Featured Advisor Profile

Size: px
Start display at page:

Download "Featured Advisor Profile"

Transcription

1 Featured Advisor Profile Nicholas A. Silva Financial Advisor Eagle Strategies LLC, A Registered Investment Advisor 201 Jones Road, 5 th Floor Waltham, MA Office Phone: Website: WEALTH MANAGEMENT 1, INVESTMENTS 2, INSURANCE PROTECTION As with most things in life, a key to achieving your financial objectives is planning the best possible strategy and envisioning success. Your goal may be to fund your children s college education, minimize estate taxes, protect your family during your working years, or guarantee your own retirement security. These things won t happen by accident. It s important to determine what you d like to achieve financially, figure out the math, and then map out a plan that will help you meet those goals. My mission is to provide business owners, doctors, and other professionals with an all-encompassing financial plan to help steer them through complexities that come about from their own success. My primary focus is business and retirement planning. I have a strong passion for financial planning, putting an emphasis on ongoing service, ongoing client education, and offering independent advice. With six years of experience in financial services, I highly appreciate the long term relationships I have developed with my clients and continuously strive to find ways to add value to their overall financial situation. I also appreciate the strong connections I have made with other professionals over the years, as these professional relationships allow me to be more resourceful to my clients.

2 My team and I help clients clarify their goals, educate them about options, introduce strategy, and finally, put a comprehensive plan in place to reach their goals guiding them along the way. Our primary goal is to Protect, Grow, and Manage your family's Wealth. Education and Career Highlights Nick is an educated, licensed financial advisor, with six years of experience in the financial services industry and a B.S. in Economics and Finance. He is an active member of the National Association of Insurance and Financial Advisors. He was featured in America s 2014 Select Financial Advisors book. He is a member of New York Life s President s Council. And he is a select member of Eagle Strategies LLC s Affluent Market Initiative program, a premier group that focuses on advanced planning strategies for affluent clients. Services Offered Retirement Planning and Estate Planning Business Succession Planning Investment Planning 1, Separately Managed Accounts 1, Mutual Funds 2 Asset Management 1 College and Education Savings Plans Pension Maximization Variable Annuities 2, Fixed Annuities 3, Income Annuities 3 Life Insurance and Health Insurance 4 Long Term Care Insurance and Disability Insurance 4 Tax Diversification 5 Social Security Optimization Licenses and Designations FINRA Series 7 FINRA Series 6 FINRA Series 65 FINRA Series 63 Life & Health Insurance Variable Products

3 Nicholas A. Silva is separately registered as an investment adviser representative under Eagle Strategies LLC, a Registered Investment Adviser, offering advisory services and is registered in the state of MA. As such, these services are strictly intended for individuals residing in this state. Nicholas A. Silva is a Registered Representatives of NYLIFE Securities LLC and offers securities products & services through NYLIFE Securities LLC, Member FINRA/SIPC, a licensed insurance agency and is registered in the states of MA & NH Nicholas A. Silva is an agent licensed to sell insurance through New York Life and may be licensed with various other independent unaffiliated insurance companies and is appointed in the states of MA, NH, PA, RI & VA. No insurance business may be conducted outside the states referenced. Neither New York Life Insurance Company, nor its agents, provide tax, legal, or accounting advice. Please consult your own tax, legal, or accounting professional before making any decisions. Client Support and Service Nick strives to build trustworthy, long lasting relationships with his clients. In doing so, he puts an emphasis on providing clients with independent financial advice and providing as much education as needed so that his clients can make sound, educated financial decisions. The goal is to position himself as the most valuable financial resource for his clients to turn to, regardless of market conditions. Nick works closely with clients to help clarify and prioritize their financial goals. He seeks to give his clients a clear picture of their overall financial situation, tying together the various pieces of their financial portfolio: i.e. pensions, 401(k), future social security income, estate planning documents, insurance, and investment accounts 2. He then quarterbacks his client s overall financial strategy by working together with accountants, attorneys, and human resources representatives. Working with these other professionals allows him to align all moving parts in order to best execute each client's unique plan. His analysis and tailored solutions are organized into a high-level plan, which is documented in a clear presentation and given to clients to keep for reference in both hard copy and electronic copy on his wealth manager platform. The wealth manager is an online and mobile friendly database for clients to track their accounts, financial well being, and financial plan. This process helps to ensure accountability and an ongoing service that surpasses clients expectations. In addition to working with Eagle Strategies LLC s Affluent Market team of professionals, he has developed strong relationships with independent CPAs and attorneys to complement his resources. By having these other professionals available, Nick intends to bring more value to his clients. Nick primarily works with business owners, young professionals, families, pre-retirees, and retirees. When working with small business owners, in addition to the services mentioned above, Nick focuses on succession planning and exit strategy for retirement. Nick s goal is to guide his clients toward their financial goals, while helping to give them peace of mind and confidence throughout the process. His

4 Six Step Process is: 1) RIGHT FIT MEETING: Initial conversation to help ensure that Nick is a good fit for a prospective client, 2) PAPERWORK APPOINTMENT: Information Gathering Session (Client Goals, Current Financial Status, Financial Statements), 3) STRATEGY DEVELOPMENT: Information Analysis and Development of Financial Plan, 4) PRESENTATION APPOINTMENT: Presentation of Financial Plan, 5) PLAN EXECUTION: Implementation of the Plan and 6) ACCOUNTABILITY STAGE: Periodic Reviews and Accountability Sessions to maintain and update the plan. Annual/Semi-Annual meetings and monthly communications foster his ongoing client relationships. Giving Back Nick is a proud member of the St. Vasilios Greek Men s Club in Peabody, MA, with a focus on 'Service Above Self', and was recently featured as their special guest speaker, from which he was awarded the club s Appreciation Award. He participates in many charitable events including charitable basketball tournaments, golf tournaments, and local non-profit groups supporting the youth population. Additionally, he is a proud member of NAIFA, a national group that supports the Insurance and Financial Advisory Industry. Client Impact Successful business owners and other professionals with families value Nick s work the most. The have complicated financial situations with little time to devote to them. They appreciate that Nick and his team are able to pull all the pieces together for them, implement a plan, and monitor the plan for them while keeping them involved through reviews and the wealth manager platform. Nick believes that building strong, lasting relationships begins by building trust and being an educational resource for clients when it comes to financial planning 1. He strives to get his clients excited about the process and encourages clients to ask questions in order to have them engaged in the development and implementation of the plan. He believes that following through on periodic reviews, ongoing service, and ongoing market updates with his existing clients has helped build more trust and confidence in the client-financial advisor relationship. Most Gratifying Aspects of Being a Financial Advisor Nick truly enjoys his role in seeking to provide clients with financial peace of mind and financial success. Working continuously with different client

5 goals and providing analysis for unique client situations keeps the job exciting and fulfilling. He finds it gratifying when he sees clients value his knowledge and advice, as well as when he sees clients learning and getting excited about the process. However, most gratifying of all is watching his clients grow, gaining the financial knowledge they need to help them become confident and successful investors. Financial Strategy from Nicholas Silva In order to achieve financial success, I believe it is most important to establish and prioritize your financial goals, envision achieving them, and hold yourself and team of professionals accountable to implement the appropriate plan. 1Nicholas A. Silva is separately registered as an investment advisor representative, offering advisory services through Eagle Strategies LLC, a Registered Investment Advisor in the states of MA and NH. 2 Nicholas Silva is a Registered Representative of and offers securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance Agency. 3 Issued by New York Life Insurance and Annuity Corporation (A Delaware Corporation), a wholly owned subsidiary of New York Life Insurance Company, 51 Madison Avenue, New York, NY Products available through one or more carriers not affiliated with New York Life Insurance Company; dependent on carrier authorization and product availability in your state or locality. 5 Neither NYLIFE Securities LLC nor its agents or Eagle Strategies LLC provide tax, legal, or accounting advice. Please consult your own tax, legal, or accounting professional before making any decisions.

Imagine Your Future Set YourGoals Chart Your Course. The Importance of Financial Planning

Imagine Your Future Set YourGoals Chart Your Course. The Importance of Financial Planning Imagine Your Future Set YourGoals Chart Your Course The Importance of Financial Planning Ask yourself these questions: Financial Planning Provides Direction and Discipline It s important to know where

More information

Wealth Planning Wealth Accumulation Wealth Preservation

Wealth Planning Wealth Accumulation Wealth Preservation Wealth Planning Wealth Accumulation Wealth Preservation A Future of Fulfillment The Yanker Group s mission is to offer honest and skilled advice while keeping your best interests at the forefront of our

More information

Compass Retirement Solutions LLC 10845 Olive Blvd Suite 190 Saint Louis MO 63141 Tel: (314) 373-1598 Fax: (314) 918-1909 e-mail:

Compass Retirement Solutions LLC 10845 Olive Blvd Suite 190 Saint Louis MO 63141 Tel: (314) 373-1598 Fax: (314) 918-1909 e-mail: Compass Retirement Solutions LLC 10845 Olive Blvd Suite 190 Saint Louis MO 63141 Tel: (314) 373-1598 Fax: (314) 918-1909 e-mail: marvin@compassretirementsolutions.com Protecting your Future, Securing your

More information

helping you HBL Group llc navigate life s Insurance & Financial Services changes

helping you HBL Group llc navigate life s Insurance & Financial Services changes HBL Group llc Insurance & Financial Services navigate life s changes helping you Behaviors are beliefs turned into action and are what deliver results. About HBL HBL was founded with the idea in mind that

More information

Independent, objective advice

Independent, objective advice Independent, objective advice LAINE WEALTH MANAGEMENT S MISSION To help our clients improve the quality of their lives by taking a holistic approach which combines comprehensive wealth planning with their

More information

The journey to financial well-being starts with you.

The journey to financial well-being starts with you. TIAA-CREF Private Asset Management The journey to financial well-being starts with you. And the people you trust. What are your financial goals? What does financial well-being mean to you? What do you

More information

G. Robert King II, CFP, CLTC

G. Robert King II, CFP, CLTC RETIREMENT PLAN CONSULTING SERVICES G. Robert King II, CFP, CLTC Serving businesses on Cape Cod, since 1986 Expertise. Knowledge. Peace of Mind. Securities products are offered through New England Securities

More information

The Financial Planning Process

The Financial Planning Process The Financial Planning Process Overview Financial planning is the setting and implementation of goals for the utilization of one s money. Financial planning is not a product or a service but a series of

More information

Jason M. Judge. Financial Planning Specialist Vice President - Wealth Management Financial Advisor

Jason M. Judge. Financial Planning Specialist Vice President - Wealth Management Financial Advisor Jason M. Judge Financial Planning Specialist Vice President - Wealth Management Financial Advisor 13625 California Street Suite 400, Omaha, NE 68154 402-399-6354 / MAIN 800-228-3309 / TOLL-FREE 402-399-6336

More information

Solutions and resources to help you meet your financial goals.

Solutions and resources to help you meet your financial goals. Solutions and resources to help you meet your financial goals. Your Dreams You have dreams for your future that require a well thought-out, holistic financial strategy. + dreams Your Financial Advisor

More information

The JMS Group At Morgan Stanley

The JMS Group At Morgan Stanley The JMS Group At Morgan Stanley Downtown Location West Side Location 33 E. Main Street, Suite 700 1241 John Q Hammons Drive Madison, WI 53703 Madison, WI 53717 (608) 283-2314 (608) 829-3260 Morgan Stanley

More information

ALL To g e Th e R. DIFFe Re NT.

ALL To g e Th e R. DIFFe Re NT. ALL To g e Th e R. DIFFe Re NT. At Acorn Financial Services, our dedicated, knowledgeable, and experienced team of financial professionals strives to meet the needs of our business, individual, and family

More information

WHO IS HD VEST? SUPPORTING ADVISORS WHO SUPPORT YOU

WHO IS HD VEST? SUPPORTING ADVISORS WHO SUPPORT YOU WHO IS HD VEST? SUPPORTING ADVISORS WHO SUPPORT YOU HD VEST A QUIET BRAND WITH A BIG PRESENCE For the last 30 years of our firm s history, our sole purpose has been to support independent Advisors providing

More information

Creating the future you want is clearer than you think. One-on-one financial planning

Creating the future you want is clearer than you think. One-on-one financial planning Creating the future you want is clearer than you think One-on-one financial planning A complementary fit Your financial needs, Our custom solutions Sound financial health. It takes in-depth analysis. It

More information

boston partners financial group llc

boston partners financial group llc boston partners financial group llc III 1 boston partners financial group llc about boston partners What sets us apart from other financial service firms is the support and collaboration of our associates

More information

AXA Advisors, LLC. a world of people a world of opportunity

AXA Advisors, LLC. a world of people a world of opportunity AXA Advisors, LLC a world of people a world of opportunity our mission AXA Advisors mission is to attract, select, place and promote individuals based on their qualifications a philosophy that has always

More information

AXA Advisors, LLC. how will you draw your future?

AXA Advisors, LLC. how will you draw your future? AXA Advisors, LLC how will you draw your future? our mission AXA Advisors mission is to attract, select, place and promote individuals based on their qualifications a philosophy that has always been a

More information

Why Work With a Financial Advisor?

Why Work With a Financial Advisor? Why Work With a Financial Advisor? Making Investment Decisions is Tougher Than Ever Today These are exciting and complex times to invest. Today s financial marketplace offers you about 15,000 U.S. stocks,

More information

Nicholas Cosentino, CFP CEO of Financial Foundations Creating Value and Building Confidence with Clients. Vol. 5, No. 2 SUMMER/FALL 2013

Nicholas Cosentino, CFP CEO of Financial Foundations Creating Value and Building Confidence with Clients. Vol. 5, No. 2 SUMMER/FALL 2013 Vol. 5, No. 2 SUMMER/FALL 2013 A Publication of Pacific Life, Retirement Solutions Division Nicholas Cosentino, CFP CEO of Financial Foundations Creating Value and Building Confidence with Clients 10/13

More information

POSITION SPECIFICATION LIFE INSURANCE MARKETING REPRESENTATIVE. Company Vision: To be Respected Leaders, Guides & Confidants to Our Clients

POSITION SPECIFICATION LIFE INSURANCE MARKETING REPRESENTATIVE. Company Vision: To be Respected Leaders, Guides & Confidants to Our Clients POSITION SPECIFICATION LIFE INSURANCE MARKETING REPRESENTATIVE THE COMPANY Plybon & Associates entered the life insurance business in 1950, with a commitment to provide clients with professional guidance

More information

Insurance. Survivorship Life. Insurance. The Company You Keep

Insurance. Survivorship Life. Insurance. The Company You Keep Insurance Survivorship Life Insurance The Company You Keep Permanent Life Insurance Protection for Two People You ve built a legacy, but who will be the recipients your heirs or the IRS? 1 Now is the time

More information

Trust Services at Merrill Lynch. Estate Planning Services

Trust Services at Merrill Lynch. Estate Planning Services Trust Services at Merrill Lynch Estate Planning Services Merrill Lynch Wealth Management makes available products and services offered by Merrill Lynch, Pierce, Fenner & Smith Incorporated (MLPF&S) and

More information

Ichose to be a financial planner because I want to truly make a difference in people s

Ichose to be a financial planner because I want to truly make a difference in people s Ichose to be a financial planner because I want to truly make a difference in people s lives, especially as they retire. Growing up, I watched my father work two and three jobs just to make ends meet.

More information

YOUR DREAMS. YOUR LIFE. SIMPLIFIED. YOUR DFSIN ADVISOR: BECAUSE EVERYTHING IS POSSIBLE.

YOUR DREAMS. YOUR LIFE. SIMPLIFIED. YOUR DFSIN ADVISOR: BECAUSE EVERYTHING IS POSSIBLE. YOUR DREAMS. YOUR LIFE. SIMPLIFIED. YOUR DFSIN ADVISOR: BECAUSE EVERYTHING IS POSSIBLE. Before silencing your phone for your meeting, you put it on the desk to show the person you ve come to see some photos

More information

Life Insurance. Picture Your Legacy. New York Life Legacy Creator Single Premium Variable Universal Life. The Company You Keep

Life Insurance. Picture Your Legacy. New York Life Legacy Creator Single Premium Variable Universal Life. The Company You Keep Life Insurance icture Your Legacy New York Life Legacy Creator Single remium Variable Universal Life The Company You Keep Leave more of your money to your beneficiaries, and less to taxes 1 You want to

More information

Personal Wealth Management

Personal Wealth Management Personal Wealth Management Integrated Wealth Management Multi Generational Wealth Planning Retirement Plan Solutions Personalized Wealth Management AspenCross Financial Group (AFG) personal wealth management

More information

Herb White, CFP Denverʼs Strategic Retirement Planner

Herb White, CFP Denverʼs Strategic Retirement Planner MEDIA KIT CERTIFIED FINANCIAL PLANNER Ed Slottʼs Elite IRA Advisor Group SM Denverʼs Top Wealth Managers Award Coloradoʼs Best Wealth Managers Award 2013 NABCAB Premier Advisor Award Master of Business

More information

IN THE NATION, we welcome retirement with open arms.

IN THE NATION, we welcome retirement with open arms. IN THE NATION, we welcome retirement with open arms. Great new beginnings start with Nationwide. 89 YEARS of disciplined investing Nationwide is a U.S.-based company with a strong and stable financial

More information

The Integra Group Morgan Stanley Smith Barney

The Integra Group Morgan Stanley Smith Barney Contact Information at Tel: (925) 746-2982 Email: george.noceti@mssb.com Tel: (925) 746-2918 Email: paul.noceti@mssb.com Our Mission Statement Your economic and life situation is unique, and we at keep

More information

YOUR DREAMS. YOUR LIFE. SIMPLIFIED. YOUR SFL ADVISOR: BECAUSE EVERYTHING IS POSSIBLE.

YOUR DREAMS. YOUR LIFE. SIMPLIFIED. YOUR SFL ADVISOR: BECAUSE EVERYTHING IS POSSIBLE. YOUR DREAMS. YOUR LIFE. SIMPLIFIED. YOUR SFL ADVISOR: BECAUSE EVERYTHING IS POSSIBLE. Before silencing your phone for your meeting, you put it on the desk to show the person you ve come to see some photos

More information

Finding the Right Investment Advisor: Key Questions Pilots Need to Ask Now

Finding the Right Investment Advisor: Key Questions Pilots Need to Ask Now Finding the Right Investment Advisor: Key Questions Pilots Need to Ask Now At Cleary Gull, we think the best way to find the right investment advisor is to focus on the four Ps: people, philosophy, process

More information

HOW TO MAKE YOUR STRUCTURED FINANCIAL PLAN; My Wealth Management Solution

HOW TO MAKE YOUR STRUCTURED FINANCIAL PLAN; My Wealth Management Solution HOW TO MAKE YOUR STRUCTURED FINANCIAL PLAN; My Wealth Management Solution Rob McClelland HBA, R.F.P., CFP SENIOR FINANCIAL PLANNER Vice President Branch Owner rmcclelland@assante.com Mike Connon BSc.,

More information

The Black Diamond Group at Morgan Stanley Smith Barney

The Black Diamond Group at Morgan Stanley Smith Barney The Black Diamond Group at Morgan Stanley Smith Barney 1000 Elm Street 14th Floor, Manchester, New Hampshire 03101 603-629-0214 / Main fa.smithbarney.com/ theblackdiamondgroup ian.macdermott@mssb.com One

More information

F O L L O W YO U R O W N PAT H

F O L L O W YO U R O W N PAT H FOLLOW YOUR OWN PATH YOUR JOURNE Y, YOUR G UID E Success in life isn t about money. Rather, success is defined by your actions and your reactions to life s experiences, the roads you travel, and the bumps

More information

TIAA-CREF Financial Advice Survey Executive Summary

TIAA-CREF Financial Advice Survey Executive Summary TIAA-CREF Financial Advice Survey Executive Summary October 1, 2013 Survey Finds Nearly Half of Americans Struggle to Find Trusted Financial Advice 60% 50% 48% Percent agreeing 37% 46% Trust, Perceived

More information

Why Penn Mutual. Discover new possibilities. For producer use only. Not for use with the general public.

Why Penn Mutual. Discover new possibilities. For producer use only. Not for use with the general public. Why Penn Mutual Discover new possibilities For producer use only. Not for use with the general public. Our Noble Purpose The Penn Mutual Life Insurance Company is driven by our noble purpose to create

More information

Diversified Managed Allocations

Diversified Managed Allocations Diversified Managed Allocations Multi-strategy portfolios with a focus on flexibility Is this program right for you? DMA is designed for investors who: Want experienced, professional money managers to

More information

LIVING WELL IN RETIREMENT. Minimum Distribution: Making it simple

LIVING WELL IN RETIREMENT. Minimum Distribution: Making it simple LIVING WELL IN RETIREMENT Minimum Distribution: Making it simple TIAA-CREF: FINANCIAL SERVICES FOR THE GREATER GOOD. TIAA-CREF is dedicated to serving the retirement needs of those in the academic, medical,

More information

FINANCIAL PLANNING. the benefits of. financial planning. Prepare to reach your goals

FINANCIAL PLANNING. the benefits of. financial planning. Prepare to reach your goals FINANCIAL PLANNING the benefits of financial planning Prepare to reach your goals Take Control of Your Financial Future When you apply for life insurance, you typically will be asked to have a medical

More information

Johnson & Gilliss Wealth Management Group

Johnson & Gilliss Wealth Management Group Johnson & Gilliss Wealth Management Group Engagement Proposal Prepared by: J. Michael Johnson, CLU E. Neil Gilliss, MBA, CFP 107 South 1st Street Richmond, VA 23219 804-788-1011 michael@johnsonandgilliss.com

More information

Orchestrating Your Success A Plan For Your Investment Practice

Orchestrating Your Success A Plan For Your Investment Practice Orchestrating Your Success A Plan For Your Investment Practice 2012 Shelly A. Hall, AIF Vice President, Business Development Thank you for visiting our site. I invite you to take a look at this information

More information

Steven has been recognized and featured as one of 2010 Barron Magazine s Top 1,000 Financial Advisors in the Country.

Steven has been recognized and featured as one of 2010 Barron Magazine s Top 1,000 Financial Advisors in the Country. As a fully licensed professional for more than 20 years, Steven began his career in the financial services industry as a financial advisor at Smith Barney. In 2004, Steven joined Banc of America Investment

More information

Private Banking Wealth Management

Private Banking Wealth Management Private Banking Wealth Management Our mission Our mission is to be with you at every point, providing the financial expertise to help you achieve your goals. Whether your needs are basic or complex, we

More information

We Are Committed To Your Success

We Are Committed To Your Success Trusted Advice. Exceptional Service. Making a Financial Difference SCH Financial Group, LLC. Wealth Management We Are Committed To Your Success Welcome to the SCH Financial Family Our MISSION At SCH Financial

More information

Prepare for Retirement with IRAs

Prepare for Retirement with IRAs Prepare for Retirement with IRAs (Individual Retirement Annuities) Welcome Setting retirement income goals IRAs Limits, deadlines and details Annuities, mutual funds Annual reviews Your partner Woodmen

More information

A wealth management firm centered on our clients individual needs.

A wealth management firm centered on our clients individual needs. A wealth management firm centered on our clients individual needs. Why Eagle Strategies and why an Eagle Strategies Advisor? Our tools may be similar, but our attitude is different. Eagle Strategies was

More information

Blakeway & Associates. Wealth Management

Blakeway & Associates. Wealth Management Blakeway & Associates Wealth Management We are committed to Addressing Many Aspects of Your Financial Life. Blakeway & Associates offers clients and their families big picture thinking in a consultative

More information

CONFIDENCE THROUGH GUIDANCE

CONFIDENCE THROUGH GUIDANCE CONFIDENCE THROUGH GUIDANCE We provide the expertise, products, and technology of a national wealth manager with the highly personal service and attention of a boutique firm that always puts its clients

More information

Financial Planning and Investment Advisory Services. Fitzgerald Financial Group 1

Financial Planning and Investment Advisory Services. Fitzgerald Financial Group 1 Financial Planning and Investment Advisory Services Fitzgerald Financial Group 1 PARTNERING TO SOLIDIFY YOUR FINANCIAL FUTURE At Fitzgerald Financial Group, our goal is to help strengthen the financial

More information

Financial Strategies for the 21st Century

Financial Strategies for the 21st Century 2 The Life Cycle 2 The Wealth Management Model 3 Putting the Pieces Together online report consulting group Strategies for the 21st Century summary a brief introduction to managing your wealth While individuals

More information

Inventory Equipment Goodwill Receivables Key People Real Estate. 8 Risks To Business Survival

Inventory Equipment Goodwill Receivables Key People Real Estate. 8 Risks To Business Survival The Business Survey A professional Process to Overcome the Risks to Business Success Inventory Equipment Goodwill Receivables Key People Real Estate External Risk Higher Taxes Rising Health Care Costs

More information

Managin. services. may be the. Choosing. advice you. than just their. giving. help them. this involves. including. firm, Winer.

Managin. services. may be the. Choosing. advice you. than just their. giving. help them. this involves. including. firm, Winer. 21243 Ventura Boulevard Suite 207 Woodland Hills, CA 91364 (818) 673-1695 Helping you build, protect and preserve wealth Managin ng Wealth in the 21 st Century Dear Prospective Client: Thank you for your

More information

RBC Dominion Securities Inc.* and Royal Bank of Canada are separate corporate entities which are affiliated. *Member CIPF. Insurance products are

RBC Dominion Securities Inc.* and Royal Bank of Canada are separate corporate entities which are affiliated. *Member CIPF. Insurance products are RBC Dominion Securities Inc.* and Royal Bank of Canada are separate corporate entities which are affiliated. *Member CIPF. Insurance products are offered through RBC DS Financial Services Inc., a subsidiary

More information

G. Schroeder, CIMA Vice President Financial Advisor 601 Union Street, Suite 5200 Seattle, WA 98101 1-206-628-4855

G. Schroeder, CIMA Vice President Financial Advisor 601 Union Street, Suite 5200 Seattle, WA 98101 1-206-628-4855 G. Schroeder, CIMA Vice President Financial Advisor 601 Union Street, Suite 5200 Seattle, WA 98101 1-206-628-4855 G. Schroeder, Financial Advisor at Morgan Stanley As the financial world becomes more complex

More information

You ve managed your career well.

You ve managed your career well. You ve managed your career well. Let life insurance help you get more out of retirement. You work hard. You live comfortably. You re saving for the future. While your employer s retirement plan is substantial,

More information

The Law Firm Group at Morgan Stanley

The Law Firm Group at Morgan Stanley The Law Firm Group at Morgan Stanley 717 TEXAS AVENUE SUITE 3050 HOUSTON, TX 77002 713-658-2777 / MAIN 800-890-2774 / TOLL-FREE 713-658-2729 / FAX lawfirmgroup@mssb.com The Law Firm Group at Morgan Stanley

More information

Distinctive Guidance for Significant Wealth

Distinctive Guidance for Significant Wealth Distinctive Guidance for Significant Wealth With significant wealth comes great opportunity, as well as an increasing complexity of choice especially with respect to whom you entrust to share your financial

More information

Questions to Ask When Choosing a Financial Planner: Our Responses

Questions to Ask When Choosing a Financial Planner: Our Responses Questions to Ask When Choosing a Financial Planner: Our Responses Selecting a competent, qualified financial planner with whom you feel comfortable and one whose business style suits your needs is an important

More information

LIFETIME WEALTH PORTFOLIOS LIFETIME WEALTH PORTFOLIOS. wealth management solutions LIFETIME WEALTH PORTFOLIOS. wealth management solutions

LIFETIME WEALTH PORTFOLIOS LIFETIME WEALTH PORTFOLIOS. wealth management solutions LIFETIME WEALTH PORTFOLIOS. wealth management solutions LIFETIME WEALTH PORTFOLIOS LIFETIME WEALTH PORTFOLIOS wealth management solutions LIFETIME WEALTH PORTFOLIOS wealth management solutions 1 WEALTH MANAGEMENT FOR LIFE Investing wisely for the future can

More information

A Real Discussion About You and Your Money. Lori B. Gervais, CFP

A Real Discussion About You and Your Money. Lori B. Gervais, CFP A Real Discussion About You and Your Money Lori B. Gervais, CFP Questions We Ask Ourselves What does money mean to me? Where do I see myself in the next 2, 5, 10, or 30 years? Does what we do matter? Are

More information

I need a financial plan for life after DROP

I need a financial plan for life after DROP deferred retirement option program (DROP) for the IBC model plan program I need a financial plan for life after DROP AXA Equitable is proud to support the IBC s Florida Education Initiative www.themodelplan.com

More information

keep track of your investments

keep track of your investments investment products keep track of your investments a guide to your monthly statement AXA Financial, Inc. AXA Financial, Inc. is a premier financial services organization. The AXA brand is represented in

More information

KBB Wealth Management

KBB Wealth Management KBB Wealth Management KBB Wealth Management Todd C. Kelly, CFP, CIMA Senior Vice President Sr. Investment Management Consultant Matt J. Bridge, CFP Senior Vice President Sr. Investment Management Consultant

More information

Capabilities Presentation

Capabilities Presentation PRESENTED TO: Capabilities Presentation Scott J. Horowitz, CRPC, WMS Senior Vice President, Investments Wealth Management Specialist scott.horowitz@raymondjames.com Shelly E. DeLucas Senior Registered

More information

The Allianz American Legacies Pulse Survey

The Allianz American Legacies Pulse Survey The Allianz American Legacies Pulse Survey Exploring the impact of the financial crisis on legacy strategies Allianz Life Insurance Company of North America Allianz Life Insurance Company of New York ENT-1371-N

More information

Welcome. Sincerely, Tim & Nichole Gardner Financial Planning

Welcome. Sincerely, Tim & Nichole Gardner Financial Planning Welcome Welcome to Gardner Financial Planning. Our goal is to help each client to achieve their life's goals through a unique combination of proactive, integrated financial planning and asset management.

More information

Self-Directed Brokerage Account Services

Self-Directed Brokerage Account Services Self-Directed Brokerage Account Services Through Your Tiaa-Cref Ira Power up your TIAA-CREF IRA with more. A no-fee TIAA-CREF IRA 1 is a great way to help build financial security for your retirement.

More information

Protect your business and shape your future. Top 10 questions for business owners.

Protect your business and shape your future. Top 10 questions for business owners. Protect your business and shape your future. Top 10 questions for business owners. What is the sign of a good decision? Clarifying what you want to achieve in your life, what you care most about, and how

More information

Olson Mobeck Investment Advisors Program Disclosure Brochure

Olson Mobeck Investment Advisors Program Disclosure Brochure Item 1: Cover Page PEOPLE S SECURITIES, INC. Form ADV, Part 2A Olson Mobeck Investment Advisors Program Disclosure Brochure 850 Main Street, Second Floor Bridgeport, CT 06604 Contact Person: Dennis P.

More information

Investing in high quality, well managed companies for your prosperity and peace of mind

Investing in high quality, well managed companies for your prosperity and peace of mind Investing in high quality, well managed companies for your prosperity and peace of mind Welcome to Maxwell Noll For over three decades, Maxwell Noll has provided peace of mind investing for clients. Our

More information

Wealth Management A Prudent Process

Wealth Management A Prudent Process Wealth Management A Prudent Process Craig Chapman, CFP Director Investments Financial Advisor My Business Story Compliance Approval: A28081915RM1 Thank you for taking the time to examine my business story

More information

WELCOME TO EPIC CAPITAL WEALTH MANAGEMENT

WELCOME TO EPIC CAPITAL WEALTH MANAGEMENT WHERE EXPERIENCED WHERE EXPERIENCED ADVICE ADVICE MEETS MEETS ACTIONABLE IDEAS. WELCOME TO EPIC CAPITAL WEALTH MANAGEMENT PEGGY S POINT LIGHTHOUSE SITS ATOP THE RUGGED GRANITE COASTLINE AT PEGGY S COVE

More information

Bringing You A More Personalized Financial Services Experience.

Bringing You A More Personalized Financial Services Experience. Bringing You A More Personalized Financial Services Experience. Member of FINRA & SIPC, and a Registered Investment Advisor AN ADVISOR-CENTERED CULTURE Founded in 2005, Madison Avenue Securities has redefined

More information

THE COMMONWEALTH CHOICE A Partnership That Benefits You

THE COMMONWEALTH CHOICE A Partnership That Benefits You THE COMMONWEALTH CHOICE A Partnership That Benefits You waltham office 29 sawyer road waltham, ma 02453-3483 toll-free: 866.462.3638 phone: 781.736.0700 main fax: 781.736.0793 san diego office 110 west

More information

American National Insurance Company. Business Owner Retirement Plans

American National Insurance Company. Business Owner Retirement Plans American National Insurance Company Business Owner Retirement Plans What is Your Ultimate Financial Goal? If you are a business owner seeking a retirement funding opportunity, or evaluating your existing

More information

Create a big impact for clients and your business

Create a big impact for clients and your business PROFILES IN PHILANTHROPY ADVISOR PERSPECTIVES ON CHARITABLE PLANNING Create a big impact for clients and your business We all want to make a difference in the world particularly in difficult times. The

More information

GOALS RELATIONSHIP STRATEGY COMMITMENT. A Coordinated Approach for Financial Advisors

GOALS RELATIONSHIP STRATEGY COMMITMENT. A Coordinated Approach for Financial Advisors EXPERTISE GOALS REFERRAL RELATIONSHIP STRATEGY COMMITMENT Cracking the Code of Strategic Alliances: A Coordinated Approach for Financial Advisors Cracking the Code of Strategic Alliances: A Coordinated

More information

THE COMMONWEALTH CHOICE A Partnership That Benefits You

THE COMMONWEALTH CHOICE A Partnership That Benefits You THE COMMONWEALTH CHOICE A Partnership That Benefits You WALTHAM OFFICE 29 SAWYER ROAD WALTHAM, MA 02453-3483 TOLL-FREE: 866.462.3638 PHONE: 781.736.0700 MAIN FAX: 781.736.0793 SAN DIEGO OFFICE 110 WEST

More information

THE COMMONWEALTH CHOICE A Partnership That Benefits You

THE COMMONWEALTH CHOICE A Partnership That Benefits You THE COMMONWEALTH CHOICE A Partnership That Benefits You WALTHAM OFFICE 29 SAWYER ROAD WALTHAM, MA 02453-3483 TOLL-FREE: 866.462.3638 PHONE: 781.736.0700 MAIN FAX: 781.736.0793 SAN DIEGO OFFICE 110 WEST

More information

Our Relationship with You... Jolly Owen Team Brochure

Our Relationship with You... Jolly Owen Team Brochure Our Relationship with You... Jolly Owen Team Brochure Benjamin T. Jolly, CFP, AWMA financial advisor S. Grayson Owen financial representative Industry & Community Involvement American Red Cross John Hancock

More information

HOW TO MAKE YOUR STRUCTURED FINANCIAL PLAN; My Wealth Management Solution

HOW TO MAKE YOUR STRUCTURED FINANCIAL PLAN; My Wealth Management Solution HOW TO MAKE YOUR STRUCTURED FINANCIAL PLAN; My Wealth Management Solution The McClelland Financial Group ASSANTE CAPITAL MANAGEMENT LTD. Rob McClelland HBA, R.F.P., CFP SENIOR FINANCIAL ADVISOR Vice President

More information

Nicole Dickerson, CRPC. Financial Advisor Chartered Retirement Planning Counselor

Nicole Dickerson, CRPC. Financial Advisor Chartered Retirement Planning Counselor Nicole Dickerson, CRPC Financial Advisor Chartered Retirement Planning Counselor 335 N. Maple Drive Suite 150 Beverly Hills, CA 90210 310-285-5665 / MAIN 800-669-4866 / TOLL-FREE 310-859-7245 / FAX http://fa.morganstanleyindividual.c

More information

Retirement Plans 401(k) s Cash Receivables Businesses Real Estate Investment Accounts. 8 Risks You Must Overcome

Retirement Plans 401(k) s Cash Receivables Businesses Real Estate Investment Accounts. 8 Risks You Must Overcome The Financial Survey A Professional Process to Overcome the Risks to Financial Success Retirement Plans 401(k) s Cash Receivables Businesses Real Estate Investment Accounts External Risk Inflation Higher

More information

The Art of Planning & Science of Investing Financial Services

The Art of Planning & Science of Investing Financial Services EXPERIENCE EIDE BAILLY The Art of Planning & Science of Investing Financial Services Brad Kelley, Principal Director of Financial Services At Eide Bailly, we use a team approach bringing together the talents

More information

Sustainability Investing. Aligning Your Values & Your Finances

Sustainability Investing. Aligning Your Values & Your Finances Sustainability Investing Aligning Your Values & Your Finances Taking a Long-Term, Sustainable Approach to Investing Making informed decisions on where or where not to invest your money is crucial to making

More information

In your business, you plan for next month, next quarter, next year.

In your business, you plan for next month, next quarter, next year. In your business, you plan for next month, next quarter, next year. Have you planned for your company s survival? Business Succession & Executive Compensation Planning It s taken guts, savvy and sheer

More information

strategic asset management discover financial independence Through Powerful Advice

strategic asset management discover financial independence Through Powerful Advice strategic asset management discover financial independence Through Powerful Advice envision your financial future Set Your Expectations High Whatever your destination, a solid investment program can help

More information

Your future. Our focus. Financial planning services program for American Association of Physician Specialists, Inc. (AAPS) Members

Your future. Our focus. Financial planning services program for American Association of Physician Specialists, Inc. (AAPS) Members Your future. Our focus. Financial planning services program for American Association of Physician Specialists, Inc. (AAPS) Members Pursue your goals with confidence As a member of American Association

More information

Your need for objective advice drives our independence

Your need for objective advice drives our independence Your need for objective advice drives our independence Independence Objectivity Integrity In a profession based on objective advice, true independence offers many choices intended to benefit you, the client.

More information

Helping to keep your promises

Helping to keep your promises Helping to keep your promises Our customized trust services There have been times in your life when you made a promise to yourself. Perhaps you sealed your vow to love and protect with a kiss. You may

More information

Comprehensive Wealth Management. Clarity. It changes everything.

Comprehensive Wealth Management. Clarity. It changes everything. Comprehensive Wealth Management Clarity. It changes everything. WHO WE ARE Knowing that you have a plan for your personal finances and retirement frees you to pursue your passions. At Avier, we take the

More information

Comparing Different Types of Employer Sponsored Retirement Plans

Comparing Different Types of Employer Sponsored Retirement Plans Comparing Different Types of Employer Sponsored Retirement Plans Employer sponsored retirement plans are typically the single most valuable tool for business owner when attempting to: Reduce their current

More information

AXA Advisors, LLC. 1290 Avenue of the Americas, New York, NY 10104 (212) 554-1234 www.axa.us.com. 2014 Firm Brochure (Form ADV Part 2A)

AXA Advisors, LLC. 1290 Avenue of the Americas, New York, NY 10104 (212) 554-1234 www.axa.us.com. 2014 Firm Brochure (Form ADV Part 2A) AXA Advisors, LLC 1290 Avenue of the Americas, New York, NY 10104 (212) 554-1234 www.axa.us.com 2014 Firm Brochure (Form ADV Part 2A) This Brochure provides information about the qualifications and business

More information

when you need professional guidance

when you need professional guidance insurance financial retirement estate when you need professional guidance Har-El Financial GROUP Integrated Individual & Business Planning Services integrated individual and business planning services

More information

Corporate Retirement Plan Services

Corporate Retirement Plan Services Corporate Retirement Plan Services RBC Wealth Management: Serving Plan Sponsors and Participants There s Wealth in Our Approach. RBC WEALTH MANAGEMENT, A DIVISION OF RBC CAPITAL MARKETS, LLC, MEMBER NYSE/FINRA/SIPC.

More information

30 Questions to Ask When Choosing a Financial Planner

30 Questions to Ask When Choosing a Financial Planner 30 Questions to Ask When Choosing a Financial Planner Prepared by George Salter, JD, MBA, CFP James E. Salter, MBA P.O. Box 125 P.O. Box 125 Alamo, CA 94507 Alamo, CA 94507 george@blossomwm.com james@blossomwm.com

More information