC 6.00% 21/10/2015 Corporate Bond AU0000XVGZA3 TREASURY CORP OF VICTORIA 5.75% 15/11/2016 Corporate Bond AU000WT60339 WATC 7% 15/10/2019 Corporate Bond AU000WT60354 WESTERN AUSTRALIAN TREASURY CORP 7% 15/04/2015 Corporate Bond AU300TB01208 AUSTRALIA, COMMONWEALTH OF (GOVERNMENT) 6% 15/02/2017 Corporate Bond AU3CB WBC 5.75% 06/02/2017 Corporate Bond AU3SG TREASURY CORP 5.5% 15/11/2018 Corporate Bond AU3SG NSWTC 6.000% 01/02/2018 Corporate Bond AU3SG WATC 3.000% 08/06/2016 Corporate Bond +AU000WBCHAP7 WESTPAC BBSW+1.35% FRN 08/07/2015 Floating Rate Note +AU000WBCHAW3 WESTPAC BBSW+1.65% FRN 20/02/2017 Floating Rate Note +AU3FN WESTFIELD RETAIL TRUST BBSW +1.20% FRN 18/10/2016 Floating Rate Note +AU3FN CBA FRN BBSW +1.75% 25/01/2017 COV Floating Rate Note +AU3FN WESTPAC 3MBBSW+1.95% SNR UNS FRN 24/01/2018 Floating Rate Note 11

13 Model Portfolios Model Portfolio Manager Investors Mutual Limited Investors Mutual Limited Model Portfolio Name IML Australian Share Portfolio IML Concentrated Australian Share Portfolio Investment Objective To achieve returns (after fees but before To achieve returns (after fees but before taxes) that exceed to S&P/ASX 300 Accumulation Index on a rolling 4 year taxes) that exceed to S&P/ASX 300 Accumulation Index on a rolling 5 year basis. The fund will invest in a diversified portfolio of quality ASX listed Australian & NZ industrial and resource shares, where these shares are identified by our investment team as being undervalued. basis. The fund will invest in a concentrated portfolio of quality ASX listed Australian & NZ industrial and resource shares, where these shares are identified by our investment team as being undervalued. Benchmark Index S&P/ASX 300 Accumulation Index S&P/ASX 300 Accumulation Index Performance Fee Nil Nil Asset Allocation Ranges Cash: 2-10% Australian Equities: % Cash: 2-20% Australian Equities: % Authorised Investments ASX shares, Cash ASX shares, Cash Minimum Cash Holding 2% 2% Minimum Model Investment $20, $20, Indicative Number of Assets holdings holdings Model Portfolio Manager Laminar Group Pty Ltd Equity Trustees Limited Model Portfolio Name Laminar Enhanced Income Portfolio EQT Escala Partners Portfolio Investment Objective To achieve enhanced regular income with relative capital stability by investing in a diversified portfolio of exchange traded interest rate assets focusing on floating rate assets. To outperform the S&P/ASX 200 Accumulation Index by investing in companies that have the resources and capabilities to deliver superior investment returns to shareholders through economic and market cycles. Benchmark Index UBS Bank Bill Index S&P/ASX 200 Accumulation Index Performance Fee Nil Nil Asset Allocation Ranges Cash: 2-25% Exchange traded hybrids, corporates and government bonds: 75-98% Cash: 2-5% Australian Equities: % Authorised Investments Cash, exchange traded interest rate Cash, Australian Equities assets Minimum Cash Holding 2% 2% Minimum Model Investment $20, $20, Indicative Number of Assets holdings holdings 12

14 Model Portfolios Model Portfolio Manager Model Portfolio Name Investment Objective Nikko AM Limited Nikko AM Australian Concentrated Share Portfolio To provide long-term capital growth and income by investing in a concentrated selection of shares. The portfolio is constructed on a benchmark unaware basis, which means stock weightings in the Fund can vary considerably from the S&P/ASX 200 Index. Benchmark Index S&P/ASX 200 Accumulation Index over rolling 7 year periods Performance Fee Nil Asset Allocation Ranges Cash: 2-10% Australian Equities: % Authorised Investments Cash and ASX listed equities Minimum Cash Holding 2% Minimum Model Investment $20, Indicative Number of Assets holdings Model Portfolio Manager Model Portfolio Name Investment Objective UBS Global Asset Management Australia Limited UBS Australian Equity HALO Model Portfolio. To provide investors with a total return in excess of the S&P/ASX Accumulation Index when measured over rolling five year periods. Note: there is no guarantee that the objective will be achieved. Benchmark Index S&P/ASX 200 Accumulation Index Performance Fee Nil Asset Allocation Ranges Cash: 2-10% Australian equity securities: 90-98% Authorised Investments Cash and ASX listed equities Minimum Cash Holding 2% Minimum Model Investment $20, Indicative Number of Assets Typically around 20 holdings 13

15 Model Portfolios Model Portfolio Manager Model Portfolio Name Investment Objective WCM Investment Management WCM Global Growth Portfolio WCM will invest and reinvest the Portfolio primarily in large capitalization, US and non-us common stocks and American depository receipts (ADRs). Additional investments may include, but are not limited to, USD corporate/government debt instruments, USD preferred stocks, USD exchange traded funds, USD cash and USD cash equivalent instruments. WCM will manage the Portfolio with the long-term goal of outperforming the MSCI ACWI Index. Benchmark Index MSCI All Country World index (MSCI ACWI) Performance Fee Nil Asset Allocation Ranges Cash: 2-100% Equities: 0-98% Authorised Investments US and non-us common stocks and American depository receipts (ADRs) and USD cash and USD cash equivalents. Additional investments may include, but are not limited to, USD corporate/government debt instruments, USD preferred stocks, USD exchange traded funds and USD foreign currencies. Minimum Cash Holding 2% Minimum Model Investment $20,000 Indicative Number of Assets holdings Model Portfolio Manager Model Portfolio Name Investment Objective Legg Mason Asset Management Australia Limited Legg Mason Australian Equity Income Portfolio The Trust aims to provide an annual franked income of more than 25% in excess of the S&P/ASX 200 Index yield before fees and after taxes. The Trust also aims to provide long term growth in its income stream in excess of the rate of inflation (as measured by the Consumer Price Index). Benchmark Index S&P/ASX 200 Accumulation Index Performance Fee Nil Asset Allocation Ranges Cash: 2-10% Equities: % Authorised Investments Australian listed securities. Minimum Cash Holding 2% Minimum Model Investment $20,000 Indicative Number of Assets 35 holdings 14

16 Transaction and Operational Costs Brokerage Costs When you acquire or sell listed securities, brokerage will be charged at the rate negotiated between your Financial Adviser and the relevant broker. The fee charged will depend upon the broker selected and will be up to a a maximum of 1.5%. This fee is added to the purchase or deducted from the sale amounts of each transaction. For more information on the brokers available, please speak to your Financial Adviser. Other fees An Office of State Revenue in-specie online processing fee per transfer of $4.84 per transfer. An administration fee per in-specie transfer of each managed funds of $ An administration fee per in-specie transfer of each ASX listed equity may apply. Speak to your Financial Adviser for more information. Stamp Duty on investment transactions as applicable from time to time (currently only payable in the ACT). NCBO transfers exceeding $8, incur stamp duty of $ If below $8, the stamp duty will be the higher of $10.00 or the ad valorem calculation of $0.60 per $ or fraction thereof of the value of the securities. These fees are deducted from your Cash Account if and when they are incurred 14