#2." In my 2006 report it was therefore moved to Line 110, the last entry for that brokerage account.

Transcription

1 UNITED STATES DISTRICT COURT DISTRICT OF MAINE D. BROCK HORNBY DISTRICT JUDGE April 24, 2007 CJ (/ l) r--,, (/ :: C::l> Committee.::0 on Financial Disclosure :::z,, a- <: m :: Administrative Offce of the United States Courts 1' (" One Columbus Circle, N.E., Suite ::z cr ft(j m - Washington, D.C aj; ""r- )> < m Re: Amendment to 2006 Financial Disclosure Report t::l Dear Committee on Financial Disclosure:.,, l) - n In response to your letter of April 10, 2007, I hereby amend my Financial Disclosure Report for Calendar Year 2006 as follows. Amendment to Part VII Entries (1) A. Page 1, Line 9, U.S. Treasury Bills and Notes: This was not previously reportable. Therefore, I add an "(X)" after the entry. I make the following responses to your remaining questions and observations. Explanation of Part VII Entries (1) B. Page 11, Line 110, Value Line Fund, Inc.: This was reported in my 2005 Report on page 12, lines 123 & 124 with a notation under (D)(l) that it was being transferred to "IRA Brokerage Acct. T. Rowe Price #2." In my 2006 report it was therefore moved to Line 110, the last entry for that brokerage account. (2) A. Line Cash Account: I reported this as I Page 7, 40, Management always have in the past. It is a cash management account at T. Rowe Price as part of a brokerage account. All investments in this brokerage account are listed below the header, Brokerage Acct T. Rowe Price (Page 7, Line 39), and are indicated by a "-" inark before the cash management account, stock, etc.

2 Committee on Financial Disclosure April24, 2007 Page 2 B. Page 8, Line 59, Cash Management Acct: I reported this as I always have in the past. It is a cash management account at T. Rowe Price as part of an IRA brokerage account. All investments in this brokerage account are listed below the header, IRA Brokerage Acct T. Rowe Price #1 (Page 8, Line 57). All investments in this IRA brokerage account are listed below the header and are indicated by a /1 - " mark before the cash management account, stock, etc. C. Page 9, Line 83, Cash Management Acct: I reported this as I always have in the past. It is a cash management account at T. Rowe Price as part of an IRA brokerage account. All investments in this brokerage account are listed below the header, IRA Brokerage AcctT. Rowe Price #2 (Page 9, Line 82). All investments in this IRA brokerage account are listed below the header and are indicated by a /1-1 1 mark before the cash management account, stock, etc. Although spaces are inserted when the report is prepared to set off the investments contained in each account header, the software will not print those spaces in the final version. That is the reason for using the marks to set them off. Please contact me if you have additional questions. dlh enclosure FedEx

3 ...) s Report Required by the Ethics AO/O FINANCIAL DISCLOSURE REPORT in Government Act of 1978 Rev FOR CALENDAR YEAR 2006 (5 u.s.c. app. /0/-111) 1. Person Reporting (last name, first, middle initial) 2. Court or Organization 3.. Homby, D. Brock District of Maine 03/21/ Title (Article III judges indicate active or senior status; Sa. Report Type (check appropriate type) 6. Reporting Period magistrate judges indicate full- or part-time) Nomination, Date District Judge (active) D D Sb. Initial D Amended Report Annual D Final 7. Chambers or Office Address 8. On the basis ofthe information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance United States Distrct Court with applicable laws and regulations. 156 Federal Street Portland, ME Reviewing Officer Date 01/01/2006 to 12/31/2006 IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSIT! ONS. (Reporting individual only; see pp. 9-JJ of instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. Trustee, Irrevocable Life Insurance Trust #3 Estate Plan; Terminated 9/6/ Member, Board of Visitors University ofmaine School oflaw; Resigned 10/26/ Council Member The American Law Institute Member, Committee on Science, Technology and the Law Member, Committee on the Evaluation of the First and Second Editions of the The National Academies The National Academies (/ CJ r"t o- (J:Z c> :::0 :: <= ::;::: ;=.. :: N N :::0 m 0 m 6. Reference Manual on Scientific Evidence u 1: -+ w < rn 0 Ol>..,r-.., (" rr - II. AG REE MEN TS. (Reporting individual only; see pp of instructions.) ll NONE (No reportable agreements.) PARTIES AND TERMS I

4 Page 2of15 Hornby;D. Brock 03/21/2007 III. N 0 N-JNVESTMENT INC 0 ME. (Reporting individual and spouse; see pp of instructions.) A. Filer's Non-Investment Income [R NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) 0 NONE (No reportable non-investment income.) SOURCE AND TYPE I. Homby Zeller Associates (management consultants to state gov'ts in human services areas) (See Section VIII-Addendum to Section IIl(B)) IV. REIMBURSEMENTS - transportation, lodging, food, entertainmeni (Includes those to spouse anddependent children. See pp of instructions.) D NONE (No reportable reimbursements.) SOURCE DESCRIPTION I. New York Intellectual Propert Law Ass'n Dinner Honoring the Federal Judiciary in New York City 3/24/06; paid travel, lodging and meal expenses for self 2. Osgoode Hall Law School, Toronto, Canada Panel participant at Third Annual Symposium on Class Actions in Toronto, Canada 4/6-7 /06; paid travel, lodging and meal expenses 3. First Amendment Center Conference on Justice and Journalism in Nashville, TN 4/10-11/06; paid travel, lodging and meal expenses 4. American Bar Association ABA Annual Meeting in Honolulu, HI 8/4-6/06; paid registration fee and some meal

5 Name of Penon Reportng Page 3of15 Hornby, D. Brock 03/21/2007 expenses for self and spouse 5. Georgetown University Law Center Conference on the Judiciary in Washington, DC 9/27-29/06; paid travel, lodging and meal expenses 6. Gulfcoast Legal Services Inc. Dinner speaker at 25th anniversary celebration in Bradenton, FL I 0/6/06; paid travel, lodging and meal expenses for self 7. The American Law Institute Restitution Advisers Meeting in Philadelphia I 0/13-14/06; paid travel, lodging and meal expenses 8. The American Law Institute Council Meeting in New York City 10/ ; paid travel, lodging and meal expenses 9. First Amendment Center Conference on Justice and Journalism in Washington, DC 11/28-29/06; paid travel, lodging and meal expenses

6 FINANCIAL DISCLOSUR REPORT Page4of15 Hornby, D. Brock 03/21/2007 V. GIFS. (Includes those to spouse and dependent children. See pp of instructions.) [K NONE (No reportable gifts.) SOUCE DESCRIPTION VALUE I VI. LIABILITIES. (Includes those of spouse and dependent children. See pp of instructions.) [R NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I

7 Page 5of15 Name or Person R porting Hornby, D. Brock 03121/2007 VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of the spouse and depetident children. See pp of filing instructions.) A. Desiption of Assets (including trst assets) B. Income during reporting period c. Gross value at end of reporting period D. Transactions during reporting period Place "(X)" afer each asset exempt from prior disclosure (I) Amount Code I (2) Type (e.g. (I) Value div., rent. Code 2 Method (A-H) or int.) Code 3 (J-P) (2) Value (Q-W). (I) Type(e.g. buy, sell, redemption) (2) Date Month- Day (3) Value Code 2 (J-P) (4) Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction) I. Bank of America accounts A Interest K T 2. E*Trade Bank accounts A Interest J T 3. GMAC Bank account D Interest M T 4. Emigrant Direct D Interest M T 5. Gorham Savings Bank A Interest close 2/14 L 6. PayPal Money Mkt B Interest K T 7. Camden Nat'! Bank CD A Interest buy 3/23 K sell 10/24 8. U.S. Savings Bonds None L T 9. U.S. Treasury Bills & Notes c Interest N T 10. Maine State Turpike Auth'y Bonds (5 B Interest L T buy 1/24 K bonds) I I. Maine Health & Higher Edu. Bonds ( 4 total) B Interest L T buy 6/12 K 12. Puerto Rico Public Finance Corp. B Interest K T 13. Bangor ME Ser. A. gen') obligation bond A Interest K T buy 3/3 K 14. Scarborough ME gen') obligation bond A Interest K T buy 5/22 K 15. Puerto Rico public improvement None K T buy 3/29 K 16. Puerto Rico Hwy & Transp. Auth. bond None J T buy 11/10 J 17. J.B. Hanauer & Co. money mkt acct A Interest J T open J 1/4 I. Income Gain Codes: A =Sl,000 or less B=Sl,001 - $2,500 C=S2,501 - $5,000 D=S5,001-Sl5,000 E =$I 5,00 I -S50,000 (SecColumns Bl and D4) F=$50,001 -SI00,000 G=SI00,001 -Sl,000,000 HI =$1,000,001 - $5,000,000 H2 =More than SS,000, Value Codes J =$15,000 or less K=$15,001 -$50,000 L=$50,00 I -$I 00,000 M =$100,001 -$250,000 (See Columns Cl and D3) N=S2SO,OO I - $500,000 0=$500,001 -$1,000,000 Pl =Sl,000,001 -SS,000,000 P2=$5,000,00 I - $25,000, Value Method Co Pl =$25,000,001 - $50,000,000 R =Cost (RealEstate Only) P4 =More than $50,000,000 T=CashMarl<et (See Column C2) Q =Appraisal V=Other S=As.essmcnt U =Book Value W=Estimated

8 Page 6of15 Hornby, D. Brock 03121/2007 VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. see PP of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period Place "(X" after each asset exempt from prior disclosure (I) (2) (!) Amount Code I (A-H) Type (e.g. div., rent, or int.) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (3) (I) (2) (4) (5) Type (e.g. Date Value Gain Identity of buy, sell, Month- Code 2 Code I buyer/seller redemption) Day (J-P) (A-ll) (if private trction) 18. T. Rowe Price Mutual Funds 19. -International Stock B Dividend K T 20. Vanguard Group Mutual Funds 21. -Asset Allocation Fund A Dividend J T 22. -Value Index Fund A Dividend K T 23. -Inflation Protected Security Inv A Dividend J T 24. -Strategic Equity Fund A Dividend J T 25. The MP63 Fund, Inc. (mutual fund) B Dividend K T buy mthly J 26. Alpine Funds 27. -Dynamic Dividend B Dividend K T buy mthly J 28. -International Real Estate A Dividend K T buy mthly J 29. -Dynamic Balance A Dividend. J T buy mthly J 30. Bridgeway Funds 31. -Ultra-Small Company Mkt Fund A Dividend K T buy mthly J 32. Matthews Asian Funds 33. -Asia Pacific A Dividend J T buy mthly J 34. -India None J T buy mthly J 1. Income Gain Coes A=$1,000 or less B =Sl,001 S2,500 C =S2,50 I S5,000 D=$5,001 Sl5,000 E=Sl5,00I $50,000 (See Columns Bl an 04) F=$50,001 SI00,000 G =$100,001 Sl,000,000 HI =Sl,000,001 $5,000,000 H2 =More than $5,000, Value Co J=$15,000 or less K=Sl5,00l -$50,000 L=$50,001 $100,000 M =$100,001 S250,000 (See Columns Cl and 03) N =$250,001 $500,000 0=$500,001 $1, 000,000 Pl =Sl,000,001 $5,000,000 P2=SS,000,001 $25,000, Value Meth od Cod P3 =$25,000,001 $50,000,000 R=Cost (Real Estate Only) P4 =More than SS0,000,000 T =Cash Market (See Column Cl) Q =Appraisal V=Olher S=Assessment U=Book Value W=Estimated

9 Name of Penon Reporting Page 7of15 Hornby, D. Brock 03/21/2007 VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent childre1l See pp of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trst asset) reporting period reporting period Place " (X)" after each asset exempt from prior disclosure (I) (2) (I) (2) (I) (2) (3) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code J div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) (4) 35. com stk Prudential Financial A Dividend donated 36. com stk Avon Products A Dividend J T buy mthly J 37. com stk H.J. Heinz Co. A Dividend J T buy mthly J 38. com stk Illinois Tool Works A Dividend J T buy mthly J 39. Brokerage Acct T. Rowe Price 40. -Cash Management Account A Interest K T 41. -com stk UNM Provident Corp. A Dividend K T 42. -com stk Fairchild Semiconductor Int'), Inc. None sell 2121 K D 43. -com stk Tupperware Corp. A Dividend J T 44. -com stk J P Morgan Chase & Co. A Dividend J T 45. -com stk.general Electric Co. A Dividend J T 46. -com stk AT&T f7a SBC Communications, A Dividend sell 2/17 J A Inc com stk Wrigley, Wm. Jr. Co. A Dividend J T 48. -com stk Dell Inc. None J T 49. -com stk Anheuser Busch Cos Inc. A Dividend J T 50. -com stk Diageo PLC new (ADR) A Dividend K T 51. -com stk Avon Products A Dividend J T l. Income Gain Codes (See Co)u11D1s Bl an 04) A=Sl,OOO orless F=S50,00l -SJOO,OOO B =Sl,OOl -S2,500 G =$100,001 -Sl,000,000 C =$2,50 I- S5,000 HI =Sl,000,001 -$5,000,000 D=S5,001-Sl5,000 H2 =More than SS,000,000 E =$15,001 -$50, Value Coes (See ColUllD Cl and 03) J=SIS,000 orloss N =$250,00I -$500,000 K=SIS,001 - SS0,000 0 =SS00,001 -$1,000,000 L =SS0,001 - $100,000 Pt=St,000,001 -s5,ooo,ooo M =SJ00,001 -S2SO,OOO P2 =S5,000,00 I - $25,000, Value Method Codes (See Column C2) P3 =$25,000,001 -SS0,000,000 Q =Appraisal U =Book Value R=Cost (Real Estate Only) V=Oter P4=More than SS0,000,000 S =Assessment W=Estimat ed T =Cash Market

10 Page 8of15 Hornby, D. Brock 03/21/2007 VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See PP of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period Place "(X" after each asset exempt from prior disclosure (1) (2) (I) (2) (I) (2) (3) (4) Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity of Code 1 div., ret, Code 2 Method buy, sell, Month- Code 2 code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private (Q-W) (5) transaction) 52. -com stk FNMA A Dividend J T 53. -ETF I Shares MSCI Mexico A Dividend K T 54. -com stk Amazon.com None J T 55. -com stk First Service Corp. None J T 56. -com stk Sirius Satellite Radio None J T 57. IRA Brokerage Acct T. Rowe Price # com stk Tel-Instrument Electronics Corp. None sell 219 J 59. -Cash Management Acct c Interest L T 60. -com stk LandAmerica Financial Group, Inc A Dividend J T 61. -com stk U.S. Bancorp A Dividend sell 2/17 J c 62. -com stk Intel Corp. A Dividend K T 63. -com stk Emerson Radio None sell 217 J D 64. -com stk Motorola, Inc. A Dividend sell 219 J c 65. -com stk Oakley, Inc. None sell 2/8 J B 66. -com stk LA-Z-BOY, Inc. None sell 2/17 J 67. -com stk Starbucks Corp. None K T 68. -com stk Campbell Soup Co. A Dividend sell 2/17 J B l. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 $5,000 D =$5,00 l - $15,000 E =$15,001 SS0,000 (See Colun'ns Bl and 04) F =$50,001 - $100,000 G =$100,001 - Sl, HI =Sl,000,001 $5,000,000 H2 =Mon: than $5,000, Value Codes J =$15,000 orless K =$15,001- $50,000 L =$50,001 $100,000 M =$100,001 -$250,000 (See Columns Cl an 03) N =$250,001 - $500,000 0 =$500,001 - Sl,000,000 Pl =Sl,000,001 - $5,000,000 P2 =$5,000,001 - $25,000, Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =Mon: than $50,000,000 T =Cash Ma rket (See Column C2) Q =Appraisal V=Other S =Assessment U =Book Value W=Estimated

11 Page 9of15 Hornby, D. Brock Date or Report 03/21/2007 VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See pp of filing instructions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. D. Income during Gross value at end of Transactions during reporting period reporting period reporting period (I) (2) (I) (2) (1) (2) (3) (4) Amount Typ(e.g. Value Value Type(e.g. Date Value Gain Identity of Code I div., ret, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-l) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private (Q-W) (5) transaction) 69. -com stk IAC/Interactive Corp. (fia Inter Active Corp.) None J T 70. -spin off Expedia, Inc. None sell 2/9 J D 71. -com stk Sun Microsystems, Inc. None sell 2121 J B 72. -com stk Popular, Inc. A Dividend K T 73. -Washington REIT B Dividend K T 74. -com stk Pioneer Natural Resources A Dividend J T 75. -ETF I Shares MSCI Japan A Dividend J T 76. -mutual Fairholme Fund A Dividend K T 77. -Blackrock Int'! Bond Portfolio A Dividend J T 78. -American Campus Communities REIT A Dividend K T 79. -com stk Grupo Televisa None K T 80. -Turkish Investment Fund A Dividend K T buy 7/19 J 81. -com stk Rent-A-Wreck (X) None cash merger 2/15 J 82. IRA Brokerage Acct T. Rowe Price # Cash Management Acct c Interest L T 84. -com stk DWS Europe Equity Fund A Dividend J T 85. -com stk LandAmerica Financial Group A Dividend J T I. Income Gain Codes: A =Sl,000 or less B =Sl,001-$2,500 C =$2,SO I - SS.ODO D=SS,001 - SIS.ODO E =$I S,00 I - $50,000 (See Columns Bl and 04) F=$50,001 SI00,000 G =SI00,001 -Sl,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than $5,000, ValueCodes J=SIS,000 or less K=SIS,001 $50,000 L =SS0,001 -SI00,000 M =$100,001 - $250,000 (Seo Columns Cl and 03) N=$250,00 I SS00,000 0=$500,001. $1,000,000 Pl =Sl,000,001 SS,000,000 P2 =SS,000,001 $25,000, Value Method Codes (See Column C2) Pl =$25,000,001 - $50,000,000 Q =Appraisal U=Book Value R =Cost (Roal Estate Only) V=Other P4 =More than $50,000,000 S =Assessment W=Estimated T =Cash Market

12 Date or Report Page 10of15 Homby, D. Brock 03/21/2007 VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See PP of fiing instructions.) A. Description of Assets (including trst assets) Place "(X)" after each asset exempt from prior disclosure B. c. Income during Gross value at end of Transactions during reporting period reporting period reporting period (I) (2 ) (I) (2) (I) (2) (3) Amount Type(e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div., rent, Code2 Method buy.sell, Month- Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (Q-W) D. (4) (A-H) (5) (if private transaction) 86. -com stk Verizon Communications Co. A Dividend J T 87. -com stk Idearc Inc. None J T fin off 11/17 J rom lt...--:, com stk Nasdaq JOO A Dividend J T 89. -com stk Sun Microsystems, Inc. None sell 2/21 J 90. -com stk American Woodmark Inc. None sell 2/21 J c 91. -com stk Fleetwood Enterprises Inc. None sell 10/30 J 92. -com stk Imrnunogen Inc. None J T 93. -com stk Trizetto Group Inc. None sell 2122 J 94. -com stk Amgen (acquired Abgenix 3/29) None J T cash merger 414 J 95. -adrnokia A Dividend J T 96. -com stk Fairchild Semiconductor, Inc. None sell 3117 J c 97. -U.S. Global Investors Eastern Europe B Dividend J T sell part 2/27 J c (mutual) cap gai l 98. -Vanguard REIT Vipers A Dividend J T _ap gai com stk Coca Cola A Dividend J T Van guard Strategic Equity A Dividend J T :ap gai corn stk Medtronic Inc. A Dividend J T adr Nokia Corp. A Dividend J T I. Income Gain Coes A=S 1,000 or less B =Sl,001 -$2,500 C =S2,501 -S5,000 D =$5,001 -$15,000 E=Sl5,00I-$50,000 (See Column Bl an 04) F =$50,001-SI00,000 G =SI00,001 -Sl,000,000 HI =Sl,000,001 -$5,000,000 H2 =More th $5,000,000 2 Value Cod J =$15,000 or less K=Sl5,00l-$50,000 L=S50,00l - SIOO,OOO M =SI00,001 -$250,000 (Sec Columns Cl an 03) N =$250,001 - $500,000 0=SS00,001 -Sl,000,000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,001 - $25,000, Value Method Co P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More tha n $50,000,000 T =Cash Market (Sec Column C2) Q =Appraisl V=Other S =Assessment U=Book Value W =Estimated

13 Page 11of15 Hornby, D. Brock 03/21/2007 VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See pp of fiing instructions.) A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trst assets) reporting period reporting period (I) (2) (I) (2) (2) (5) Place "(X)" after each asset Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity of (I) (3) (4) exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W} transaction) com stk Tandy Leather Factory f/a None sell 10/31 J B Leather Factory Inc Developers Diversified Realty REIT A Dividend J T preferred Class H com stk Cisco Systems Inc. None J T adr Vodafone Group plc A Dividend J T com stk Nautilus Group Inc. A Dividend J T com stk Developers Diversified Realty A Dividend J T REIT com stk AT&T A Dividend sell 2/17 J apital gain Value Line Fund Inc. D K T 111. Pension Plan Acct. TIAA-CREF B Interest M T 112. Pension Plan Acct. TIAA-CREF B Interest 0 T K Plan CMC Interactive LLC First Eagle Over A* D Dividend K T 1I5. -Calamos Growth A* A Dividend K T Royce Total Return* B Dividend K T Oakmark Equity & Income J* B Dividend K T Selected American* B Dividend K T Columbia Acom Fund* B Dividend K T I. Income Gain Coes: A =Sl,OOOor les B =Sl,001 -$2.500 c=$2,501 - $5,000 o =S5.oo1 - s15.ooo E =SI 5.00 I - $50,000 (See Columns Bl and D4) F =$50,001-SI00,000 G =$100,001 -$1,000,000 HI =Sl,000,001 -SS,000,000 H2 =More th $5,000, Value Co J =SIS,OOOor less K =$15,001 -$50,000 L =SS0,001 - SI00,000 M =SI00,001 - $250,000 (See Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 -Sl,000,000 Pl =Sl,OOO,OOl -S5,000,000 P2 =$5,000,00 I - $25,000, Value Melhod Co P3=$25,000,00 I -$50,000,000 R =Cos1 (Real Eslate Only) P4 =More than $50,000,000 T=Cash Market (See Column C2) Q=Appraisal V=Other S =Asssment U =Book Value W =Estimated

14 Page 12of15 Homby, D. Brock 03/21/2007 VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of/he spouse and dependent children. See pp of filing instructions.) A. B. c. D. Description of Assets Income during Gr oss value at end of Transactions during repor ting pe riod (including trst assets) repor ting period reporting pe riod (1) (2) (1) (2) (1) (2) (3) (4) Place "(X)" after ea ch as set Amount Ty pe(e.g. Value Value Type(e.g. Dat e Value Gain Identit y of exempt from prior dis cl osure Code1 div., rent, Code2 Method buy, sel l, Month- Code2 Code1 buyer/seller (A-H) or inl) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) trction) (5) Buffalo High Yield A Dividend J T Pimco Total Return A Dividend J T Schwab Int'! Index B Dividend J T 123. nonvoting stk Mandel Investment Corp. F Dividend N u /2 unit ltd. partnership int in Falls Development Assoc., 125. ltd. real estate partnership purchased 12/30/85; total 126. of$16, pd in installments completed A K R 2/10/90 p-ship ncome 127. ltd. Partnership int in Miraculous, LLC, ltd. B Dividend L R real estate 128. partership purchased 2/11/02 $50, Minnesota Life:endowment life A Dividend J T } terminat Trustee of Trust #3: assests are fixed total d amount of life 131. insurance policy w/previously accumulated assets dividends, a term distribu ed 132. insurance policy and a paid-up insurance to rider and \ benef ici 133. JP Morgan/Chase bank account A Interest J T 134. Homby Zeller Properties LLC None L u, ) 9/6 iries 135. BACHZA, Inc. None K u 136. I. Income Gain Coes: A =$1,000 or less B =Sl.001 -$2,500 C =S2,50 I - $5,000 D=s5.oo 1 - s 15.ooo E =S 15,001 -$50,000 (See Columns B 1 and D4) F=$50,001 -SI00,000 G =$100,001 - Sl,000,000 HI =Sl,000,001 - $5,000,000 H2 =More th SS,000, Value Cod J =$15,000 or less K =$15,001 -$50,000 L=$50,001 -S 100,000 M =$100,001 -$250,000 (Sec Columns Cl an DJ) N=$250,001 -$500,000 0=$500,001 - $1,000,000 Pl =s1,ooo,001 -s5,ooo,ooo P2 =$5,000,001 -$25,000, Value Method Cod (See Column C2) P3 =$25,000,001 -$50,000,000 Q =Appraisal U=Book Value R =Ct (Real Estate Only) V=Other P4 =More than $50,000,000 S =Asssment W=Estimated T=Cash Market

15 Name of Penon Reporting Page 13of15 Hornby, D. Brock 03/21/2007 VII. INESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See pp of fiing instructions.) A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trst assets) reporting period reporting period (!) (I) (2) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset exempt from prior disclosure Amount Code I (A-H) Type(e.g. div., rent, or int.) Value Code2 (J-P) Value Method Coe 3 Type(e.g. buy, sell, redemption) Date Month- Day Value Gain Identity of Code 2 Code 1 buyer/seller (J-P) (A-H) (if private (Q-W) trction) 137. amounts contributed automatically on recurrent 138. basis by employer and employee I. Income Gain Coes A =Sl,000 or less B =Sl,001-$2,500 C =$2,501 -$5,000 D=$5,00 I - SI 5,000 E=$15,001 -$50,000 (See Columns BI an 04) F=S50,00l-SI00,000 G =SI00,001 - $1,000,000 HI =Sl,000,001 -SS,000,000 H2=MOR th $5,000, Value Co J=Sl5,000 or les K =$15,001 - $50,000 L=$50,001 -SI00,000 M =$100,001 - $250,000 (See Columns Cl and 03) N =$250,001 $500,000 0=$500,001 - $1,000,000 Pl =Sl,000,001 - SS,000,000 P2 =SS,000,001 - $25,000, Value Method Co P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) (See Column C2) Q =Appraisal V=Olhcr U =Book Value P4 =More than $50,000,000 S =Assessment W =Estimated T=Cash Marlct

16 Page 14of15 Hornby, D. Brock 03/21/2007 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Jndicate parto/reporl) Part III(B): income derives from salal) and distributions in the management consulting firm of which she is a fift percent shareholder, offcer and employee (subchapter S corporation). There is one other shareholder and offcer. The firm's income derives from contracts with state governents and, occasionally, nonprofit corporations.

17 Page 15of15 Name of Penon Reporting Hornby, D. Brock 03/21/2007 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature 5 /2 t!cj7 Date NOTE: ANY I AL WHO KNOWINGL LS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C