CISC Platform Matrix. J.P. Morgan investment management is available across the following platforms.

Transcription

1 CISC Platform Matrix A roadmap to J.P. Morgan investment products available at CISC J.P. Morgan investment management is available across the following platforms. Brokerage 1 MFAP 2 A C Select Institutional U.S. equity funds JPMorgan Disciplined Equity Fund JDEAX JPMorgan Dynamic Small Cap Growth Fund VSCOX VSCCX JPMorgan Equity Income Fund OIEIX OINCX JPMorgan Equity Index Fund OGEAX OEICX JPMorgan Growth Advantage Fund VHIAX JGACX JPMorgan Growth and Income Fund VGRIX VGICX JPMorgan Intrepid America Fund JIAAX JIACX JPMorgan Intrepid Growth Fund JIGAX JCICX JPMorgan Intrepid Mid Cap Fund PECAX ODMCX JPMorgan Intrepid Value Fund JIVAX JIVCX JPIVX JPMorgan Large Cap Growth Fund OLGAX OLGCX JPMorgan Large Cap Value Fund OLVAX OLVCX JPMorgan Market Expansion Fund OMEAX OMECX JPMorgan Mid Cap Equity Fund VSNGX JPMorgan Mid Cap Growth Fund OSGIX OMGCX HLGEX JPMorgan Mid Cap Value Fund JAMCX JCMVX JPMorgan Small Cap Equity Fund VSEAX JSECX JPMorgan Small Cap Growth Fund PGSGX OSGCX OGGFX JPMorgan Small Cap Value Fund PSOAX OSVCX JPMorgan U.S. Dynamic Plus Fund JPSAX JPSCX JPMorgan U.S. Equity Fund JUEAX JUECX JUESX JPMorgan U.S. Large Cap Core Plus Fund JLCAX JLPCX JPMorgan U.S. Large Cap Value Plus Fund JTVAX JTVCX JPMorgan U.S. Small Company Fund JTUAX JPMorgan Tax Aware Equity Fund JPDEX JPMorgan Value Advantage Fund JVAAX JVACX JPMorgan Value Opportunities Fund JVOAX JVOCX Undiscoverd Managers Behavioral Growth Fund UBGAX UBGCX Specialty funds Highbridge Statistical Market Neutral Fund HSKAX HSKCX HSKSX JPMorgan Multi-Cap Market Neutral Fund OGNAX OGNCX JPMorgan Realty Income Fund URTAX URTCX JPMorgan Research Market Neutral Fund JMNAX JMNCX JPMorgan Strategic Preservation Fund JSPAX JPMorgan U.S. Real Estate Fund SUSIX JPRCX SUIEX Fund fact sheet Summary prospectus 1 Only A and C shares available on brokerage. 2 Only bolded share classes available on MFAP.

2 Brokerage 1 MFAP 2 A C Select Institutional International funds JPMorgan Asia Equity Fund JAEAX JPMorgan Emerging Markets Equity Fund JFAMX JEMCX JEMSX JPMorgan International Equity Fund JSEAX JIECX JPMorgan International Equity Index Fund OEIAX OIICX OIEAX JPMorgan International Opportunities Fund JIOAX JIOCX JPMorgan International Value Fund JFEAX JIUCX JIESX JPMorgan Intrepid European Fund VEUAX VEUCX JPMorgan Intrepid International Fund JFTAX JIICX JPMorgan Latin America Fund JTLAX Taxable fixed income funds JPMorgan Core Bond Fund PGBOX OBOCX WOBDX JPMorgan Core Plus Bond Fund ONIAX OBDCX HLIPX JPMorgan Emerging Markets Debt Fund JEDAX JEDCX JPMorgan Government Bond Fund OGGAX OGVCX JPMorgan High Yield Fund OHYAX OGHCX OHYFX JPMorgan Mortgage-Backed Securities Fund OMBAX JPMorgan Real Return Fund RRNAX RRNCX JPMorgan Short Duration Bond Fund OGLVX OSTCX HLLVX JPMorgan Short Term Bond Fund II HSTGX JPMorgan Strategic Income Opportunities Fund JSOAX JSOCX JPMorgan Treasury & Agency Fund OTABX OGTFX JPMorgan Limited Duration Bond Fund ONUAX OGUCX Tax exempt fixed income funds JPMorgan Arizona Municipal Bond Fund OAMAX JCAMX OGAFX JPMorgan California Tax Free Bond Fund JCBAX JCBCX JPCBX JPMorgan Intermediate Tax Free Bond Fund JITAX JITCX VSITX JPMorgan Michigan Municipal Bond Fund PEIAX JMMCX WOMBX JPMorgan Municipal Income Fund OTBAX OMICX HLTAX JPMorgan New York Tax Free Bond Fund VANTX JCNTX VINTX JPMorgan Ohio Municipal Bond Fund ONOHX JOMCX HLOMX JPMorgan Short-Intermediate Municipal Bond Fund OSTAX STMCX PGUIX JPMorgan Tax Aware Real Return Fund TXRAX TXRCX JPMorgan Tax Free Bond Fund PMBAX JTFCX PRBIX Asset allocation funds JPMorgan Diversified Fund JDVAX JDVCX JPMorgan Income Builder Fund JNBAX JNBCX JPMorgan Investor Balanced Fund OGIAX OGBCX JPMorgan Investor Conservative Growth Fund OICAX OCGCX JPMorgan Investor Growth and Income Fund ONGIX ONECX JPMorgan Investor Growth Fund ONGAX OGGCX JPMorgan SmartRetirement 2010 Fund SM JSWAX JSWCX JPMorgan SmartRetirement 2015 Fund SM JSFAX JSFCX JPMorgan SmartRetirement 2020 Fund SM JTTAX JTTCX JPMorgan SmartRetirement 2025 Fund SM JNSAX JNSCX JPMorgan SmartRetirement 2030 Fund SM JSMAX JSMCX JPMorgan SmartRetirement 2035 Fund SM SRJAX SRJCX JPMorgan SmartRetirement 2040 Fund SM SMTAX SMTCX JPMorgan SmartRetirement 2045 Fund SM JSAAX JSACX JPMorgan SmartRetirement 2050 Fund SM JTSAX JTSCX JPMorgan SmartRetirement Income Fund SM JSRAX JSRCX Fund fact sheet Summary prospectus 1 Only A and C shares available on brokerage. 2 Only bolded share classes available on MFAP. 2

3 Manager Program (PMP) FOR INSTITUTIONAL USE ONLY NOT FOR PUBLIC DISTRIBUTION The Manager Program (PMP) provides access to top-quality investment managers in a variety of styles and asset classes. The investment managers have been identified utilizing a rigorous evaluation process and will be reviewed on an ongoing basis. Clients receive the benefits of separate account management at lower account minimums of $100,000 to $250,000 in most cases. For more information on PMP, please visit the RIS intranet and select the Products option under Resources. From there, select Managed Accounts and locate PMP. RIS intranet Resources/ products Managed accounts Manager Program (PMP) J.P. Morgan investment management is available for the following PMP strategies. Asset class Strategy Program investment minimum U.S. Large Cap Core Large Cap Equity $100,000 Municipal Fixed Income Intermediate Municipal Bond $250,000 State Specific Municipal Fixed Income CA, MI, NJ, NY $250,000 State Preference Municipal Fixed Income AZ, CO, CT, GA, LA, MA, MD, OH, UT $250,000 International Financial Services (IFS)/NRA These products are for Non-U.S. Investors Only. For more information on IFS/NRA, please visit the RIS intranet and select the Products option under Resources. From there, select International Financial Services (IFS)/NRA. RIS intranet Resources/ products International Financial Services (IFS)/NRA Fixed income Share Class CUSIP Global High Yield Bond A (acc) USD L5782A875 JPM Emerging Markets Local Currency Debt A (acc) USD L5783A809 JPM US Aggregate Bond A (acc) USD L JPM US Bond A (acc) USD L5780N242 Multi Asset [Balanced & Convertibles] JPM Global Balanced (USD) A (acc) USD L5780N358 JPM Global Capital Preservation (USD) A (acc) USD L JPM Global Convertibles (USD) A (acc) USD L5773B106 Core Equity [Behavioural Finance] JPM Europe Equity A (acc) USD L JPM Global Dynamic A (acc) USD L JPM US Dynamic A (acc) USD L5780X760 Asia & Emerging Market Equities Global Natural Resources A (acc) USD L Global Real Estate Securities A (acc) USD L Highbridge Statistical market neutral Hedged A (acc) USD L Highbridge US STEEP A (acc) USD L5783A528 JF Asia Ex-Japan A (acc) USD L JF Greater China A (acc) USD L JF India A (acc) USD L5780X737 JF Japan Equity A (acc) USD L5780X711 JF Korea Equity Fund A (acc) USD L JF Pacific Balanced A (acc) USD L JF Singapore A (acc) USD L JF Taiwan A (acc) USD L JPM Brazil Equity A (acc) USD L5783A379 JPM Emerging Europe, Middle East and Africa Equity A (acc) USD L JPM Emerging Markets Equity A (acc) USD L5780X620 JPM Emerging Markets Infrastructure Equity A (acc) USD L JPM Emerging Middle East Equity 1 A (acc) USD L5780X752 JPM Europe Dynamic Mega Cap A (acc) USD L JPM Latin America Equity A (acc) USD L JPM Russia A (acc) USD L Prior to June 15, 2009 the JPM Emerging Middle East Equity Fund was named the JPM Middle East Equity Fund. 3

4 Chase Strategic (CSP) The Chase Strategic (CSP) is a fee-based investment advisory program that brings together world-class investment management capabilities, people and processes that seek to deliver an innovative investment experience that can t be found anywhere else. Broadly diversified across multiple equity and fixed income asset classes in an effort to deliver an optimal portfolio of investments. Professionally managed and blended among a variety of investments in an attempt to enhance returns while reducing risk and dependency on a single Investment Manager s performance a portfolio may include mutual funds, exchange traded funds, separately managed accounts and money market funds. Carefully constructed for client s investment objective and consolidated into one comprehensive account. U.S. Equity Fund Mid Cap Equity Fund U.S. Real Estate Fund International Value Fund Intermediate Tax Free Bond Fund Conservative models Conservative Tax Aware with Municipal Bonds Tier 1 Conservative Tax Aware with Municipal Bonds Tier 2 Conservative Tax Aware with Municipal Bonds Tier 3 Conservative Tier 1 Conservative Tier 2 Conservative Tier 3 Balanced models Balanced Tax Aware with Municipal Bonds Tier 1 Balanced Tax Aware with Municipal Bonds Tier 2 Balanced Tax Aware with Municipal Bonds Tier 3 Balanced Tier 1 Balanced Tier 2 Balanced Tier 3 Growth and income models Growth & Income Tax Aware with Municipal Bonds Tier 1 Growth & Income Tax Aware with Municipal Bonds Tier 2 Growth & Income Tax Aware with Municipal Bonds Tier 3 Growth & Income Tax Aware with Municipal Bonds Tier 4 Growth & Income Tier 1 Growth & Income Tier 2 Growth & Income Tier 3 Growth models Growth Tax Aware with Municipal Bonds Tier 1 Growth Tax Aware with Municipal Bonds Tier 2 Growth Tax Aware with Municipal Bonds Tier 3 Growth Tax Aware with Municipal Bonds Tier 4 Growth Tier 1 Growth Tier 2 Growth Tier 3 All equity models All Equity Tier 1 All Equity Tier 2 All Equity Tier 3 All fixed income models 100% Fixed Income 100% Fixed Income Tax-Aware - Tier 1 100% Fixed Income Tax-Aware - Tier 2 4

5 For more information on CSP, please visit the RIS intranet and select the Products option under Resources. From there, select Managed Accounts and locate CSP. RIS intranet Resources/ products Managed accounts Chase Strategic (CSP) Small Cap Equity Fund Emerging Markets Equity Fund Equity Index Fund High Yield Fund Short Duration Bond Fund Core Bond Fund U.S. Large Cap Equity SMA Intermediate Muni SMA International Value SMA 5

6 CISC Variable Annuity Platform J.P. Morgan strategies JPMorgan Subaccount Name Prudential Premier Retirement AST JPMorgan International Equity AST Small-Cap Value AST High Yield AST J.P. Morgan Strategic Opportunities * Nationwide - Destination NVIT Multi-Manager International Value Fund NVIT Multi-Manager Small Cap Value Fund Pacific Life - Voyages Pacific Select Fund International Value Corresponding Mutual Fund (A Share Ticker) JPMorgan International Equity Fund/JSEAX JPMorgan Small Cap Value Fund/PSOAX JPMorgan High Yield Fund/OHYAX No corresponding fund managed by GMAG JPMorgan International Value Fund/JFEAX JPMorgan Small Cap Value Fund/PSOAX JPMorgan International Value Fund/JFEAX Key insights on subaccount An international portfolio of high conviction equity holdings focused on quality, earnings and valuations Seeks to minimize risk through stock selection, country allocation and currency management Proprietary research with a portfolio manager overlay differentiates this strategy from other quantitative approaches Owns attractively valued stocks relative to peers that exhibit superior business trends and stock momentum characteristics Seasoned management team combines bottom-up research with top-down insight Value-focused strategy combining robust credit analysis with market insights to strategically adjust the portfolio s credit risk profile to take advantage of various market cycle opportunities A sophisticated, defensive approach to volatile markets that highlights J.P. Morgan s strength in fixed income and alternatives investing The portfolio provides clients access to J.P. Morgan s best ideas through 14 underlying sleeves that are strategically allocated to 1/3 fixed income, 1/3 equities and 1/3 alternatives The J.P. Morgan sleeve of the portfolio invests in a diversified portfolio of high-conviction international value companies Bottom-up stock selection, with an emphasis on developed markets, drives the strategy s lowrisk profile and consistency of returns; limited exposure to emerging markets The J.P. Morgan sleeve of the portfolio provides proprietary research with a portfolio manager overlay which differentiates this strategy from other quantitative approaches Owns attractively valued stocks that exhibit superior business trends and stock momentum characteristics relative to peers The portfolio invests in a diversified portfolio of high-conviction international value companies Bottom-up stock selection, with an emphasis on developed markets, drives the strategy s lowrisk profile and consistency of returns; limited exposure to emerging markets Pacific Select Fund Long/Short Large-Cap AXA - Accumulator AXA Premier VIP International Trust EQ/JPM Value Opportunities JPMorgan U.S. Large Cap Core Plus Fund/JLCAX JPMorgan US Research Equity Plus/JEPAX JPMorgan International Equity Fund/JSEAX JPMorgan Value Opportunities Fund/JVOAX A blend of J.P. Morgan s US Large Cap Core Plus and US Research Equity Plus 130/30 strategies that seeks above-average risk-adjusted returns by taking both long and short positions primarily in large cap U.S. stocks The seasoned portfolio management team capitalizes on the J.P. Morgan research advantage of over 24 career U.S. research analysts as well as leverages insights from our larger global research network A multi-managed investment approach; the J.P. Morgan sleeve of the portfolio invests in high conviction equity holdings focused on quality, earnings and valuations Seeks to minimize risk through stock selection, country allocation and currency management A contrarian approach to value investing that looks to avoid value traps and to invest in companies identified as undervalued relative to their estimated worth The seasoned portfolio management team capitalizes on the J.P. Morgan research advantage by leveraging the insights of over 24 career U.S. research analysts Variable annuity guarantees are only as good as the insurance company that gives them. While it is an uncommon occurrence that the insurance companies that back these guarantees are unable to meet their obligations, it may happen. Opinions and statements of financial market trends that are based on current market conditions constitute our judgment and are subject to change without notice. We believe the information provided here is reliable but should not be assumed to be accurate or complete. The views and strategies described may not be suitable for all investors. Securities (including mutual funds and variable annuities) and investment advisory services are offered through Chase Investment Services Corp. ( CISC) or affiliated broker/dealers. Annuities and insurance products are provided by various insurance companies and offered through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. CISC, a member of FINRA and SIPC, and CIA are affiliates of JPMorgan Chase Bank, N.A. Products not available in all states. 6

7 JPMorgan Subaccount Name Corresponding Mutual Fund (A Share Ticker) SunAmerica Polaris Retirement Protector SAST Balanced SAST Global Equities SAST Mid-Cap Growth SAST Growth & Income MetLife Series VA No current placement No corresponding fund - managed by GMAG No corresponding fund JPMorgan Mid Cap Growth Fund/OSGIX JPMorgan Equity Income Fund/OIEIX Key insights on subaccount A well-balanced 60/40 asset allocation portfolio managed by J.P. Morgan s Global Multi-Asset Group Underlying sleeves include a core equity strategy utilizing behavioral finance principles; a core equity strategy utilizing a bottom-up stock ranking process managed by one of our most senior investors; and a core fixed income strategy that targets intermediate, investment grade bonds A core, multi-cap strategy that dynamically adapts to changing market environments and is tilted towards th e best global stock opportunities in both growth and value Disciplined stock screens combined with fundamental research creates a highly diversified portfolio by stock, region, sector and capitalization Focused on the highest conviction opportunities within the mid-cap growth sector, emphasizing companies with a compelling risk/reward tradeoff Employs a disciplined, systematic portfolio construction process to minimize uncompensated risks relative to the benchmark Style-pure strategy targets above-average dividend-paying companies to pursue monthly income and a smoother ride in uncertain times The deeply resourced team employs a solid, bottom-up approach to stock selection capitalizing on expertise of dedicated value research analysts and the insights of our global network of more than 200 career analysts CISC variable annuity matrix featuring J.P. Morgan investment products J.P. Morgan Mutual Funds with like strategies in variable annuity subaccounts U.S. equity Prudential Nationwide Pacific Life AXA SunAmerica JPMorgan Equity Income JPMorgan Growth Advantage JPMorgan Intrepid America Balanced JPMorgan U.S. Large Cap Core Plus Long/Short JPMorgan Mid Cap Growth JPMorgan Small Cap Value JPMorgan U.S. Dynamic Plus JPMorgan U.S. Equity Fund Balanced JPMorgan U.S. Research Equity Plus Long/Short JPMorgan Research Market Neutral JPMorgan Value Advantage JPMorgan Value Opportunities International JPMorgan Emerging Economies JPMorgan International Equity JPMorgan International Opportunities JPMorgan International Value Specialty J.P. Morgan Capital Preservation Fixed income JPMorgan Core Bond JPMorgan Emerging Markets Debt JPMorgan High Yield JPMorgan Strategic Income Opportunities [] denotes standalone portfolio [portfolio name] denotes sleeve within a greater asset allocation portfolio A variable deferred annuity is a long-term financial product designed for retirement purposes. In essence, an annuity is a contractual agreement in which payments are made to an insurance company, which agrees to pay out an income or a lump sum amount at a later date. Typically, variable annuities have mortality and expense charges, account fees, investment management fees and administration fees. In addition, annuity contracts have exclusions and limitations, withdrawals may be subject to surrender charges and ordinary income tax to the extent of gain, and if taken prior to age 59½, a 10%federal income tax penalty. 7

8 National Sales Manager: Steve Roberts ( ) Internal Wholesaling Manager: Bob Wilson ( ) Client Advisor Phone Number Internal Client Advisor Phone Number Territory Marco Acosta Andy Croop NJ, CT, Upstate NY Open Ryan Kanz OR, WA, ID Joyce Crofutt Ryan Kanz AZ, NV John Dansie Todd Sands OK, Northern TX, UT, CO Tim Dunaitis Heather Rose MI, WI Mike Garontakos Shelly Eckels OH, WV John Hayes Andy Croop Boroughs, Long Island Matt Hume Jennifer Iniguez Northern CA Jack Kennedy IL Brett Miller Heather Rose LA, Houston, Southern TX Greg Perelman Todd Sands Manhattan Jeremy Rich Jennifer Iniguez Southern CA Chad Sprecher FL, GA Stacia Welt Shelly Eckels IN, KY, Southwest OH Contact JPMorgan Distribution Services, Inc. at for a fund prospectus. You can also visit us at Investors should carefully consider the investment objectives and risks as well as charges and expenses of the mutual fund before investing. The prospectus contains this and other information about the mutual fund. Read the prospectus carefully before investing. J.P. Morgan Asset Management is the marketing name for the asset management businesses of JPMorgan Chase & Co. Those businesses include, but are not limited to, J.P. Morgan Investment Management Inc., Security Capital Research & Management Incorporated and J.P. Morgan Alternative Asset Management, Inc. J.P. Morgan Funds are distributed by JPMorgan Distribution Services, Inc., which is an affiliate of JPMorgan Chase & Co. Affiliates of JPMorgan Chase & Co. receive fees for providing various services to the funds. JPMorgan Distribution Services, Inc. is a member of FINRA/SIPC. JPMorgan Chase & Co., March 2012 MISC-CISCMTX