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1 FNANCAL DSCLOSURE REPORT Report Required by the Ethics AO JO in Government Act of 1978 Rev FOR CALENDAR YEAR 2009 (5 U.SC. app. JOJ-J 1 ). Peno Reporting (last name. first middle initial) l. Court or Organization US District Court - SONY J. Date of Rtport Thie (Article ll judges indicate active or senior status; magistratejudges indicate fulj. or par-time) US District Judge (Active) 7. Chambers or Office Addre,. Daniel Patrick Moynihan U.S. Courthouse 500 Pearl Stret Suite 755 New York. NY! Report T l' (check appropriate type) Nominarion, 0 Date 0 nitial 0 Annual D Final Sb. 0 Amended Report 8. On 1he basis orthe in(ormation contained in this Report ind aoy modifl4:ations pertaining theretot it it. in my opinion, in rompliance " ith applicable laws and regulationj. Rtvitwine: Officer Reportiog Period Date - 01/01/2009 to 12131/2009 MPORTANT NOTES: Th instructions accompanying thl<form must be followed. Complete all parts, checking the NONE box for each p art where you have no reportable information. Sign on last page. J. POSTJ 0 NS. (Repordng /ndmd11al only; see pp. 9-J of,{ding instructions.) D NONE (No reportable positions.) POSTON NAME OF ORGANTZATON/ENTTY. Board Member Havens Relief Fund Society Board Member Federal Judges Association _J,- :.. AG REEJ\fENTS. (Reporting individual only; see pp. U-16 of fuing imtructfon.<} 0 NONE (No reportable agreements.) r ' <Jl PARTES AND TERMS Pension Plan ofdebevoise & Plimpton LLP (fmr law firm), no control

2 FNANCAL DSCLOSURE REPORT Page 2 of7 Namr of Penon Rrporting Date of Report 05/ N 0 N-NVESTMENT NC 0 l\je. (Reporting individuul and 'po11se; "'pp. 17-U of fiung instruction.<.) A. Filer's Non-nvestment ncome [Z NONE (No reportable non-investment income.) SOURCE AND TYPE NCOME (yours, not spouse's). B. Spouse's Non-nvestment ncome - f yow were married during any portion of the reporting year, complete this sution. (Dollar amount Ml required excepl for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE Salary 2009 Salary and Bonus V. REMBURSEMENTS -transportation, lodging, food, entertainm nl (/ru:lude.s those to Spok.re and Jependem children:.ree pp of}ilng insrructivns.) 0 NONE (No reportable reimbursements.) SOURCE LOCATON PURPOSE TEMS PAD OR PROVDED. Federal Judges Association 512-3/20!0 Washingon, DC Board Meeting Travel, food, lodging for sel

3 FNANCAL DSCLOSURE REPORT Page 3of7 Name of Person Reporting Dalo of Report V. GFTS. (lndud<s those to spouse and r!eptndmt chi/dun; supp. ZB-31 of filing iruftuctiom.) [Z NONE (No reportable gifts.) SOURCE DESCRPTON VALUE. V. LABLTES. (ncludes those of spouse and deptndeni childrtn; supp offiling /nsrruct/ons.) [Z NONE (No reportable liabilities.) CREDTOR DESCRPTON VALUE CODE.

4 -- FNANCAL DSCLOSURE REPORT Page 4 of7 Name of Penon Rrportiag Date of Report V. NVESTMENTS and TRUSTS - income, va/iu, transacrions (/nc/udn thou of spouu and d p.nd nl childrrn; SU pp of filing insltucrions.) 0 NONE (No reportable income, assets, or transactions.) A. -i B. c. Decription of Assets (including trust ass<ts) PJ;ue "(Xi" after each asset exempt front prior disclosure ' ncome during reporting period of reporting period () (2) () (2) Amount Type (e.g., Value Value Type(e.g., Code l div. rent. Code 2 Method buy, sell. (A-HJ orint.) [J-P) Code J redemption) L Gross value at end (Q-W) () D. Tran tions during rlttorting period (2) ()) (4) Date Value Gain mmidd/yy Code 2 Code (J-P) (A-H) (5) dentity of buyerls<ller (if private transaction). Barclays Bank PLC - Account A nterest J T HSBC Bank - account A merest K T Charles Schwab Rollover RA D Dividend M T - Dreyfus Appreciation Fund 6. - Wells Fargo Adv. ncome Fune - DWS Growth & ncome Fund ; 7. Newberger & Berman Socially Resp. Fund 8. - Old Mutual Select Growth Fund 9. - Neuberger & Berman Genesis Fund JO. - TCW Select Equities Fund ;. - Firsthand Tech no logy Value Fund 1 - FM! Focus Fund 1 - Allianz RCM Global Technology Fund 1 - GAMCO Growth Fund 1 - Managers Bond Fund Old Mutual Large Cap Growth Fund Schwab Money Market Fund.,-,-1-. ncome Gain Cod: (S< ColW1111. ll UJ 04) Value Cudca (See Column Cl DJ OJ) Value Me:rho Codes {Se Column C2) A S 1,000 or Jess F =Sl0,001 - S00,000 J "'SS,OOOorku N =mo S5oo.ooo Pl S2l.OOO.OO. Sl0,000,000 Q AppraiM U Boo< Value B ll.001-s500 G S S t K =St 5,00 - Sl =SS S 1.000,000 R...osqRcal [Jtatc Only} V =Oer C $501 - Sl Sl, Sl.U L =Sl0.001 $ rl =SJ Sl.000,000 N amorc than S S =A.ssment W,.E..stimatcd D SS,001. Sll :More 1han SS,000,000 M =S00,001 $ P2 Sl s2.ooo.ooo E Sll.001 -Sl

5 FlNANCtAL DSCLOSURE REPORT Page 5 of7 Narne of Penon Reporting Dato or Rtp<rt V. NVESTMENTS and TRUSTS - income, valu, tmuactwns (ncludes tho5' ofspo11 and d pendent chlld,.n; SU pp. U-60 of fiing instructions.) 0 NONE (No reportable income, assets, or transactions.) A. B. Deription of Asset (including trut assets) Place "(X)" after each asset exempt from prior disclosure -1-c D :. :.f, :-: - -::- -T-yp-; >:; ;l : o< -1 Cod l div., rent, Code 2 Method buy, sell. mm/dd'yy Code 2 Code buyer/seller : (A H) or int.) (1-PJ Code 3 redemption) (J-P) (A-H) (ifprivate (Q W) trnsaion) L t (k) Plan D Dividend L T John Hancock Money Market Fund John Hancock Equity ncome Fund John Hancock Fundamentl nv Fnd (fmr US Large Cap Fund) 2 - John Hancock AM Sm! Cap Growth (fmr Emerg Smal Co Fund) 2 - John Hancock US Govt Secs Fund 2 - John Hancock Strategic Bond Fund 2 - John Hancock m' Core Fund John Hancock All Cap Growth Fund John Hancock Mid Cap Stock Fund 28. J Profit Sharing A Dividend J T Plan 29. Equitable Variable Life (terminated without A Dividend Closed 04/30/09 J refund or txfr) 30. Employees Stock None J T Ownership Plan (est 2009) 31. Citibank interest bearing accounts A nterest K T J. lnrome Ga.n Cods: A=Sl,OOOodc! B =Sl,001 $2,500 C =U,lO Sl.000 D -Sl.001 St5,000 E =lll.001 -ll0,000 S< Colwnna Bl aod D4) F U0,001 - S00,000 G =1100, =Sl, ll.OOO.OOO Hl =More than SS,000,000 2 V luc Cod J =-S ll,000 or ten K =Sll,001 ll0,000 L =$S ,000 M $ 100,001 $ S«CollllM Cl in 03) N =S2l0.00 Sl Sl00,001 S Pl -Sl $ Pl SS , Pl Sll,000,00t. 150, N.. Mon than U0,000,000 ). Value MC'tbo Codct Q =ApPfS& R "'ofl {Real E5tatc Only) S "'A5:ument T -Cash Market (See Cotumn C2) U =Book Value V >Oher W =Estimated j

6 FNANCAL DSCLOSURE REPORT Name of Person Reportin' D lt of Rt port Page 6of7 05/ V. ADDTONAL NFORMATON OR EXPLANATONS. (lndical parto/r port) (Part V, line 28) The investments of this profit sharing plan are not participant-directed and the positions held by the plan are not reported in the statements issued to participants. (Part Vil, line 30) The investments of this ESOP, which was established in 2009, are not participant-directed. No allocations to participants have been reported.

7 FNANCAL DSCLOSURE REPORT Name of Person Reporlin Date of Report Page 7 of7 Swain, Laun T. X.CERTFCATON. certify that all lnfonnatlon glven above (ncluding information pertaining to my spouse and minor or dependent children, lf any) is accurate, true, and complete to the best of my knowledge and belier, and that any lnformatlon not reported was withheld because it met applicable statutory provbions permitting non-disclosure. further certify that earned ncome from outside employment and honoraria and the acceptance or gifts which have been reported are in compliance with the provisions of5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signatur NOTE: ANY NDVDUAL WHO KNOWNGLY AND WLFULLY FALSFES OR FALS TO FLE THS REPORT MAY BE SUBJECT TO CJ VL AND CRMNAL SANCTONS (5 U.S.C. app. 104) FLNG NSTRUCTONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C

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