U.S. District Court District of Maryland (Baltimore) CIVIL DOCKET FOR CASE #: 1:04-cv JFM

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1 US District Court Civil Docket as of 06/24/2004 Retrieved from the court on Wednesday, August 09, 2006 U.S. District Court District of Maryland (Baltimore) CIVIL DOCKET FOR CASE #: 1:04-cv JFM Caprio v. Columbia Acorn et al Assigned to: Judge J. Frederick Motz Case in other court: USDC District of Massachusetts (Boston), Cause: 15:78m(a) Securities Exchange Act Date Filed: 06/21/2004 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question Plaintiff Luann K. Caprio Individually and On Behalf of All Others Similarly Situated represented by Nancy F Gans Moulton and Gans PC 33 Broad St Ste 1100 Boston, MA Fax: LEAD ATTORNEY ATTORNEY TO BE NOTICED V. Columbia Acorn Columbia Acorn Select Columbia Acorn USA Columbia Asset Allocation Columbia Balanced

2 Columbia Common Stock Columbia Disciplined Value Columbia Dividend Income Columbia Growth & Income Columbia Growth Columbia Growth Stock Columbia Large Cap Core Columbia Large Cap Growth Columbia Large Company Index Columbia Liberty Columbia Mid Cap Growth Columbia Mid Cap Value Columbia Real Estate Equity

3 Columbia Small Cap Columbia Small Cap Value Columbia Small Company Equity Columbia Small Company Index Columbia Strategic Investor Inc. Columbia Tax-Managed Aggressive Growth Columbia Tax-Managed Growth Columbia Tax-Managed Growth II Columbia Tax-Managed Value Columbia Technology Columbia Thermostat

4 Columbia Utilities Columbia Young Investor Columbia Acorn International Columbia Acorn International Select Columbia Europe Columbia Global Equity Columbia International Equity Columbia International Stock Columbia Newport Asia Pacific Columbia Newport Japan Opportunities Columbia Newport Greater China Columbia Newport Tiger

5 Columbia Contrarian Income Columbia Corporate Bond Columbia Federal Securities Columbia Fixed Income Securities Inc. Columbia Floating Rate Advantage Columbia Floating Rate Columbia High Yield Columbia High Yield Opportunity Columbia Income Columbia Intermediate Bond Columbia Intermediate Government Income

6 Columbia Money Market Columbia Quality Plus Bond Columbia Short Term Bond Columbia Strategic Income Columbia us Treasury Index Columbia California Tax-Exempt Columbia Connecticut Intermediate Municipal Bond Columbia Connecticut Tax-Exempt Columbia Florida Intermediate Municipal Bond Columbia High Yield Municipal Columbia Intermediate Tax-Exempt Bond

7 Columbia Managed Municipals Columbia Massachusetts Intermediate Municipal Bond Columbia Massachusetts Tax-Exempt Columbia Municipal Money Market Columbia National Municipal Bond Inc. Columbia New Jersey Intermediate Municipal Bond Columbia New York Intermediate Municipal Bond Columbia New York Tax-Exempt Columbia Oregon Municipal Bond Inc. Columbia Pennsylvania Intermediate Municipal Bond Columbia Rhode Island Intermediate

8 Municipal Bond Columbia Tax-Exempt Columbia Tax-Exempt Insured Columbia Small Cap Growth Columbia European Thematic Equity Columbia Global Thematic Equity Columbia Daily Income Company Columbia Acorn Trust Columbia Balanced Inc. or Columbia Common Stock Inc Columbia Daily Income Company Columbia s Trust I Columbia s Trust II

9 Columbia s Trust III Columbia s Trust IV Columbia s Trust IX Columbia s Trust V Columbia s Trust VI Columbia s Trust VII Columbia s Trust VIII Columbia s Trust XI Columbia Growth Inc. Columbia High Yield Inc. Columbia Institutional Floating Rate Income Columbia International Stock

10 Inc. Columbia Mid Cap Growth Inc. Columbia Real Estate Equity Inc. Columbia Short Term Bond Inc. Columbia Small Cap Growth Inc. Columbia Technology Inc. Fleetboston Financial Corporation Columbia Management Group Inc. Columbia Management Advisors, Inc. Columbia Wanger Asset Management, L.P. Columbia s Distributor, Inc. John Does 1-100

11 Date Filed # Docket Text 06/21/ Case transferred in from District of Massachusetts (Boston); certified copy of transfer order and docket sheet received; documents 1-6 retained in the USDC District of Massachusetts. (raf, Deputy Clerk) (Entered: 06/24/2004) 06/24/ Correspondence re: MDL transfer-in. (raf, Deputy Clerk) (Entered: 06/24/2004) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at

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