Five Star Wealth Managers

Size: px
Start display at page:

Download "Five Star Wealth Managers"

Transcription

1 In a consumer study about dynamics between wealth managers and their clients, polled wealth managers and consumers about communications. Both groups said that connecting three to four times a year is the right communications strategy, but expectations are not aligned in all areas: 29 percent of consumers want to be contacted by their wealth manager whenever events require an update; only 7 percent of wealth managers say they contact clients based on the impact of events. 63 percent of consumers say they receive the right amount of communication from their wealth manager. From research conducted by, April Wealth managers, broadly defined, are those individuals who help you manage your financial world and/or implement aspects of your financial strategies. Common examples of wealth managers Award 2012 Dallas/Fort Worth Five Star Wealth Managers are financial advisors, financial planners, investment advisors, tax advisors and estate planning attorneys. How do you find a wealth manager with experience, who has a good base of clients with high retention rates, and who has undergone a regulatory and complaint review? And when you find them, are they accepting new clients? The publishers of Texas Monthly and partnered to find wealth managers who satisfy 10 objective eligibility and evaluation criteria that are associated with wealth managers who provide quality services to their clients. Among many distinguishing attributes, the average one-year client retention rate for this year s award winners is more than 96 percent. Don t listen to other people. Investigate for yourself. Be wary of advisers who say they never had a down year. A Select Award Five Star Wealth Manager The are a select group, representing less than 4 percent of the wealth managers in the Dallas/Fort Worth region. (1) Although this list is a useful tool for anyone looking for help in managing their financial world or implementing aspects of their financial strategies, it should not be considered exhaustive. Undoubtedly, there are many excellent wealth managers who, for one reason or another, are not on this year s list. In order to consider a broad population of high-quality wealth managers, award candidates are identified by one of three sources: firm nomination, peer nomination or pre-qualification based on industry standing. Self-nominations are not accepted. Dallas/Fort Worth award Candidates candidates were identified using internal and external research data, including a survey to more than 14,000 registered financial services professionals and all identified financial service companies in the area that are registered with FINRA or the SEC. Five Staon Five ofes t e x a s m o n t h l y. c o m August 2012 WMD-1

2 Determination Of Award Winners Research Disclosures WMD-2 August 2012 t e x a s m o n t h l y. c o m Award candidates who satisfied 10 objective eligibility and evaluation criteria that are associated with wealth managers who provide quality services were named 2012 Five Star Wealth Managers. (2) Eligibility Criteria Required (3) 1. Credentialed as an investment advisory representative (IAR), a FINRA-registered representative, a CPA or a licensed attorney. 2. Actively employed as a credentialed professional in the financial services industry for a minimum of five years. 3. Favorable regulatory and complaint history review. (4) 4. Fulfilled their firm review based on internal firm standards. 5. Accepting new clients. Evaluation Criteria Considered (3) 6. One-year client retention rate (the average one-year client retention rate of this year s award winners is more than 96 percent). 7. Five-year client retention rate. 8. Non-institutional discretionary and/or non-discretionary client assets administered (this year s award winners administer an average of $100 million in client assets). 9. Number of client households served (on average, this year s award winners serve 252 households). 10. Education and professional designations. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. The Five Star award is not indicative of the wealth manager s future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their clients assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by or Texas Monthly. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by in the future. is not an advisory firm, and the content of this article should not be considered financial advice. For more information on the Five Star award and the research/ selection methodology, go to (1) 2,688 award candidates in the Dallas/Fort Worth region were considered for the Five Star Wealth Manager award. 654 (approximately 24 percent of the award candidates) were named 2012 Five Star Wealth Managers. (2) Wealth managers were required to certify that any information they provided was accurate. (3) Criteria 4, 8 and 9 do not apply to attorneys or CPAs. (4) As defined by, the wealth manager has not: Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine. Had more than a total of three customer complaints filed against them (settled or pending) with any regulatory authority or s consumer complaint process. Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority. Filed for personal bankruptcy. Been convicted of a felony The Five Star award goes to less than 7 percent of wealth managers. Insights from Five Star Wealth Managers Wishful thinking is not planning. If you plan for the worst, you will never be unpleasantly surprised. Clients don t care how much you know until they know how much you care. Only invest in something that you understand. What matters most is how you recover from setbacks. conducts a regulatory review of each nominated wealth manager using the Investment Adviser Public Disclosure (IAPD) website. also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history exists. Data submitted through these processes was applied per the above criteria: Each wealth manager who passes the regulatory review must attest that they meet the definition of favorable regulatory history, based upon the criteria listed above. promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a wealth manager. contacted approximately 1 in 12 households identified as having a high propensity to use the services of wealth managers in order to provide consumers the opportunity to submit complaints regarding a wealth manager. More than 87,500 households in the Dallas/Fort Worth region were contacted. Five Staon Five ofes The Five Star Wealth Manager selection criteria was updated for the 2012 award year Five Star Wealth Managers scored highest in overall satisfaction based on feedback from clients, peers and industry experts. No more than 7 percent of wealth managers receive the award each year. The selection process for the award winners can be found at

3 Business Planning John Ackley Ackley Financial Group Caroline Austin First Southwest Advisory Services Cynthia Barker Legacy Texas Bank Joe Chenoweth ARMOR Wealth Management Crawford Gates Sagemark Consulting Ramona Locke Merrill Lynch Owen Stewart Stewart Business Services Michael Weaver Ackley Financial Group Estate Planning Christopher Abel Ameriprise Financial Services, Inc. Ronald Adams Brackett and Ellis David Bird Bird Skibell Bohach Marvin Blum The Blum Firm Karl Bryant Walker & Doepfner Michael Cohen Michael B. Cohen & Associates John Collins Haynes and Boone Norman Rocky Farr Diesslin & Associates Page 38 Ronald Foxman Higier Allen & Lautin Wesley Goenawein Wesley A. Goenawein, Jr. Ronald Grant Ronald E. Grant, Attorney at Law David Hendricks David P. Hendricks Kathryn Henkel K&L Gates William Houser Jordan Houser & Flournoy Jerry Jackson Law Office of Jerry B. Jackson Michael Kaufman Jackson Walker Robert Kroney Kroney-Morse-Lan David Krueger Krueger Merkley & Bolton Norman Lofgren Looper Reed & McGraw Robert D. Lybrand Robert D. Lybrand Henry C. McFadyen, Jr. McFadyen Law Firm Timothy Mebane LPL Financial Page 39 James Mincey, Jr. Mincey-Carter Jan Mohamed ConfidentVision Page 34 Award winners listed by primary services and listed alphabetically by last name. George Nachman George J. Nachman, Attorney at Law Keith Novick Gardere Wynne Sewell Ken Paxton Pettinger Paxton Nuspl & Crumley Susan Periquet Susan Whitson Periquet, Attorney at Law Darryl V. Pratt Darryl V. Pratt, Attorney at Law Ryan Randall Staubus & Randall Sol Reifer Wright Ginsberg Brusilow John Rothpletz Looper Reed & McGraw John Round Strasburger & Price Mark Seebeck Seebeck & Associates Page 39 Chuck Sharpe Sharpe & Associates Kenneth Sloan Sloan & Roberts Dani Smith Strasburger & Price Bert Starr Law Offices of Bert Starr Eric Vincent Vincent Wealth Management Page 36 Robert Widmer, Jr. Robert J. Widmer, Jr. Linda L. Wiland Blankenship Wiland & O Connor Lawrence Wolfish Wolfish & Newman A.C. Tracy Wood III A.C. Wood & Associates Jeffrey Yates Albin Yates Balius Roach Financial Planning Clint Adams Cotton-Adams Financial Group Page 27 Tom Adcock LPL Financial George Alden Alden Financial Group Marvin Allensworth Thrivent Financial for Lutherans Page 37 Paula Allgood Beaird Harris Wealth Management Todd Amacher Robertson Griege & Thoele Jerry Anderson LPL Financial Jayson Bales Robert W. Baird & Company Douglas Bartol Money Matters Howard Bellet Ameriprise Financial Services, Inc. Jeff Bellinghausen Ameriprise Financial Services, Inc. John Berry Corner Post Financial Planning Michelle Berry Raymond James & Associates Page 33 Kathy Bickhaus Merrill Lynch Charlotte Joyce Birk LPL Financial Steve Blankenship Heritage Financial Planning Kalita Beck Blessing Quest Capital Management Danny Blevins Ameriprise Financial Services, Inc. Stephen Blum Strategic Wealth Planning Lisa Bordelon Raymond James Morgan Keegan Erin Botsford The Botsford Group Jason Bottenfield Morgan Stanley Smith Barney Page 37 Colleen Bowler Lincoln Financial Advisors/ Strategic Wealth Partners Grover Brillhart ARMOR Wealth Management Page 37 Lynn Bryant Bryant Financial Services Corporation Bradley Burnfield Ameriprise Financial Services, Inc. Page 37 Dusti Calander Ameriprise Financial Services, Inc. Wes Camp Financial Network Investment Corporation Nick Campbell Nick Campbell Financial Group/ LPL Financial Mark Cannon Ameriprise Financial Services, Inc. Dennis Carpenter International Wealth Management Bill Carter Carter Financial Management Page 12 Travis Carter Insight Wealth Partners John Chalk Chalk Cullum and Associates Brian Chastain CFO4Life John Checki John Checki Guy Church Ameriprise Financial Services, Inc. Five Staon Raymond Clark Ameriprise Financial Services, Inc. Page 37 Gregory Clifton Clifton Capital Partners Bryan Clintsman Clintsman Financial Planning Five ofes t e x a s m o n t h l y. c o m August 2012 WMD-3

4 Donald Cohen Morgan Stanley Smith Barney Scott Cohen Waldman Bros Karl Cole LPL Financial Richard Colleoni Morgan Keegan & Company Rob Cox Quest Capital Management Philip Crew Morgan Stanley Smith Barney Carl Cuff Ayco/Goldman Sachs Jeff Cummins Spectrum Financial Group Michael Dallas Michael Dallas Wealth Management Bryce Danley Ameriprise Financial Services, Inc. William E. Dendy Elite Financial Management Page 24 Allen Kent Dennis Merrill Lynch E. Kim Dignum Dignum Financial Partners John F. Donovan Lincoln Financial Advisors/ Strategic Wealth Partners Patrick Dougherty Dougherty Wealth Management Shaun Dowling Howard Financial Services Terry Doyle Doyle and Associates/Ameriprise Financial Services, Inc. Eli Dragon Money Matters David Dryden Insight Wealth Partners Mark Duckworth Morgan Stanley Smith Barney Page 37 Mary H. Durie Quest Capital Management Tom Dwyer Financial Design Group Brian Eckeberger Genesis Financial Group Tandy Ervin LPL Financial Chip Eubank Eubank Hutson & Associates Art Fahim Ameriprise Financial Services, Inc. John Farris MPACT Financial Group Deborah Federick Ameriprise Financial Services, Inc. Page 38 Christopher Fess Fess Financial Page 33 Richard Fielder Morgan Stanley Smith Barney Mark Fillnow Ameriprise Financial Services, Inc. Tiffany Finney-Johnson JWA Financial Group WMD-4 August 2012 t e x a s m o n t h l y. c o m Award winners listed by primary services and listed alphabetically by last name. Patrick Fontana Merrill Lynch Joe Foster Foster Financial Group Page 38 Michael Franklin The Asset Preservation Group Patrick Freeman Freeman Wealth Management George Galanis Morgan Stanley Smith Barney Joseph Galloway Ameriprise Financial Services, Inc. Jaime Galvan Spectrum Financial Group Mason W. Gann Milkie Ferguson Investments Chris Garcia Ameriprise Financial Services, Inc. Frances Gardner ARMOR Wealth Management Page 33 Carlos Garza First Command Financial Services John Gay Frisco Financial Planning Roger Gekiere Navigation Financial Allen Gibson Ameriprise Financial Services, Inc. Page 14 Henri Glover HG Tailored Financial Services Donald Goerner Spectrum Advisors Alan Goldfarb Weaver Wealth Management Todd Green Perennial Financial Solutions Craig Greenway SFMG Wealth Advisors Barney Grossman Morgan Stanley Smith Barney Ricky Grunden, Sr. Grunden Financial Advisory Page 29 Barton Gunter LPL Financial Page 38 Steven Hagemann Navigation Financial Patricia Hammond Carter Financial Management Page 12 Carol Harper Ameriprise Financial Services, Inc. Page 38 Curtis Harris Evos Financial James Harvey Morgan Stanley Smith Barney Chris Hatton Money Matters Crystal Hawkins CFO4Life John Michael Hemp Stratford Consulting Darren Hill Morgan Stanley Smith Barney Terry Hill Terry Hill & Associates Lora Hoff IPI Wealth Management Dallas Page 39 Sullivan Holland Merrill Lynch Jeremy Hudson Howard Financial Services Matt Irwin Ameriprise Financial Services, Inc. Leslie Jackson Jackson Investment Associates Page 34 David P. James James Financial Group Page 34 Mark Jenison AXA Advisors Ron Johnson Morgan Stanley Smith Barney Charles Jones Ameriprise Financial Services, Inc. Bryan Keever Ameriprise Financial Services, Inc. Glenda D. Kemple Kemple Capital Charles King Inspire Financial Group Page 15 Jacob King Beaird Harris Wealth Management Tyson King Inspire Financial Group Page 15 Mitchell Kramer Fluent Financial Thomas Kroehle Income by Design Kevin Kuhnel Merrill Lynch Carl J. Kunhardt Quest Capital Management Travis Ladner Ameriprise Financial Services, Inc. Brian Langford Middlebrook Lee and Langford/ Ameriprise Financial Services, Inc. James Larkin Ameriprise Financial Services, Inc. David Lavallee First Command Financial Services Lucas Lawson Lifetime Strategies Group Chris Leap Leap Wealth Management/Ameriprise Financial Services, Inc. Bryan Lee Strategic Financial Planning Charles Lee Middlebrook Lee and Langford/ Ameriprise Financial Services, Inc. Richard Lee Lee Financial Corporation Page 17 James Lehman Wolfe Lehman Wammack & Associates/Ameriprise Financial Services, Inc. Page 32 Five Staon Dwayne Leleux Southwest Securities Five ofes Woody Levinson LS Wealth Strategies

5 Brett Levy Merrill Lynch Bruce Lewin Lewin Wealth Management Chris Lewis Lewis Brown Page 18 Steve Lindberg Lindberg Financial Brent Little Odyssey Wealth Management Steven Lorio Lorio Wealth Management Chris Lott Smith Anglin Financial Bill Lourcey Walton & Lourcey Lloyd Lowe LD Lowe Wealth Advisory Page 16 Tim Lowry Dean Jacobson Financial Services John Loyd LPL Financial David Luellen Ayco/Goldman Sachs Blaine Malcolm The Botsford Group James Marsden Atlas Wealth Advisors Randy Matthews Matthews Wealth Management Page 30 Dan Mauck Clintsman Financial Planning R. Scott Maxwell Talis Advisory Services Walter May May Financial Solutions Jonathan Mazur Luke Financial Company Stewart Mc Lauchlan Ameriprise Financial Services, Inc. Sean McGrath Morgan Stanley Smith Barney Lynn McIntire Cadent Capital Tom McIntire Cadent Capital Charla McIntyre-Fields Ameriprise Financial Services, Inc. Doug McKelvey Morgan Stanley Smith Barney Levi McMellian CFO4Life David Meadors Morgan Stanley Smith Barney Page 20 David Medlin Ameriprise Financial Services, Inc. Jim Middlebrook Middlebrook Lee and Langford/ Ameriprise Financial Services, Inc. Marcia H. Miller Ameriprise Financial Services, Inc. Michael Mills Mike Mills Wealth Management Cynthia Montgomery Red Oak Financial Group Award winners listed by primary services and listed alphabetically by last name. Thomas Montgomery Montgomery Coscia Greilich Kevin Moore Moore Financial Group Shawn Moore Morgan Stanley Smith Barney Ken Moraif Money Matters Brent Morton First Financial Equity Corporation Scott Mulloy Ameriprise Financial Services, Inc. Mark Mundy Mundy Financial Solutions Donald Murphey AXA Advisors Steve Namy Investment Professionals Luisa Nemati Weaver Wealth Management Jeremy Newton LPL Financial Don Noblit Don Noblit Associates Stacy C. Notley THE MANNING GROUP Page 39 Lisa Rapfogel Ostroff Allegiant Wealth Management Page 39 Ken Painter KPLL Private Wealth Jason Palmer Ameriprise Financial Services, Inc. Robert Pearson Morgan Stanley Smith Barney Page 21 Charles Pepkin Ameriprise Financial Services, Inc. David Peterson Peak Capital/United Capital Thomas Philipp Professional Wealth Management Group Dana Pingenot Lee Financial Corporation Page 17 Kevin Pittman Ameriprise Financial Services, Inc. Betty Poage Ameriprise Financial Services, Inc. Page 39 Paul Pomeroy LPL Financial Jason Potts Lifetime Wealth Management David Quick Hearthstone Financial Teresa Quinn Lee Financial Corporation Page 17 James Rees Stoneway Financial Mike Reppert Spectrum Advisors Page 10 & 11 Darrell Roberts Ameriprise Financial Services, Inc. Gerald Robinson LightForce Financial Paul Robinson Robert W. Baird & Company Eduardo Rodriguez Lee Financial Corporation Page 17 Craig Rogers Rogers Wealth Group Page 23 Richard Rogers RBC Wealth Management Toni Rose Flagship Financial Group Kimberly Rule LPL Financial David Russakov Charles Schwab & Company Bill Saplicki LS Wealth Strategies Barbara Saunders Saunders & Associates Page 31 Susan Schildt Stratford Consulting Jeff Schuetts Merrill Lynch Cari Schulz Morgan Stanley Smith Barney Roger Shake Legacy Consulting Group A. Michael Sheff Morgan Stanley Smith Barney Page 39 Kyle Shores The Botsford Group Lawrence Silverman CFO4Life Robert Silvestri Morgan Stanley Smith Barney Page 35 Bill Skelton Southwest Securities M. Scott Slayton MetLife Financial Group of the Southwest W. Philip Smiley Ameriprise Financial Services, Inc. Page 36 Michael J. Smith Lifetime Strategies Group Shawn Smith Smith & Associates/Ameriprise Financial Services, Inc. Jennifer Snee Ameriprise Financial Services, Inc. Ted Snow Snow Financial Group Lynn Soderstrom Ameriprise Financial Services, Inc. Mark Stegman Ameriprise Financial Services, Inc. Page 36 Five Staon Renee Sterling Morgan Stanley Smith Barney Richard Stevens Stevens Financial Group Page 40 Five ofes Gordon Stevenson Morgan Stanley Smith Barney t e x a s m o n t h l y. c o m August 2012 WMD-5

6 John Stockton Financial Coaching Steven Stratton New York Life Insurance Company Sandra Strohmeyer Ameriprise Financial Services, Inc. Drew Swedlund Merrill Lynch Viktor Szucs Morgan Stanley Smith Barney Sammy Tally BFT Financial Group Michael Tannery Tannery & Company Wealth Management David E. Taylor Raymond James & Associates R. Jeff Taylor Ameriprise Financial Services, Inc. William Taylor Cypress Wealth Management Carolyn Teschemacher Navigation Financial Chuck Titterington Ameriprise Financial Services, Inc. Roy Todd My Own Money Duke Tran RBC Wealth Management Richard Treta Lincoln Financial Advisors Trudy Turner Robertson Griege & Thoele Kyli Vardeman Ameriprise Financial Services, Inc. Neal Vasso Vasso & Associates/Ameriprise Financial Services, Inc. Derek Vaughn Ameriprise Financial Services, Inc. Phil Vick Sovereignty Advisors Steven Wachs Legacy Consulting Group Michael Walden Ameriprise Financial Services, Inc. Tammie Walker Ameriprise Financial Services, Inc. Dusty Wallace Lee Financial Corporation Page 17 Larry Wallace BrokersXpress Kyle Walters Atlas Wealth Advisors Clint Wammack Wolfe Lehman Wammack & Associates/Ameriprise Financial Services, Inc. Page 32 Dexter Ward Dexter Ward Page 40 George Warner Wealth Management Group/ American National Bank Page 26 WMD-6 August 2012 t e x a s m o n t h l y. c o m Award winners listed by primary services and listed alphabetically by last name. Sean Weaver Whitney Wetzel & Kuether James Webb Webb Financial Jennifer Wells Ameriprise Financial Services, Inc. James Whiddon JWA Financial Group Roger Whitney Whitney Wetzel & Kuether Brandon Williams American Airlines Federal Credit Union Norman Williams Senior Asset Protection Services Page 36 Tim Wilson Wealth Management Group Page 26 Jeffrey Wolf WealthStar Advisors Eric Wolfe Wolfe Lehman Wammack & Associates/Ameriprise Financial Services, Inc. Page 32 Jon Wych Merrill Lynch Billy Yarbrough Ameriprise Financial Services, Inc. Chris S. Young Quest Capital Management Insurance Paul Baker Paul Baker Insurance Agency Gus Bates III Gus Bates Insurance & Investments Don Grogan New York Life Insurance Company Corey Metz Metz Insurance & Financial Stephen Newton Primerica Kirk Quaschnick Mogul Wealth Strategies Investments Austin Adams LPL Financial James Aldendifer Morgan Stanley Smith Barney J. Timothy Allen Wells Fargo Advisors Financial Network, LLC Zachary Allen Disciplined Advisors Group Brett Anderson International Research & Asset Management Frankie Andrew Wells Fargo Advisors, LLC Roger Asel Certified Financial Strategies Frank Aswad Edward Jones James Aughenbaugh Morgan Stanley Smith Barney Chad Bagley Edward Jones Merry Lyn Bagwell Wells Fargo Advisors, LLC Mark Baker RBC Wealth Management Gregg Ballew Westwood Trust Dan Barlow Wells Fargo Advisors, LLC David Barnes Credit Suisse Clifton Barrett Edward Jones Paul Bateman Ameriprise Financial Services, Inc. Kris Beaulieu Clarity Financial Group Emerson Bell Fee-Only Financial Planning Ricky Bingham RLBingham Financial Group/ MetLife Page 37 Jonathan Black Merrill Lynch Tony Blauvelt Edward Jones Michael Bless Wells Fargo Advisors, LLC Phillip Blevins Wells Fargo Advisors, LLC Sonja Blumoff Merrill Lynch Jim Bowers Morgan Stanley Smith Barney Danny Boyce Lee Financial Corporation Page 17 Cindy Brewington Edward Jones Jeffrey Bridges Morgan Stanley Smith Barney Don Brock Edward Jones Brian Brode Merrill Lynch Ken Brown Maplewood Investment Advisors Michael Brown Edward Jones Rick Brown RL Brown Financial Wayne Bruns Merrill Lynch David Burgess Rhodes Securities Michael Busch Vogel Financial Advisors Michelle Calabro RBC Wealth Management Bill Callis Southwest Securities John Carpenter Merrill Lynch Five Staon Lois Cartwright Merrill Lynch Marcelo Castaneda Charles Schwab & Company Five ofes Richard Cather Merrill Lynch Blake Cecil Merrill Lynch

7 Robert Chase Ameriprise Financial Services, Inc. Michael Chauvenet Capital and Insurance Resources Steven Chensky Merrill Lynch Kelley Clowe Capital West Securities Doug Cochran LPL Financial Rusty Cooper Morgan Stanley Smith Barney Mischelle Copeland Wells Fargo Advisors, LLC Page 27 Robert Cordiak J.P. Morgan Securities Steve Cotton Cotton-Adams Financial Group Page 27 David Cox Merrill Lynch Matthew Dann Wells Fargo Advisors, LLC Scott Davidoff Wells Fargo Advisors, LLC Robert DeBeer Merrill Lynch Tom Decker Wells Fargo Advisors, LLC Jim DePue Edward Jones Kevin Dickey Morgan Stanley Smith Barney David Diesslin Diesslin & Associates Page 37 Robert Dilworth Merrill Lynch Don Donnally J.P. Morgan Securities Doug Dyer Money Matters Wendy Edwards Wells Fargo Advisors, LLC Stephen Engels Wells Fargo Advisors, LLC Nicholas English Westwood Trust Stephen Engro Beacon Financial Group Page 28 Richard Erwin Investors Asset Management JoAnn Eubank Ameriprise Financial Services, Inc. Page 38 Andy Evans Wells Fargo Advisors, LLC Page 38 Chuck Evans RBC Wealth Management Jeffrey Everett Talis Advisory Services Terry Farester Sunbelt Justin Farris The Farris Group Page 38 Michael Felker Ameriprise Financial Services, Inc. Jason Fernandez Wells Fargo Advisors, LLC Award winners listed by primary services and listed alphabetically by last name. Mark Fields EstateMark Financial Gerald Finley SWS Financial Services Mark Finley The Finley Agency Alan Folz Morgan Stanley Smith Barney John Ford Mercantile Advisors Richard Frazar Westwood Trust Kevin Freeman Freeman Global Investment Counsel Michael Gage Wells Fargo Advisors, LLC John Gallagher Principal Financial Group Vernon Gang, Jr. Wells Fargo Advisors, LLC Charles Garner Ameriprise Financial Services, Inc. Wayne Garrett Snow Garrett Wealth Management Page 32 Lorie Gebbie Wells Fargo Advisors, LLC Page 27 Steven Gendler Alliance Financial Group Jennifer George-Smith American National Bank of Texas Page 26 John Gilbert SMH Capital Advisors M. DeLene Gilbert Evos Financial Sonia Ginnell Merrill Lynch Nick Giorgio Ameriprise Financial Services, Inc. Page 38 Damon Gonzalez Domestique Capital Pamela Gothard Wells Fargo Advisors, LLC Page 33 Todd Gough Ironwood Recovery Management Kevin Gray Ayco/Goldman Sachs Stephanie Groschup Groschup Martin Wealth Management Group Joseph Guffey Raymond James & Associates Steven Gundy GS Wealth Management Scott Gunnip Morgan Stanley Smith Barney Kevin Hadawi Wells Fargo Advisors, LLC Scott Hammel AWA Robert Hamrick Hamrick Financial Sarah H. Hancock Hancock-Smith Janet Hanna Edward Jones Harvey Harper Edward Jones Samuel Harrell Morgan Stanley Smith Barney Emily Harwood Charles Schwab & Company Dan Heard Morgan Stanley Smith Barney Brian Hendon Edward Jones John Hetzel JWA Financial Group Brian Hobbs TH Wealth Management David Hobbs Raymond James & Associates Gary Holland Holland Investment Management Page 29 Kim Holland Managed Assets/LPL Financial Robert Holman Edward Jones Christopher Holtby Midland Wealth Management James Hopson Capital Advisory Group Robert Hrnicek Morgan Stanley Smith Barney Page 34 Gary Hughes Nick Campbell Financial Group/ LPL Financial Mitchell Hurwitz MSH Asset Management Gregory Hutcheson Morgan Stanley Smith Barney Terry Ingram Coble-Cravens Financial Services Dewey Isom Raymond James & Associates Don Jacobson Dean Jacobson Financial Services David Jennings Morgan Stanley Smith Barney Leonard Johnson Wells Fargo Advisors, LLC Doug Jones Lee Financial Corporation Page 17 T. Montgomery Jones FCM Investments Page 13 Sheila Kaplan Merrill Lynch Keith Karnes Wells Fargo Advisors, LLC Thomas Karsten Karsten Advisors Jack Kaye Edward Jones Five Staon Langford Keith Morgan Stanley Smith Barney Paul Kiehn Atherton Kiehn & Byrnes Leslie Killgore Active Wealth Management Valli Kindred Kindred Stephens Financial Group Five ofes t e x a s m o n t h l y. c o m August 2012 WMD-7

8 Kerry Knox Merrill Lynch Ernie Koestner Wells Fargo Advisors, LLC Diane Lacina Southwest Securities Terry Landry Wells Fargo Advisors, LLC Mark Larimore Larimore Financial Group Kristie Leatherberry Charles Schwab & Company John Ledford Morgan Stanley Smith Barney Fredrick Lehman Morgan Stanley Smith Barney John Lemak Sandor Capital Management Neal Logan Edward Jones Joseph Logsdon American National Bank of Texas Page 26 Sid Lorio Lorio Wealth Management Steven Lugar Beaird Harris Wealth Management Dana Lundquist Allstate Financial Services Henry Luskey Morgan Stanley Smith Barney James Madden RBC Wealth Management Larry I. Magid Wells Fargo Advisors, LLC Michael Magruder Wells Fargo Advisors, LLC Thomas Maikowski Thomas H. Maikowski & Associates Charles Manthey Bluechip Financial Planning Brian Marks Merrill Lynch Carolyn Martin Groschup Martin Wealth Management Group Wayne Maynard Merrill Lynch David McBee, Jr. Wells Fargo Advisors, LLC Greg McCoy Wells Fargo Advisors, LLC Justin McDonald Morgan Stanley Smith Barney Kenneth McDonald Bernstein Global Wealth Management Mac McDowell McDowell Capital Management of Raymond James Spencer McGowan McGowanGroup Asset Management Page 19 Matt McKinney Arcon Wealth Management Mark McLeland Merrill Lynch Daniel McPherson McPherson Personal Asset Management WMD-8 August 2012 t e x a s m o n t h l y. c o m Award winners listed by primary services and listed alphabetically by last name. Daniel McVeigh Merrill Lynch David Megarity Wells Fargo Advisors, LLC James Mewhinney Morgan Stanley Smith Barney Susan Meyer Edward Jones Stephen Middlebrook Milkie Ferguson Investments Shott Miller Merrill Lynch Linda C. Mills Mills & Kernan Wealth Management Robert Mitchell Morgan Stanley Smith Barney Anthony Mobly Edward Jones John Mockovciak Robert W. Baird & Company Christopher Moino Morgan Stanley Smith Barney Francis Moise Prospera Financial Services Brian Moore Merrill Lynch Marie Moore Morgan Stanley Smith Barney Mark Morgan Porter Morgan & Associates Wealth Management John Muse LPL Financial Steve Nagel Merrill Lynch Michael Nettleton Morgan Stanley Smith Barney Brant Newman Merrill Lynch Robert Nicholas Wells Fargo Advisors, LLC Jim Nielsen LPL Financial David Noonan Morgan Stanley Smith Barney Page 39 Robert Nursey IVY LEAGUE Retirement Planning Jeffrey Ockwood Morgan Stanley Smith Barney Randy Odom Wells Fargo Advisors, LLC Page 39 Hank O Neill Merrill Lynch Thomas Pace Eagle Strategies Jeff Paladini Karsten Advisors Chris Paladino Milkie Ferguson Investments James Palmer Palmer Retirement Consultants Jason Parker Morgan Stanley Smith Barney W. Donald Parr Merrill Lynch Brian Payne Wells Fargo Advisors, LLC Page 35 Michael Peschel Wells Fargo Advisors, LLC Dan Peters Lee Financial Corporation Page 17 Gordon Peterson International Research & Asset Management Paul Pittman Edward Jones Adam Prewett Prewett Financial George Price Edward Jones Jeffery Price Merrill Lynch Lee Price Smith Anglin Financial Brian Rahlfs Rahlfs Capital Jeff Rasco Rasco & Rasco Page 35 Gerald Ray Gerald L. Ray & Associates Page 28 Joseph Ray Gerald L. Ray & Associates Page 28 Larry Ray Wells Fargo Advisors, LLC John Reagan Wells Fargo Advisors, LLC Micky Reeves JWA Financial Group William Rich Wells Fargo Advisors, LLC Jamie Richardson ViewPoint Investment Group Page 30 Jake Richter Edward Jones Kelly Rigas KR Wealth Management Elizabeth Rivera Southwest Securities Page 22 Ricardo Roberto Edward Jones Bruce Robinson Maplewood Investment Advisors Mark Robinson The Watchman Group Page 35 Guy Rodgers Edward Jones Michael Rodriguez Merrill Lynch Charles Romig Morgan Stanley Smith Barney Page 31 Five Staon Ben Roth J.P. Morgan Securities Peter Ruth Maplewood Investment Advisors Five ofes Cynthia Salles RBC Wealth Management Jeff Sandene Sandene Strategies

9 Jeff Sanders Edward Jones Trey Sartin Wells Fargo Advisors, LLC Craig Saunders Ameriprise Financial Services, Inc. Jeff Schmeltekopf Dean Jacobson Financial Services Paul Schmitz Morgan Stanley Smith Barney James Scott Milestone Wealth Strategies Amber Seale Edward Jones Erik Severson Thrivent Financial for Lutherans James R. Shelton Shelton Financial Group Keith Shelton Wells Fargo Advisors, LLC Page 40 Brian Shepherd Edward Jones Steven Shi Wells Fargo Advisors, LLC Brandon Simmons Ameriprise Financial Services, Inc. Ronald Simmons Retirement Advisors of America James Simpson CUSO Financial Services Frank Sloan Sloan Wealth Management Ralph Smith Ralph Smith Financial Kim Snider Snider Advisors Gunnar Soland SWS Financial Services Richard Sowden Frontier Investment Management Company Beth Sparks Wells Fargo Advisors, LLC Joseph Stack Wells Fargo Advisors, LLC Christi Staib Staib Wealth Management Page 40 L. Dale Stamps Spar Investment Counsel Michael Steinberg Wells Fargo Advisors, LLC Page 40 Chad Stephens Kindred Stephens Financial Group Michael Stillman International Research & Asset Management Scott Strange LPL Financial Cheryl Sutter Wealth Management Group Page 26 Award winners listed by primary services and listed alphabetically by last name. Joel Tannebaum Morgan Stanley Smith Barney William Tenney Morgan Stanley Smith Barney John Thane Merrill Lynch Mark Theriault Wells Fargo Advisors, LLC Bradley Thomas Morgan Stanley Smith Barney Terry Thompkins Wells Fargo Advisors, LLC Paul Thompson Signal Securities Rebecca Thompson BenchMark Financial Services Christopher Troseth Investors Asset Management Shelley Turner Wells Fargo Advisors, LLC Peggy D. Tyler Wells Fargo Advisors, LLC Gail Utter Wells Fargo Advisors, LLC Page 25 Eric VanderDrift MPACT Financial Group John Vann Rushmore Investment Advisors Craig VanWinkle Wells Fargo Advisors, LLC Walter Virden Virden Chapman & Virden Lindsay Vitovsky ARMOR Wealth Management Todd Wagner Comerica Bank Casey Waits Waits Financial Group Bo Walker Merrill Lynch Robert Walker Morgan Stanley Smith Barney Gary Walsh Luther King Capital Management Page 40 Peter Warren Wells Fargo Advisors, LLC Brad Weddle LPL Financial Stephen Wheeler Wells Fargo Advisors, LLC Page 40 Robert Whittenburg Wells Fargo Advisors, LLC Jon Williams Wells Fargo Advisors, LLC Terry Williamson Wells Fargo Advisors, LLC Alex Winslow The Northern Trust Company Mark Witte Wells Fargo Advisors, LLC Daniel Woodard EECU Investment Services Page 40 Larry Wright Morgan Stanley Smith Barney Richard Wright Fiduciary Financial Services of the Southwest Jeanie Wyatt South Texas Money Management Peggy Zarro Wells Fargo Advisors, LLC Bret Zimmerman Zimmerman Investment Money Management Taxation Jack Auldridge AuldridgeGriffin Pat Beaird Beaird Harris Wealth Management Jon Chester M. Sterling/Sterling s Bookkeeping and Tax James Creel Brackett and Ellis William Gary Dunlap Pineider Ford and Associates Lori Eads Bland Garvey Eads Medlock + Deppe Page 37 Graciela Gutierrez Southwest Securities Donald Harris Beaird Harris Wealth Management Walt Hatter Hatter & Associates Lois Kapp Kapp & Miller Alan Levi Alan H. Levi Edward Mercer Burds Reed & Mercer Steven Miller Steven E. Miller Daniel Novakov Greenberg Traurig Carrine Reilly CliftonLarsonAllen Karen Roberton David L. Prince, CPA Lewis Rubinstein Lewis Rubinstein, CPA Ware Shipman Biggs & Shipman Jennifer Sicking Ken Hughes & Associates Mark Snyder Mark G. Snyder Gail Wills Gail D. Wills, CPA D. Dale Wofford D. Dale Wofford Five Staon Five ofes Certified Financial Planner Board of Standards Inc. owns the certification marks CFP, Certified Financial Planner and the federally registered CFP (with flame logo) in the U.S., which it awards to individuals who successfully complete CFP Board s initial and ongoing certification requirements. The Chartered Financial Consultant credential [ChFC ] is a financial planning designation awarded by The American College. t e x a s m o n t h l y. c o m August 2012 WMD-9

10 Mike Reppert WMD-10 August 2012 t e x a s m o n t h l y. c o m Five Staon Five ofes

11 The Spectrum Advisors Team We Manage Wealth With a Caring, Competent and Creative Team Approach Serving our clients best interests for more than 30 years has been the cornerstone of success Recognized as one of the most respected wealth advisory firms in publications and awards Sharing comprehensive advice and creative strategies for clients maximum control and efficiency Titles: Senior Partner, Financial Advisor Credentials: CFP, CSA Our mission is to help clients create, protect and preserve wealth with a caring, competent and creative team approach. We established the firm in 1982 with the philosophy that we wanted to build long-term relationships with people to help them with a significant area of life, their financial management, and advise them with integrity. We believed that if we served them with their best interests in mind and a personal touch, we could develop a successful business. Year after year, these principles have paid off to grow a great group of clients that we love to serve. We have received numerous industry awards, been featured in Forbes, D Magazine and Who s Who, reinforcing that the principles of client first, integrity, vision and diversification would reward us and our clients. Our comprehensive approach along with utilizing cutting-edge strategies and systems allows us to help our clients gain maximum control and efficiency in managing their wealth. Five Staon Spectrum Drive, Suite 115 Addison, TX Addison: (972) Arlington: (817) Securities offered through Kalos Capital, Inc., 3780 Mansell Road, Suite 150, Alpharetta, GA 30022, (678) Mike Reppert is not an affiliate or subsidiary of Kalos Capital, Inc. Five ofes t e x a s m o n t h l y. c o m August 2012 WMD-11

12 WMD-12 August 2012 t e x a s m o n t h l y. c o m Carter Financial Management Team Wealth Management for This Generation and the Next Left to right: Joel Berg, Sue Spellman, Jonathan Meaney, Brandon Ratzlaff, Steve McDonald, Five Star winners Bill Carter and Patty Hammond Founded in 1976 Unmatched professionalism delivered with genuine personal care An endless pursuit to inform and educate clients Specializations: Corporate Executives, Entrepreneurs, Physicians, Attorneys and Retirees Carter Financial Management is an independent firm passionate about the value financial planning and integrated wealth management services bring to our clients. With more than 35 years of experience and overseeing more than $700 million in client wealth in Texas and across the nation, Carter s team and the financial advisors shown above have one simple Carter Financial Management Merit Drive, Suite 1800 Dallas, TX Office: (214) Toll-free: (800) Areas of Focus: Customized Retirement Income and Advanced Financial Planning goal: to improve the quality of our clients financial lives. Known for the thoroughness of our financial planning and investment approach, our personalized client experience and our commitment to client education, Carter continues to invest heavily in our world-class, cohesive wealth management team with the single focus of achieving our clients financial goals. Five Staon Five ofes Carter Financial Management is an independent firm. Securities offered through Raymond James Financial Services, Inc. Member FINRA/SIPC.

13 FCM Investments Team T. Montgomery Jones, Managing Partner Left to right: Stephanie Manter, four-year winner Monty Jones, David Lewis and Michael Wu Independent boutique manager serving a limited number of private clients Emphasizing growth stocks on a global basis and quality bonds Tax efficiency in separate accounts; no outside funds utilized Designations: MBA, CFA FCM Investments takes a long-term approach to relationships and investing. Since our founding in 1987, we have focused exclusively on the prudent stewardship of our clients portfolios. Our clients are private investors individuals, families, their FCM Investments 2200 Ross Avenue, Suite 4600 West Dallas, TX Office: (214) Investment management for high-net-worth individuals trusts and private foundations more than three-quarters of whom have relied on FCM to manage their securities for at least a decade. Our chief goals are the preservation and growth of capital through all investment environments. Five Staon Five ofes t e x a s m o n t h l y. c o m August 2012 WMD-13

14 Allen Gibson WMD-14 August 2012 t e x a s m o n t h l y. c o m Working With Clients to Prepare for the Certainty of Uncertainty Left to right: Four-year winner Allen Gibson and three-year winner Merrill Greer We help people plan their lives, not just their finances Multigenerational, fee-based financial planning and wealth management More than 130 years combined experience with offices in Dallas, Tyler and Lufkin Titles: Private Wealth Advisor, Ed Slott Master Elite IRA Advisor, Business Financial Advisor Credentials: CFP, ChFC, CRPC, CLTC It all starts with our team listening to understand what is important to you your goals, your values, your family, your business. Next, we work closely with you to create a personalized, comprehensive financial plan that includes collaborating with internal and external advisors. Then we provide ongoing coaching and monitoring, recommending adjustments whenever necessary. Our goal is to simplify your life and help coordinate all the moving parts, so you can focus on the things that you are passionate about. We make a living by what we get, but we make a life by what we give. Sir Winston Churchilll Five Staon Gibson, Greer & Associates, a financial advisory practice of Ameriprise Financial Services, Inc Village Creek Drive, Suite 2000 Plano, TX Allen: (972) Merrill: (214) allengibson.com Five ofes Working with this financial advisor is not a guarantee of future financial success. Investors should conduct their own evaluation of a financial professional. Brokerage, investment and financial advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC. Some products and services may not be available in all jurisdictions or to all clients.

15 Inspire Financial Group Changing the World by Helping Our Clients Realize Their Dreams Left to right: Chad Harris, two-year winner Charles E. King, Chris Conrad, Tana Barker, Clifford I. Nichols, J. Bruce Brennan, two-year winner Tyson King and Brian Hart Excellent service using a team-based approach Constant communication and individual client attention Professionals in wealth accumulation, conservation and distribution True Blue Business Recognized For Commitment to Clients, Employees and Community You know that feeling you get when someone says they will do something by a certain time and they do? Since 1997, we have focused on creating this feeling in our clients. It s simple. We find out what our clients dreams are and then create a plan to help them realize those dreams. We call it the Dream Realization Plan, a customized roadmap of a five-stage journey to financial freedom. Along the way, we passionately serve our clients through monthly communications, quarterly phone calls and yearly reviews. Inspire Financial Group, Inc Spectrum Boulevard, Suite 200 Richardson, TX Phone: (972) Toll-free: (866) Saving, protecting and investing assets throughout a lifetime. Five Staon Two-Year Winner Securities Offered Through GWN Securities, Inc., Member FINRA, SIPC. GWN Securities, Inc., N Jog Rd., Palm Beach Gardens, FL 33418, (561) Inspire Financial Group, Inc. is not affiliated with GWN Securities, Inc. Five ofes t e x a s m o n t h l y. c o m August 2012 WMD-15

16 WMD-16 August 2012 t e x a s m o n t h l y. c o m LD Lowe Wealth Advisory Group Partnering With You to Help Fulfill Your Dreams Left to right: Standing: Molly McCarthy, Shane Brewer, Ethan Bonar, three-year winner Lloyd Lowe, Sr. Seated: Cinda Lowe, Hoot and Judy Rupay Providing world-class service A boutique firm with resources in every area of life Fulfilling your dreams by utilizing our training, tenure and track record Titles: Lloyd Lowe, Sr., Owner and Founder Credentials: MBA in Financial Planning, RFC, CRC At LD Lowe Wealth Advisory, we build a bridge to your future. There s no cookie-cutter approach; we do it with investments and plans that are as independent and unique as you are. Whether it is having more time with those you love, retreating to that home in the islands or having the time to master any 4809 Cole Avenue, Suite 330 Dallas, TX Office: (972) Fax: (972) LD Lowe Wealth Advisory. A Registered Investment Advisor. Financial Planning, Investment, Estate Planning hobby you choose, your definition of wealth and freedom counts. We invite you to read Lloyd and Ethan s new book, Life s Bridges it is an easy-to-read blueprint to planning for the future. One-hundred percent of the proceeds go to Vogel Alcove. Learn more at Five Staon Five ofes

17 Lee Financial Corporation Celebrating 37 Years As a Fee-Only Financial Advisor Left to right: Standing: Two-year winner Doug Jones, 2012 winner Dan Peters, three-year winner Richie Lee, 2012 winners Eddie Rodriguez and Danny Boyce; Seated: Two-year winner Dusty Wallace, three-year winners Dana Pingenot and Teresa Quinn Fee-only financial planning and wealth management Dedicated advisory team Tailored portfolio construction Since 1975, Lee Financial has helped clients manage the diverse aspects of wealth to cultivate security, success and fulfillment. The firm s process goes beyond advising on financial matters to helping their clients establish personal goals and manage their financial-planning needs and opportunities. LFC offers Merit Drive, Suite 1500 Dallas, TX Office: (972) Fax: (972) Areas of Focus: High-Net-Worth Wealth Management Credentials: CFA, CFP, CLU, MBA an experienced team of portfolio managers and in-house analyst to address clients portfolio needs. The firm s access to alternative investments compliments its traditional portfolios, adding an additional level of diversification. Five Staon Different types of investments involve varying degrees of risk. It should not be assumed that future performance of any specific investment or investment strategy, or any non-investment content, will be profitable, equal any corresponding indicated historical performance level(s), be suitable for your portfolio or individual situation, or prove successful. Five ofes t e x a s m o n t h l y. c o m August 2012 WMD-17

18 Chris A. Lewis Client Focused to Help You Succeed WMD-18 August 2012 t e x a s m o n t h l y. c o m Left to right: Claudia Perez Brown, three-year winner Chris A. Lewis and Ty Tran Unbiased financial advice Retirement planning expertise An integrated and comprehensive approach Titles: President, Registered Principal Chris A. Lewis and Claudia Perez Brown bring more than 48 years of combined financial experience. Together, we founded Lewis Brown with one goal: to help families preserve and achieve a financially secure future. Our primary focus is protecting and preserving what matters most to you. This commitment is strengthened by our Areas of Focus: Retirement Planning and Investment Strategies experience and the values we share with our clients. The result is a custom-tailored approach for helping you pursue your near and long-term investment goals. We are honored to have been named Five Star Wealth Managers* for our third year, based on feedback from clients and industry experts West Plano Parkway, Suite 2300 Plano, TX Office: (972) Toll-free: (888) Securities and advisory services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser. *Five Star award recipients were nominated by either their broker/dealer or peers or were prequalified. They satisfied objective eligibility and evaluation criteria associated with providing quality services to clients. The criteria includes: active credentialed financial professional for a minimum of five years, favorable regulatory and complaint history, fulfillment of firm s internal review, accepting new clients, client retention rates, client assets administered, number of client households, education and professional designations. No fee is paid to be included in the research or on the final list. The award is not indicative of the wealth managers future performance. No more than 7 percent of the wealth managers in a market receive the Five Star award. For more information please visit Five Staon Five ofes

19 Spencer McGowan McGowanGroup Asset Management, Inc. Left to right: Dominique Henderson, Bobby Boyce, Kathie McWhorter, two-year winner Spencer McGowan, Sandra Henderson, Vanessa Avila and Alex Tollen Excellence in service Performance tracking Timely advice and counsel Title: President, McGowanGroup Asset Management, Inc. Credential: Certified Investment Management Analyst SM The firm s expertise extends across multiple investment categories: traditional safety in fixed income, high cash-flow strategies and growth with dividends. Investment strategies emphasize generating income today while preserving capital for the future. 200 Crescent Court, Suite 657 Dallas, TX Office: (214) Toll-free: (866) MGAM provides cash flow-based investment planning. Five Staon Two-Year Winner The approach begins with an investment planning analysis to understand clients on a more personal level. Every client has a custom investment plan and detailed strategy created to meet their goals. The firm s focus is maximizing client profits while minimizing costs and providing excellent customer service. McGowanGroup Asset Management, Inc. is a Federally Registered Investment Advisory Firm utilizing Pershing LLC, a BNY Mellon Company for asset custody. Securities offered through independent firm, Spire Securities, LLC, a Registered Broker/Dealer and member FINRA/SIPC. Five ofes t e x a s m o n t h l y. c o m August 2012 WMD-19

20 Four-year winner David E. Meadors WMD-20 August 2012 t e x a s m o n t h l y. c o m David has been a financial advisor since 1994 and focuses on comprehensive wealth management strategies for individuals and institutions. He takes the time to help his clients build a life plan, so together, they can develop a supporting investment plan. It is his belief that portfolio structure is just as important as product selection in determining the appropriate asset allocation to meet the client s financial objectives. Client reviews are also an important part of David s process. Our areas of focus are comprehensive wealth management strategies. David E. Meadors Meadors Wealth Management Group at Morgan Stanley Smith Barney It s Not Just Your Money, It s Your Life 7500 Dallas Parkway, Suite 500 Plano, TX Office: (972) Toll-free: (877) Morgan Stanley Smith Barney LLC. Member SIPC. Holistic wealth management Personalized client support Retirement, financial and estate planning David E. Meadors, Senior Vice President Wealth Management, Senior Portfolio Director; Beth Hammans, Registered Client Service Associate; Chelsea Tobias, Senior Client Service Associate; Hilary Meadors, Senior Marketing Associate Left to right: Chelsea Tobias, four-year winner David E. Meadors, Hilary Meadors and Beth Hammans Five Staon Five ofes

Original Group Gap Analysis Report

Original Group Gap Analysis Report Original Group Gap Analysis Report Year 11 Levels of Progress Analysis 2014-2015 Spring This document was created using the Transition Matrices Report Generator Copyright Dr Stuart Atkinson - 2014 - All

More information

Five Star Wealth Manager Award

Five Star Wealth Manager Award Five Star Wealth Manager Award Program Summary and Research Methodology (Effective starting with 2012 Awards) Revised March 19, 2013 Five Star Professional 2117 Cliff Drive Eagan, MN 55122 1-888-438-5782

More information

BEST LAWYERS RECOGNIZES 77 MVA ATTORNEYS. August 2013

BEST LAWYERS RECOGNIZES 77 MVA ATTORNEYS. August 2013 August 2013 Moore & Van Allen PLLC is pleased to announce that 77 attorneys representing 19 of the Firm s primary practice areas were selected by their peers for inclusion in The Best Lawyers in America

More information

G. Schroeder, CIMA Vice President Financial Advisor 601 Union Street, Suite 5200 Seattle, WA 98101 1-206-628-4855

G. Schroeder, CIMA Vice President Financial Advisor 601 Union Street, Suite 5200 Seattle, WA 98101 1-206-628-4855 G. Schroeder, CIMA Vice President Financial Advisor 601 Union Street, Suite 5200 Seattle, WA 98101 1-206-628-4855 G. Schroeder, Financial Advisor at Morgan Stanley As the financial world becomes more complex

More information

ST. LOUIS FALL CROSS COUNTRY CLASSIC FOREST PARK ST. LOUIS, MO OCTOBER 24, 2015 ********** MEN'S 8K COLLEGIATE OVERALL RESULTS **********

ST. LOUIS FALL CROSS COUNTRY CLASSIC FOREST PARK ST. LOUIS, MO OCTOBER 24, 2015 ********** MEN'S 8K COLLEGIATE OVERALL RESULTS ********** ST. LOUIS FALL CROSS COUNTRY CLASSIC FOREST PARK ST. LOUIS, MO OCTOBER 24, 2015 ********** MEN'S 8K COLLEGIATE OVERALL RESULTS ********** Place TmPl Name Sex Year Bib Team Name Time Pace 1 1 Geoffrey M

More information

KBB Wealth Management

KBB Wealth Management KBB Wealth Management KBB Wealth Management Todd C. Kelly, CFP, CIMA Senior Vice President Sr. Investment Management Consultant Matt J. Bridge, CFP Senior Vice President Sr. Investment Management Consultant

More information

W. Joseph McCorkle, Jr. (2005) Montgomery, AL Banking and Finance Law H. Hampton Boles (1993) Birmingham, AL R. Alan Deer (2011) Birmingham, AL

W. Joseph McCorkle, Jr. (2005) Montgomery, AL Banking and Finance Law H. Hampton Boles (1993) Birmingham, AL R. Alan Deer (2011) Birmingham, AL Balch & Bingham Lawyers Top Rankings Again Best Lawyers in America 2011-2012 () September 2011- Balch & Bingham LLP again is on top among The Best Lawyers in America, as well as The Best Law Firms in America

More information

Professional Advisors

Professional Advisors Professional Advisors Attorneys Judith Carlson Carlson2@colorado.net Ron Carlson Ron@ccdlawyers.com Paul Dunkelman paul@ccdlawyers.com Practice Areas: Estate Planning, Wills and Trusts, Probate, Civil

More information

Abernathy, Bruce R. Jr R Bruce R Abernethy Jr. PA 7724894901 babernethy@bruceapa.com 130 S. Indian River Drive Ft. Pierce, Fl 34950-4353

Abernathy, Bruce R. Jr R Bruce R Abernethy Jr. PA 7724894901 babernethy@bruceapa.com 130 S. Indian River Drive Ft. Pierce, Fl 34950-4353 IREPC Membership Directory as of 6/21/2016 NAME N OR R FIRM NAME TELEPHONE EMAIL R FAX/CELL Abernathy, Bruce R. Jr R Bruce R Abernethy Jr. PA 7724894901 babernethy@bruceapa.com 130 S. Indian River Drive

More information

Five Star Wealth Manager Award

Five Star Wealth Manager Award Five Star Wealth Manager Award Program Summary and Research Methodology (Effective starting with 2014 Awards) Five Star Professional 2900 Lone Oak Parkway, Suite 120 Eagan, MN 55121 1 888 438 5782 0 Five

More information

CENTRAL TRAP LEAGUE HOA STANDINGS 2011. TOTAL Scores - Highest to Lowest

CENTRAL TRAP LEAGUE HOA STANDINGS 2011. TOTAL Scores - Highest to Lowest TOTAL Scores - Highest to Lowest Singles Handicap Doubles HOA Name Targets Name Targets Name Targets Name Targets 1 Josh Wildt 193 Bruce Seher 351 Jim Puckett 369 Jeff Ballard 898 2 Jeff Ballard 192 Mike

More information

INVESTMENT COMPANIES

INVESTMENT COMPANIES INVESTMENT COMPANIES RSA 31:25-d states: The trustees of trust funds may manage and invest such funds in accordance with the prudent investor rule under RSA 564-B:9-901--RSA 564-B:9-906 without regard

More information

The Best Lawyers in America 2008

The Best Lawyers in America 2008 The Best Lawyers in America 2008 Alston & Bird Atlanta Pinney L. Allen (10) Randall L. Allen Douglas S. Arnold Peter Q. Bassett R. Neal Batson (20) Alternative Dispute Resolution Jay D. Bennett Alternative

More information

VALIC www.valic.com (Custodial Mutual Fund Accounts)

VALIC www.valic.com (Custodial Mutual Fund Accounts) TEXAS TECH UNIVERSITY SYSTEM OPTIONAL RETIREMENT PROGRAM (ORP) AND TAX DEFERRED ACCOUNT PROGRAM (TDA) AUTHORIZED COMPANIES AND APPROVED REPRESENTATIVES June 19, 2015 Eligible employees interested in the

More information

PPSB Screening After Report for October 23, 2013

PPSB Screening After Report for October 23, 2013 1 Cindy Michelle Blevins Point 2 Point Global Security Guard & Patrol Approval Security Guard & Patrol License. Security, Inc. 624 Jetton St Ste 135 Davidson, NC 28036-0000 2 Robert Gary Brockway Security

More information

STETSON HATTER INVITATIONAL CROSS COUNTRY OCTOBER 14,2005 SPERLING COMPLEX-DELAND,FLORIDA

STETSON HATTER INVITATIONAL CROSS COUNTRY OCTOBER 14,2005 SPERLING COMPLEX-DELAND,FLORIDA TEAM RESULTS ALL MEN 8K 1. UNIVERSITY OF CENTRAL FLORIDA 1 7 8 11 16 = 43 CHRIS MULLANEY 27:02, RYAN WHITE 27:51, BRENT WHITE 27:55, DANIEL CONN 28:06, PAUL NIELSEN SO 28:29 2. FLORIDA INTERNATIONAL UNIVERSITY

More information

Bruce R. Butler, CFP Executive Financial Services Director Senior Vice President - Wealth Management

Bruce R. Butler, CFP Executive Financial Services Director Senior Vice President - Wealth Management Bruce R. Butler, CFP Executive Financial Services Director Senior Vice President - Wealth Management 227 West Monroe Street Suite 3400, Chicago, IL 60606 312-917-7416 / MAIN 800-334-2446 / TOLL-FREE 312-648-3344

More information

STATE OF NORTH CAROLINA

STATE OF NORTH CAROLINA STATE OF NORTH CAROLINA FINANCIAL RELATED AUDIT REPORT OF ORANGE COUNTY CLERK OF SUPERIOR COURT HILLSBOROUGH, NORTH CAROLINA FOR THE YEAR ENDED JUNE 30, 2000 THE HONORABLE JOAN TERRY, CLERK OF SUPERIOR

More information

Wealth Management Built on Integrity and Experience

Wealth Management Built on Integrity and Experience Wealth Management Built on Integrity and Experience How Successful Portfolios Can Help You Prepared March 1, 2011 www.successfulportfolios.com 300 South Duncan Avenue, Suite 166 Clearwater, FL 33755 (800)

More information

CITY OF CYNTHIANA DELINQUENT PROPERTY TAXES

CITY OF CYNTHIANA DELINQUENT PROPERTY TAXES CITY OF CYNTHIANA DELINQUENT PROPERTY TAXES The following real estate tax bills are delinquent. The bills include a 20% penalty but do not include the cost of advertising, lien filing fee, and release

More information

3:09-cv-00632-PK Bixby et al v. KBR, Inc. et al Paul Papak, presiding Date filed: 06/08/2009 Date of last filing: 05/22/2012. Attorneys.

3:09-cv-00632-PK Bixby et al v. KBR, Inc. et al Paul Papak, presiding Date filed: 06/08/2009 Date of last filing: 05/22/2012. Attorneys. 1 of 27 5/23/2012 10:35 AM 3:09-cv-00632-PK Bixby et al v. KBR, Inc. et al Paul Papak, presiding Date filed: 06/08/2009 Date of last filing: 05/22/2012 Attorneys Raymond B. Biagini McKenna Long & Adlridge

More information

CLEVELAND BOARD OF ELECTIONS CANDIDATE LIST GROUPED BY CONTEST

CLEVELAND BOARD OF ELECTIONS CANDIDATE LIST GROUPED BY CONTEST CRITERIA: Election: 03/15/2016, Show Contest w/o Candidate: N COUNTY COMMISSIONER (REP) HUTCHINS, JOHNNY Johnny Hutchins REP 12/01/2015 1436 PHIFER RD KINGS MOUNTAIN, NC 28086 HAWKINS, RONALD JAY Ronnie

More information

Johnson & Gilliss Wealth Management Group

Johnson & Gilliss Wealth Management Group Johnson & Gilliss Wealth Management Group Engagement Proposal Prepared by: J. Michael Johnson, CLU E. Neil Gilliss, MBA, CFP 107 South 1st Street Richmond, VA 23219 804-788-1011 michael@johnsonandgilliss.com

More information

The Hoelzel Jacobson Hare Group at Morgan Stanley Smith Barney

The Hoelzel Jacobson Hare Group at Morgan Stanley Smith Barney The Hoelzel Jacobson Hare Group at Morgan Stanley Smith Barney 15260 Ventura Blvd. Suite 1900, Sherman Oaks, CA 91403 818-382-5780 / MAIN 800-237-4821 / TOLL-FREE 818-382-5768 / FAX fa.smithbarney.com/hoelzeljacobsonharegroup/

More information

Wealth Planning y Investment Management y Insurance for Family and Business. Serving Main Street with Independent Advice

Wealth Planning y Investment Management y Insurance for Family and Business. Serving Main Street with Independent Advice True Independence Wealth Planning y Investment Management y Insurance for Family and Business Serving Main Street with Independent Advice Wealth Planning y Investment Management y Insurance for Family

More information

WITNESS LIST. Criminal Justice March 10, 2015 1:30 PM - or upon adjournment

WITNESS LIST. Criminal Justice March 10, 2015 1:30 PM - or upon adjournment SB 135 Baker, Janet (Her son), Houston, Cole, Cynthia (Greater Houston Coalition for Justice), Houston, Douglas, Durrel (Self), Houston, Hill, Belinda First Assistant District Attorney (Harris County District

More information

The Best Lawyers in America 2009

The Best Lawyers in America 2009 The Best Lawyers in America 2009 Alston + Bird Atlanta Randall L. Allen Antitrust Law Douglas S. Arnold Peter Q. Bassett R. Neal Batson Alternative Dispute Resolution Albert E. Bender, Jr. Jay D. Bennett

More information

The Professionals of Charles Schwab Bank s Personal Trust Services Division

The Professionals of Charles Schwab Bank s Personal Trust Services Division The Professionals of Charles Schwab Bank s Personal Trust Services Division With Administrative Trustee Services from the Personal Trust Services Division 1 of Charles Schwab Bank, you benefit from the

More information

www.floridaventureforum.org SOURCES OF CAPITAL BRINGING TOGETHER FLORIDA S ENTREPRENEURIAL COMMUNITY

www.floridaventureforum.org SOURCES OF CAPITAL BRINGING TOGETHER FLORIDA S ENTREPRENEURIAL COMMUNITY www.floridaventureforum.org SOURCES OF CAPITAL 09 10 BRINGING TOGETHER FLORIDA S ENTREPRENEURIAL COMMUNITY ABS CAPITAL PARTNERS 400 E. Pratt Street, Suite 910 Baltimore, MD 21202 Phone: 410-246-5600 Fax:

More information

Dallas Office 14214 Dallas Parkway Suite 1100 Dallas, TX 75254-2961 972.702.8262

Dallas Office 14214 Dallas Parkway Suite 1100 Dallas, TX 75254-2961 972.702.8262 October 1, 2013 Dallas Office 14214 Dallas Parkway Suite 1100 Dallas, TX 75254-2961 972.702.8262 Little Rock Office 400 W. Capitol Avenue Little Rock, AR 72203-3217 501.375.5200 www.bkdwa.com Advisors

More information

Kansas City Office 1201 Walnut Street, Suite 1700 Kansas City, MO 64106-2246 816.842.1935

Kansas City Office 1201 Walnut Street, Suite 1700 Kansas City, MO 64106-2246 816.842.1935 January 25, 2013 Kansas City Office St. Louis Office One Metropolitan Square 211 N. Broadway, Suite 600 St. Louis, MO 63102-2733 314.231.9731 www.bkdwa.com Advisors presented in this supplement: Lynn Mayabb

More information

The Financial Planning Association of Central Virginia Inc. A Gold Level Chapter

The Financial Planning Association of Central Virginia Inc. A Gold Level Chapter The Financial Planning Association of Central Virginia Inc. A Gold Level Chapter CO-CHAIRMAN JOHN BOWEN, CPA, CFP Bowen Financial Services, LLC (804) 897-2850 CO-CHAIRMAN ANGELA CREECH, CFP Kuehl Shepherd

More information

CRAVEN BOARD OF ELECTIONS CANDIDATE DETAIL LIST

CRAVEN BOARD OF ELECTIONS CANDIDATE DETAIL LIST CRAVEN BOARD OF ELECTIONS CANDIDATE DETAIL LIST CRITERIA: Election: 03/15/2016, Show Contest w/o Candidate: Y US PRESIDENT US PRESIDENT US PRESIDENT US SENATE WRIGHT, PAUL MICHAEL 12/01/2015 147 SWINSON

More information

It s All About The Experience: Yours And Ours. WealthConsultingGroup_J.Lee_Bro_FNL.indd 1

It s All About The Experience: Yours And Ours. WealthConsultingGroup_J.Lee_Bro_FNL.indd 1 It s All About The Experience: Yours And Ours WealthConsultingGroup_J.Lee_Bro_FNL.indd 1 Extensive Industry Experience Drives An Exceptional Client Experience WCG is a boutique wealth management firm offering

More information

Moreton & Company Insurance/Risk Management and Investment Advisor Services. Ballard Spahr Bond Counsel and Attorney s-at-law

Moreton & Company Insurance/Risk Management and Investment Advisor Services. Ballard Spahr Bond Counsel and Attorney s-at-law CORPORATE SPONSORS Moreton & Company Insurance/Risk Management and Investment Advisor Services 709 East South Temple Salt Lake City, Utah 84102 (801) 869-4200 (801) 455-5887 Jordan Hansen, Managing Partner

More information

Dear Members of the State Bar Board of Directors:

Dear Members of the State Bar Board of Directors: Officers President Stanley Schneider, Houston President-Elect William S. Harris, Fort Worth 1st Vice President Keith S. Hampton, Austin 2nd Vice President Lydia Clay-Jackson, Conroe Treasurer Bobby Mims,

More information

UNCG Bridgestone Golf Colleg. Forest Oaks Country Club Greensboro, NC Forest Oaks - UNCG Bridgestone Collegiate Layout Dates: Oct 24 - Oct 25

UNCG Bridgestone Golf Colleg. Forest Oaks Country Club Greensboro, NC Forest Oaks - UNCG Bridgestone Collegiate Layout Dates: Oct 24 - Oct 25 finish top 20 schools scores 1 Georgia Tech 283 281 279 843-21 2 Virginia 289 280 281 850-14 3 Michigan 283 277 293 853-11 4 Augusta State 287 283 284 854-10 5 Tennessee 288 282 291 861-3 6 North Carolina

More information

Attorney & Financial Advisor Referral Directory

Attorney & Financial Advisor Referral Directory Attorney & Financial Advisor Referral Directory This resource is provided as a courtesy by: Ted E. Williams, CFRE, CFRM, President Leesburg Regional Medical Center Foundation 701 N. Palmetto Street, Suite

More information

Jason M. Judge. Financial Planning Specialist Vice President - Wealth Management Financial Advisor

Jason M. Judge. Financial Planning Specialist Vice President - Wealth Management Financial Advisor Jason M. Judge Financial Planning Specialist Vice President - Wealth Management Financial Advisor 13625 California Street Suite 400, Omaha, NE 68154 402-399-6354 / MAIN 800-228-3309 / TOLL-FREE 402-399-6336

More information

Administrative Services

Administrative Services Gary L. Pratt Vice President for Information Technology and Chief Information Officer Greg Crary Chief Technology/ Security Officer Dave Dean Director ITDDDSS Denise Campitelli Executive Associate to the

More information

2016 GENERAL. Election Date: 11/08/2016

2016 GENERAL. Election Date: 11/08/2016 Official Election Notice County of CABARRUS 2016 GENERAL Election Date: 11/08/2016 This is an official notice of an election to be conducted in CABARRUS County on 11/08/2016. This notice contains a list

More information

Dallas Office 14214 Dallas Parkway Suite 1100 Dallas, TX 75254-2961 972.702.8262

Dallas Office 14214 Dallas Parkway Suite 1100 Dallas, TX 75254-2961 972.702.8262 January 25, 2013 Dallas Office 14214 Dallas Parkway Suite 1100 Dallas, TX 75254-2961 972.702.8262 Little Rock Office 400 W. Capitol Avenue Little Rock, AR 72203-3217 501.375.5200 www.bkdwa.com Advisors

More information

Guarneri Kabot Bollag. & Associates

Guarneri Kabot Bollag. & Associates Guarneri Kabot Bollag & Associates Our values Client trust is essential. Every member of our team is dedicated to helping clients reach their goals. When everyone shares the same vision and works toward

More information

THE UNIVERSITY OF TENNESSEE COLLEGE OF PHARMACY ALUMNI ASSOCIATION BOARD OF DIRECTORS 2012-2015

THE UNIVERSITY OF TENNESSEE COLLEGE OF PHARMACY ALUMNI ASSOCIATION BOARD OF DIRECTORS 2012-2015 THE UNIVERSITY OF TENNESSEE COLLEGE OF PHARMACY ALUMNI ASSOCIATION BOARD OF DIRECTORS 2012-2015 OFFICERS PRESIDENT Tara Moore 92 (2013) (H) 865-922-3595 2862 Surfside Shores Lane (O) 865-525-4967 Knoxville,

More information

The Korbell Group at Morgan Stanley Smith Barney. Managing Your Wealth Growing Our Relationship

The Korbell Group at Morgan Stanley Smith Barney. Managing Your Wealth Growing Our Relationship The Korbell Group at Morgan Stanley Smith Barney Managing Your Wealth Growing Our Relationship By combining the experience and skills of the Korbell Group at Morgan Stanley Smith Barney, we deliver tailored

More information

IT Services Org Chart 12/1/2015

IT Services Org Chart 12/1/2015 IT Services Org Chart 12/1/2015 J. P. Natale Vice President, Information Technology & Chief Information Officer Alan Ferrenberg Associate Vice President, Solution Delivery and Deputy CIO Beth Farthing

More information

2015-2016 IT Division Organization Chart Executive Overview

2015-2016 IT Division Organization Chart Executive Overview Executive Overview Vice President for Information Technology Bret Ellis Application Academic Technology Information Security Infrastructure IT Business Director Bret Ellis (Interim) Director Shelly Belflower

More information

The Brunner Fox Group at Morgan Stanley. Wealth Management Solutions for the Privately Held Business

The Brunner Fox Group at Morgan Stanley. Wealth Management Solutions for the Privately Held Business The Brunner Fox Group at Morgan Stanley Wealth Management Solutions for the Privately Held Business 717 Texas Avenue, Suite 3050 Houston, TX 77002 800-890-2774 / TOLL-FREE 713-658-2786 / MAIN 713-658-2729

More information

Die cut with 2mm rounded corners

Die cut with 2mm rounded corners The Ameriprise Financial Story We are, and have been for over a century, a company on a mission. Our advisors help clients achieve their financial goals through personal financial planning and advice.

More information

NORTH CAROLINA DISTRICT ATTORNEYS 1/15. 4010 District Attorney Prosecutorial District #02 P. O. Drawer 1705 Washington, NC 27889

NORTH CAROLINA DISTRICT ATTORNEYS 1/15. 4010 District Attorney Prosecutorial District #02 P. O. Drawer 1705 Washington, NC 27889 1/ Honorable Andy Womble (252) 331-4530 Prosecutorial District #01 202 E. Colonial Avenue Elizabeth City, NC 27909 Honorable Seth Edwards (252) 940-4010 4010 Prosecutorial District #02 P. O. Drawer 1705

More information

Five Star Professional. Financial Services Professionals

Five Star Professional. Financial Services Professionals Five Star Professional Financial Services Professionals Program Summary and Research Methodology August 28, 2014 Five Star Professional 2900 Lone Oak Parkway Eagan, MN 55121 1-888-438-5782 Five Star Financial

More information

GIFT AND TAX STRATEGIES FOR FRIENDS OF TEXAS A&M

GIFT AND TAX STRATEGIES FOR FRIENDS OF TEXAS A&M SPIRIT SHARING GIFT AND TAX STRATEGIES FOR FRIENDS OF TEXAS A&M FALL 2011 How to Meet Your Financial Needs and Still Benefit Texas A&M Angela and Byron Maxwell 47 of Boerne faced a quandary shared by many

More information

Medina County Domestic Relations Court Detail Schedule Jackie Owen:

Medina County Domestic Relations Court Detail Schedule Jackie Owen: Monday, March 19, 2012 1:00 pm 11PA0289 Event / Filing: Objection to CSEA Administrative Findings Case Name: Carter, Jeremy D vs. Carter, Margaret S Medina County Child Support Enforceme Monday, March

More information

Council Rock Status Update

Council Rock Status Update Council Rock Status Update 10/22/2015 74 W. Broad Street, Suite 340, Bethlehem, PA 18018 www.cornerstone-companies.com Organizational Background www.cornerstone-companies.com 3 Who We Are We are a privately

More information

Investment Advisory Service for 401(k) Plan Participants

Investment Advisory Service for 401(k) Plan Participants Investment Advisory Service for 401(k) Plan Participants Frequently Asked Questions Daniel A. Hughes, CFP, ChFC CERTIFIED FINANCIAL PLANNER professional Chartered Financial Consultant 131 2 nd Avenue North

More information

The North Carolina DA List

The North Carolina DA List Ben David 5th Prosecutorial District P.O. Box 352 Wilmington, NC 28402 Phone (910) 341-1401 Fax (910) 341-4515 Bill Graham 6-A Prosecutorial District P.O. Box 126 Halifax, NC 27839 Phone (252) 583-4801

More information

FOCUSED ON YOUR INVESTMENTS YOUR FUTURE YOU

FOCUSED ON YOUR INVESTMENTS YOUR FUTURE YOU FOCUSED ON YOUR INVESTMENTS YOUR FUTURE YOU Table of Contents Harrington Capital Management, LLC is a branch office of and Securities offered through WFG Investments, Inc., member FINRA & SIPC. Investment

More information

The 411 Group at Morgan Stanley Smith Barney

The 411 Group at Morgan Stanley Smith Barney The 411 Group at Morgan Stanley Smith Barney 411 East Wisconsin Avenue Suite 2200, Milwaukee, WI 53202 414-226-3000 / MAIN 800-558-7505 / TOLL-FREE 414-226-3081 / FAX www.fa.smithbarney.com/the411groupsb

More information

Notice Regarding Restrictions on Advertisement of the Five Star Wealth Manager: Best in Client Satisfaction and Five Star Wealth Manager Awards

Notice Regarding Restrictions on Advertisement of the Five Star Wealth Manager: Best in Client Satisfaction and Five Star Wealth Manager Awards STATE OF WASHINGTON DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION P.O. Box 9033 Olympia, Washington 98507-9033 Telephone (360) 902-8760 TDD (360) 664-8126 FAX (360) 902-0524 Web Site: www.dfi.wa.gov/sd

More information

THIRD ADMINSTRATIVE JUDICIAL REGION OF TEXAS

THIRD ADMINSTRATIVE JUDICIAL REGION OF TEXAS THIRD ADMINSTRATIVE JUDICIAL REGION OF TEXAS Pursuant to article 26.052 of the Texas Code of Criminal Procedure, the following attorneys have been approved by the local selection committee for appointment

More information

2012 Client Conference Agenda

2012 Client Conference Agenda 8:00 A.M. Registration & Continental Breakfast 8:45 A.M. FIA Welcome & State of the Firm Mark Wetzel President, Fiduciary Investment Advisors Mike Goss Executive Vice President, Fiduciary Investment Advisors

More information

The RGL Group at Morgan Stanley: Working With You 2015

The RGL Group at Morgan Stanley: Working With You 2015 The RGL Group at Morgan Stanley: Working With You 2015 Robert M. Ryan CFP, CIMA, CPWA Senior Vice President Wealth Advisor Senior Portfolio Manager FIVE STAR Wealth Manager recipient 2014 Craig A. Lewis

More information

88 MAYNARD COOPER & GALE ATTORNEYS LISTED IN THE 2016 BEST LAWYERS IN AMERICA

88 MAYNARD COOPER & GALE ATTORNEYS LISTED IN THE 2016 BEST LAWYERS IN AMERICA FOR IMMEDIATE RELEASE: August 17, 2015 CONTACT: Liza Nix Marketing & Communications 205.488.3633 88 MAYNARD COOPER & GALE ATTORNEYS LISTED IN THE 2016 BEST LAWYERS IN AMERICA Eighty-eight Maynard Cooper

More information

One Point Wealth Management Group at Morgan Stanley

One Point Wealth Management Group at Morgan Stanley 2 SERVICES 4 PROCESS 6 INVESTMENTS One Point Wealth Management Group at Morgan Stanley 227 West Monroe Street Suite 3400, Chicago, Illinois 60606 312-648-3512 / andrew griffo 312-648-3410 / alan GUERNSEY

More information

HB 1 McGeady, John LBB Staff (LBB) SB 50 Brock, Kay Asst. Travis County Attorney (Travis County), Austin Eckstein, Deece IRG Coordinator (also providing written testimony) (Travis County Commissioners

More information

SUPREME HONOR 34 FALL 2010 WWW.WASHBURNLAW.EDU

SUPREME HONOR 34 FALL 2010 WWW.WASHBURNLAW.EDU SUPREME HONOR 34 FALL 2010 WWW.WASHBURNLAW.EDU WASHBURN LAWYER FALL 2010 35 Washburn Law Alumni Admitted to the Bar of the U.S. Supreme Court Cover Story U.S. Supreme Court Swearing-in Ceremony Washburn

More information

COMMITTEE ASSIGNMENTS BY MEMBER 2015 HOUSE OF REPRESENTATIVES

COMMITTEE ASSIGNMENTS BY MEMBER 2015 HOUSE OF REPRESENTATIVES North Carolina General Assembly HOUSE PRINCIPAL CLERK'S OFFICE (919) 733-7760 Jay Adams COMMITTEE ASSIGNMENTS BY MEMBER 2015 HOUSE OF REPRESENTATIVES Children, Youth, and Families; Commerce and Job Development;

More information

The Alabama DA List. Page 1 of 9

The Alabama DA List. Page 1 of 9 Arthur Green, Jr. Bessemer Judicial Circuit 701 Courthouse Annex Bessemer, AL 35020 Phone (205) 481-4145 Fax (205) 481-4157 Ben C. Reeves, Jr. 3rd Judicial Circuit P.O. Box 61 Eufaula, AL 36072-0061 Phone

More information

Macon Co General Sessions Court - 904 Hwy. 52 By-Pass East Lafayette, TN Criminal Court Docket

Macon Co General Sessions Court - 904 Hwy. 52 By-Pass East Lafayette, TN Criminal Court Docket Date: 02/02/2016 10:38AM User: teresa Macon Co General Sessions Court - 904 Hwy. 52 By-Pass East Lafayette, TN Criminal Court Docket Page 1 of 6 02/03/2016 09:00AM Judge KEN WITCHER Macon Co Gen Sessions

More information

Madison Police Department

Madison Police Department Report Information 04/12/13 Rodney Lynn Terry, Madison, AL was arrested at 100 Hughes Rd, Madison, Al on the 13-040100 04/06/13 Chad Thomas Rogers, Madison, AL was arrested at 7955 Highway 72 W, Madison,

More information

FINANCIAL INDEPENDENCE PLANNING, LLC

FINANCIAL INDEPENDENCE PLANNING, LLC Volume XVII No. 4 APRIL 2011 422business.com Serving the Route 422, 100, 202, and Route 30 Corridors in Montgomery, Chester and Berks Counties. phoenixville pottstown reading royersford spring city collegeville

More information

ITS Management Team. Dec 14, 2015. Associate Vice Chancellor/CIO Sharyne Miller, CIO. Executive Assistant. April Lewis CSS

ITS Management Team. Dec 14, 2015. Associate Vice Chancellor/CIO Sharyne Miller, CIO. Executive Assistant. April Lewis CSS ITS Team Executive Assistant Associate Vice April Lewis IOS Infrastructure & RMS Business Officer, Resource ESS Enterprise Systems Support CSS Consulting & Support Carey Gibson Patricia Thompson Michelle

More information

The Peachtree Group at Morgan Stanley

The Peachtree Group at Morgan Stanley The Peachtree Group at Morgan Stanley 3280 PEACHTREE RD NE SUITE 1900 ATLANTA, GA 30305 404-266-6390 / MAIN 877-386-5767 / TOLL-FREE 404-601-5471 / FAX http://fa.smithbarney.com/thepeachtreegroupsb/ index.htm

More information

The Sharp Wealth Management Team

The Sharp Wealth Management Team The Sharp Wealth Management Team Michael began his career in the investment industry in 1993 after graduating from Memorial University with a Bachelor of Commerce degree. Recognizing his passion for the

More information

The Law Firm Group at Morgan Stanley

The Law Firm Group at Morgan Stanley The Law Firm Group at Morgan Stanley 717 TEXAS AVENUE SUITE 3050 HOUSTON, TX 77002 713-658-2777 / MAIN 800-890-2774 / TOLL-FREE 713-658-2729 / FAX lawfirmgroup@mssb.com The Law Firm Group at Morgan Stanley

More information

tar Professi e Star Professiona ive Star Profes Five Star Wealth Managers AWARD A Select 2014 Dallas/Fort Worth

tar Professi e Star Professiona ive Star Profes Five Star Wealth Managers AWARD A Select 2014 Dallas/Fort Worth t ssi Finding a wealth manager who suits your needs can be a daunting task. In fact, many consumers have a hd time figuring out where to even begin. Sometimes, a few simple questions can set one off on

More information

12. Association History

12. Association History 12.1 Minutes of the First Annual Meeting 12. Association History The minutes of the first meeting are included as Attachment 12.1. 12.2 AASFAA Conferences and Meetings (To Be Compiled) 12.2.1 SASFAA Conference

More information

New Exemption of Goods-in-Transit Local Option to Tax

New Exemption of Goods-in-Transit Local Option to Tax D'Layne Peeples Carter Howard Perdue Hiram A. Gutierrez (1933-2005) 1235 North Loop West Michael J. Siwierka Larry Brandon Suite 600 Thelma Banduch James O. Collins Houston, Texas 77009 Christopher S.

More information

Bank of America Senior Vice President, Digital Marketing Senior Vice President, Electronic Communications & Social Media Compliance Vice President

Bank of America Senior Vice President, Digital Marketing Senior Vice President, Electronic Communications & Social Media Compliance Vice President ABN AMRO Chief Compliance Officer Actiance, Inc. General Manager, Social Business AICPA CPA Insider Allen & Overy Partner AllianceBernstein Senior AllianceBernstein Cash Management Services Assistant &

More information

82 Fennemore Craig Attorneys Named to Best Lawyers in America 2014

82 Fennemore Craig Attorneys Named to Best Lawyers in America 2014 Contact: Whitney Murray Fennemore Craig (602) 916-5290 wemurray@fclaw.com Press Release For Immediate Release August 15, 2013 82 Fennemore Craig Attorneys Named to Best Lawyers in America 2014 PHOENIX,

More information

The JMS Group At Morgan Stanley

The JMS Group At Morgan Stanley The JMS Group At Morgan Stanley Downtown Location West Side Location 33 E. Main Street, Suite 700 1241 John Q Hammons Drive Madison, WI 53703 Madison, WI 53717 (608) 283-2314 (608) 829-3260 Morgan Stanley

More information

2013 Judicial Evaluation Description What is this? In accordance with the by-laws of the Tarrant County Bar Association, we are

2013 Judicial Evaluation Description What is this? In accordance with the by-laws of the Tarrant County Bar Association, we are Poll Summary - Generated by BallotBox () Name 2013 Judicial Evaluation Description What is this? In accordance with the by-laws of the, we are Online Voting 09/18/13 12:15am CDT to 10/11/13 05:00pm CDT

More information

Division of Information Technology

Division of Information Technology Division of Information Technology Mark Adams Vice President for Information Technology Debbie McKerall Information Technology Budget Sharon Choiniere Executive Assistant to VP of IT TJ Harris Associate

More information

LIFE INSURANCE NEEDS Mark Sasko

LIFE INSURANCE NEEDS Mark Sasko LIFE INSURANCE NEEDS Do your clients have sufficient life insurance? Are both the Client and Spouse insured? Life Insurance coverage can be calculated in many ways. Below is a quick Multiple of Earnings

More information

May 2012 Report No. 12-030

May 2012 Report No. 12-030 John Keel, CPA State Auditor Incentive Compensation at the Teacher Retirement System, the Employees Retirement System, and the Permanent School Fund Report No. 12-030 Incentive Compensation at the Teacher

More information

SOUTH CAROLINA SUPREME COURT COMMISSION ON CONTINUING LEGAL EDUCATION & SPECIALIZATION COLUMBIA, SC ESTATE PLANNING AND PROBATE LAW SPECIALISTS (As

SOUTH CAROLINA SUPREME COURT COMMISSION ON CONTINUING LEGAL EDUCATION & SPECIALIZATION COLUMBIA, SC ESTATE PLANNING AND PROBATE LAW SPECIALISTS (As SOUTH CAROLINA SUPREME COURT COMMISSION ON CONTINUING LEGAL EDUCATION & SPECIALIZATION COLUMBIA, SC ESTATE PLANNING AND PROBATE LAW SPECIALISTS (As of November 2015) Beaufort Harley D. Ruff** Ruff & Ruff,

More information

The Grover Page Classic Jackson Country Club Jackson, TN. Dates: Mar 09 - Mar 10

The Grover Page Classic Jackson Country Club Jackson, TN. Dates: Mar 09 - Mar 10 finish top 20 schools scores T1 UT - Martin 291 285 576 E T1 Tennessee Tech 287 289 576 E 3 Eastern Kentucky 291 288 579 +3 T4 Lee University 289 291 580 +4 T4 Murray State 288 292 580 +4 6 Southern Illinois

More information

CIVIL NON JURY June 25, 2014 09:00AM HONORABLE DAVID SMITH, PRESIDING CAUSE OF ACTION

CIVIL NON JURY June 25, 2014 09:00AM HONORABLE DAVID SMITH, PRESIDING CAUSE OF ACTION 1. MODIFICATION FOR CHILD SUPPORT STEPHANIE TACKITT TRACY L RHODES CORY CLARK HAROLD J CHOATE 2. ROSETTA WILLIAMS SULLIVAN ANDY DEVRY SULLIVAN CHRISTINA STAHL 3. AMANDA NICOLE PRYER HARRY B WHITE ELDRED

More information

INDEPENDENT. ICUF Celebrates 50 Years of Service to Higher Education COLLEGES UNIVERSITIES OF FLORIDA

INDEPENDENT. ICUF Celebrates 50 Years of Service to Higher Education COLLEGES UNIVERSITIES OF FLORIDA INDEPENDENT & ED H. MOORE, PhD PRESIDENT (850) 681-3188 emoore@ ic uf.org COLLEGES UNIVERSITIES OF FLORIDA March 2015 ICUF Celebrates 50 Years of Service to Higher Education ICUF 2015 Presidential Fellows

More information

SOUTH CAROLINA SUPREME COURT COMMISSION ON CONTINUING LEGAL EDUCATION & SPECIALIZATION COLUMBIA, SC TAXATION LAW SPECIALISTS (As of August 2015)

SOUTH CAROLINA SUPREME COURT COMMISSION ON CONTINUING LEGAL EDUCATION & SPECIALIZATION COLUMBIA, SC TAXATION LAW SPECIALISTS (As of August 2015) SOUTH CAROLINA SUPREME COURT COMMISSION ON CONTINUING LEGAL EDUCATION & SPECIALIZATION COLUMBIA, SC TAXATION LAW SPECIALISTS (As of August 2015) Anderson Edward A. Spitz Jones Law Firm, PA PO Box 987 Anderson,

More information

Nicole Dickerson, CRPC. Financial Advisor Chartered Retirement Planning Counselor

Nicole Dickerson, CRPC. Financial Advisor Chartered Retirement Planning Counselor Nicole Dickerson, CRPC Financial Advisor Chartered Retirement Planning Counselor 335 N. Maple Drive Suite 150 Beverly Hills, CA 90210 310-285-5665 / MAIN 800-669-4866 / TOLL-FREE 310-859-7245 / FAX http://fa.morganstanleyindividual.c

More information

Vanessa Gaines Captured 12/27/2014 Property & Financial Offenders Wanted List KEEP YOUR COMMUNITY SAFE

Vanessa Gaines Captured 12/27/2014 Property & Financial Offenders Wanted List KEEP YOUR COMMUNITY SAFE Kirk Bonilla Captured 12/31/2014 Steven Horrisberger Captured 12/29/2014 Narcotic Offenders Vanessa Gaines Captured 12/27/2014 Offenders community safe. Information shared with law enforcement has Kirk

More information

APPROVED MEDIATORS LIST

APPROVED MEDIATORS LIST UNITED STATES DISTRICT COURT WESTERN DISTRICT OF TEXAS AUSTIN DIVISION APPROVED MEDIATORS LIST Listed in Alphabetical Order June 2015-1- The Honorable Bob Shannon Baker Botts L.L.P. 98 San Jacinto Blvd.,

More information

MERCER HAMMOND NON-PROFIT AND PRIVATE WEALTH CONFERENCE INNOVATION NEW APPROACHES TO MANAGING YOUR INVESTMENTS SEPTEMBER 8 10, 2014

MERCER HAMMOND NON-PROFIT AND PRIVATE WEALTH CONFERENCE INNOVATION NEW APPROACHES TO MANAGING YOUR INVESTMENTS SEPTEMBER 8 10, 2014 MERCER HAMMOND NON-PROFIT AND PRIVATE WEALTH CONFERENCE INNOVATION NEW APPROACHES TO MANAGING YOUR INVESTMENTS SEPTEMBER 8 10, 2014 AGENDA TUESDAY, SEPTEMBER 9 TIME SESSION/SPEAKER(S) LOCATION 7:00 am

More information

Part 2B of Form ADV SEC Firm Brochure Supplement

Part 2B of Form ADV SEC Firm Brochure Supplement Part 2B of Form ADV SEC Firm Brochure Supplement (for Direct Clients) Professional Backgrounds of: Greg Miller, CPA (CEO, Principal) Darlene M. Murphy, CPA, CFP (President, Principal) Michael D. Miller

More information

TOP ADVISORY TEAMS SUMMIT

TOP ADVISORY TEAMS SUMMIT TOP ADVISORY TEAMS SUMMIT WEDNESDAY, FEBRUARY 5, 2014 1:00 pm - 8:00 pm REGISTRATION Check In & Registration 3:00 pm 4:30 pm PEER- TO- PEER DISCUSSION GROUPS (Pre- Registration required) The Discussion

More information

ASLB Screening After Report for January 15, 2014

ASLB Screening After Report for January 15, 2014 Company 1 Jeffrey David Bates Alarm Security Group, LLC d/b/a ASG Security 5800 McHines Pl Ste 100 Raleigh, NC 27616-0000 2 Eric Randall Bouvet Guardian Eagle Security, LLC d/b/a AVSX Technologies 1140

More information

Ea s t m a n. planning. that stands the. Retirement. test of Time. Fin a n c i a l Ma n a g e m e n t

Ea s t m a n. planning. that stands the. Retirement. test of Time. Fin a n c i a l Ma n a g e m e n t Ea s t m a n Fin a n c i a l Ma n a g e m e n t About Us Joel Lorden About Joel lorden Joel E. Lorden is founder and President of Eastman Financial Management, an independent financial, investment management

More information

FLORES,JOAQUIN PORFINO ARIZ 13106 FLAG STONE DALLAS TX 75240 A ACTION BAIL BONDS/SHERRY WILKINS, 503 S. LIVEOAK ST.

FLORES,JOAQUIN PORFINO ARIZ 13106 FLAG STONE DALLAS TX 75240 A ACTION BAIL BONDS/SHERRY WILKINS, 503 S. LIVEOAK ST. County Attorney s Office Lampasas County, Texas 501 E. 4 th St (2 nd Floor) 2/17/2015 County Court Name Address Attorney Filing Date Bond Amount City, State, Zip Address Offense Date Court Date Cause Number

More information

The Boca Raton Group at Morgan Stanley Smith Barney. A Wealth Management Team

The Boca Raton Group at Morgan Stanley Smith Barney. A Wealth Management Team The Boca Raton Group at Morgan Stanley Smith Barney A Wealth Management Team "...To help our affluent clients and their families preserve and grow their wealth." Our Mission- Understanding What Is Really

More information