Five Star Wealth Managers

Transcription

1 In a consumer study about dynamics between wealth managers and their clients, polled wealth managers and consumers about communications. Both groups said that connecting three to four times a year is the right communications strategy, but expectations are not aligned in all areas: 29 percent of consumers want to be contacted by their wealth manager whenever events require an update; only 7 percent of wealth managers say they contact clients based on the impact of events. 63 percent of consumers say they receive the right amount of communication from their wealth manager. From research conducted by, April Wealth managers, broadly defined, are those individuals who help you manage your financial world and/or implement aspects of your financial strategies. Common examples of wealth managers Award 2012 Dallas/Fort Worth Five Star Wealth Managers are financial advisors, financial planners, investment advisors, tax advisors and estate planning attorneys. How do you find a wealth manager with experience, who has a good base of clients with high retention rates, and who has undergone a regulatory and complaint review? And when you find them, are they accepting new clients? The publishers of Texas Monthly and partnered to find wealth managers who satisfy 10 objective eligibility and evaluation criteria that are associated with wealth managers who provide quality services to their clients. Among many distinguishing attributes, the average one-year client retention rate for this year s award winners is more than 96 percent. Don t listen to other people. Investigate for yourself. Be wary of advisers who say they never had a down year. A Select Award Five Star Wealth Manager The are a select group, representing less than 4 percent of the wealth managers in the Dallas/Fort Worth region. (1) Although this list is a useful tool for anyone looking for help in managing their financial world or implementing aspects of their financial strategies, it should not be considered exhaustive. Undoubtedly, there are many excellent wealth managers who, for one reason or another, are not on this year s list. In order to consider a broad population of high-quality wealth managers, award candidates are identified by one of three sources: firm nomination, peer nomination or pre-qualification based on industry standing. Self-nominations are not accepted. Dallas/Fort Worth award Candidates candidates were identified using internal and external research data, including a survey to more than 14,000 registered financial services professionals and all identified financial service companies in the area that are registered with FINRA or the SEC. Five Staon Five ofes t e x a s m o n t h l y. c o m August 2012 WMD-1

2 Determination Of Award Winners Research Disclosures WMD-2 August 2012 t e x a s m o n t h l y. c o m Award candidates who satisfied 10 objective eligibility and evaluation criteria that are associated with wealth managers who provide quality services were named 2012 Five Star Wealth Managers. (2) Eligibility Criteria Required (3) 1. Credentialed as an investment advisory representative (IAR), a FINRA-registered representative, a CPA or a licensed attorney. 2. Actively employed as a credentialed professional in the financial services industry for a minimum of five years. 3. Favorable regulatory and complaint history review. (4) 4. Fulfilled their firm review based on internal firm standards. 5. Accepting new clients. Evaluation Criteria Considered (3) 6. One-year client retention rate (the average one-year client retention rate of this year s award winners is more than 96 percent). 7. Five-year client retention rate. 8. Non-institutional discretionary and/or non-discretionary client assets administered (this year s award winners administer an average of $100 million in client assets). 9. Number of client households served (on average, this year s award winners serve 252 households). 10. Education and professional designations. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. The Five Star award is not indicative of the wealth manager s future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their clients assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by or Texas Monthly. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by in the future. is not an advisory firm, and the content of this article should not be considered financial advice. For more information on the Five Star award and the research/ selection methodology, go to (1) 2,688 award candidates in the Dallas/Fort Worth region were considered for the Five Star Wealth Manager award. 654 (approximately 24 percent of the award candidates) were named 2012 Five Star Wealth Managers. (2) Wealth managers were required to certify that any information they provided was accurate. (3) Criteria 4, 8 and 9 do not apply to attorneys or CPAs. (4) As defined by, the wealth manager has not: Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine. Had more than a total of three customer complaints filed against them (settled or pending) with any regulatory authority or s consumer complaint process. Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority. Filed for personal bankruptcy. Been convicted of a felony The Five Star award goes to less than 7 percent of wealth managers. Insights from Five Star Wealth Managers Wishful thinking is not planning. If you plan for the worst, you will never be unpleasantly surprised. Clients don t care how much you know until they know how much you care. Only invest in something that you understand. What matters most is how you recover from setbacks. conducts a regulatory review of each nominated wealth manager using the Investment Adviser Public Disclosure (IAPD) website. also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history exists. Data submitted through these processes was applied per the above criteria: Each wealth manager who passes the regulatory review must attest that they meet the definition of favorable regulatory history, based upon the criteria listed above. promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a wealth manager. contacted approximately 1 in 12 households identified as having a high propensity to use the services of wealth managers in order to provide consumers the opportunity to submit complaints regarding a wealth manager. More than 87,500 households in the Dallas/Fort Worth region were contacted. Five Staon Five ofes The Five Star Wealth Manager selection criteria was updated for the 2012 award year Five Star Wealth Managers scored highest in overall satisfaction based on feedback from clients, peers and industry experts. No more than 7 percent of wealth managers receive the award each year. The selection process for the award winners can be found at

3 Business Planning John Ackley Ackley Financial Group Caroline Austin First Southwest Advisory Services Cynthia Barker Legacy Texas Bank Joe Chenoweth ARMOR Wealth Management Crawford Gates Sagemark Consulting Ramona Locke Merrill Lynch Owen Stewart Stewart Business Services Michael Weaver Ackley Financial Group Estate Planning Christopher Abel Ameriprise Financial Services, Inc. Ronald Adams Brackett and Ellis David Bird Bird Skibell Bohach Marvin Blum The Blum Firm Karl Bryant Walker & Doepfner Michael Cohen Michael B. Cohen & Associates John Collins Haynes and Boone Norman Rocky Farr Diesslin & Associates Page 38 Ronald Foxman Higier Allen & Lautin Wesley Goenawein Wesley A. Goenawein, Jr. Ronald Grant Ronald E. Grant, Attorney at Law David Hendricks David P. Hendricks Kathryn Henkel K&L Gates William Houser Jordan Houser & Flournoy Jerry Jackson Law Office of Jerry B. Jackson Michael Kaufman Jackson Walker Robert Kroney Kroney-Morse-Lan David Krueger Krueger Merkley & Bolton Norman Lofgren Looper Reed & McGraw Robert D. Lybrand Robert D. Lybrand Henry C. McFadyen, Jr. McFadyen Law Firm Timothy Mebane LPL Financial Page 39 James Mincey, Jr. Mincey-Carter Jan Mohamed ConfidentVision Page 34 Award winners listed by primary services and listed alphabetically by last name. George Nachman George J. Nachman, Attorney at Law Keith Novick Gardere Wynne Sewell Ken Paxton Pettinger Paxton Nuspl & Crumley Susan Periquet Susan Whitson Periquet, Attorney at Law Darryl V. Pratt Darryl V. Pratt, Attorney at Law Ryan Randall Staubus & Randall Sol Reifer Wright Ginsberg Brusilow John Rothpletz Looper Reed & McGraw John Round Strasburger & Price Mark Seebeck Seebeck & Associates Page 39 Chuck Sharpe Sharpe & Associates Kenneth Sloan Sloan & Roberts Dani Smith Strasburger & Price Bert Starr Law Offices of Bert Starr Eric Vincent Vincent Wealth Management Page 36 Robert Widmer, Jr. Robert J. Widmer, Jr. Linda L. Wiland Blankenship Wiland & O Connor Lawrence Wolfish Wolfish & Newman A.C. Tracy Wood III A.C. Wood & Associates Jeffrey Yates Albin Yates Balius Roach Financial Planning Clint Adams Cotton-Adams Financial Group Page 27 Tom Adcock LPL Financial George Alden Alden Financial Group Marvin Allensworth Thrivent Financial for Lutherans Page 37 Paula Allgood Beaird Harris Wealth Management Todd Amacher Robertson Griege & Thoele Jerry Anderson LPL Financial Jayson Bales Robert W. Baird & Company Douglas Bartol Money Matters Howard Bellet Ameriprise Financial Services, Inc. Jeff Bellinghausen Ameriprise Financial Services, Inc. John Berry Corner Post Financial Planning Michelle Berry Raymond James & Associates Page 33 Kathy Bickhaus Merrill Lynch Charlotte Joyce Birk LPL Financial Steve Blankenship Heritage Financial Planning Kalita Beck Blessing Quest Capital Management Danny Blevins Ameriprise Financial Services, Inc. Stephen Blum Strategic Wealth Planning Lisa Bordelon Raymond James Morgan Keegan Erin Botsford The Botsford Group Jason Bottenfield Morgan Stanley Smith Barney Page 37 Colleen Bowler Lincoln Financial Advisors/ Strategic Wealth Partners Grover Brillhart ARMOR Wealth Management Page 37 Lynn Bryant Bryant Financial Services Corporation Bradley Burnfield Ameriprise Financial Services, Inc. Page 37 Dusti Calander Ameriprise Financial Services, Inc. Wes Camp Financial Network Investment Corporation Nick Campbell Nick Campbell Financial Group/ LPL Financial Mark Cannon Ameriprise Financial Services, Inc. Dennis Carpenter International Wealth Management Bill Carter Carter Financial Management Page 12 Travis Carter Insight Wealth Partners John Chalk Chalk Cullum and Associates Brian Chastain CFO4Life John Checki John Checki Guy Church Ameriprise Financial Services, Inc. Five Staon Raymond Clark Ameriprise Financial Services, Inc. Page 37 Gregory Clifton Clifton Capital Partners Bryan Clintsman Clintsman Financial Planning Five ofes t e x a s m o n t h l y. c o m August 2012 WMD-3

4 Donald Cohen Morgan Stanley Smith Barney Scott Cohen Waldman Bros Karl Cole LPL Financial Richard Colleoni Morgan Keegan & Company Rob Cox Quest Capital Management Philip Crew Morgan Stanley Smith Barney Carl Cuff Ayco/Goldman Sachs Jeff Cummins Spectrum Financial Group Michael Dallas Michael Dallas Wealth Management Bryce Danley Ameriprise Financial Services, Inc. William E. Dendy Elite Financial Management Page 24 Allen Kent Dennis Merrill Lynch E. Kim Dignum Dignum Financial Partners John F. Donovan Lincoln Financial Advisors/ Strategic Wealth Partners Patrick Dougherty Dougherty Wealth Management Shaun Dowling Howard Financial Services Terry Doyle Doyle and Associates/Ameriprise Financial Services, Inc. Eli Dragon Money Matters David Dryden Insight Wealth Partners Mark Duckworth Morgan Stanley Smith Barney Page 37 Mary H. Durie Quest Capital Management Tom Dwyer Financial Design Group Brian Eckeberger Genesis Financial Group Tandy Ervin LPL Financial Chip Eubank Eubank Hutson & Associates Art Fahim Ameriprise Financial Services, Inc. John Farris MPACT Financial Group Deborah Federick Ameriprise Financial Services, Inc. Page 38 Christopher Fess Fess Financial Page 33 Richard Fielder Morgan Stanley Smith Barney Mark Fillnow Ameriprise Financial Services, Inc. Tiffany Finney-Johnson JWA Financial Group WMD-4 August 2012 t e x a s m o n t h l y. c o m Award winners listed by primary services and listed alphabetically by last name. Patrick Fontana Merrill Lynch Joe Foster Foster Financial Group Page 38 Michael Franklin The Asset Preservation Group Patrick Freeman Freeman Wealth Management George Galanis Morgan Stanley Smith Barney Joseph Galloway Ameriprise Financial Services, Inc. Jaime Galvan Spectrum Financial Group Mason W. Gann Milkie Ferguson Investments Chris Garcia Ameriprise Financial Services, Inc. Frances Gardner ARMOR Wealth Management Page 33 Carlos Garza First Command Financial Services John Gay Frisco Financial Planning Roger Gekiere Navigation Financial Allen Gibson Ameriprise Financial Services, Inc. Page 14 Henri Glover HG Tailored Financial Services Donald Goerner Spectrum Advisors Alan Goldfarb Weaver Wealth Management Todd Green Perennial Financial Solutions Craig Greenway SFMG Wealth Advisors Barney Grossman Morgan Stanley Smith Barney Ricky Grunden, Sr. Grunden Financial Advisory Page 29 Barton Gunter LPL Financial Page 38 Steven Hagemann Navigation Financial Patricia Hammond Carter Financial Management Page 12 Carol Harper Ameriprise Financial Services, Inc. Page 38 Curtis Harris Evos Financial James Harvey Morgan Stanley Smith Barney Chris Hatton Money Matters Crystal Hawkins CFO4Life John Michael Hemp Stratford Consulting Darren Hill Morgan Stanley Smith Barney Terry Hill Terry Hill & Associates Lora Hoff IPI Wealth Management Dallas Page 39 Sullivan Holland Merrill Lynch Jeremy Hudson Howard Financial Services Matt Irwin Ameriprise Financial Services, Inc. Leslie Jackson Jackson Investment Associates Page 34 David P. James James Financial Group Page 34 Mark Jenison AXA Advisors Ron Johnson Morgan Stanley Smith Barney Charles Jones Ameriprise Financial Services, Inc. Bryan Keever Ameriprise Financial Services, Inc. Glenda D. Kemple Kemple Capital Charles King Inspire Financial Group Page 15 Jacob King Beaird Harris Wealth Management Tyson King Inspire Financial Group Page 15 Mitchell Kramer Fluent Financial Thomas Kroehle Income by Design Kevin Kuhnel Merrill Lynch Carl J. Kunhardt Quest Capital Management Travis Ladner Ameriprise Financial Services, Inc. Brian Langford Middlebrook Lee and Langford/ Ameriprise Financial Services, Inc. James Larkin Ameriprise Financial Services, Inc. David Lavallee First Command Financial Services Lucas Lawson Lifetime Strategies Group Chris Leap Leap Wealth Management/Ameriprise Financial Services, Inc. Bryan Lee Strategic Financial Planning Charles Lee Middlebrook Lee and Langford/ Ameriprise Financial Services, Inc. Richard Lee Lee Financial Corporation Page 17 James Lehman Wolfe Lehman Wammack & Associates/Ameriprise Financial Services, Inc. Page 32 Five Staon Dwayne Leleux Southwest Securities Five ofes Woody Levinson LS Wealth Strategies

5 Brett Levy Merrill Lynch Bruce Lewin Lewin Wealth Management Chris Lewis Lewis Brown Page 18 Steve Lindberg Lindberg Financial Brent Little Odyssey Wealth Management Steven Lorio Lorio Wealth Management Chris Lott Smith Anglin Financial Bill Lourcey Walton & Lourcey Lloyd Lowe LD Lowe Wealth Advisory Page 16 Tim Lowry Dean Jacobson Financial Services John Loyd LPL Financial David Luellen Ayco/Goldman Sachs Blaine Malcolm The Botsford Group James Marsden Atlas Wealth Advisors Randy Matthews Matthews Wealth Management Page 30 Dan Mauck Clintsman Financial Planning R. Scott Maxwell Talis Advisory Services Walter May May Financial Solutions Jonathan Mazur Luke Financial Company Stewart Mc Lauchlan Ameriprise Financial Services, Inc. Sean McGrath Morgan Stanley Smith Barney Lynn McIntire Cadent Capital Tom McIntire Cadent Capital Charla McIntyre-Fields Ameriprise Financial Services, Inc. Doug McKelvey Morgan Stanley Smith Barney Levi McMellian CFO4Life David Meadors Morgan Stanley Smith Barney Page 20 David Medlin Ameriprise Financial Services, Inc. Jim Middlebrook Middlebrook Lee and Langford/ Ameriprise Financial Services, Inc. Marcia H. Miller Ameriprise Financial Services, Inc. Michael Mills Mike Mills Wealth Management Cynthia Montgomery Red Oak Financial Group Award winners listed by primary services and listed alphabetically by last name. Thomas Montgomery Montgomery Coscia Greilich Kevin Moore Moore Financial Group Shawn Moore Morgan Stanley Smith Barney Ken Moraif Money Matters Brent Morton First Financial Equity Corporation Scott Mulloy Ameriprise Financial Services, Inc. Mark Mundy Mundy Financial Solutions Donald Murphey AXA Advisors Steve Namy Investment Professionals Luisa Nemati Weaver Wealth Management Jeremy Newton LPL Financial Don Noblit Don Noblit Associates Stacy C. Notley THE MANNING GROUP Page 39 Lisa Rapfogel Ostroff Allegiant Wealth Management Page 39 Ken Painter KPLL Private Wealth Jason Palmer Ameriprise Financial Services, Inc. Robert Pearson Morgan Stanley Smith Barney Page 21 Charles Pepkin Ameriprise Financial Services, Inc. David Peterson Peak Capital/United Capital Thomas Philipp Professional Wealth Management Group Dana Pingenot Lee Financial Corporation Page 17 Kevin Pittman Ameriprise Financial Services, Inc. Betty Poage Ameriprise Financial Services, Inc. Page 39 Paul Pomeroy LPL Financial Jason Potts Lifetime Wealth Management David Quick Hearthstone Financial Teresa Quinn Lee Financial Corporation Page 17 James Rees Stoneway Financial Mike Reppert Spectrum Advisors Page 10 & 11 Darrell Roberts Ameriprise Financial Services, Inc. Gerald Robinson LightForce Financial Paul Robinson Robert W. Baird & Company Eduardo Rodriguez Lee Financial Corporation Page 17 Craig Rogers Rogers Wealth Group Page 23 Richard Rogers RBC Wealth Management Toni Rose Flagship Financial Group Kimberly Rule LPL Financial David Russakov Charles Schwab & Company Bill Saplicki LS Wealth Strategies Barbara Saunders Saunders & Associates Page 31 Susan Schildt Stratford Consulting Jeff Schuetts Merrill Lynch Cari Schulz Morgan Stanley Smith Barney Roger Shake Legacy Consulting Group A. Michael Sheff Morgan Stanley Smith Barney Page 39 Kyle Shores The Botsford Group Lawrence Silverman CFO4Life Robert Silvestri Morgan Stanley Smith Barney Page 35 Bill Skelton Southwest Securities M. Scott Slayton MetLife Financial Group of the Southwest W. Philip Smiley Ameriprise Financial Services, Inc. Page 36 Michael J. Smith Lifetime Strategies Group Shawn Smith Smith & Associates/Ameriprise Financial Services, Inc. Jennifer Snee Ameriprise Financial Services, Inc. Ted Snow Snow Financial Group Lynn Soderstrom Ameriprise Financial Services, Inc. Mark Stegman Ameriprise Financial Services, Inc. Page 36 Five Staon Renee Sterling Morgan Stanley Smith Barney Richard Stevens Stevens Financial Group Page 40 Five ofes Gordon Stevenson Morgan Stanley Smith Barney t e x a s m o n t h l y. c o m August 2012 WMD-5

6 John Stockton Financial Coaching Steven Stratton New York Life Insurance Company Sandra Strohmeyer Ameriprise Financial Services, Inc. Drew Swedlund Merrill Lynch Viktor Szucs Morgan Stanley Smith Barney Sammy Tally BFT Financial Group Michael Tannery Tannery & Company Wealth Management David E. Taylor Raymond James & Associates R. Jeff Taylor Ameriprise Financial Services, Inc. William Taylor Cypress Wealth Management Carolyn Teschemacher Navigation Financial Chuck Titterington Ameriprise Financial Services, Inc. Roy Todd My Own Money Duke Tran RBC Wealth Management Richard Treta Lincoln Financial Advisors Trudy Turner Robertson Griege & Thoele Kyli Vardeman Ameriprise Financial Services, Inc. Neal Vasso Vasso & Associates/Ameriprise Financial Services, Inc. Derek Vaughn Ameriprise Financial Services, Inc. Phil Vick Sovereignty Advisors Steven Wachs Legacy Consulting Group Michael Walden Ameriprise Financial Services, Inc. Tammie Walker Ameriprise Financial Services, Inc. Dusty Wallace Lee Financial Corporation Page 17 Larry Wallace BrokersXpress Kyle Walters Atlas Wealth Advisors Clint Wammack Wolfe Lehman Wammack & Associates/Ameriprise Financial Services, Inc. Page 32 Dexter Ward Dexter Ward Page 40 George Warner Wealth Management Group/ American National Bank Page 26 WMD-6 August 2012 t e x a s m o n t h l y. c o m Award winners listed by primary services and listed alphabetically by last name. Sean Weaver Whitney Wetzel & Kuether James Webb Webb Financial Jennifer Wells Ameriprise Financial Services, Inc. James Whiddon JWA Financial Group Roger Whitney Whitney Wetzel & Kuether Brandon Williams American Airlines Federal Credit Union Norman Williams Senior Asset Protection Services Page 36 Tim Wilson Wealth Management Group Page 26 Jeffrey Wolf WealthStar Advisors Eric Wolfe Wolfe Lehman Wammack & Associates/Ameriprise Financial Services, Inc. Page 32 Jon Wych Merrill Lynch Billy Yarbrough Ameriprise Financial Services, Inc. Chris S. Young Quest Capital Management Insurance Paul Baker Paul Baker Insurance Agency Gus Bates III Gus Bates Insurance & Investments Don Grogan New York Life Insurance Company Corey Metz Metz Insurance & Financial Stephen Newton Primerica Kirk Quaschnick Mogul Wealth Strategies Investments Austin Adams LPL Financial James Aldendifer Morgan Stanley Smith Barney J. Timothy Allen Wells Fargo Advisors Financial Network, LLC Zachary Allen Disciplined Advisors Group Brett Anderson International Research & Asset Management Frankie Andrew Wells Fargo Advisors, LLC Roger Asel Certified Financial Strategies Frank Aswad Edward Jones James Aughenbaugh Morgan Stanley Smith Barney Chad Bagley Edward Jones Merry Lyn Bagwell Wells Fargo Advisors, LLC Mark Baker RBC Wealth Management Gregg Ballew Westwood Trust Dan Barlow Wells Fargo Advisors, LLC David Barnes Credit Suisse Clifton Barrett Edward Jones Paul Bateman Ameriprise Financial Services, Inc. Kris Beaulieu Clarity Financial Group Emerson Bell Fee-Only Financial Planning Ricky Bingham RLBingham Financial Group/ MetLife Page 37 Jonathan Black Merrill Lynch Tony Blauvelt Edward Jones Michael Bless Wells Fargo Advisors, LLC Phillip Blevins Wells Fargo Advisors, LLC Sonja Blumoff Merrill Lynch Jim Bowers Morgan Stanley Smith Barney Danny Boyce Lee Financial Corporation Page 17 Cindy Brewington Edward Jones Jeffrey Bridges Morgan Stanley Smith Barney Don Brock Edward Jones Brian Brode Merrill Lynch Ken Brown Maplewood Investment Advisors Michael Brown Edward Jones Rick Brown RL Brown Financial Wayne Bruns Merrill Lynch David Burgess Rhodes Securities Michael Busch Vogel Financial Advisors Michelle Calabro RBC Wealth Management Bill Callis Southwest Securities John Carpenter Merrill Lynch Five Staon Lois Cartwright Merrill Lynch Marcelo Castaneda Charles Schwab & Company Five ofes Richard Cather Merrill Lynch Blake Cecil Merrill Lynch

7 Robert Chase Ameriprise Financial Services, Inc. Michael Chauvenet Capital and Insurance Resources Steven Chensky Merrill Lynch Kelley Clowe Capital West Securities Doug Cochran LPL Financial Rusty Cooper Morgan Stanley Smith Barney Mischelle Copeland Wells Fargo Advisors, LLC Page 27 Robert Cordiak J.P. Morgan Securities Steve Cotton Cotton-Adams Financial Group Page 27 David Cox Merrill Lynch Matthew Dann Wells Fargo Advisors, LLC Scott Davidoff Wells Fargo Advisors, LLC Robert DeBeer Merrill Lynch Tom Decker Wells Fargo Advisors, LLC Jim DePue Edward Jones Kevin Dickey Morgan Stanley Smith Barney David Diesslin Diesslin & Associates Page 37 Robert Dilworth Merrill Lynch Don Donnally J.P. Morgan Securities Doug Dyer Money Matters Wendy Edwards Wells Fargo Advisors, LLC Stephen Engels Wells Fargo Advisors, LLC Nicholas English Westwood Trust Stephen Engro Beacon Financial Group Page 28 Richard Erwin Investors Asset Management JoAnn Eubank Ameriprise Financial Services, Inc. Page 38 Andy Evans Wells Fargo Advisors, LLC Page 38 Chuck Evans RBC Wealth Management Jeffrey Everett Talis Advisory Services Terry Farester Sunbelt Justin Farris The Farris Group Page 38 Michael Felker Ameriprise Financial Services, Inc. Jason Fernandez Wells Fargo Advisors, LLC Award winners listed by primary services and listed alphabetically by last name. Mark Fields EstateMark Financial Gerald Finley SWS Financial Services Mark Finley The Finley Agency Alan Folz Morgan Stanley Smith Barney John Ford Mercantile Advisors Richard Frazar Westwood Trust Kevin Freeman Freeman Global Investment Counsel Michael Gage Wells Fargo Advisors, LLC John Gallagher Principal Financial Group Vernon Gang, Jr. Wells Fargo Advisors, LLC Charles Garner Ameriprise Financial Services, Inc. Wayne Garrett Snow Garrett Wealth Management Page 32 Lorie Gebbie Wells Fargo Advisors, LLC Page 27 Steven Gendler Alliance Financial Group Jennifer George-Smith American National Bank of Texas Page 26 John Gilbert SMH Capital Advisors M. DeLene Gilbert Evos Financial Sonia Ginnell Merrill Lynch Nick Giorgio Ameriprise Financial Services, Inc. Page 38 Damon Gonzalez Domestique Capital Pamela Gothard Wells Fargo Advisors, LLC Page 33 Todd Gough Ironwood Recovery Management Kevin Gray Ayco/Goldman Sachs Stephanie Groschup Groschup Martin Wealth Management Group Joseph Guffey Raymond James & Associates Steven Gundy GS Wealth Management Scott Gunnip Morgan Stanley Smith Barney Kevin Hadawi Wells Fargo Advisors, LLC Scott Hammel AWA Robert Hamrick Hamrick Financial Sarah H. Hancock Hancock-Smith Janet Hanna Edward Jones Harvey Harper Edward Jones Samuel Harrell Morgan Stanley Smith Barney Emily Harwood Charles Schwab & Company Dan Heard Morgan Stanley Smith Barney Brian Hendon Edward Jones John Hetzel JWA Financial Group Brian Hobbs TH Wealth Management David Hobbs Raymond James & Associates Gary Holland Holland Investment Management Page 29 Kim Holland Managed Assets/LPL Financial Robert Holman Edward Jones Christopher Holtby Midland Wealth Management James Hopson Capital Advisory Group Robert Hrnicek Morgan Stanley Smith Barney Page 34 Gary Hughes Nick Campbell Financial Group/ LPL Financial Mitchell Hurwitz MSH Asset Management Gregory Hutcheson Morgan Stanley Smith Barney Terry Ingram Coble-Cravens Financial Services Dewey Isom Raymond James & Associates Don Jacobson Dean Jacobson Financial Services David Jennings Morgan Stanley Smith Barney Leonard Johnson Wells Fargo Advisors, LLC Doug Jones Lee Financial Corporation Page 17 T. Montgomery Jones FCM Investments Page 13 Sheila Kaplan Merrill Lynch Keith Karnes Wells Fargo Advisors, LLC Thomas Karsten Karsten Advisors Jack Kaye Edward Jones Five Staon Langford Keith Morgan Stanley Smith Barney Paul Kiehn Atherton Kiehn & Byrnes Leslie Killgore Active Wealth Management Valli Kindred Kindred Stephens Financial Group Five ofes t e x a s m o n t h l y. c o m August 2012 WMD-7

8 Kerry Knox Merrill Lynch Ernie Koestner Wells Fargo Advisors, LLC Diane Lacina Southwest Securities Terry Landry Wells Fargo Advisors, LLC Mark Larimore Larimore Financial Group Kristie Leatherberry Charles Schwab & Company John Ledford Morgan Stanley Smith Barney Fredrick Lehman Morgan Stanley Smith Barney John Lemak Sandor Capital Management Neal Logan Edward Jones Joseph Logsdon American National Bank of Texas Page 26 Sid Lorio Lorio Wealth Management Steven Lugar Beaird Harris Wealth Management Dana Lundquist Allstate Financial Services Henry Luskey Morgan Stanley Smith Barney James Madden RBC Wealth Management Larry I. Magid Wells Fargo Advisors, LLC Michael Magruder Wells Fargo Advisors, LLC Thomas Maikowski Thomas H. Maikowski & Associates Charles Manthey Bluechip Financial Planning Brian Marks Merrill Lynch Carolyn Martin Groschup Martin Wealth Management Group Wayne Maynard Merrill Lynch David McBee, Jr. Wells Fargo Advisors, LLC Greg McCoy Wells Fargo Advisors, LLC Justin McDonald Morgan Stanley Smith Barney Kenneth McDonald Bernstein Global Wealth Management Mac McDowell McDowell Capital Management of Raymond James Spencer McGowan McGowanGroup Asset Management Page 19 Matt McKinney Arcon Wealth Management Mark McLeland Merrill Lynch Daniel McPherson McPherson Personal Asset Management WMD-8 August 2012 t e x a s m o n t h l y. c o m Award winners listed by primary services and listed alphabetically by last name. Daniel McVeigh Merrill Lynch David Megarity Wells Fargo Advisors, LLC James Mewhinney Morgan Stanley Smith Barney Susan Meyer Edward Jones Stephen Middlebrook Milkie Ferguson Investments Shott Miller Merrill Lynch Linda C. Mills Mills & Kernan Wealth Management Robert Mitchell Morgan Stanley Smith Barney Anthony Mobly Edward Jones John Mockovciak Robert W. Baird & Company Christopher Moino Morgan Stanley Smith Barney Francis Moise Prospera Financial Services Brian Moore Merrill Lynch Marie Moore Morgan Stanley Smith Barney Mark Morgan Porter Morgan & Associates Wealth Management John Muse LPL Financial Steve Nagel Merrill Lynch Michael Nettleton Morgan Stanley Smith Barney Brant Newman Merrill Lynch Robert Nicholas Wells Fargo Advisors, LLC Jim Nielsen LPL Financial David Noonan Morgan Stanley Smith Barney Page 39 Robert Nursey IVY LEAGUE Retirement Planning Jeffrey Ockwood Morgan Stanley Smith Barney Randy Odom Wells Fargo Advisors, LLC Page 39 Hank O Neill Merrill Lynch Thomas Pace Eagle Strategies Jeff Paladini Karsten Advisors Chris Paladino Milkie Ferguson Investments James Palmer Palmer Retirement Consultants Jason Parker Morgan Stanley Smith Barney W. Donald Parr Merrill Lynch Brian Payne Wells Fargo Advisors, LLC Page 35 Michael Peschel Wells Fargo Advisors, LLC Dan Peters Lee Financial Corporation Page 17 Gordon Peterson International Research & Asset Management Paul Pittman Edward Jones Adam Prewett Prewett Financial George Price Edward Jones Jeffery Price Merrill Lynch Lee Price Smith Anglin Financial Brian Rahlfs Rahlfs Capital Jeff Rasco Rasco & Rasco Page 35 Gerald Ray Gerald L. Ray & Associates Page 28 Joseph Ray Gerald L. Ray & Associates Page 28 Larry Ray Wells Fargo Advisors, LLC John Reagan Wells Fargo Advisors, LLC Micky Reeves JWA Financial Group William Rich Wells Fargo Advisors, LLC Jamie Richardson ViewPoint Investment Group Page 30 Jake Richter Edward Jones Kelly Rigas KR Wealth Management Elizabeth Rivera Southwest Securities Page 22 Ricardo Roberto Edward Jones Bruce Robinson Maplewood Investment Advisors Mark Robinson The Watchman Group Page 35 Guy Rodgers Edward Jones Michael Rodriguez Merrill Lynch Charles Romig Morgan Stanley Smith Barney Page 31 Five Staon Ben Roth J.P. Morgan Securities Peter Ruth Maplewood Investment Advisors Five ofes Cynthia Salles RBC Wealth Management Jeff Sandene Sandene Strategies

9 Jeff Sanders Edward Jones Trey Sartin Wells Fargo Advisors, LLC Craig Saunders Ameriprise Financial Services, Inc. Jeff Schmeltekopf Dean Jacobson Financial Services Paul Schmitz Morgan Stanley Smith Barney James Scott Milestone Wealth Strategies Amber Seale Edward Jones Erik Severson Thrivent Financial for Lutherans James R. Shelton Shelton Financial Group Keith Shelton Wells Fargo Advisors, LLC Page 40 Brian Shepherd Edward Jones Steven Shi Wells Fargo Advisors, LLC Brandon Simmons Ameriprise Financial Services, Inc. Ronald Simmons Retirement Advisors of America James Simpson CUSO Financial Services Frank Sloan Sloan Wealth Management Ralph Smith Ralph Smith Financial Kim Snider Snider Advisors Gunnar Soland SWS Financial Services Richard Sowden Frontier Investment Management Company Beth Sparks Wells Fargo Advisors, LLC Joseph Stack Wells Fargo Advisors, LLC Christi Staib Staib Wealth Management Page 40 L. Dale Stamps Spar Investment Counsel Michael Steinberg Wells Fargo Advisors, LLC Page 40 Chad Stephens Kindred Stephens Financial Group Michael Stillman International Research & Asset Management Scott Strange LPL Financial Cheryl Sutter Wealth Management Group Page 26 Award winners listed by primary services and listed alphabetically by last name. Joel Tannebaum Morgan Stanley Smith Barney William Tenney Morgan Stanley Smith Barney John Thane Merrill Lynch Mark Theriault Wells Fargo Advisors, LLC Bradley Thomas Morgan Stanley Smith Barney Terry Thompkins Wells Fargo Advisors, LLC Paul Thompson Signal Securities Rebecca Thompson BenchMark Financial Services Christopher Troseth Investors Asset Management Shelley Turner Wells Fargo Advisors, LLC Peggy D. Tyler Wells Fargo Advisors, LLC Gail Utter Wells Fargo Advisors, LLC Page 25 Eric VanderDrift MPACT Financial Group John Vann Rushmore Investment Advisors Craig VanWinkle Wells Fargo Advisors, LLC Walter Virden Virden Chapman & Virden Lindsay Vitovsky ARMOR Wealth Management Todd Wagner Comerica Bank Casey Waits Waits Financial Group Bo Walker Merrill Lynch Robert Walker Morgan Stanley Smith Barney Gary Walsh Luther King Capital Management Page 40 Peter Warren Wells Fargo Advisors, LLC Brad Weddle LPL Financial Stephen Wheeler Wells Fargo Advisors, LLC Page 40 Robert Whittenburg Wells Fargo Advisors, LLC Jon Williams Wells Fargo Advisors, LLC Terry Williamson Wells Fargo Advisors, LLC Alex Winslow The Northern Trust Company Mark Witte Wells Fargo Advisors, LLC Daniel Woodard EECU Investment Services Page 40 Larry Wright Morgan Stanley Smith Barney Richard Wright Fiduciary Financial Services of the Southwest Jeanie Wyatt South Texas Money Management Peggy Zarro Wells Fargo Advisors, LLC Bret Zimmerman Zimmerman Investment Money Management Taxation Jack Auldridge AuldridgeGriffin Pat Beaird Beaird Harris Wealth Management Jon Chester M. Sterling/Sterling s Bookkeeping and Tax James Creel Brackett and Ellis William Gary Dunlap Pineider Ford and Associates Lori Eads Bland Garvey Eads Medlock + Deppe Page 37 Graciela Gutierrez Southwest Securities Donald Harris Beaird Harris Wealth Management Walt Hatter Hatter & Associates Lois Kapp Kapp & Miller Alan Levi Alan H. Levi Edward Mercer Burds Reed & Mercer Steven Miller Steven E. Miller Daniel Novakov Greenberg Traurig Carrine Reilly CliftonLarsonAllen Karen Roberton David L. Prince, CPA Lewis Rubinstein Lewis Rubinstein, CPA Ware Shipman Biggs & Shipman Jennifer Sicking Ken Hughes & Associates Mark Snyder Mark G. Snyder Gail Wills Gail D. Wills, CPA D. Dale Wofford D. Dale Wofford Five Staon Five ofes Certified Financial Planner Board of Standards Inc. owns the certification marks CFP, Certified Financial Planner and the federally registered CFP (with flame logo) in the U.S., which it awards to individuals who successfully complete CFP Board s initial and ongoing certification requirements. The Chartered Financial Consultant credential [ChFC ] is a financial planning designation awarded by The American College. t e x a s m o n t h l y. c o m August 2012 WMD-9

10 Mike Reppert WMD-10 August 2012 t e x a s m o n t h l y. c o m Five Staon Five ofes

11 The Spectrum Advisors Team We Manage Wealth With a Caring, Competent and Creative Team Approach Serving our clients best interests for more than 30 years has been the cornerstone of success Recognized as one of the most respected wealth advisory firms in publications and awards Sharing comprehensive advice and creative strategies for clients maximum control and efficiency Titles: Senior Partner, Financial Advisor Credentials: CFP, CSA Our mission is to help clients create, protect and preserve wealth with a caring, competent and creative team approach. We established the firm in 1982 with the philosophy that we wanted to build long-term relationships with people to help them with a significant area of life, their financial management, and advise them with integrity. We believed that if we served them with their best interests in mind and a personal touch, we could develop a successful business. Year after year, these principles have paid off to grow a great group of clients that we love to serve. We have received numerous industry awards, been featured in Forbes, D Magazine and Who s Who, reinforcing that the principles of client first, integrity, vision and diversification would reward us and our clients. Our comprehensive approach along with utilizing cutting-edge strategies and systems allows us to help our clients gain maximum control and efficiency in managing their wealth. Five Staon Spectrum Drive, Suite 115 Addison, TX Addison: (972) Arlington: (817) Securities offered through Kalos Capital, Inc., 3780 Mansell Road, Suite 150, Alpharetta, GA 30022, (678) Mike Reppert is not an affiliate or subsidiary of Kalos Capital, Inc. Five ofes t e x a s m o n t h l y. c o m August 2012 WMD-11

12 WMD-12 August 2012 t e x a s m o n t h l y. c o m Carter Financial Management Team Wealth Management for This Generation and the Next Left to right: Joel Berg, Sue Spellman, Jonathan Meaney, Brandon Ratzlaff, Steve McDonald, Five Star winners Bill Carter and Patty Hammond Founded in 1976 Unmatched professionalism delivered with genuine personal care An endless pursuit to inform and educate clients Specializations: Corporate Executives, Entrepreneurs, Physicians, Attorneys and Retirees Carter Financial Management is an independent firm passionate about the value financial planning and integrated wealth management services bring to our clients. With more than 35 years of experience and overseeing more than $700 million in client wealth in Texas and across the nation, Carter s team and the financial advisors shown above have one simple Carter Financial Management Merit Drive, Suite 1800 Dallas, TX Office: (214) Toll-free: (800) Areas of Focus: Customized Retirement Income and Advanced Financial Planning goal: to improve the quality of our clients financial lives. Known for the thoroughness of our financial planning and investment approach, our personalized client experience and our commitment to client education, Carter continues to invest heavily in our world-class, cohesive wealth management team with the single focus of achieving our clients financial goals. Five Staon Five ofes Carter Financial Management is an independent firm. Securities offered through Raymond James Financial Services, Inc. Member FINRA/SIPC.

13 FCM Investments Team T. Montgomery Jones, Managing Partner Left to right: Stephanie Manter, four-year winner Monty Jones, David Lewis and Michael Wu Independent boutique manager serving a limited number of private clients Emphasizing growth stocks on a global basis and quality bonds Tax efficiency in separate accounts; no outside funds utilized Designations: MBA, CFA FCM Investments takes a long-term approach to relationships and investing. Since our founding in 1987, we have focused exclusively on the prudent stewardship of our clients portfolios. Our clients are private investors individuals, families, their FCM Investments 2200 Ross Avenue, Suite 4600 West Dallas, TX Office: (214) Investment management for high-net-worth individuals trusts and private foundations more than three-quarters of whom have relied on FCM to manage their securities for at least a decade. Our chief goals are the preservation and growth of capital through all investment environments. Five Staon Five ofes t e x a s m o n t h l y. c o m August 2012 WMD-13

14 Allen Gibson WMD-14 August 2012 t e x a s m o n t h l y. c o m Working With Clients to Prepare for the Certainty of Uncertainty Left to right: Four-year winner Allen Gibson and three-year winner Merrill Greer We help people plan their lives, not just their finances Multigenerational, fee-based financial planning and wealth management More than 130 years combined experience with offices in Dallas, Tyler and Lufkin Titles: Private Wealth Advisor, Ed Slott Master Elite IRA Advisor, Business Financial Advisor Credentials: CFP, ChFC, CRPC, CLTC It all starts with our team listening to understand what is important to you your goals, your values, your family, your business. Next, we work closely with you to create a personalized, comprehensive financial plan that includes collaborating with internal and external advisors. Then we provide ongoing coaching and monitoring, recommending adjustments whenever necessary. Our goal is to simplify your life and help coordinate all the moving parts, so you can focus on the things that you are passionate about. We make a living by what we get, but we make a life by what we give. Sir Winston Churchilll Five Staon Gibson, Greer & Associates, a financial advisory practice of Ameriprise Financial Services, Inc Village Creek Drive, Suite 2000 Plano, TX Allen: (972) Merrill: (214) allen.r.gibson@ampf.com m.m.greer@ampf.com allengibson.com Five ofes Working with this financial advisor is not a guarantee of future financial success. Investors should conduct their own evaluation of a financial professional. Brokerage, investment and financial advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC. Some products and services may not be available in all jurisdictions or to all clients.

15 Inspire Financial Group Changing the World by Helping Our Clients Realize Their Dreams Left to right: Chad Harris, two-year winner Charles E. King, Chris Conrad, Tana Barker, Clifford I. Nichols, J. Bruce Brennan, two-year winner Tyson King and Brian Hart Excellent service using a team-based approach Constant communication and individual client attention Professionals in wealth accumulation, conservation and distribution True Blue Business Recognized For Commitment to Clients, Employees and Community You know that feeling you get when someone says they will do something by a certain time and they do? Since 1997, we have focused on creating this feeling in our clients. It s simple. We find out what our clients dreams are and then create a plan to help them realize those dreams. We call it the Dream Realization Plan, a customized roadmap of a five-stage journey to financial freedom. Along the way, we passionately serve our clients through monthly communications, quarterly phone calls and yearly reviews. Inspire Financial Group, Inc Spectrum Boulevard, Suite 200 Richardson, TX Phone: (972) Toll-free: (866) info@inspirefg.com Saving, protecting and investing assets throughout a lifetime. Five Staon Two-Year Winner Securities Offered Through GWN Securities, Inc., Member FINRA, SIPC. GWN Securities, Inc., N Jog Rd., Palm Beach Gardens, FL 33418, (561) Inspire Financial Group, Inc. is not affiliated with GWN Securities, Inc. Five ofes t e x a s m o n t h l y. c o m August 2012 WMD-15

16 WMD-16 August 2012 t e x a s m o n t h l y. c o m LD Lowe Wealth Advisory Group Partnering With You to Help Fulfill Your Dreams Left to right: Standing: Molly McCarthy, Shane Brewer, Ethan Bonar, three-year winner Lloyd Lowe, Sr. Seated: Cinda Lowe, Hoot and Judy Rupay Providing world-class service A boutique firm with resources in every area of life Fulfilling your dreams by utilizing our training, tenure and track record Titles: Lloyd Lowe, Sr., Owner and Founder Credentials: MBA in Financial Planning, RFC, CRC At LD Lowe Wealth Advisory, we build a bridge to your future. There s no cookie-cutter approach; we do it with investments and plans that are as independent and unique as you are. Whether it is having more time with those you love, retreating to that home in the islands or having the time to master any 4809 Cole Avenue, Suite 330 Dallas, TX Office: (972) Fax: (972) info@ldloweplan.com LD Lowe Wealth Advisory. A Registered Investment Advisor. Financial Planning, Investment, Estate Planning hobby you choose, your definition of wealth and freedom counts. We invite you to read Lloyd and Ethan s new book, Life s Bridges it is an easy-to-read blueprint to planning for the future. One-hundred percent of the proceeds go to Vogel Alcove. Learn more at Five Staon Five ofes

17 Lee Financial Corporation Celebrating 37 Years As a Fee-Only Financial Advisor Left to right: Standing: Two-year winner Doug Jones, 2012 winner Dan Peters, three-year winner Richie Lee, 2012 winners Eddie Rodriguez and Danny Boyce; Seated: Two-year winner Dusty Wallace, three-year winners Dana Pingenot and Teresa Quinn Fee-only financial planning and wealth management Dedicated advisory team Tailored portfolio construction Since 1975, Lee Financial has helped clients manage the diverse aspects of wealth to cultivate security, success and fulfillment. The firm s process goes beyond advising on financial matters to helping their clients establish personal goals and manage their financial-planning needs and opportunities. LFC offers Merit Drive, Suite 1500 Dallas, TX Office: (972) Fax: (972) Info@Leefin.com Areas of Focus: High-Net-Worth Wealth Management Credentials: CFA, CFP, CLU, MBA an experienced team of portfolio managers and in-house analyst to address clients portfolio needs. The firm s access to alternative investments compliments its traditional portfolios, adding an additional level of diversification. Five Staon Different types of investments involve varying degrees of risk. It should not be assumed that future performance of any specific investment or investment strategy, or any non-investment content, will be profitable, equal any corresponding indicated historical performance level(s), be suitable for your portfolio or individual situation, or prove successful. Five ofes t e x a s m o n t h l y. c o m August 2012 WMD-17

18 Chris A. Lewis Client Focused to Help You Succeed WMD-18 August 2012 t e x a s m o n t h l y. c o m Left to right: Claudia Perez Brown, three-year winner Chris A. Lewis and Ty Tran Unbiased financial advice Retirement planning expertise An integrated and comprehensive approach Titles: President, Registered Principal Chris A. Lewis and Claudia Perez Brown bring more than 48 years of combined financial experience. Together, we founded Lewis Brown with one goal: to help families preserve and achieve a financially secure future. Our primary focus is protecting and preserving what matters most to you. This commitment is strengthened by our Areas of Focus: Retirement Planning and Investment Strategies experience and the values we share with our clients. The result is a custom-tailored approach for helping you pursue your near and long-term investment goals. We are honored to have been named Five Star Wealth Managers* for our third year, based on feedback from clients and industry experts West Plano Parkway, Suite 2300 Plano, TX Office: (972) Toll-free: (888) info@personal-investments.net Securities and advisory services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser. *Five Star award recipients were nominated by either their broker/dealer or peers or were prequalified. They satisfied objective eligibility and evaluation criteria associated with providing quality services to clients. The criteria includes: active credentialed financial professional for a minimum of five years, favorable regulatory and complaint history, fulfillment of firm s internal review, accepting new clients, client retention rates, client assets administered, number of client households, education and professional designations. No fee is paid to be included in the research or on the final list. The award is not indicative of the wealth managers future performance. No more than 7 percent of the wealth managers in a market receive the Five Star award. For more information please visit Five Staon Five ofes

19 Spencer McGowan McGowanGroup Asset Management, Inc. Left to right: Dominique Henderson, Bobby Boyce, Kathie McWhorter, two-year winner Spencer McGowan, Sandra Henderson, Vanessa Avila and Alex Tollen Excellence in service Performance tracking Timely advice and counsel Title: President, McGowanGroup Asset Management, Inc. Credential: Certified Investment Management Analyst SM The firm s expertise extends across multiple investment categories: traditional safety in fixed income, high cash-flow strategies and growth with dividends. Investment strategies emphasize generating income today while preserving capital for the future. 200 Crescent Court, Suite 657 Dallas, TX Office: (214) Toll-free: (866) info@themcgowangroup.com MGAM provides cash flow-based investment planning. Five Staon Two-Year Winner The approach begins with an investment planning analysis to understand clients on a more personal level. Every client has a custom investment plan and detailed strategy created to meet their goals. The firm s focus is maximizing client profits while minimizing costs and providing excellent customer service. McGowanGroup Asset Management, Inc. is a Federally Registered Investment Advisory Firm utilizing Pershing LLC, a BNY Mellon Company for asset custody. Securities offered through independent firm, Spire Securities, LLC, a Registered Broker/Dealer and member FINRA/SIPC. Five ofes t e x a s m o n t h l y. c o m August 2012 WMD-19

20 Four-year winner David E. Meadors WMD-20 August 2012 t e x a s m o n t h l y. c o m David has been a financial advisor since 1994 and focuses on comprehensive wealth management strategies for individuals and institutions. He takes the time to help his clients build a life plan, so together, they can develop a supporting investment plan. It is his belief that portfolio structure is just as important as product selection in determining the appropriate asset allocation to meet the client s financial objectives. Client reviews are also an important part of David s process. Our areas of focus are comprehensive wealth management strategies. David E. Meadors Meadors Wealth Management Group at Morgan Stanley Smith Barney It s Not Just Your Money, It s Your Life 7500 Dallas Parkway, Suite 500 Plano, TX Office: (972) Toll-free: (877) david.e.meadors@mssb.com Morgan Stanley Smith Barney LLC. Member SIPC. Holistic wealth management Personalized client support Retirement, financial and estate planning David E. Meadors, Senior Vice President Wealth Management, Senior Portfolio Director; Beth Hammans, Registered Client Service Associate; Chelsea Tobias, Senior Client Service Associate; Hilary Meadors, Senior Marketing Associate Left to right: Chelsea Tobias, four-year winner David E. Meadors, Hilary Meadors and Beth Hammans Five Staon Five ofes