Health and Health Policy
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- Osborn Jenkins
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1 SP3eC14 11/14/06 13:29 Page Heath and Heath Poicy Giian Pasca Contents n Introduction: heath, society, and socia poicy 408 Learning outcomes 408 n Heath and heath inequaities 409 Why study heath inequaities? 409 What are the key socia features of heath? 409 How can heath inequaities best be expained? 412 Medica care and heath 414 Individua behaviour v. socia circumstances? 415 Psycho-socia v. materia expanations 416 Poicies for heath and to reduce heath inequaities 417 n Heath poicy 418 The NHS in The NHS in the twenty-first century: contesting medica dominance? 419 The NHS in the twenty-first century: comprehensive care? 423 The NHS in the twenty-first century: from state finance to mixed economy? 424 The NHS in the twenty-first century: managing heathcare top down or bottom up? 430 A universa NHS in the twenty-first century: do other systems work better? 432 n Concusion 434 KEY LEGISLATION AND POLICY DOCUMENTS 435 REFERENCES 436 FURTHER READING 437 USEFUL WEBSITES 438 GLOSSARY 438 ESSAY QUESTIONS 440
2 SP3eC14 11/14/06 13:29 Page HEALTH AND HEALTH POLICY Introduction: heath, society, and socia poicy Heath is very unequa in Britain, reated to key variabes such as gender and race, and deepy patterned in particuar by socia cass. What ies behind these patterns of heath and disease in society? It is widey assumed that the Nationa Heath Service (NHS) produces heath, and that improving heath is a resut of improving medica care. But what impact does the Nationa Heath Service have on heath? The chapter wi start with a discussion of heath, to examine its socia features, and to underpin thinking about heath services and the needs they may be thought to address. By contrast to these patterns of inequaity in heath, the NHS appears to offer a mode of heathcare that is very egaitarian, offering care broady on the basis of need rather than abiity to pay, membership of scheme, or contribution record. Heath poicy in the UK rests on the Nationa Heath Service Act of 1946, the key pariamentary Act of the postwar Labour government. The NHS itsef began in Juy Heath debates even now revove around the decisions made at that time (see Box 14.1). These were to provide Box 14.1 The Nationa Heath Service 1948 Was set up to provide: a system of medica care to individuas; with ideas of comprehensive service covering a heath needs; free at the point of use, paid for by genera taxation; nationay owned and panned from the centre, through regiona and oca bodies; on a universa basis, equay to citizens. Socia, economic, and poitica change since 1948 has chaenged a these ideas and ideas. After its review of heath, the chapter wi take each of the key poicy decisions embedded in the 1946 Nationa Heath Service Act and ask how it has stood up to these changes. How fit is the NHS for the twenty-first century? And how does it compare with other systems of heath provision? Learning outcomes This chapter wi aow readers to: 1. outine the history of the NHS and the key principes that have informed its deveopment; 2. describe the broad patterns of heath and access to heath care in Britain and inequaities invoved; 3. outine a variety of theories that expain difference in heath and heath outcomes in Britain; 4. distinguish and evauate the main issues and positions in current debates about the finance and management of the Heath Service; 5. access key sources of information about the performance of the NHS.
3 SP3eC14 11/14/06 13:29 Page 409 HEALTH AND HEALTH POLICY 409 Heath and heath inequaities Instead of exposures to toxic materias and mechanica dangers, we are discovering the toxicity of socia circumstances and patterns of socia organisation (Wikinson 1996: 23). Why study heath inequaities? Why do heath inequaities matter? Three reasons can be put forward for making these a priority in an understanding of heath that is reevant to socia poicy: 1. The intrinsic significance of issues of ife and death, heath and disabiity, and how these are distributed in society. 2. Reationships of heath with socia variabes such as socia cass and race give cear evidence of the significance of society, socia science, and socia poicy to heath: heath does not beong whoy to medicine, however appropriate medicine might be to peope who are i. 3. A better understanding of the ways that heath reates to socia disadvantage may provide a basis for better poicy. Perhaps the most promising strategy for improving the nationa heath is to improve the heath of the most disadvantaged. What are the key socia features of heath? Socia cass, gender, and ethnicity can a be reated to peope s experience of heath, sickness, and disabiity. Powerfu evidence of these inequaities has been coected in the UK. A government-commissioned report by Sir Dougas Back (DHSS 1980) was particuary infuentia in coating, anaysing, and pubicizing evidence of heath inequaities. The Back report aso stimuated new research that has subsequenty eaborated the picture it drew of socia cass as a key determinant of peope s ife chances. More recenty, another government-commissioned report, Sir Dougas Acheson s Independent Inquiry into Inequaities in Heath, gathered and anaysed the data anew, for a New Labour government, in 1998 (Acheson 1998). Some measures of heath have improved dramaticay during the twentieth and twenty-first centuries. For exampe, ife expectancy has increased from around 45 years for men and 49 years for women in 1901 to over 76 and 80 years respectivey in 2003 (ONS 2002: chart 7.1, 2005: tabe 7.1). Infant mortaity rates have decined too: the chances of surviving the first year of ife have become much greater (Fig. 14.1). But peope have not shared equay in this improvement. For exampe, ife expectancy at birth for socia cass I, the professiona cass, increased amost six years over the ast quarter of the twentieth century, whie the rise for socia cass V, unskied manua workers, was ess than two years. The gap between these two casses stood at amost ten years by the end of the century (ONS 2002: 120). There is a wide gap in infant mortaity too, with the rate for socia cass V now doube that for socia cass I (Department of Heath 2002). These measures suggest that improving heath over the popuation as a whoe has been accompanied by widening differences between experience of heath, ife, and death in different socia groups. Very different sources of data, using very different concepts of heath and inequaity, show very simiar pictures of socia cass differences in heath, iness, and death. Tabe 14.1 shows
4 SP3eC14 11/14/06 13:29 Page HEALTH AND HEALTH POLICY Figure 14.1 The decine in infant mortaity, UK Source: Office for Nationa Statistics Socia Trends 2005: p 98, fig. 7.5 the socia cass differences in standardized mortaity rates, which are the measures generay used to compare death in different popuation groups. These show that for a causes of death, mortaity rates for unskied manua workers in were 806 per 100,000, compared with 280 for professiona workers, around two and a haf times higher. They aso show broady that each decrease in socia cass brings an increase in mortaity: a socia gradient that is widey found in data about heath and inequaity (Bartey 2004). The patterns are repicated across different diseases, with accidents, poisoning, and vioence showing the sharpest differences between socia casses. These figures aso show the sharpening of differences between socia casses over time, in every category of disease. A very different concept of heath is found in data from the Genera Househod Survey. This is a government-sponsored survey in which peope are asked about their experience of ong-standing iness and how much it imits their capacities in comparison with peope of their own age. These data show men cassified as routine manua reporting neary twice as much imiting ong-standing iness as men cassified as higher manageria or professiona or as arge empoyers, with a simiar pattern between women in different socia casses (ONS 2005: tabe 7.4). Gender differences in heath and death can be shown too. But they are ess marked than socia cass differences. Women tend to ive onger than men: there is currenty a four-year gap in ife expectancy (ONS 2005: tabe 7.1). But women experience poorer heath: onger ife brings a heavy burden of chronic sickness and disabiity in ater years, with 48 per cent of women of 75 and over experiencing imiting ong-standing iness according to current Genera Househod Survey data (ONS 2001: tabe 7.1). Ethnic differences have been ess we documented than cass or gender differences. Heath and mortaity differences between ethnic minority and white groups are strongy connected with their experience in Britain. Differences in socio-economic status of different ethnic minority groups, rather than bioogica or cutura differences, are the key to their different experiences of heath and death (ONS 1996).
5 SP3eC14 11/14/06 13:29 Page 411 HEALTH AND HEALTH POLICY 411 Tabe 14.1 European standardized mortaity rates, by socia cass, seected causes, men aged 20 64, Engand and Waes, seected years A causes Lung cancer rates per 100,000 rates per 100,000 Socia cass Year Socia cass Year I Professiona I Professiona II Manageria & Technica II Manageria & Technica III(N) Skied (non-manua) III(N) Skied (non-manua) III(M) Skied (manua) III(M) Skied (manua) IV Party skied IV Party skied V Unskied V Unskied Engand and Waes Engand and Waes Coronary heart disease Stroke rates per 100,000 rates per 100,000 Socia cass Year Socia cass Year I Professiona I Professiona II Manageria & Technica II Manageria & Technica III(N) Skied (non-manua) III(N) Skied (non-manua) III(M) Skied (manua) III(M) Skied (manua) IV Party skied IV Party skied V Unskied V Unskied Engand and Waes Engand and Waes Accidents, poisoning, vioence Suicide and undetermined injury rates per 100,000 rates per 100,000 Socia cass Year Socia cass Year I Professiona I Professiona II Manageria & Technica II Manageria & Technica III(N) Skied (non-manua) III(N) Skied (non-manua) III(M) Skied (manua) III(M) Skied (manua) IV Party skied IV Party skied V Unskied V Unskied Engand and Waes Engand and Waes Note: Socia Cass I Professiona (doctors, awyers) II Manageria and technica/intermediate (nurses, teachers), III Non-manua skied (cerks, cashiers), III Manua skied (carpenters, cooks), IV Party skied (guards, farm workers), V Unskied (buiding abourers, ceaners). Source: Acheson (1998) Independent Inquiry into Inequaities in Heath Report Tabes 1 and 2.
6 SP3eC14 11/14/06 13:29 Page HEALTH AND HEALTH POLICY Socia cass does not encapsuate a variations in heath. There are differences between men and women, between different ethnic groups, and even between areas the north south divide which cannot be whoy understood in terms of cass. But socia cass is a strong component of heath variations. This can be iustrated by thinking about the reationships between cass, gender, and race. For exampe, married women s heath varies according to their partners occupations. Despite a the changes in work and famiy, women s ifetime earnings are about haf men s, on average. Their iving standards are sti determined more by their partner or ack of one and by the househod income rather than their individua earnings: women s heath is thus ceary patterned by socia cass. Ethnic minorities heath fits socio-economic patterns, with those highest in socio-economic terms Chinese and African-Asian having the best heath experience, and poorer groups Pakistani, Bangadeshi, Caribbean having the worst experience of heath. Socia cass is the most powerfu predictor of heath. The environmenta movement has made us more aware of man-made risks, produced by nucear energy, pesticides, geneticay modified food. Such risks may appear to threaten us a. Do these deveoping environmenta threats change the traditiona reationship between poverty, i heath, and eary death, making us equay vunerabe? The evidence offered so far suggests not. Patterns of inequaity associated with socia cass are persistent, even increasing. The Department of Heath is targeting heath inequaity, and measuring progress since It recenty admitted no progress on its chosen heath inequaity measures infant mortaity and ife expectancy rather that the gaps between socia casses were sti widening up to 2004 (Department of Heath 2005: 8 9). How can heath inequaities best be expained? It is easy to think of reasons for socia inequaities in heath: perhaps peope have different patterns of smoking, eating, exercise, and these ead to socia cass differences? Perhaps heath services are unequay distributed? Perhaps the tobacco companies are too free to se damaging products? Perhaps unempoyment or ow benefits are the probem? It is much easier to propose theories than to decide which theories offer the most powerfu expanation. And expanation is a crucia foundation for understanding poicy and the faiure of poicy. Mapping factors that affect heath and may produce heath inequaities is a first step to unraveing a compex picture. Figure 14.2 offers a usefu aid to figuring out how different factors may fit into the picture. It fits individuas into their socia and environmenta context. In this figure, individuas with their age, sex, and genetic makeup are in the centre of the picture. A biomedica mode of heath and disease starts in the midde, with understanding disease processes in individuas. But individuas affect their own heath by their ifestye choices: asking why disease processes start might ead us to behavioura factors such as smoking and food choices. Asking why peope smoke or eat unheathy food might ead us to socia and community infuences. Asking why some socia groups are more ikey to smoke or eat unheathiy might ead us to ask about their iving and working conditions. But what ies behind iving and working conditions? Wider economic and poitica factors, such as nationa government poicies on benefits and asyum seekers, tobacco companies and markets, internationa agencies such as the Word Bank and Internationa Monetary Fund, are important in the distribution of resources that are significant to heath.
7 SP3eC14 11/14/06 13:29 Page 413 HEALTH AND HEALTH POLICY 413 Living and working conditions Genera Education socioeconomic, cutura, and environmenta conditions Work environment Socia and Individua community networks ifestye factors Unempoyment Water and sanitation Heath care services Agricuture and food production Age, sex, and constitutiona factors Housing Figure 14.2 The main determinants of heath Source: Acheson (1998), citing Dahgren and Whitehead (1991). The growing body of research has provided answers to some questions, but has aso raised new ones. Me Bartey cassifies current theories expaining the reationship between socia inequaity and heath into five broad categories. First is the materia expanation: individua income affects diet, housing quaity, exposure to poution, and work hazards. Second is the cutura/behavioura expanation, with differences in norms, beiefs, and vaues bringing different patterns of diet, smoking, and drinking. Third, the psycho-socia expanation proposes that differences in status, contro, and socia support at work or at home impact on physica heath. Fourth, a ife-course expanation proposes that heath and socia circumstances may affect each other over the ifespan: events in crucia periods before birth and in eary chidhood affect peope s abiity to maintain heath. Finay, a poitica economy expanation focuses on poitica processes and the distribution of power, which affect provision of services, the quaity of the environment, and socia reationships (Bartey 2004: 16). Four of the most important questions to arise out of the debates and research on heath and heath inequaities are addressed beow. The first question is about the reationship between heath and medica care. How important is unequa access to medica care and heath services in expaining differences in heath? But more debates in the heath iterature are about how much peope can choose better heath by improving their ifestyes or whether heath is argey determined by socia and economic circumstances. Coud we a equay improve our
8 SP3eC14 11/14/06 13:29 Page HEALTH AND HEALTH POLICY ife chances by foowing heath advice about smoking, exercise, and diet? How much are the choices and heath of peope in poorer socia circumstances constrained by factors over which they have no contro? A third set of questions in this next section is about the routes through which socia inequaity affects heath: shoud we see these as primariy materia or as psychosocia, mediated through peope s experience of reative deprivation? Finay are questions about poicy, about the poicies of UK governments and other nationa governments, and about what approaches to heath and heath inequaities may work best to improve heath and reduce heath inequaities. Medica care and heath First, how important is access to medica care in determining heath? McKeown s thesis is a focus for debates here (McKeown 1976). McKeown argued that the biggest improvements in heath in the UK took pace before there were effective medica interventions to address them. He investigated popuation data from the beginning of the registration of deaths in the 1830s, and examined the trends for the various causes of death that contributed to the major trend of decining mortaity over the nineteenth century. The exampe of TB is given in Fig The graph suggests that TB was aready in decine when records started to be coected, and shows a great reduction in deaths during the nineteenth and twentieth centuries, when no effective medica or pubic heath interventions were avaiabe. The first scientific understanding of TB came with the identification of the tuberce bacius in Effective drug Death rate (per miion) Tuberce bacius identified Chemotherapy B.C.G. vaccination Year Figure 14.3 Respiratory tubercuosis: death rates, Engand and Waes Source: McKeown (1976: 93). Reproduced by permission of Hodder Arnod.
9 SP3eC14 11/14/06 13:29 Page 415 HEALTH AND HEALTH POLICY 415 treatment came in the 1940s, and BCG vaccination in the 1950s. Thus, medica treatment and prevention have come rather ate to give assistance to a trend that was aready we estabished. McKeown showed that this pattern was repicated for most of the key diseases, and argued that improving heath had more to do with improving nutrition and iving standards than with medica interventions. McKeown may have understated the importance of pubic heath measures in the nation s improving heath measures such as improving water suppy and sanitation which were brought to Britain by the nineteenth-century pubic heath movements (these debates are discussed in more detai in Gray 2001b: ). We cannot read directy from this account of medicine in the nineteenth and twentieth centuries to the uses of medicine in the twenty-first. But these debates suggest that we shoud not take the importance of medicine to heath for granted. Access to medica care in the UK has not been entirey equaized, despite the NHS aim of deivering care in reation to need rather than abiity to pay (Department of Heath 1980). Access is more equa than in the more market-oriented service in the US no payment at the time of use, free prescriptions for ower-income groups and the more obvious obstaces to equa treatment are thus removed. There are ess obvious obstaces the cost of journeys and time off work. But if equa medica care coud produce equa heath we might expect to see greater equaity of heath in the UK than the statistics (Tabe 14.1) show at present. We might aso see more differences between different diseases. The same patterns of inequaity show for cancer, heart disease, and accidents: these suggest that something perhaps to do with iving conditions or socia inequaity ies behind the medica situation of peope dying from these diseases. These debates suggest that medicine shoud take its pace as one among many factors that infuence heath and surviva. Individua behaviour v. socia circumstances? Figure 14.2 may hep us to make sense of a compex set of factors and expanations and how they may fit together. But how can we assess the importance of individua behaviour and how do individua choices reate to socia circumstances? There is evidence for the impact of individua behaviour on heath, and on inequaities in heath. The cearest exampe is smoking, which brings risks of heart disease and cancer and is reated to socia circumstances, with peope in poorer circumstances more ikey to smoke. Exercise and heathy eating are aso reated to socioeconomic patterns, with betteroff peope more ikey to do reguar exercise and to eat a diet rich in fibre, fruit, and vegetabes that conforms to the government s heath advice. Shoud we bame poor peope s heath on their smoking and food choices? If so, how much of the bame for heath inequaities ies here? The Whiteha study has been tracking 18,000 government empoyees in London from top civi servants to caretakers and other manua workers since It offers evidence that smoking pays a part in differences between peope in different positions. But it aso shows that smoking and other known risk factors can ony account for a third of the difference in mortaity between the highest and owest grades (a more detaied account of this study and other studies on the expanation of heath inequaities is given in Gray 2001a: 240). Have poorer peope not understood the officia messages? There is research on peope s knowedge of heath advice. But studies have faied to show major differences in knowedge
10 SP3eC14 11/14/06 13:29 Page HEALTH AND HEALTH POLICY about food between different socio-economic groups. They do indicate that poor mothers have as much desire as better-off ones for heathy food for their chidren. And why have better-off peope responded more and more quicky to heath warnings? One key to these differences ies in the socia context. Peope cannot make choices that are whoy divorced from their environment. There are many obvious materia constraints on choices when peope ive in poor environments. Budgeting studies showing the difficuty of affording heathy food are reviewed by Spencer: Far from being abe to afford a heathy diet, many members of ow income famiies frequenty go without any food, heathy or unheathy. Chidren are ess ikey to go without food because they are protected by their mothers, but per cent of chidren said they had gone hungry in the preceding month because of ack of money (Spencer 1996: 156). Access to fresh food may be improving for those with cars, but car-based out-of-town shopping diminishes access for those who have to add bus fares to the price of food. Food choice may be hampered by the inabiity to risk waste. Low incomes may aso ead to disconnections of essentia services of water, gas, and eectricity, especiay since privatization, making peope vunerabe to cod, respiratory infections, and gastro-intestina infections. Damp housing, poor heating/insuation, traffic poution, and unsafe pay spaces for chidren are among the probems peope face trying to make a heathy environment for their chidren on ow incomes. These add up to formidabe materia imitations which are the socia and economic context for peope s heath choices. Higher incomes bring the choice of housing, avoiding many kinds of environmenta threat: traffic poution, nucear power stations, eectricity pyons, and agricutura chemicas. A major study of heath and socia circumstances aimed to compare the impact of heathy iving behaviours ifestyes over which peope have some contro and socia circumstances, over which they do not. Generay socia circumstances were found to be more powerfu expanations than persona behaviours. But the study aso found differences in what different socia groups coud achieve by heathy iving. Peope in good socia circumstances coud improve their heath by exercise, non-smoking, good diet. But peope in poor socia circumstances who made heathy choices did not gain as much benefit. There was a ower return from heathy choices, with heath overwhemed by factors they coud not contro. These findings may hep to expain why poorer peope are ess ikey to make heathy choices. If there is ess heath gain to be had from giving up smoking whie iving in a pouted area, then the rationa choice may be to make ess effort (Baxter 1990). Psycho-socia v. materia expanations Materia imitations have been a dominant part of accounts of heath inequaities in Britain, seen especiay by the Back report as the key expanation for unequa heath. But Wikinson argues that in deveoped societies such as Britain and the US, increasing iving standards have not increased heath: materia needs have been met, even for those in reative deprivation. But income reative to others marks socia status and position in society: the damage ies in unequa access to society more than in unequa access to materia resources. It is socia circumstances that are toxic, rather than materia ones. The damage of socia excusion creates psychoogica damage; smoking, acoho, drugs may be used as a damaging refuge from socia stress. Excusion from choice in a consumer society is damaging to sef-esteem. Comparisons with other societies, and between different states in the US, suggest that more equa societies and areas have ower death rates. If it is equaity
11 SP3eC14 11/14/06 13:29 Page 417 HEALTH AND HEALTH POLICY 417 that makes the difference, then it wi not be enough to wait for economic growth to improve the materia circumstances of peope in poverty: we woud need to redistribute resources, not simpy ift socio-economic eves for everyone (Wikinson 1996, 2005). In response, other researchers stress the continuing importance of objective materia factors in understanding heath inequaity in Britain and other deveoped societies: peope with ower incomes have to choose between socia and consumer spending, heathy diet and heathy accommodation (Bartey 2004). Poicies for heath and to reduce heath inequaities Approaches to understanding heath and heath inequaities are ceary connected to approaches to poicy. From the midde of the twentieth century, UK governments have tended to adopt strategies that first emphasize the distribution of medica care and second persuade peope to adopt heathy ifestyes. So the NHS was deveoped in the 1940s to give everyone access to treatment when they became sick. When ministers of heath argued for preventing i heath, they pubished Prevention and Heath: Everybody s Business (DHSS 1976), stressing peope s abiity to ook after themseves rather than the conditions that might damage heath and make heathy iving difficut. Research at the end of the twentieth century found that advice about heathy iving tended to increase heath inequaities: it was more readiy adopted by advantaged peope than by disadvantaged. These studies preferred poicies to improve the conditions under which peope ived, which woud improve heath directy and materiay and woud aso make it easier to adopt heathy ifestyes and to ower psychoogica stress. The recommendations from this iterature were, for exampe, for changes in housing poicy to produce quaity socia housing and reduce homeessness, raising chid benefits, and contro over tobacco advertising and sponsorship (Benzeva et a. 1995; Acheson 1998). Current UK government poicy is for: striking a new baance...a third way...inking individua and wider action (Department of Heath 1999). The emphasis on individuas improving their own heath remains, but governments now acknowedge the difficuties arising from poverty, poor housing, poution, ow educationa standards, unempoyment, and ow pay, as we as the ink between heath inequaity and socia inequaity. Poicies across this wide agenda have in practice been uneven, but increased chid benefits and chid tax credits are among the most significant poicy deveopments aimed at reducing poverty, socia inequaity, and the roots of heath inequaity. What is to be earnt from comparison with other countries? There is a strong reationship between heath measures such as infant mortaity and socio-economic deveopment. In genera, poverty goes with high infant mortaity rates (IMRs), which are the number of infant deaths during the first year of ife for every 1,000 births. In 1998, industriaized countries had an average IMR of six deaths per 1,000 births, whie ow-income countries had an average of 80 deaths. But there are poor countries with good records as we as rich countries with poor records. Evidence from those poorer countries that have achieved good heath suggests that going for economic growth aone may not be the best way. A UNICEF study chose ten high-achieving countries which had better heath than might be expected given their eves of nationa weath. These incuded Keraa State in India, with an IMR of seventeen, Cuba with seven, and Korea with five. The study emphasized the roe of pubic action and baanced economic growth, spending on basic services and on education, especiay women s education, and fairness
12 SP3eC14 11/14/06 13:29 Page HEALTH AND HEALTH POLICY in pubic spending. The overarching principe was that these countries did not give priority to achieving economic growth first, whie postponing socia deveopment (Mehrotra 2001). Comparison with countries more simiar to the UK in economic deveopment shows that the high-achieving countries in the European Union in terms of infant mortaity are Sweden and Finand, where deaths of chidren in the first year of ife in 2002 were 2.8 and 3 per 1,000 compared with an EU average of 4.5 (Eurostat 2004: 83). The poicy regimes of these highest achievers in Europe emphasize high eves of government intervention to reduce poverty and socia inequaity and to increase socia cohesion. The socia democratic regimes of Finand and Sweden may be contrasted with the US, where governments promote a ibera, freemarket-based approach to socia poicy. Here infant mortaity rates are higher, at seven per 1,000, despite high eves of economic deveopment and spending on heathcare. Heath poicy The NHS in 1948 Governments had aready intervened in heath and heath poicy, with pubic heath egisation in the nineteenth century, hospitas under the Poor Law, Nationa Heath Insurance eary in the twentieth century, and the Emergency Medica Service during the war. But the Second Word War brought a quaitative difference in assumptions about what governments coud and shoud do. It aso brought experience of the confusion of existing heath services and their inadequacy. Wiiam Beveridge was commissioned to make pans for socia security after the war. His pan for the nation s socia security assumed that there woud be comprehensive heath and rehabiitation services. The wartime government did indeed pan for a major extension of heath and medica services. But the first eection after the war brought a Labour government to power and Aneurin Bevan to the Ministry of Heath. The pans for reform acquired a more radica twist. It was aready assumed in the wartime pans that the new heath service woud be universa (avaiabe to a), comprehensive (incuding a services, both preventative and curative), and free (invoving no payment at the point of deivery) (Webster 1998: 22). Bevan s pan aso nationaized the hospitas and reorganized them into a system that woud be managed on a regiona basis. He aimed to universaize the best heath care, in contrast to a Poor Law, minimum-eve approach which favoured means-tested services for the poor, and which stigmatized those who used it. The service woud not ony be free at the point of use; it woud aso be funded mainy through genera taxation, rather than through insurance contributions. This meant that peope woud pay according to how much they coud afford, through taxes which Bevan beieved shoud be progressive, taking a higher proportion from higher earnings. Thus the NHS was buit on expicity egaitarian and redistributive principes. The NHS Act was passed in 1946 and the service inaugurated in 1948, with a eafet, The New Nationa Heath Service, on everyone s doormat at the start of the NHS, decaring: It wi provide you with a medica, denta, and nursing care. Everyone rich or poor, man, woman or chid can use it or any part of it. There are no charges, except for a few specia items. There are no insurance quaifications. But it is not a charity. You are a paying for it, mainy as taxpayers, and it wi reieve your money worries in time of iness. (quoted in Webster 1998: 24)
13 SP3eC14 11/14/06 13:29 Page 419 HEALTH AND HEALTH POLICY 419 Whie the egisation and estabishment of the NHS evoked fierce opposition, the service did in fact become popuar, for the freedom from medica bis and the anxiety that surrounded them. Not ony was the NHS popuar with the pubic, it aso gained oyaty and support from those who worked in it. More surprising, perhaps, is the degree of support it commanded from poiticians of different poitica coours, incuding Conservative governments with very different ideas from those of Bevan and the postwar Labour government. There have been many opportunities to move from the principes of the NHS, to introduce market-oriented systems of heathcare, but poiticians incuding Thatcher and Bair have continued to express broad oyaty to NHS ideas, if they have sometimes undermined them in practice. Bevan s proposas for the NHS can be seen as a mixture of audacity and prudence (Webster 1998: 15). If nationaizing the hospitas, universaizing the best, and funding through taxation were the audacious part, there were prudent eements in the NHS mixture. The NHS hed onto systems of administration that aready existed, making a tripartite system whose ack of coherent panning structure revisited ater heath ministers. The system was aso conservative in the services that it offered. The system took over hospitas and genera practitioner services and drew oca authority pubic heath services under its umbrea. The appointed day for starting the NHS brought no chaos of new systems, rather the same services as deivered the previous week, abeit to far more peope. Comprehensive heath and rehabiitation services dominated by medica services to individuas ay at the centre of this most coectivist system of heath service deivery. The next sections discuss what has become of these NHS principes (See Box 14.1) in practice over the neary sixty years since the service began. Socia, poitica, and economic changes during this period have made in many ways a different word. Famiy change has changed the assumptions we can make about how much we care for each other. Demographic change has brought a much oder popuation, with much heavier needs for heathcare. Consumerism brings patients who have more expectations and make more demands than their predecessors. Economic growth brings new resources. Gobaization brings more aggressive markets and ess confidence in interventions by nationa governments. Technoogica deveopment brings new possibiities, mainy more expensive possibiities, for a kinds of therapeutic intervention. How has the NHS responded to a these changes? And how we is it paced to adapt to the twenty-first century? Each of the foowing sections takes a key eement of the decisions that estabished the NHS and asks how it has fared and whether the principes of 1948 are sti recognizabe in the service that exists today. The chapter aso discusses the extent to which the principes of the NHS are reevant to heath and heathcare today. The NHS in the twenty-first century: contesting medica dominance? A biomedica mode of heath was the dominant mode at the beginning of the NHS, rooted in assumptions about the vaue of medica science in the treatment of individuas. Doctors authority was centra to the operation and management of hospitas, primary care, and community heath, incuding authority over other professionas and heath workers. Patients had itte roe in NHS decision-making, and were seen as having itte roe in their own heathcare. Aternative practices such as chiropractic or acupuncture were not avaiabe on every high street. As we have seen in earier sections, medicine s roe in heath has been chaenged by socia science. The dominance of medicine in the NHS has aso been contested from severa
14 SP3eC14 11/14/06 13:29 Page HEALTH AND HEALTH POLICY Box 14.2 The NHS now: a snapshot On a typica day in the NHS: Amost a miion peope visit their famiy doctor 130,000 go to the dentist for a check up 33,000 peope get the care they need in accident and emergency 8,000 peope are carried by NHS ambuances 1.5 miion prescriptions are dispensed 2,000 babies are deivered 25,000 operations are carried out incuding 320 heart operations and 125 kidney operations 30,000 peope receive a free eye test District nurses make 100,000 visits On a typica day in the NHS, there are: 90,000 doctors 300,000 nurses 150,000 heathcare assistants 22,000 midwives 13,500 radiographers 15,000 occupationa therapists 7,500 opticians 10,000 heath visitors 6,500 paramedics 90,000 porters, ceaners, and other support staff 11,000 pharmacists 19,000 physiotherapists 24,000 managers 105,000 practice staff in GP surgeries (Department of Heath 2000: 23) directions. We may ask whether patients have been turned into consumers, how much doctors authority has been contested by other professionas in the NHS as we as outside awyers for exampe and whether a more socia or environmenta mode has gained ground over the medica perspective. The deveopment of consumerism is a key socia change. If peope using heath services were once assumed to be patients, they may now have greater expectations of choice and contro as consumers of services. Patients groups have deveoped around chronic heath conditions, such as Parkinson s disease; and carers groups estabished to support those who have responsibiity in the community. These operate as foci of information for the many NHS users who have ong-term iness or impairment. The internet enhances the sharing of information
15 SP3eC14 11/14/06 13:29 Page 421 HEALTH AND HEALTH POLICY 421 for such groups and for individuas. Peope now frequenty choose aternative therapies rather than medicine or as we as medicine. The transformation of peope from patients into medica consumers is partia: iness makes peope vunerabe, and they may sti be seen as patients needing expertise and services. But these socia changes may be seen as bringing some eements of consumerism into reationships between doctors and patients, making the authority of medica decisions ess taken for granted. They have aso brought a new government agenda to the fore, with governments increasingy assuming that they can and shoud reform the NHS through patient choice. The deveopment of new socia movements has aso chaenged the assumptions on which medica authority rested. The women s movement and environmenta movement both deveoped during the ast quarter of the twentieth century. The green movement has drawn attention to the environmenta aspects of heath in contrast to the medica ones. The women s heath movement chaenged medicine s mascuinity and its reation to other professions, in particuar nursing and midwifery. Women were denied access to medica schoos in the nineteenth century, and not admitted equay with men unti neary the end of the twentieth. Nursing and midwifery were estabished as femae professions under medica authority. Gender divisions and power reations in heath work have been changed though not whoy transformed by the chaenges of the women s movement and egisation such as the Sex Discrimination Act (1975). Whie medicine s reation to other professions was under scrutiny, so was its reation to women as patients. Contraception, abortion, chidbirth, and new reproductive technoogies such as in vitro fertiization bring issues of persona autonomy into sharp focus. In the ast quarter of the twentieth century the women s movement fought for and to some extent achieved more autonomy for women in making decisions about whether, when, and how to have babies (Doya 1995; 1998). Medica authority has aso increasingy been chaenged in the courts, and in pubic inquiries. Litigation is increasingy seen as a way for individuas to gain redress when they are dissatisfied with the quaity of care. An increasingy open environment in which the media pay a key roe makes pubic issues of medica decisions which might earier have remained within the privacy of doctor patient reationships. Trust in medicine has been the subject of high-profie investigations into poor-quaity care, the abiity of individuas to expose it, and of heath systems to dea with it. The Kennedy Report into the Bristo Roya Infirmary and the case of Harod Shipman, a GP who is thought to have murdered over 200 patients, reveaed faiures of professiona sef-reguation. Changes in medica governance have foowed, bringing more reguation to NHS professionas (See Box 14.3, Ham 2004: 246). But whie medica authority has increasingy been chaenged, it has not died. The description of the Nationa Heath Service as a Nationa Iness Service or a Nationa Medica Service appears in every textbook. NHS spending has aways been dominated by spending on hospitas, with primary care and pubic heath agging behind. Heath ministers are aways centray concerned with hospita beds, waiting ists, and standards of care. If these concerns fitted with the 1948 ideas about the roe of medica science and treatment in heath, they may be seen as increasingy at odds with research and debates about the sources of heath and i heath at the end of the twentieth century. There have been attempts by recent governments to push pubic heath up the agenda. For exampe, the Word Heath Organization has encouraged governments to work on strategies to bring heath rather than treat disease. The UK government
16 SP3eC14 11/14/06 13:29 Page HEALTH AND HEALTH POLICY Box 14.3 Evidence-based medicine Growing interest in evidence-based medicine (EBM) can be seen as one response to these chaenges to medica science. Doctors and medica researchers want to ensure that cinica practice is informed by up-to-date research findings in order to preserve the credibiity of medicine. Managers have an interest in eiminating ineffective treatments, in order to make the budget go further and raise the quaity of care. Variations in the introduction and use of effective treatments are aso seen as inequitabe by patients and organizations representing patients. Systems to make sure that new research findings are impemented in cinica practice have deveoped from within cinica professions as we as from managers and governments. Cinica guideines have been produced by the professiona bodies, such as the Roya Coeges, setting out agreed standards. Government initiatives incude the Nationa Institute of Cinica Exceence, to produce guideines on cinica and cost effectiveness of services (Baggott 1998: 56 7). Box 14.4 NHS core principes, The NHS wi provide a universa service for a based on cinica need, not abiity to pay 2. The NHS wi provide a comprehensive range of services 3. The NHS wi shape its services around the needs and preferences of individua patients, their famiies, and their carers 4. The NHS wi respond to different needs of different popuations 5. The NHS wi work continuousy to improve quaity services and to minimize errors 6. The NHS wi support and vaue its staff 7. Pubic funds for heath care wi be devoted soey to NHS patients 8. The NHS wi work together with others to ensure a seamess service for patients 9. The NHS wi hep keep peope heathy and work to reduce heath inequaities 10. The NHS wi respect the confidentiaity of individua patients and provide open access to information about services, treatment and performance (Department of Heath 2000: 3 5) has responded with White Papers such as Saving Lives: Our Heathier Nation (DoH 1999) and a Minister with responsibiity for Pubic Heath. Ministers of Heath and government documents, even HM Treasury, now express the need for prevention and the need to reduce heath inequaities. The agenda has changed and broadened to incude a heath perspective as we as a medica one. The priorities in practice are more persistent. The NHS Pan set out ten core principes for the NHS (see Box 14.4) These incude providing a universa service based on cinica need (1), shaping the services around the needs and preferences of individua patients, their famiies, and their carers (3), and working to improve quaity services and minimize
17 SP3eC14 11/14/06 13:29 Page 423 HEALTH AND HEALTH POLICY 423 errors (5). The ninth principe is that The NHS wi hep keep peope heathy and work to reduce heath inequaities. But it is the ony principe that refects the agenda of socia change rather than the agenda of medica care (Department of Heath 2000: 3 5). The medica mode of heath may no onger be unchaenged. Consumerism, new socia movements, especiay the women s movement and the environmenta movement, growing itigation and pubic inquiries, socia science research: these diverse changes in society make medicine s authority and dominance now much more open to question than it was at the start of the NHS. But perhaps the statement of ideas in the NHS Pan, as we as practice on the ground, in particuar spending, suggest these have undermined trust in medicine and trust in doctors ess than may at first appear. The NHS in the twenty-first century: comprehensive care? If comprehensive care was part of the 1946 promise, deivering comprehensive heath services brings diemmas. The possibiities of medica intervention aready seem imitess, yet they grow a the time. We have not, as a society, decided to spend more than a fraction of our resources on heathcare, and few woud wish for a society and economy consumed by meeting heath needs. Increasing the resources spent on heathcare woud sove some probems, meet more needs, but woud not meet them a. Comprehensive care, meeting a heath needs, whether defined by professionas or by peope as patients, parents, sons or daughters of patients, may best be seen as an idea that cannot be reaized in practice. This idea may aso be seen as a measure against which to assess what the heath system does achieve and to compare it with others. These probems emerge internationay in different heath systems. The NHS commitment to comprehensive care, free at the time of use, poses the diemma in a particuar form in the UK, but every heath system generates debates about rationing and priorities. Prioritizing or rationing in fact takes pace. Some services have been withdrawn from the NHS in some areas cosmetic operations, infertiity treatment, ong-term care of the edery. Some groups of patients are ess ikey to receive services than others. There is evidence of discrimination against oder patients, or smokers may be deemed ess ikey to benefit from treatment. Mechanisms for rationing incude those set out in Box More demanding heath consumers make these issues more contentious. There was never a goden age in which a possibe heath needs were met, but patient questioning about priorities defined by professionas has probaby grown, as patients have become more ready to compain (Powe 1997: 107). The more overt debates about rationing that have ensued have Box 14.5 Rationing mechanisms waiting ists deterrence through charges defecting demand to other services diuting (e.g. using cheaper drugs) denia of some services (Hunter 1997: 22).
18 SP3eC14 11/14/06 13:29 Page HEALTH AND HEALTH POLICY raised the question about who shoud take such decisions and how. Community participation in deveoping priorities is one kind of soution, scientific cacuation of cost benefit or cost effectiveness another. Pubic participation in decision-making may bring advantages, but may aso tend to excude unpopuar groups/needs from heath treatment. The scientific approach cacuating costs and benefits is more defensibe in comparing different treatments for the same probem than in the infinitey compex probem of making systematic comparisons of costs and benefits across different heath needs. The question of which different treatment is most cost-effective for kidney disease can be addressed by accounting the costs of each in reation to the effectiveness of the treatment. But more fundamenta difficuties are raised by attempting to count the costs and benefits of drugs to ease mutipe scerosis against those of, say, infertiity treatments. Centra governments have aimed to diffuse the bame attaching to hard decisions, with professionas and heath authorities having in practice to decide questions such as whom to treat and how much, how much to spend, what to eave out. There is therefore variation around the country in these decisions and how they are made. The accusation of postcode ottery, in which treatment depends on where you ive, has brought efforts to bring more coherence to these decisions. NICE, the Nationa Institute for Cinica Exceence, was estabished in 1999 to provide patients, heath professionas and pubic with authoritative, robust and reiabe guidance on current best practice. Advice covers specific treatments, such as drugs, techniques and procedures, and cinica management of specific conditions (NICE 2002). NICE has reported on many contentious issues, such as the vaue of drug treatments for Azheimer s disease or mutipe scerosis. At first, guidance from NICE did not give patients the right to receive particuar treatments and was therefore an aid to more coherence in the professiona decision-making process rather than a new rationing agency. But in 2003 a decision to make NICE guidance mandatory reduced the discretion of Primary Care Trusts. Centra government aimed to increase consistency of decision-making, whie keeping responsibiity for decisions at oca eve (Ham 2004: 258). Pubic participation in NICE decisions has been joined through a Citizens Counci, with members of the genera pubic invited to discuss the questions on which NICE wi report. Box 14.6 on ong-term care offers iustration of these issues too. It shows a shift of care from heath authorities to socia care agencies and famiies which represents a shift in what is defined as heathcare. Whie the coverage of the NHS has in many ways widened over time to incude contraceptive services, and many drug treatments as they have become avaiabe there are some instances of a narrowing NHS remit. Routine eye examinations were no onger provided free from Termina care in hospices has deveoped party within the NHS, but depends for haf its cost on charitabe contributions (Poock 2005: 41). Dentistry has disappeared from the NHS in some areas, as dentists have refused to work under NHS contracts. In Engand and Waes, ong-term persona care has been excuded from the NHS, whie nursing needs are in principe covered. In Scotand both are treated as heath needs. The NHS in the twenty-first century: from state finance to mixed economy? One idea of the transformation of socia wefare provision in the UK during the atter part of the twentieth century is that it went from domination by the state to a more variegated mix of pubic, private, vountary, informa care a mixed economy of wefare. This section
19 SP3eC14 11/14/06 13:29 Page 425 HEALTH AND HEALTH POLICY 425 Box 14.6 Long-term care The poicy thread that binds a these officia attempts to promote community care has been a concern to shift the responsibiity for care from one agency to another from the NHS to oca authorities, from oca authorities to famiies (Lewis and Gennerster 1996: 2). The issue of ong-term care gives an exampe of changing poicy over what shoud be deemed to be heath needs and incuded as part of the heath service. Poicy has, in effect, changed, so that peope who might once have occupied hospita beds are now more ikey to be in nursing homes or residentia care, or in their own homes with support from community services. Care that woud have been free at the point of need within the NHS may be charged by socia services or nursing homes, or may be deivered by reatives without charge or count. The NHS inherited many ong-term beds from the Poor Law, warehouses for oder peope, some of whom needed hospita or nursing care, but many whose need was for an aternative pace to go. Movements in menta heath and geriatric medicine towards enabing peope to support themseves in their own homes as ong as possibe have contributed to this decine in ong-stay hospita beds. These deveopments have produced a wider range of community and smaer home provision and enriched the choice for peope needing ong-term care. But the desire to move costs, from fuy funded NHS beds to means-tested oca authority responsibiity, and from oca authority to unpaid care at home, has been a major power behind these changes. An eement of privatization has been invoved, as the government has fostered deveopment of an industry of care homes, as we as pushing costs onto famiies and unpaid carers. At the start of the NHS there were eeven hospita beds per 1,000 popuation. By 1989/1990 this had dropped to 6.2 per 1,000 and by 1999/2000 to 4.1 per 1,000 (Office of Heath Economics 2002). There are many reasons for this decine, which affects acute hospita beds as we as ongterm ones: the remaining beds are used much more intensivey, with quicker patient turnover, shorter hospita stay, and keyhoe surgery aowing patients home. But this huge decine in hospita beds, at a time of ageing popuation, gives some indication of the shift from NHS to oca authorities, and from oca authorities to famiies, described above by Lewis and Gennerster. A Roya Commission Long Term Care for the Edery was estabished by the new Labour government in 1997, and pubished a report in Scotand decided to foow its recommendations for a comprehensive package of care for peope with ong-term needs. But peope in Engand and Waes have been offered ess. There is a new agreement to incude the costs of nursing care within the NHS. But a new boundary has been created, which may be difficut to defend, between those whose needs are deemed to be for nursing and those whose needs are for persona care. Persona care remains outside the NHS. examines the mix of state and private finance in the UK, as we as the mix of state and famiy care, to ask how true this picture is in reation to heathcare. The question of the mixture of state and private finance has been entwined with the question of whether we spend too much or too itte on heath. Freedom from payment at the point of use gives rise to fears that peope wi demand too much. Right-wing critics have argued the need for a price mechanism to reguate demand: peope may want more at the
20 SP3eC14 11/14/06 13:29 Page HEALTH AND HEALTH POLICY point of need than they are prepared to pay for in taxes. Defenders of the NHS have argued for its efficiency in keeping costs down as we as its humanity in meeting needs. As an experimenta system, the NHS did overspend in its first two years, an experience which brought a ong period of stringency and constraint, with spending setting at around 3.5 per cent to 4.1 per cent of GDP during the first 25 years (Webster 1998: 30 4). Currenty, both pubic and poicy anaysts are more concerned about the ow eves of NHS spending and ow eves of service in comparison with other European countries (Fig 14.4). After ong periods in which governments have argued for sma government and ow taxation, United States Germany Switzerand France Canada Norway Begium Netherands EU15 Austraia Itay Sweden Denmark Iceand Greece Austria New Zeaand Portuga Japan Czech Repubic Spain Finand Hungary United Kingdom Poand Ireand Luxembourg (1997) Korea Mexico (1997) Turkey (1997) Pubic heath expenditure as % of GDP a Tota heath expenditure as % of GDP a 0% 2% 4% 6% 8% 10% 12% 14% 16% a Gross domestic product at market prices Figure 14.4 Tota heath expenditure as a percentage of GDP* in OECD countries Source: Office of Heath Economics (2002).
21 SP3eC14 11/14/06 13:29 Page 427 HEALTH AND HEALTH POLICY 427 there is officia support for higher government spending, especiay on heath. The NHS pan acknowedges that in part the NHS is faiing to deiver because over the years it has been under-funded (Department of Heath 2000: 1). The Treasury commissioned a report to quantify the financia and other resources required to ensure that the NHS can provide a pubicy funded, comprehensive, high quaity service avaiabe on the basis of cinica need and not abiity to pay (Waness 2002). This counted the cost of many years under-investment in NHS staff and buidings, in order to bring them up to contemporary expectations and comparabe countries in Europe. In the subsequent spending review increases of 7% per year in rea terms were panned unti 2007/8 (Ham 2004: 79). Increasing iving standards have tended to bring higher heathcare spending. Now Turkey is spending about 4 per cent, but the US is spending neary 14 per cent of its GDP on heath. Promises to ift pubic spending on heath and cose the gap with the rest of Europe show ceary in the figures. Overa rea government spending increased by 47% over the five years from 1999 to In 2003, tota spending was 8.4% of GDP and just beow average for the European Union, whether the EU 15 or the EU 25, incuding the new CEE members (OHE 2005). Current pans to increase pubic spending on heath unti 2007/8, an average annua rea growth of 7.4%, shoud bring tota heath spending to around 9% of GDP (King s Fund 2005: 14). These are unprecedented increases in Britain s heath spending, and there are many debates about how these funds are being spent, whether spending is bringing vaue for money, and why parts of the heath service are facing serious financia difficuties. More than 25% of NHS trusts in Engand reported financia deficits in 2004/5. Reforms are introducing a more competitive environment, which wi make financia instabiity more serious, as hospita trusts earn according to payment by resuts and money increasingy foows the patient. Deficits may be the resut of inefficient management, but they may aso have to do with the financia regime and constraints over which hospita trusts do not have contro (Pamer 2005). An audit of the NHS covering the years from the beginning of the Labour government in 1997 to 2005 finds that the increase in spending is rea enough. Cost pressures, such as increasing pay and shorter hours, mean that not a the extra funding goes into extra heathcare, but overa the extra spending has brought rea increases in staff, equipment, buidings, and medicines, has reduced waiting times, and improved the quaity of care (King s Fund 2005). Debates about the source of payment for heathcare aso persist. Bevan s idea at the start of the NHS was for a service that woud be funded through taxation, refecting abiity to pay, with an eement of contribution through nationa insurance. Private practice woud continue, but universaizing the best in the NHS woud give peope itte incentive to pay privatey. Chaenges to these ideas started eary, with the introduction of prescription charges proving the first crack in the idea of a service free at the point of use. Poitica differences around pubic funding and poitica change from the coectivism of the postwar era have made more room for charging, as we as for deveoping aternatives to the NHS such as private heath insurance: 11.5 per cent of the UK popuation were covered privatey in 2000, though private coverage is often ess comprehensive than NHS coverage. Every country shown in the graph of heath spending (Fig. 14.4) has private heath spending as we as pubic. In comparative terms, the UK s private/pubic share resembes the socia democratic countries of Scandinavia, with very high proportions of spending coming from pubic sources, rather than the US, whose pubic spending is ess than haf its tota heath spending.
22 SP3eC14 11/14/06 13:29 Page HEALTH AND HEALTH POLICY The key debate about the merits of pubic vs. private funding is about how redistributive the system is between different income groups. Pubic funding is midy progressive in the sense that nationa systems of taxation take a higher proportion from higher income groups than from ower. The system is ess progressive than it seems at first sight because indirect taxes such as VAT hit ower-income groups harder; but overa, pubic funding means that funding comes disproportionatey from higher-income groups. Currenty the NHS is financed 80 per cent from taxation, with 12 per cent from Nationa Insurance contributions and 4 per cent from charges (Dixon and Robinson 2002). Pubic funding tends to be associated with better popuation heath outcomes. And, from the point of view of the economy, private heath spending has no advantages over pubic heath spending. The most obvious consequence of shifting from pubic to private spending is to shift the burden from the reativey rich to the reativey poor (Normand 1998, quoted in Waness 2002: 141). Whie UK heath funding remains distincty pubic, the mixture of pubic and private within the system has grown, and changed the character of the NHS (Box 14.7). The NHS has aways purchased drugs and equipment from the private sector. Contracting out hospita ceaning and catering services introduced contracting with private companies from the 1980s, and has expanded to invove agencies suppying nursing staff. The private finance initiative brings private investment capita to major investment projects in genera practice and in hospitas. Contracts with the private sector to undertake operations and with overseas heath services mean that heathcare itsef may be contracted out. Independent Sector Treatment Centres have been deveoped to carry out routine eective surgery, using NHS funding and in Box 14.7 Private finance in the NHS The Private Finance Initiative (PFI) was introduced in 1992 to bring the private sector into pubic sector deveopments, incuding the design, buiding, financing, and operation of hospitas and other heath faciities. In practice PFI started sowy, with ony one major hospita deveopment signed by 1996, to buid a major district hospita in Norwich. Labour governments have reaffirmed their commitment to the use of private-sector capita for funding major projects, accepting that private finance might compement pubic funds, as ong as schemes were compatibe with NHS priorities (Baggott 1998: 171). For the government, PFI projects are a way to increase pubic-sector buiding projects quicky without big increases in government borrowing or spending. They are aso seen as transferring risk to private companies. PFI has grown under New Labour, with 105 heath projects signed by 1 September 2001, worth 2,502 miion (Aen 2001: 11). PFI now funds neary a new major hospita schemes, accounting for 64 of the 68 new projects by A variant LIFT (Loca improvement finance trusts) is being deveoped to buid primary care premises, with one open so far and 41 in preparation (OHE 2005). Advocates point to the rapid deveopment of new hospita buidings and the modernization of the NHS stock. Critics point to onger-run costs, with today s pubic buidings costing tomorrow s taxpayers, a growing stream of pubic payments to private companies, and some evidence of risks faing on the pubic rather than the private sector when costs escaate. Finay, some critics wonder whether this is a route to privatizing the NHS.
23 SP3eC14 11/14/06 13:29 Page 429 HEALTH AND HEALTH POLICY 429 competition with NHS hospitas. The Department of Heath sees this as adding to provision, reducing waiting ists, and widening patient choice, whie NHS hospitas see it as unfair competition, with higher tariffs paid to independent centres, and encouragement to PCTs to use the independent centres (Poock 2004/5: 244). NHS contracting with private companies continues to grow. The mixture of state and famiy care is another key concern. The idea of a Nationa Heath Service taking care of its citizens from crade to grave aways missed one crucia component of care: to a arge extent peope have taken care of each other, without intervention from governments or services. Feminist writing in the 1980s began to identify unpaid care, and women s work as unpaid carers, as a crucia component of heath and socia systems, abeit one that was not quantified (Pasca 1997). Counting it, understanding the work, who does it, and why they do it, has grown into a very significant body of research. This work spans crade and grave, in its concern with parenting as we as with care for disabed peope and the frai edery. Parents core concerns with raising heathy chidren, protecting them from injury, may be seen as heath work; responsibiity for the interface with pubic services taking chidren to services and managing treatment puts parents at the centre of heathcare for young chidren. Where chidren are disabed it is not unusua for parents to do speciaized nursing work. And oder peope, especiay spouses, often meet and manage each other s heath and care needs. Feminist investigation began with the gendering of care work. Whie parenting has become a more fashionabe idea, research continues to show mothering as a more common practice. The picture of care for edery peope is more compicated, as it is common for spouses to care for each other, and such care invoves husbands as we as wives. But it has become cear that women are more ikey to have responsibiity for heavy nursing care and to have a wider set of responsibiities, in and beyond the immediate famiy (Finch 1989; Morris 1990). Since feminist work drew attention to the importance of unpaid work, it has become much more common for researchers to count it, to deveop accounts of time use, which incude paid and unpaid work. The evidence accumuates across many countries that women s joining the abour market has not been matched by men s joining famiy work, though there is some convergence of working patterns between men and women (Gershuny 2000). If one crucia argument about care work is about its distribution between men and women, another is about its distribution between state and famiy. Box 14.6 on ong-term care ooks at the recent history of heath and community care for frai edery peope who may need persona and/or nursing care. There is no straightforward way to count a shift from state care to famiy care, but there is evidence that it has happened. First, the reduction in hospita beds now just over a third of the provision in proportion to popuation that existed in 1948 suggests that some care has shifted from hospita to home. Second, the edery popuation has grown, especiay the very edery, whose heathcare needs are greatest (see Chapter 15). And third, governments concerned with the numbers of frai edery and with pubic finance have shifted poicy to ensure that more oder peope, and more frai oder peope, are in need of support and iving at home. Does the evidence support the idea of a trend from state provision to a more mixed economy of care in UK heath poicy? There is ceary an increase in the extent to which governments have turned to the private sector and to the famiy. There has been a growth in private
24 SP3eC14 11/14/06 13:29 Page HEALTH AND HEALTH POLICY insurance outside the NHS, and a growth of private-sector contracts in the NHS. There is itte quantitative evidence about what famiies did in the postwar period, but the impications of changing poicy and changing needs are that the heath and care work of famiies has been growing, especiay in reation to oder peope. But the UK continues some of its postwar tradition. Its NHS is more coectivist, more dominated by pubic spending than the more ibera US, and in this respect retains a more socia democratic stye in reation to heath than in reation to most other socia provisions. The NHS in the twenty-first century: managing heathcare top down or bottom up? Who shoud have power over the deveopment of heath services? What kind of mix shoud there be between governments and professionas, service providers and service consumers, managers and professionas? And how shoud that power be exercised? Shoud centra government take decisions that appy nationwide? Or shoud oca communities participate in decision-making about oca services, even if it means diversity in the way services are provided? How can heath service panning be integrated with socia service panning? If governments have tended utimatey to take the same ine about pubic funding for a nationa heath service, they have tended to take different ines about how to manage it. Probems of organization have sometimes taken the bame when the eve of funding was a more ikey cuprit. The resuting organizations and reorganizations have been many: seven different diagrams are required to describe the structure of the NHS in Engand between 1948 and 2002 (Ham 2004). The 1948 mode was essentiay a top-down one, with the Minister of Heath in at east theoretica contro of a heath service managed through regiona boards and oca management committees and, to a esser extent, oca government authorities. There was a new integrated structure for deivering hospita services, but the first design for the NHS owed as much to the need to pacate entrenched interests, to get a heath service started, as it did to any ideas about how services shoud be managed. The first organization of the NHS was much criticized for its tripartite nature, with no integration of hospita, genera practitioner, and oca authority pubic heath services. But the NHS in this period did deveop integrated oca services, domiciiary services for heath and socia care under Medica Officers of Heath. Reorganization to make more coherent panning structures for heath, impemented in 1974, created a much more difficut environment for integrating oca heath and socia services. It aso took the management of heath entirey away from oca government. Critics saw probems of pubic accountabiity in heath services, with decision-making by non-eected authorities and a ack of pubic participation in decision-making. If the 1948 mode appeared to critics to be top-down, it did not aways appear so to Ministers of Heath. Ministers enunciated poicies, to move resources to Cinderea services for edery and mentay i patients, but spending continued in estabished patterns, with acute hospitas receiving more money. From the point of view of Ministers of Heath it appeared that medica consutants controed spending rather than themseves, with resources foowing medica decisions rather than ministeria ones. Professiona networks rather than hierarchies or market competition may be seen as the rea power arrangement in this period (and others) (Ham 2004: 244).
25 SP3eC14 11/14/06 13:29 Page 431 HEALTH AND HEALTH POLICY 431 The NHS came to be criticized as a bureaucraticay managed system, acking fexibiity and unresponsive to patients, protecting entrenched interests, especiay the interests of professionas deivering the services. Genera management was introduced in 1985, as a soution to these probems: managers never mind whether their background was in industry, financia services, or nursing woud be responsibe to government for deivering poicy. This produced a radica change in the management of heath services, but a more radica one was to come. Right-wing critics saw in the heath service a command-and-contro stye of management that bore an uncomfortabe resembance to discredited Soviet systems. Markets were seen as more dynamic, with incentives and freedom to innovate, and responsive to consumers, who coud take their custom esewhere if not satisfied. After a brief firtation with the idea of exchanging the NHS for aternative systems especiay market-based systems the Thatcher government decided to keep the NHS but import market principes into its management. Hence the 1989 White Paper Working for Patients, and the NHS and Community Care Act of 1990, which introduced the interna market into the NHS. The government aimed to bring the virtues of markets to the NHS whie keeping the promise of pubic funding for a pubic service. The top-down bureaucracy of NHS authorities woud be dismanted. Instead of authorities using government funds to provide services, purchasing authorities woud have funds to buy services and providing authorities woud produce and se them and compete for a market share. Purchasers coud pick and choose between providers, and contract for the best services avaiabe. Genera practitioners coud become fund-hoders, purchasing services from hospitas and other providers. Hospitas coud become NHS Trusts, with independence from heath authorities, and freedom to deveop in their own way, subject ony to winning enough custom. The interna market offered a very radica reorganization. A provider units in fact became trusts, incuding hospitas and ambuance and community heath services. GP fund-hoding aso spread widey. Critics of markets ooked for inequaities in the NHS interna market. Woud the service continue to offer service on the basis of need, or woud some patients get turned off GP ists? Woud patients of fund-hoders get better service than others (Le Grand et a. 2001)? There were many other questions around the costs and efficiency of the interna market. Woud the high transaction costs of the interna market, the managers and computers needed to operate it, bring efficiency benefits to outweigh their costs? But perhaps the most poiticay pressing issue for a New Labour government in 1997 was whether the interna market woud generate the kind of inequaities that the NHS was founded to eiminate. The incoming government offered a new soution. Commissioning by Primary Care Groups was to provide a third way between top-down management and the fragmentation of the interna market, aiming to bring integrated care, based on partnership (Department of Heath 1997: 5). Key decision-making was devoved to oca-eve groups based on primary care: in 2002, these became 302 Primary Care Trusts (PCTs) to cover Engand, with 28 strategic heath authorities to monitor performance and standards. Primary Care Trusts are funded directy from centra government according to their popuation size, weighted according to measures of heath need. They are panned to become broady co-terminous with oca authorities (Lewis and Dixon 2005a), which means they can work together with the staff of socia services departments. They provide primary care and community heath services and became the new purchasers for hospita services.
26 SP3eC14 11/14/06 13:29 Page HEALTH AND HEALTH POLICY Three poitica tensions underie NHS deveopment under New Labour. First, ideas of patient choice, oca decision-making, and citizen invovement are in tension with ideas about quaity contro, spreading best practice, monitoring and setting standards. In practice, bottom-up decision-making has been strongy reguated: oca decision-making ring-fenced by centra government contro with at east at the beginning of the New Labour government a command and contro approach that was much more directive than anything that had been attempted before (Ham 2004: 245). A deveoping agenda of choice (see Box 14.8) may now be shifting power from centra government. Second is the tension between hospitas and primary care. Funds have been devoved to Primary Care Trusts to commission services, which may bring power to Genera Practitioner services over the deveopment of heath care provision, incuding hospitas. But the unfoding of powerfu incentives appied to acute hospita advisers may overwhem primary care commissioning uness PCTs are strengthened (Lewis and Dixon 2005a: 24). Third is a chaenge to the power of professiona networks, with markets used to bring reform. This is ikey as did the interna market from 1990 to bring increased transaction and administrative costs and increased payments to private companies. But it aso chaenges the trust in professionas, which is at the core of NHS reationships. The interna market was softened, but not aboished, by New Labour s deveopment of commissioning by Primary Care Trusts. The government caimed an intention to produce a more coaborative arrangement than the interna market, but contracts persist between one part of the heath service and another, and with outside providers. More recent deveopments payment by resuts, NHS Foundation Trusts bringing more independence to hospitas, a patient-ed NHS bringing more choice to patients (see Box 14.8) have increasingy emphasized the market in the management of the NHS. If underfunding was the core chaenge to the traditiona ethos of the NHS in the 1980s and 1990s (bringing reduced coverage and increased opting for private insurance), increasing faith in the merits of markets may be the core chaenge at the beginning of the twenty-first century. A universa NHS in the twenty-first century: do other systems work better? Has the NHS become out of date? Towards the end of the twentieth century it was criticized for everything, from its waiting ists to its standards of hygiene. The argument gained ground that there was something wrong with the NHS as a system, that there was a faw at the centre of its coectivist ideas: a product of the postwar period coud not meet the demands of the ate twentieth century. The aternative interpretation of NHS is was that they were mainy a product of a strugge to survive in a hostie cimate. The coectivist NHS coud not survive without taxation, but taxation for pubic expenditure was seen ony as a burden. A heath systems have probems, but the NHS seemed particuary deepy troubed at the end of the twentieth century. The most different system of heathcare in a deveoped country is in the US. A much stronger market operates, with ess than haf the spending coming from governments. Private funding systems bring many probems: they tend to be inequitabe, regressive (those with greater heath needs pay the most), have weak incentives for cost contro, high administration costs and can deter appropriate use (Waness 2002: 141). In the US a tiered system has emerged, with the best heath services for peope with occupationa coverage and their dependants. There are midde tiers of peope with bare bones coverage such as Medicaid,
27 SP3eC14 11/14/06 13:29 Page 433 HEALTH AND HEALTH POLICY 433 Box 14.8 Poicies reducing the Department of Heath s contro over the NHS in Engand Creating oca purchasing power Devoving resources from the Department of Heath to oca primary care trusts (PCTs) 85 per cent of NHS resources are now spent by PCTs. Encouraging further devoution of spending decisions to GP practices The government target is for a practices to be commissioning amost a care for their patients by the end of Reducing capacity at the centre and regionay The government target is to achieve a 40 per cent reduction in the number of Department of Heath staff as we as a reduction in the number of strategic heath authorities by Introducing payment by resuts This is a new system by which hospitas are paid for operations or treatments ony when they have done them, with the price fixed by a nationa tariff for specific procedures. The system is designed to encourage providers to keep costs ow and make their care and faciities more attractive to patients. The system is being roed out sowy covering ony a very sma number of procedures for most hospitas in 2003, increasing to 90 per cent of hospita care by Extending patient choice To date, choice of provider has been imited to patients who have been waiting ong times for certain procedures. But from December 2005, a patients needing panned surgery or treatment wi be abe to choose from five providers, and from 2008 the government has promised that patients wi be abe to choose any provider meeting NHS standards and prices. Encouraging a mixed economy of autonomous providers The creation of NHS foundation trusts as part of the 2003 Heath and Socia Care Act This egisation freed a number of NHS hospitas from direct contro of the Department of Heath and enabed them to borrow capita, se assets, and retain in-year surpuses. Governed by a board that incudes representatives of their oca community, foundation trusts are intended to be more responsive to oca needs and have more autonomy to ensure those needs are met. So far, 32 NHS hospitas have become foundation trusts. Increasing the roe of private-sector providers Whie sti currenty providing ony a sma proportion of care for NHS patients, the government is expanding the roe of the independent sector through nationay awarded contracts (for exampe, for new diagnostic and treatment centres) and by enabing patients to choose any provider for panned surgery that meets NHS standards and prices. Introducing competition within primary and community care services Department of Heath guidance issued in Juy 2005 proposed that by the end of 2008, PCTs shoud no onger directy provide their own services. More detais are anticipated in the forthcoming White Paper on out-of-hospita care. Estabishing independent reguation of providers The Heathcare Commission was created in 2004 as an independent organization inspecting a heathcare providers and providing information to the pubic about the quaity of that care. The Commission for Socia Care Inspection provides a simiar function for socia care services. And Monitor is the independent reguator of foundation trusts, authorizing their estabishment and, party through Heathcare Commission inspections, monitoring their activities. Source: Lewis and Dixon (2005b: 2 3) NHS Market Futures: Exporing the impact of heath service market reforms, London: King s Fund.
28 SP3eC14 11/14/06 13:29 Page HEALTH AND HEALTH POLICY and there is a growing uninsured popuation at the bottom, who have ony imited access to pubic hospita cinic and emergency rooms. Heath spending eves far above European countries omit 40 miion Americans from heath insurance cover. One American author advises his European readers: First, cherish your universa coverage and reativey ower costs. You may not reaize how good your systems reay are. Second, cherish your commitment to soidarity and equity. Your systems may ack efficiency from the point of view of heath economists who are concerned with mora hazard and cross-subsidization from the young and heathy to the od and sick, but that is the price for a sense of community and socia justice. Third, be very carefu about the creation of a arge upper tier of peope who purchase a of their care privatey... Support for the pubic system coud decine, and with it funding for the pubic system. (Kirkman-Liff 1997: 42) European systems a use pubic funds as the main source of funding for heathcare. Some have tax-based systems simiar to the NHS, whie others use socia insurance. Insurance gives a narrower base for funding, as peope pay ony during their working ives, and countries are shifting from this mode. Comparison with European and other countries shows that, despite differences in organization and funding, a number of chaenges are shared. These incude: ensuring equity of access to heath services; raising quaity; improving heath outcomes; sustainabe financing; improving efficiency; greater responsiveness; citizen invovement in decision-making; and reducing barriers between heath and socia care (Dixon and Mossiaos 2002). So not a probems can be put down to the NHS as a system. Pubic support for the NHS has remained high, with 80 per cent thinking that the NHS is critica to British society and must be maintained (Waness 2002: 137). The beginning of the twenty-first century has seen a new commitment to the principes of the NHS from government departments. The NHS Pan in 2000 examined other forms of funding heathcare, and concuded that the systems used by other countries do not provide a route to better heathcare: The way that the NHS is financed continues to make sense. It meets the tests of efficiency and equity. The principes on which the NHS was constructed in 1948 remain fundamentay sound (Department of Heath 2000: 40). This new commitment is not just to universa principes, but aso to a eve of funding that wi make a universa service work, universaizing the best heath care. The Treasury pans unprecedented increases in pubic spending to bring the NHS up to modern European standards. The Department of Heath pans increases the number and standards of hospita beds, the NHS workforce, equipment, and IT systems, and to produce nationa standards to repace the uneven quaity or postcode ottery. These are a improving buidings and reducing waiting times (King s Fund 2005). The positive uses of taxation, enabing state action, are to the fore in these pans to improve the quaity of care. Concusion If we ook back to the ideas and ideas of those who began the NHS in 1948, there are obvious changes in a the eements identified at the opening of the chapter. The management of the heath system is the most changed. Top-down panning was bamed for bureaucratic inertia
29 SP3eC14 11/14/06 13:29 Page 435 HEALTH AND HEALTH POLICY 435 and insensitivity to oca needs. Professionas were accused of sef-interest. And markets have become much more prominent in the provision of heath services. But perhaps more surprising is how much has survived through to the twenty-first century, through changes of government, economy, and society. Governments have turned to a more mixed economy of care invoving markets and famiies as we as state provision, and charges for items such as prescriptions have increased. But the major part of NHS funding comes from taxation, as it has since The traditiona commitments of the NHS to a universa service for a based on cinica need, not abiity to pay, and a comprehensive range of services have been reasserted in the NHS Pan (Department of Heath 2000), where they are decared as the pan s first two principes. There is a new commitment to defend the NHS in argument, and to support it with eves of funding to compare with other countries of Western Europe. It can be argued that socia and economic changes reinforce the need for an NHS based on principes of universa service rather than insurance by those in work or charges to patients at the time of use. Increases in the edery popuation in proportion to the working popuation mean reducing the capacity of insurance systems based on empoyment to meet heathcare needs. They aso bring an increasing popuation of vunerabe aduts, with arge heathcare needs and sma incomes. An increasing popuation of disabed peope growing up with significant heath needs is another probem that is difficut to meet through any other system. Increasing socia inequaity and socia excusion are other reasons for the increasing reevance of a system that is not reated to abiity to pay. After a period towards the end of the twentieth century when the core ideas of the NHS were under attack from critics who preferred a market-based system, these principes begin the twenty-first century strengthened. Governments and pubic opinion have acknowedged the vaue of a service that meets peope s heath needs mainy through taxation, on the basis of citizenship rather than payment or contribution. Whie the NHS has gained more generous pubic funding, it has aso been subject to management by interna market and a more mixed economy of provision. Coectivist ideas aso continue to support an individuaist stye of medica care. Medica authority is now more contested by patients, awyers, and socia movements, but the ideas of a pubic heath movement remain on the margin. Perhaps the greatest chaenge of the twenty-first century wi be to address the probems of heath and heath inequaities discussed at the beginning of the chapter: a the new investment in the NHS has not reduced heath inequaities, as infant mortaity and ife expectancy gaps have continued to increase (Department of Heath 2005). KEY LEGISLATION AND POLICY DOCUMENTS NHS Act NHS and Community Care Act Department of Heath and Socia Security 1980, Inequaities in Heath: Report of a Working Group (the Back Report). London: HMSO.
30 SP3eC14 11/14/06 13:29 Page HEALTH AND HEALTH POLICY Acheson, D. (1998), Independent Inquiry into Inequaities in Heath. London: Stationery Office. Department of Heath (2000), The NHS Pan: A Pan for Investment, a Pan for Reform. Cmd London: Stationery Office. Waness, D. (2002), Securing our Future Heath: Taking a Long-Term View. London: HM Treasury. REFERENCES Acheson, D. (1998), Independent Inquiry into Inequaities in Heath. London: Stationery Office. Aen, G. (2000), The Private Finance Initiative (PFI). Research paper 01/117. London: House of Commons Library. Baggott, R. (1998), Heath and Heath Care in Britain. Basingstoke: Macmian. Bartey, M. (2004), Heath inequaity: an introduction to theories, concepts and methods. Cambridge: Poity. Benzeva, M., Judge, K., and Whitehead, M. (1995), Tacking Inequaities in Heath: An Agenda for Action. London: King s Fund. Baxter, M. (1990), Heath and Lifestyes. London: Routedge. Dahgren, P. and Whitehead, M. (1991), Poicies and Strategies to Promote Socia Equity in Heath. Stockhom: Institute of Futures Studies. Department of Heath (1997), The New NHS: Modern, Dependabe. Cmd London: Stationery Office. (1999), Saving Lives: Our Heathier Nation. London: Stationery Office. (2000), The NHS Pan: A Pan for Investment, a Pan for Reform. Cmd London: Stationery Office. (2002), Heath inequaities: nationa targets on infant mortaity and ife expectancy: technica briefing. Department of Heath (2005), Autumn Performance Report 2005, Cmd London: Stationery Office. DHSS (Department of Heath and Socia Security) (1976), Prevention and Heath Everybody s Business: A Reassessment of Pubic and Persona Heath. London: HMSO. (1980), Inequaities in Heath: Report of a Working Group (the Back report). London: HMSO. Dixon, A. and Mossiaos, E. (2002), Heath Care Systems in Eight Countries: Trends and Chaenges. London: European Observatory on Heath Systems, LSE. and Robinson R. (2002), The United Kingdom. In Dixon and Mossias (2002). LSE, London. Doya, L. (1995), What Makes Women Sick: Gender and the Poitica Economy of Heath. London: Macmian. (1998), Women and Heath Services. Buckingham: Open University Press. Eurostat (2004), The Socia Situation in the European Union Luxembourg: European Commission. Finch, J. (1989), Famiy Obigations and Socia Change. Cambridge: Poity Press. Gershuny, J. (2000), Changing Times: Work and Leisure in Post-Industria Society. Oxford: Oxford University Press. Gray, A. (2001a), Expaining inequaities in heath in the United Kingdom. In A. Gray and P. Payne, Word Heath and Disease. Buckingham: Open University Press. (2001b), The decine of infectious disease: the case of Engand. In A. Gray and P. Payne, Word Heath and Disease. Buckingham: Open University Press. Ham, C. (2004), Heath Poicy in Britain. London: Pagrave Macmian. Hunter, D. J. (1997), Desperatey Seeking Soutions: Rationing Heath Care. London: Longman. King s Fund (2005), An Independent Audit of the NHS under Labour ( ). London: King s Fund.
31 SP3eC14 11/14/06 13:29 Page 437 HEALTH AND HEALTH POLICY 437 Kirkman-Liff, B. (1997), The United States. In C. Ham (ed.), Heath Care Reform: Learning from Internationa Experience. Buckingham: Open University Press. Le Grand, J., Mays, N. J., and Muigan, J. (2001), Learning from the NHS Interna Market: A Review of the Evidence. London: King s Fund. Lewis, J. and Gennerster, H. (1996), Impementing the New Community Care. Buckingham: Open University Press. Lewis, R. and Dixon, J. (2005a), The future of primary care: Meeting the chaenge of the new NHS market. London: King s Fund. Lewis, R. and Dixon, J. (2005b), NHS Market Futures: exporing the impact of heath service market reforms. London: King s Fund. McKeown, T. (1976), The Modern Rise of Popuation. London: Arnod. Mehrotra, S. (2000), Integrating Economic and Socia Poicy: Good Practices from High Achieving Countries. Forence: UNICEF. Morris. L. (1990), The Workings of the Househod. Cambridge: Poity Press. NICE (Nationa Institute for Cinica Exceence) (2000), statement by Sir Michae Rawins, chair, NICE ( Office of Heath Economics (2002 or 2005 if possibe), Compendium of Heath Statistics. London: OHE. ONS (Office for Nationa Statistics) (1996), Socia Focus on Ethnic Minorities. London: ONS. (2005), Resuts from the 2003/4 Genera Househod Survey. London: Stationery Office. ONS (Office for Nationa Statistics) (2005), Socia Trends no. 35. London: ONS. Pamer, K. (2005), How shoud we dea with hospita faiure? facing the chaenges of the new NHS market. London: King s Fund. Pasca, G. (1997), Socia Poicy: A New Feminist Anaysis. London: Routedge. Poock, A. M. (2004/5), NHS pc: the Privatisation of Our Heath Care. London and New York: Verso. Powe, M. (1997), Evauating the Nationa Heath Service. Buckingham: Open University Press. Roya Commission on Long Term Care for the Edery (1999), With Respect to Od Age: Long-Term Care: Rights and Responsibiities. Cmd I. London: Stationery Office. Spencer, N. (1996), Poverty and Chid Heath. Oxford: Radciffe. Waness, D. (2002), Securing our Future Heath: Taking a Long-Term View. London: HM Treasury. Webster, C. (1998), The Nationa Heath Service: A Poitica History. Oxford: Oxford University Press. Wikinson, R. G. (1996), Unheathy Societies: The Affictions of Inequaity. London: Routedge. Wikinson, R. G. (2005), The impact of inequaity: how to make sick societies heathier. New York and London: the New Press. FURTHER READING R. Baggott, Heath and Heath Care in Britain (Basingstoke: Macmian, 1998). A comprehensive and detaied account of heath and heath care issues. R. Baggott, Pubic Heath: Poicy and Poitics (Basingstoke: Macmian, 2000). A wide-ranging text which examines a range of heath issues, such as the environment, food, and acoho, within an account of the poitics of pubic heath. M. Bartey, Heath inequaity: an introduction to theories, concepts and methods (Cambridge: Poity, 2004). A usefu synthesis and review of the rapidy growing research and iterature on heath inequaities.
32 SP3eC14 11/14/06 13:29 Page HEALTH AND HEALTH POLICY M. Benzeva, K. Judge, and M. Whitehead, Tacking Inequaities in Heath: An Agenda for Action (London: King s Fund, 1995). A coection of essays which discuss the poicy options for addressing heath inequaities. A. Gray and P. Payne, Word Heath and Disease (Buckingham: Open University Press, 2001). This Open University text assembes the evidence about heath inequaities and their expanations in two accessibe chapters: ch. 9 on Contemporary patterns of disease in the UK and ch. 10 on Expaining inequaities in heath in the UK. Ch. 6 aso incudes a usefu discussion of expanations for the modern decine in mortaity. C. Ham, Heath Poicy in Britain (London: Pagrave Macmian, 2004). An accessibe and enightening study of heath poicy and poicy-making processes. King s Fund (2005) An Independent Audit of the NHS under Labour ( ). London: King s Fund. M. Powe, Evauating the Nationa Heath Service (Buckingham: Open University Press, 1997). This study asks how we the NHS has worked, what its successes and faiure are, and how it compares with other systems. W. Ranade, A Future for the NHS? Heath Care for the Miennium (London: Longman, 1997). An accessibe text on the NHS. C. Webster, The Nationa Heath Service: A Poitica History (Oxford: Oxford University Press, 1998). An accessibe account of the history of the NHS, which covers its impementation and its first fifty years. USEFUL WEBSITES Department of Heath: HM Treasury: The King s Fund: Nationa Heath Service: Nationa Statistics: Office for Heath Economics: Organization for Economic Cooperation and Deveopment (OECD): www1.oecd.orga/es/heath/sof Word Heath Organization (WHO): www3.who.int/whosis GLOSSARY biomedica mode An understanding of heath rooted in the bioogica and medica sciences. Its orientation is towards treating iness in individuas. cost benefit and cost effectiveness anaysis Economic toos for assessing the merits of poicies or practices. Both invove a broad assessment of the fu costs of a decision to individuas, to the heath service, and to society more broady. Cost benefit anaysis aso attempts to make a fu assessment of the benefits, in order to compare treatments for different kinds of probem. infant mortaity rates These count the deaths of chidren under 1 year od and measure them over time, or in comparison with other countries. They are expressed per 1,000 ive births, and are regarded as an indicator of comparative heath. interna market A structure for providing heath (or other pubic services) in which the authorities responsibe for making decisions about the avaiabiity of services, and for purchasing them, are separate from
33 SP3eC14 11/14/06 13:29 Page 439 HEALTH AND HEALTH POLICY 439 the organizations which produce and deiver services to patients. They introduce competitive market forces into pubic services. ibera, free-market-based approach An approach to socia poicy which is buit on the assumption that individuas shoud be free to choose their own wefare, buying through markets, rather than having them provided through the state. mixed economy of wefare A description of the diverse sources of wefare, in state, private, vountary, and informa famiy sectors. During the atter part of the twentieth century governments saw it as their roe to stimuate and support a wider range of sources of provision, beyond the state. This has argey continued under New Labour, though recent deveopments have re-emphasized the roe of the state in funding and providing services, especiay in heath and education. Nationa Heath Service (NHS) The system of heath service provision estabished by the NHS Act in Its system of pubic funding, with no charges at the time of use, made it a mode of the coectivist ideas of the postwar era, when the emphasis was on coective, state action to meet human needs and to regenerate society. new socia movements started as coective protests and aimed to work through pubic opinion and civi society. The women s movement and environmenta (green) movements have infuenced socia poicy widey, and both have significant heath agendas. north south divide The evidence of different heath experience in different regions in the UK is strong, with the poorer regions of the north having higher mortaity rates than the richer south-east. Primary Care Trusts (PCTs) PCTs in Engand and Loca Heath Groups in Waes are now the main purchasers of heathcare services. They receive money from centra government, mainy according to their popuation size. They serve popuations of between 50,000 and 250,000 peope. PCTs provide primary care services, but purchase hospita and other services which coud incude physiotherapy and aternative therapies from other providers. In Scotand the system of purchasing and providing is more integrated. rationing Decisions about aocating resources or setting priorities. These may be decisions about which services to provide as part of the NHS and which not to provide, as we as decisions about who shoud be treated and who not. redistributive A system of taxation and benefits which reduces inequaity by taking a higher proportion from higher-income groups and giving a higher proportion of benefits to poorer househods. socia and environmenta mode A socia mode of heath stresses the importance of peope s pace in society in making them heathy or sick: socia cass in particuar is seen as a key determinant of heath. Environmentaists share the concern with factors beyond the individua, but their attention is more to heath hazards which may affect everyone: nucear faout, agricutura chemicas, air poution. socia democratic regimes The socia democratic beief that capitaism can be reformed by state intervention ies behind the wefare strategies of Scandinavian countries, especiay Sweden. Here, socia poicies are based on government intervention to produce socia cohesion, with higher taxation, income redistribution, abour market poicies to bring peope into work, and more equa outcomes than in most western European countries or the US. standardized mortaity rates Annua death rates per 100,000 in a popuation group. They are standardized to enabe comparison between groups with different age structures. third way The approach of the New Labour government which came to power in The Bair government ooked for a way between two poitica traditions, based on the centra state (od Labour) and the market (new Right), using a mixture of state and market, according to what works. universa service, universaizing the best The principe on which the NHS was founded was that of providing to the whoe popuation, according to need rather than abiity to pay. The stigma attached to
34 SP3eC14 11/14/06 13:29 Page HEALTH AND HEALTH POLICY means-tested provision and the poorer quaity of services for poorer peope which characterized Poor Law systems were to be avoided by providing the highest-quaity care for everyone, universaizing the best. Insurance-based systems tend to eave some peope out (e.g. those who are disabed, and/or have weak empoyment records). Such systems may have ess than universa coverage, and they may have different eves or tiers of service for different groups of peope. ESSAY QUESTIONS 1 How can we best understand heath inequaities in Britain? 2 What do you understand by a universa heath service and how universa was the service introduced in Britain in 1948? 3 What chaenges have there been to the dominance of medicine in the NHS and how successfu have they been? 4 Can the NHS provide comprehensive care? 5 What has been the impact of private finance on the NHS? 6 What is the interna market in the NHS? 7 What aternatives are there to a NHS on universa principes? Are there aternatives in other countries which might work better?
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