D NONE (No reportable positions.)
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1 Brimmer, Philip A. A01.0 Rev. 112/Jfl Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app ) I. Person Reporting (last name, first, middle initial) Court or Organization Brimmer, Philip A. U.S. District Court, Colorado 05/12/2011 Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) District Judge - Active 7. Chambers or Office Address 90 I 19th Street Denver, CO Sa. Report Type (check appropriate type) 6. Reporting Period D Nomination, Date D Initial [{ Annual Sb. D Amended Report D 01/01/2010 Final to 12/31/ On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSITIONS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY 1. Member, Executive Committee Colorado IP Inn of Court II. AGREEMENTS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable agreements.) PAR TIES AND TERMS I Denver Employees Retirement Plan; pension at age 55 (reduced) or age 65; no control.
2 Page 2 of7 Brimmer, Philip A. 05/12/2011 Ill. N 0 N-INVES TMENT IN CO ME. (Reporting individual and spouse; see pp of instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I. B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honororia.) D NONE (No reportable non-investment income.) SOURCE AND TYPE I McKing Consulting Corp. -- salary 2010 Centers for Disease Control and Prevention -- consulting fee IV. REIMBURSEMENTS - transportation, lodging,food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I.
3 Page 3 of7 Brimmer, Philip A. 05/12/2011 V. GIFTS. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE I. VI. LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) D NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I. Direct Loan Servicing Center -- U.S. Student Loan L Dept. of Education Chase Bank Credit card None
4 Page 4 of7 Brimmer, Philip A. 05/12/2011 VII. INVESTMENTS and TR us TS - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period Place "(X)" after each asset exempt from prior disclosure (!) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) (!) Value Code2 (J-P) c. (2) Value Method Code (Q-W) (i) Type(e.g., buy, sell,,.re empton) (2) Date mm/dd/yy (3) (4) (5) Gai Value Code2 (J-P) Code I (A-H) Identity of buyer/seller (if private transaction) I. ING Direct A Interest J T DWS Prime Money Market A Interest J T Invesco (Van Kampen) High Yield A Interest J T Municipal Fund A Invesco (Van Kampen) Equity & Income A Dividend J T Invesco (Van Kampen) Comstock Class A A Dividend J T (IRA) 6. Invesco (Van Kampen) Mid Cap Growth A Dividend J T Fund A(IRA) 7. Invesco (Van Kampen) Emerging Markets c Dividend J T Class A (IRA) 8. Vanguard 500 Index D Dividend 0 T 9. Vanguard Intermediate Term Bond A Dividend K T 10. Vanguard Precious Metals B Dividend K T 11. Vanguard REIT Index A Dividend K T 1 Vanguard Total Intemat'l Stock A Dividend K T 1 Vanguard Long-Term Tax Exempt Bond B Interest K T 1 Vanguard Prime Money Market (IRA) A Interest K T 1 Vanguard Long-Term Bond Index (IRA) A Dividend J T 16. Vanguard Extended Market Index (IRA) B Dividend M T 17. Vanguard 500 Index (Roth IRA) A Dividend J T 1. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 -$50,000 (See Columns BI and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,00I -$100,000 M =$100,001 -$250,000 (Sec Columns CI and D3) N =$250,001 - $500,000 0 =$500,00I - $1,000,000 PI =$1,000,00 I - $5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V=Othcr W =Estimated
5 Page 5 of7 Brimmer, Philip A. 05/12/2011 VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. Description of Assets.Income during Gross value at end Transactions during reporting period (including trust assets) reporting period ofreporting period (l) (2) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount. Tye (e.g., Value Value Type(e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent; Code2 Method buy, sell, Co de2 Code I buyer/seller {A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) (1) c. D. mm/dd/yy 18. Vanguard Pacific Index (Roth IRA) A Dividend J T 19. Vanguard Windsor II (IRA) B Dividend M T 20. Vanguard Total Stock Market Index (Roth A Dividend J T IRA) 21. Berkshire Hathaway Class B None K T 2 Principal Life Gov't & HQ Bond (401k) A Dividend Sold J A 2 Principal Life Large Cap Stock Index (401k) A Dividend Sold 05/06/10 J A 2 Principal Life Mid Cap Stock Index (40lk) A Dividend Sold J A 2 Denver Employees Retirement Plan None K T 26. Vanguard Prime Money Market (rollover A Interest K T 27. IRA) I. Income Gain Codes: A =$1,000 orless B =$1,001 -$2,500 c =$2,501 - $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns BI and 04) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000 (Sec Columns CI and 03) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V =Other W =Estimated
6 Page 6 of7 Brimmer, Philip A. 05/12/2011 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Jndicatepartofreport.) Section III.A (Non-Investment Income) -- I received income during the reporting period from employment by the United States.
7 Page 7 of? Brimmer, Philip A IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Philp A. Brimmer NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C
D NONE (No reportable positions.)
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[{ NONE (No reportable positions.)
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D NONE (No reportable positions.)
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[{ NONE (No reportable positions.)
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D NONE (No reportable positions.)
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September 20, 2007 Committee on Financial Disclosure Administrative Office of the United States Courts One Columbus Circle N.E., Suite 2-301 Washington D.C. 20544 o> }> ljr., Re: Dean D. Pregerson, 2006
[{] NONE (No reportable positions.)
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[R NONE (No reportable positions.)
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D NONE (No reportable non-investment income.)
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D NONE (No reportable positions.)
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D NONE (No reportable positions.)
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D NONE (No reportable positions.)
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