Type Of Information To Be Told By A Corporation Administrator

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1 'l L " r.. Re,. 112 N01 FINNCIL DISCLOSURE REPOR in Government ct of l ns Calendar Year 2003 (5 U.S.C. app ) Report Required by the Ethics l. Person Reportng (Last name, First name, Middle initial) 2. Court or Organization 3. Date ofreport FILIPPINE, ledw R L USDC,EDMO S/6/ itle (rti<:le III udges indicate active or senior status; magistrate: judges indicate full or pa1rttime) U.S. District udgesenior S. Reportype (check appropriate type) 6. Reporting Period Nomination. Date 1/1/2003 Initial ' nnua ' Fial to 12131/ Chamb(:rs or Offce ddress.f. Eagleton U.S. Courthouse 111 S. lodilst,room St Louis, MO 63 W2 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Revievl'ing Offcer _ Date OES: he instructions accompanying this form must be followed. Complete all part, checking tll1e NONE box for each part I. POS:rONS.. (Reporting indiv!dual only; se' pp. 913 of filing instructions) NONE (No reportable: positions.) POSffiON NME OF ORGNIZION/EN l. :: a:;... "" IL GR:ENS. (Reporting individual only; see pp oftiling instructions) NONE (No reportable agnltments.) PRIES ND E I. : Si.. _..:: 'C> Vt....

2 ', FINNCIL DISCLOSURE REPOR Name of Person Reporting Date Ill. N ONINES1N IN COM.. Filer's NonInvestment Imwm FIPINE, EDWRD L (Reporting individual and spouse; see pp, 1724 of filing instructio11s) ofrepo1 5/ OC v NOi'.u, "' E' ' (No reportable noninvestment mcome. > SOURCE ND YPE GROSS INCOME {youi not spouse's) I. B. Spouse:'s NonInvestment Income (Ifyou were married during any portion of th reporting year, please complete this section. (dollar amount not required 1 xcept for honoraria) NONE (No reportle no111invesent income.) SOURCE N YE 1. N. REINIBUREM transportation, lodging, food, entertainment. (Includes those to spouse and dependent children. See pp of inctions.) NONli! (No such reportable reimbursements.) SOURCE DESCRIPION I.

3 FINNCIL DISCLOSURE REPOR Name of Person Reportng Date of Repor] FILIPPINE, EDWRD L 5/6/2004 V. GIF.. (Includes those to SPuse and dependent children. See pp of instructions.) NONE (No such reportable gifits.) DESCIUPION I. VL UBilS. (Includes those of spouse and dependent children. See pp of instructions.) NONE (No reportable iialbilities.) DESCRIPION l.

4 . >age FINNCIL DISCLOSURE REPOR 1of3 vn INESMS am RUSS (1) Name of Person Reportng FILPINE, EDWRD L Dat of Report S/ income, vaue trions (includes the of the spouse and dependent children. See pp of filing instructions.). B. c. D. Income during Grss value at end of ransactions during reporting pericd Descriioo of ss reporting perod repoting period (including tr asset) (2) (I) (2) (I) If not exept from dis losure (2) (3) (4) (5) Plac1 "(X}" after each asset exempt mount ype (e.g. Value Value nl (e.g. Date: Value Gain Identity of from ptior disclosure Code 1 div. rent. or Code2 Method buy, sell. Momh Code2 Code buyerfseller ( H) int.) ( P) Code3 merger, Day ( P) I ( (ifµr:vate. (QW) redemption) I trtion) i DNONE (No reportable income.. assets:, or tractions) 1. Bank of merica, account 2. Bank of.erica (IRl) (CDs) lnt/distrib 3. Bank of.merica (IR2) (CDs) Interet 4. Southwest Bank, account s. Brok4:rage ccount 6. Robt W. Baird & Co (IRl} Div/Distrib K 7. * PIMCO IDS Ill YL CL C 8. *First R654UN PHRM POR SER 14 SEM[REIN 9. *Gen1eral Money Maret Robt. W. Baird & Co. (I#2} 11. "'PIMCO FDS ID YLD CL C 12. "'First R654UNI PHM POR SER 14 SEMI RE 13. *General Money Market 14. Seligman Grwt Fund Cl, mutual fund 15. er. el & el, common sto1ck (See Par VI 16. SBC, 1 ommon stock B Sold 11/14 L D 17. OSK, common stock 18. EMC, common stock K ]. lncomefgain Codes: C = S2,50!S5.00f D = S5,ll01Sl 5,000 E = S15.001$ (See Cohmms Bl and D4) Hl = $1,00('lOl$5, H: =More!hau s;s.000, ValueCo,f: L =$50,001$ M = $100.00iS250,000 {See Coltmms Ci an<l D3) Pt $! SS,(IOO_OO( l' =!;5l00.001$25.000,000 P = S25,000,0f!l$50,0UO,OOO P4 =" $More than $50,UOO,UO(t :1. V.aiue f\:fothvd Codes Q = ppraisal R ==Cost (Real Est ltc Only) S.,. /1 :":1. s:ment Casn/Market U ::: BooK 'Value V c Othe1 \.\' = Esumat d

5 FI.N ll DISCLOSURE REPOR Name of Person Reporting Date of Report.Page2 of3 FIUPPINE, EDWRD L 5/ VII. INESMS and RUSS. De i;cription ofssets (ineludg tr asse) Pia c:e "(X)" afer each asset exem fr i prior disclosure 19. BC, common stock income, value, transcations (includes those of the spuse and dependent children. See pp of filing instructions.) B. Income during reporting period (1) (2) (I) (2) (1) If not exempt from disclosur (3) (4) (5) mount ype (e.g. Vaine Value ype (e.g. Dale: Value Gain Identi11y of Codel div. ret. or Code2 Method buy, sell, Montl1 Code2 Co buyer/seller ( H) int.) ( P) Code3 merger Day (P) l ( (ifp[ivate redemption) (QW) 1\ transaction) c. D. Grss value at end of ranctons during reporting period reporting period (2) 20. Miss(Uri S HLH & EDL FCS, bond 21. CG, common stock 22. FfIB, common stock B L 23. SEL,,common stock 24. N'. common stock Part Sale 12/9 25. Miss ouri S HEF HLH FCS Rev eff. Mem. Hosp, b ond 26. O:ne ral Money Market at Robt W. Baird & Co. Interet 27. MO : HLH & EDL FCS uth HLH OIK BkEntry,bond 28. Miss <>uri S HLH & EDL FCS OIK Bk Entr, bond 29. MCD, common stock (See PR VIII) 30. WE, common stock Sold GE,c:ommon stock 32. Miss ouri S ENON IMP & ENERGY, bond 33. CMC:S, common stock O FDS ID Yl CL C, mutual fund (X) (See P.R VIII 34. P!MC. 35. KMP, limited partnership Buy Buy 11/24 1 l. = = = = Incain Codes: = Sl.000 or less B $1,001$2,500 c S'.,501S:\000 D SS,001$15,000 E $] 5.001$ = = = = (See Columns Bl and D4) F $50l01 l G $100,00!$1.000,000 HI $1l00,001$5,000,000 H2 More tha $5.000, Value Codes: "' S!S,000 or le5s K == $!5,0lll$50,00() L = $50, hi1 = $l00,0(). 250,000 = (See Columns CI and 03} N " S25li,000$50ll,OOO 0 $500,001$1.00(\00() Pl = $,000,0GlS5, P2 $5.ll00.001$25.000,(!00 P3 = S25,000,00.1$50, P =$More than $50.IWO,OOO 3. \'zi1ue Mcthnd C:.flcs == ' (} ppraisal R " Cost (Real Esrntc Only) :. /<.ss":ssmcnt Ca \'1.m ke1 1;Se Column c: ) u =Book \/ai1te v c Othe1 E.srlrn.tted \V

6 ', FINNCLL DISCLOSURE REPOR Name of Person Reportng Date of Report.,Page3 of3 FIUPPINE, EDWR L 5/6/2004 VII INVESMS and RUSS income, value, transcations (includes those of the spouse mid dependent children. See pp of filing instrutions.) De scription ofsse (inclluding trust asses). B. c D..Ime dwing Grss value at end of reporting period reporting petiod Piac.e "(X)" afer each asset C}tempt frm prior disclosur If1101 exempl from disclosure (1) (I) (2) (1) (2) (3) (4) (5) munt ype (e.g. Value Value y (e.g. Dale: Value Gai Idenlil:y of Code I div. rent. or Code2 Method buy. sell, Month Code2 Code buye11'seller (H) int.) ( P) Code3 merger, Da ( P) I ( (ifprhrate (QW) redemption) 1\ transaction) (2) ransactions during reporting per 37. Ml c:ommon stock I Buy 11/24! 38. PC,, common stock Buy 11/ SP I, c ommon stock Buy I I 40. V.l, limited partnership. Buy Phoc:nix Life Inurce Co., whole life (See PR VIII Div/lnterest 42. Grt 'est Life & nn. In. Co., whole life {See l1i) PR Div/lnterest, 43. Equit le Life ssur. Soc. ofus, whole life (See PR. l1i) Redeemed 2002 D 44. PN Climmon stock (See PR VIIl Sold 10/21 B I. income/gain Codes: Sl,00(1 or less (Se" Columns Bl and D4} F "' $50,0(.$100,000 B = S l,001$2500 G = SI00,001$1.000,000 C =Sc,501$5.000 Hl = $!,000.0l$5,00(_OOO, D =S5,illl$15,000 E = S5.00lS H:C =More than $5.000, Value Codes: = $15,000 or less (See Columns Cl an D3) N = $250,000$500,00( r:i = S25.000,00l$50,UOO.OOO '.. Vain Method Codes Q wraisal. (See Coh1mn C2.i L: " Hook Value K " $15,001$50,000 0 = $500,001SUlOO,OilO R Cos\ (F:cal Estato Onlyl V 01her L = $50,001$ Pl '' $1,000.00i$5,000_0!Y P 1 S,, $MD. than S5f;.(l0.()(l(1 ssessment M = SlO(UiOl$250,000 1'2 S5.00D.OOl $25.000,000 == Cash/L\1arket

7 Symbols used in Report WE BC CG CM CS EMC FIB GE GSK KM MCD MO "NP PGN PN SBC SEL SPI VLI & Wireless Servc, In. Bank of merica Corporaton Conagra, Incorporated Co1mcast Corporation EMC,Inc Fi:ft h Bancorp Gt ner Electrc Corporaon GlaxoSmithe PLC Kilnder Morgan Energy Parers LP Unit LP int lvlcdata Corporation, Cl ltra Group, Inc. Network ppliances, Inc. Progress Energy9 Inc. he Phoeni Companes, Inc. Southweste Bell Corporation Seligm Select Municipal Fund Scottsh Power PLC SPONs.mercan el & el Corporation Valer LP

8 . :fin'icil DISCLOSURE REPOR Name of Person Reporting Date of Repo],.,.. FILIPPINE, EDWRD L 5/ Vil. lldidonl NFORM ION OR EXPLNIONS (Indicate par of Report.) Each of the following fonnerly disclosed stocks no longer meets the reporting qualifying requirements either as to fuir market value or income: Par VII, line 15 & common stck Par,m, line 29 McData Cofciraion Cl common stock PartVll, line 34: his mutual fund stock wa received on Decmber 4, 2001 as a distrbution from the Robert W. Baird & Company IR #1 to satisfy the required minimum distribution from that account However, it was not reportable in 200 I and 2002 as the fair market value or the income generated did not meet the: reporting qualifying requirements; but by year's end in 2003 the fair market value had increased to $1, and it became reportable. Par Vll, ines 40, 41 and 42: From prior inquiries it was my understanding that life insurance was exempt from disclosure. h.e instructions received this year and a d sc111ssion with your ofike made it clear that whole life insurance, as contrasted with term insurance, is reportable. Consequently, these insurace p1licies are being report. Part VII, line 42: For the reaons set out above, this insurance policy is being disclosed at this time to make the record complete notwithstanding the fact that the policy was redeemed on November 20, ParVII, line 43: he Phoenix Life Insurance Company wa convered to a stock life insurance company, "he Phoenix Companies, Inc." (PNX) on une 25, he stock was held by the company and inavertently it was omitted from the 2001 Report despite its year end value ofsi, he error wa not disc:ov1i:r in 2002 although in tltat year the fair market value and tlte income from the stock would hav,e exempted it from reorting. In 2003, the company promoted a voluntay "Selling and Purchasing Program" to enc,purage any owner with less than to either purchase additional shar tc1 rech or sell. his caused me t.o review this matter and in deciding to sell tle stock I determined the facts set out herein plus the fact that the stock at tfe time of sale, Ocber 21, 2013, had a value ofsl,08 l.47. Consequently, this detailed disclosure is made to corrt the previous omission :;.. ".

9 ! N 'ClL DISCLOSURE REPOR Name of Person Reporting FIIPPINE, EDWRD L Date of Reporl]' 5/6/20041 IX. CER ION. I certi v that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting nondisclosure. I fue:r certify that eared inc.ome from outside employment and honoraia and the acceptance of gift which have been reported are.in compliance with the provisions of 5 U.S.C. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. maa 7 Signature Date b ;I 004 NOE: l LY FLSIFIES OR FILS O FILE HIS REPOR M BE SUBEC O CIVI N CRIL SNCIONS (5 U.S.C. app. 104) FILING INSRUCIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure dministrative Offce of the United States Courts Suite 2301 One Columbus Circle, N.E. Washington, D.C

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