D NONE (No reportable positions.)
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1 .. AOIO FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of 1978 Rev. /12006 FOR CALENDAR YEAR 2005 (5 U.S.C. opp. JOI-I I/) l. Penon Reporting (last name, ftnt, middle Initial) Court or Or&anlzatlou Kars, Kenneth M US District Court - SONY 05/12/2006 Title (Article Ill jud&es Indicate active or senior status; magistrate judges Indicate full- or part-time) District Judge - Active SL Report Type (check appropriate type) D Nomination, Date D Initial Annual D Final 6. Reportlug Period 01/01/2005 to 12131/ Chambers or Offce Address 500 Peal Street, Room 920 New York, NY I 0007 Sb. D Amended Report 8. On the basis of tbe Information contained In this Report and any modlflcatlon1 pertaining thereto, It Is, In my opinion, In compliance with applicable laws and regulations. Reviewing Offcer Date IMPORTANT NOTES: The intructins accompanyig this form must be followed. Complete all pans, checkig the NONE box for each part where you have no reportable informatin. Sign on la page. I, POSITIONS, (R portlng lndlid11l only; s PP o/instr11ctio11) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. Trustee Trust#! II, AGREEMENTS, (R pordng lndivld11ol only; se pp o/instr11ctio11) (E NONE (No reportable agreements.) PARTIES AND TERMS I. CJ (.), r- : 1 0 (/ - - s:,, _.._; rr1 ', = = -:.- :t : -< N N P" r -1 ( rn,,.,.. <.,..,, 0 -;-ir..- u 11 C- n- 0 N 0- rr1
2 Name or Penon Reportin& Page 2 of7 5/ Karas, Kenneth M 1 0 III. N 0 N-INVESTMENT IN co ME. (Reporting ill.uid111ll 11d spo11se; see pp. 17-2' o/instr11ctins.) A. Filer's Non-Investment Income [! NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I. B. Spouse's Non-Investment Income - I/yo were married d rlng ony portion of the reporting yeor, comple"' tit& sectin. (Dollar amount not required except for honorarla.) 0 NONE (No reportable non-investment income.) SQ AND IY _ 1. _ 2 _0_ s_w_ar. IV. REIMBURSEMENTS -tronsportollon, lodglng,food, entertoinmen' (Includes those to spouse and dependent children. See pp of Instructions.) 0 NONE (No reportable reimbursements.) SQ DESCRITION I. Northwestern Law School, Chicago, IL Guest Lecture at Annual Short Course for Defense Lawyerosecutors; /26; Transporation, Meals and Room
3 Name of Person Reporting Date of Report Page 3 of7 Karas, Kenneth M 05/12/2006 V GIFTS. (lnc/111ks those /Q spo11u and dependent children. See pp of instr11ctions.)!k NONE (No reportable gifs.) SOURCE DESCRITION VALUE I. VI. LIABILITIES. (lnc/111ks those of spouse and dependent childen. See pp of instructions.) D NONE (No reportable liabilities.) CREDIT I. Citibank, N.A. Bridge Loan DESCRITION VAL CODE K Citibank, N.A. Credit Card K s.
4 Page 4 of7 Name orpenon Reporttnc Kara, Kenneth M 05/12/2006 VII. INVESTMENTS and TRUSTS - income, vo111e, trans«nons (inc1uus t1rose a/tire spa se and dependent c1rut1en. see PP u-s1 a/filing instructins) 0 NONE (No reportable income, assets, or transactions.) A. Description of As sets (inclu ding trst asset s ) Place "(X)" after eah asset exempt from prior disclosure B. Income du ring reportng period c. Gross v alue atend of reportng period D. Traons during repor ting period (I) (2) (I) (2) (!) lfot exet frm dislosure Amou nt Code I (A-H) Type(e.g. div., ret, or int.) Va lue Code2 (J-P) Va lue Method Code3 (Q-W) Typc(e.g. buy, sell, me rger, redemption) (2) Da te Month- Day (3) Value Code2 (J.) (4) Gain Code I (A-H) (S) Identity of buyer/seller (if priva te trnsaction) I. JFCU A Interest J T Citibank Savings Account A Interest J T Citibank Checking Account None L T HR-10 Fidelity Diversified Int'l HR-I 0 Royce Total Retu Investment 6. HR-10 Spartan US Equity Index Exchange In 11/30 J 7. HR-10 Oakmark Equity & Income Investment 8. HR-JO Montague & Capital Grown None J T 9. HR-JO Vanguard Small Capital Growth None J T JO. HR-10 Fidelity None Exchange Out 11/30 J JK Fidelity Diversified Int'I None L T 1 40JK Royce Total Retu Investment 1 40IK Spartan US Equity Index Excchange In 11/30 J 1 401K Oakmark Equity & Income Investment 1 401K Montague & Capital Growth None J T JK Vanguard Small Capital Growth None J T K Fidelity None Exchange Out 11/30 J I. Inco Ga Codes: A =S nr less B =SI,001 $2,500 C =$2,SOI SS,000 D =SS,001 $15,000 E=SIS,001 -$50,000 (See Columm Bl ond 04) F =$50,001 -$100,000 0=$100,001 $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More th $5,000,000 Value Coes J =$15,000 or leso K=$15,001 $50,000 L =$50,001 -$100,000 M =$100,001 $250,000 (Sec Column Cl and 03) N =$250,001 $500,000 0=$500,001 Sl,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 Value Method Co P3 =$25,000,001 $50,000,000 R =Cott (Rel Esllltc Only) P4 =More th $50,000,000 T=CuhMar (See Column C2) Q =Appl V=O S =Aacnt U =Book Value W=Estimatcd
5 Name or Penon Reportig Page 5 of7 Kara, Kenneth M 05/ VII. INVESTMENTS and TRUSTS - income, wzlue, trgnstutions (includes those ofthespousund deendent childen. See pp of filing instructins) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reportng period (including llst assets) reporting period reportng period Plae "(X" af eah asset exempt from prior disclosure (I) Amount Code I (A-H) (2) Type (e.g. div., ret, or int.) (I) Value Code2 (J-) (2) (I) Value Type(e.g. Method buy, sell, Cod 3 merger, (Q-W) reemption) (2) Date Month- Day Ifno exe frm dislos (3) (4) (S) Value Gai Identity of Code2 Code I buyer/seller (J-P) (A-H) (if private trtion) 18. US Goverent Savings Bonds None J T 19. Garmin Common Stock A Dividend Sold 8/2 J A 20. Jabil Common Stock None Sold 8/2 J A 21. Avaya Common Stock None J T 2 E*Trade Sweep Account A Interest J T 2 NY 529 Vanguard Aggressive None J T 2 NY 529 Vanguard Aggressive None J T I. Inco Ga Codes: A =SI,000 orless B csl,001 - $500 c c$501 -$5,000 D =$5,001 -$15,000 E =SIS,001 -SS0,000 (Sec Columm BI ll 04) F c$50,00i - $100,000 0 csi00,001 -Sl,000,000 HI =$1,000,001 - $5,000,000 H2 =M " th $5,000,000 Valu Co J csis,000 or le K =$15,001 -SS0,000 L=SS0,001- St00,000 M =SI00,001 - $250,000 (Se Column Cl and 03) N c$250,00i - $500,000 0 =$500,001 - St,000,000 Pl cst,000,001 -$5,000,000 P2 css,000,001 -$25,000,000 Valu Method Codes P3 =$25,000,001 - $50,000,000 R =Cos (Rel &t Ooly) P4 =Mor th $50,000,000 T =C Mar (Sec Column C2) Q=Applsal V=O S =Assesment U=BookValue W=Estimatc
6 Page 6 of7 Name or Penon Reportn1 Karu, Kenneth M 05/ VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndkateportofr porl) The Trust discussed in Par I is a non-funded insurance trust for a family member. That family member is a trustee of a similar trst in my name. However, neither trust confers any current benefits or income and only is triggered upon my or my family membes demise. Also, in Par VU of my 2004 form, there was a line item for a money market account at E*Trade. While not offcially closed, the transfers in that account that took place during 2004 reduced the balance of that account to 0.
7 Page 7 of7 Name or Pe non Reportng Karas, Kenneth M 05/12100 IX. CERTIFICATION. I certify that ali Information given above (Including information pertaining to my spouse.and minor or dependent children, if any) Is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because It met applicable statutory provisions permitting non-disclosure. I further certify that earned Income from outside employment and honorarla and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. 501 et seq., 5 U.S.C. 7353, and Judicial Conference regulations Sign a. oate._.s _,,_// '--" /..;... 0'1 LY FALSIFES OR FAILS TO FILE Tms REPORT MAY BE SUBJECT TO CIVI FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C
[{ NONE (No reportable positions.)
1 AOJO Rev. 112013 Report Required by the Ethics in Government Act
[K NONE (No reportable positions.)
A010 Rev.112007 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2006 Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111) 1. Person Reporting (last name, first, middle initial)
[{ NONE (No reportable positions.)
.. AOJO Rev. 112011 FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app ff JOI-I I I) Person Reporting (last name, first, middle initial)
[R NONE (No reportable positions.)
Johnson, Thomas E. AO JO Rev. 11201 / FINANCIAL DISCLOSURE REPORT Report Required by rhe Erhics in Gm emmenr Acr of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app. JOI-I/ I) Person Reporting (last name, first,
D NONE (No reportable positions.)
AO JO Rev. 112013 FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2012 (5 U.S.C. app. 101-111) I. Person Reporting (last name, first, middle initial)
[{] NONE (No reportable positions.)
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AO JO Rev. 112013 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2012 Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app.. H 101-111) I. Person Reporting (last name, first, middle initial)
D NONE (No reportable positions.)
AOlO Rev. 112012 FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2011 (5 U.S.C. app. 101-111) I. Person Reporting (last name, first, middle initial)
FOR CALENDAR YEAR 2010 (5 U.S.C. app..~.~" I01-111)
Kane, Yvette Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT in Govermnent Act of 1978 Rev. 1/2011 FOR CALENDAR YEAR 2010 (5 U.S.C. app..~.~" I01-111) I. Person Reporting (last name, first,
D NONE (No reportable positions.)
AO JO Rev. 112008 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2008 Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. JOI-I I I) I. Person Reporting (last name, first, middle initial)
D NONE (No reportable positions.)
Report Required by the Ethics AOlO in Government Act of 1978 Rev.112007 FOR CALENDAR YEAR 2006 (5 u.s.c. app. 101-111) J. Penon Reporting Qast name, first, middle initial) Bea, Carlos T 2. Court or Organization
Person Reporting - A Practical Legal Guide
AOIO Rev. 112013 FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2012 (5 U.S.C. app..h 101-111) I. Person Reporting (last name, first, middle initial)
D NONE (No reportable non-investment income.)
Danniels_George_B FNANCAL DSCLOSURE REPORT Page 2of6 Daniels,, George B. 05/6/2009. N 0 N-NVESTMENT N CO ME. (Reporting individual and spouse; see pp. 17-14 of filing instructions.) A. Filer's Non-nvestment
D NONE (No reportable positions.)
AO 10 Rev. 112012 FINANCIAL DISCLOSURE REPORT Report Required by the E1/1ics in Government Act of 1978 FOR CALENDAR YEAR 2011 (5 U.S.C. app. /0/-1 //) 1. Person Reporting (last name, first, middle initial)
D NONE (No reportable positions.)
AOlO FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Governent Act of 1978 Rev.112006 FOR CALENDAR YEAR 2005 (5 U.S.C. app. 101-111) 1. Person Reporting Oast name, first, middle Initial) Court
D NONE (No reportable positions.)
Tunheim. John R. AO JO Rev. 112011 FINANCIAL DISCLOSURE REPORT Report Required by 1he E1hics in Governmenl Ac/.of1978 FOR CALENDAR YEAR 2010 (5 U.SC. app. JOI-I I I) I. Person Reporting (last name, first,
D NONE (No reportable positions.)
AO JO Rev. 112012 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2011 Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. JOI-Ill) I. Person Reporting (last name, first, middle initial)
D NONE (No reportable positions.)
Kol lar-kotel Iv, Colleen AO JO Rev. 112011 Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app. 101-11 l) I. Person Reporting (last
[K NONE (No reportable positions.)
Report Required by the Ethics AO IO in Government Act of I978 Rev. J/2007 FOR CALENDAR YEAR 2006 (5 U.S.C. app. IOI-I I I) I. Person Reporting (last name, first, middle initial) Court or Organization TEILBORG,
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O Brien, Terrence L. AO I0 FINANCIAL DISCLOSURE REPORT Rev. 1/2011 FOR CALENDAR YEAR 2010 (5 U.S.C. app. 101-111) Report Required by the Ethics in Government Act of 1978 1. Person Reporting (last name,
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Atlas, Nancy F. ;Aoio Rev. 112011 Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app. 101-111) I. Person Reporting (last name, first, middle initial) Court or
[Z NONE (No reportable positions.)
.. AO JO FNANCAL DSCLOSURE REPORT Report Required by the Ethics 111 Government Act of 1978 Rev. 112008 FOR CALENDAR YEAR 2007 (5 USC opp. Ol-llJ) L Person Reporting (last name. first, middle initial) Court
D NONE (No reportable positions.)
AO IO Rev. 112006 FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of1978 FOR CALENDAR YEAR 2005 {5 US.C. app. IOI-II I) I. Person Reporting (last name, first, middle initial)
D NONE (No reportable positions.)
Webber, E. Richard AO JO Rev. J/20ll FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Go1 ernment Act of 1978 FOR CALENDAR YEAR 2010 (5 V.S.C. app. 101-1 I I) Penon Reporting (last name, first,
D NONE (No reportable positions.)
Rader, Randall R. FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app. 101-111) 1. Person Reporting {last name, first, middle initial)
D NONE (No reportable positions.)
O O FINNCIL DISCLOSURE REPOR in Government ct of I 978 Rev. 112007 FOR CLENDR YER 2006 (5 U.S.C. app. OI-I II) Report Required by the Ethics Person Reporting (last name, first, middle initial) Court or
D NONE (No reportable positions.)
O IO Rev. 112011 FINNCIL DISCLOSURE REPORT FOR CLENDR YER 2011 Report Required by the Ethics in Government ct of 1978 (5 U.S.C. app. IOI-Ill) I. Person Reporting (last name, first, middle initial) Court
[{ NONE (No reportable positions.)
Wi 11 iams, Stephen F. AO JO Rev. 112011 FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app. IOI-I I I) Person Reporting (last name,
[Z NONE (No reportable positions.)
O O Rev. 112008 FINNCIL DISCLOSURE FOR CLENDR YER 2007 REPO \o V::d \( Report Required by the Ethics in Government ct of 1978 (5 U.S.C. app. 101-111) 1. Person Reporting (last name, first, middle initial)
[K NONE (No reportable positions.)
AOlO FINANCIAL DISCLOSURE REPOR Report Required by the Ethics in Government Act of 1978 Rev. 112006 FOR CALENDAR YEAR 2005 (5 U.S.C. app. 101-111) Person Reporting (last name, first, middle initial) Court
D NONE (No reportable positions.)
Carney, Cormac J.. OJO*cc; Rev.112,0{1 Report Required by the Ethics FINNCIL DISCLOSURE REPOR in Government ct of 1978 FOR CLENDR YER 2010 (5 U.S.C. app. 101-111) 1. Person Reporting (last name, first,
[Z NONE (No reportable non-investment income.) D NONE (No reportable non-investment income.) D NONE (No reportable reimbursements.
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D NONE (No reportable positions.)
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