The Peachtree Group at Morgan Stanley

Transcription

1 The Peachtree Group at Morgan Stanley

2 3280 PEACHTREE RD NE SUITE 1900 ATLANTA, GA / MAIN / TOLL-FREE / FAX index.htm thepeachtreegroup@morganstanley.com

3 The Peachtree Group at Morgan Stanley As the financial world becomes more complex and investment choices multiply, careful planning becomes ever more important to helping you achieve your financial goals. As Financial Advisors, our role is to work with you to help you develop a plan that lays out a clear path to your goals a plan that we develop in collaboration with you, and one that you can follow with confidence in the face of the market s ups and downs. Together, we will explore a broad range of topics that are likely to influence your financial future from your family situation to your career aspirations, from likely education expenses to the retirement you ultimately envision. What we learn will become the foundation for a financial and investment strategy based on who you are and where you want to go. Only then will we talk with you about the details of investing: how much risk makes sense, your asset allocation, and which investments are right for your portfolio. But that s just the beginning. Over time, we will revise your plan to reflect new aspirations and priorities, helping your plan keep pace as the markets change and your life unfolds. THE PEACHTREE GROUP 3

4 Meet the Professionals Brian L. Moore Corporate Client Group Director Executive Director Financial Advisor Andrew Harbour, CFP Senior Portfolio Manager Senior Vice President Financial Advisor Brian Moore is a Director Wealth Management, Corporate Client Group Director with Morgan Stanley and Senior Institutional Consultant and 401(k) Consulting Group Director/Financial Advisor with Morgan Stanley s Consulting Group. In addition, Mr. Moore has obtained the retirement plan industry designation of PLAN SPONSOR Retirement Professional (PRP ). Mr. Moore joined Morgan Stanley in 1989 with prior experience at Paine Webber and Super Valu, Inc. in financial management. The Corporate Client Group is recognized for providing corporations and their executives with support in the areas of retirement and deferred compensation plans, employee stock plans, control & restricted securities, hedging strategies, financial planning, and fee based portfolio management. Mr. Moore is currently a member of the National Association of Stock Plan Professionals (NASPP), the Association of Professional Investment Consultants (APIC), Investment Management Consultants Association (IMCA) and Morgan Stanley's Director's Club. Mr. Moore graduated from Wright State University with a Bachelor of Science degree in Finance and a Master in Business Administration (MBA) degree. Andrew Harbour is a Senior Vice President Wealth Management, Financial Advisor and a Senior Portfolio Manager with The Peachtree Group at Morgan Stanley in Atlanta, Georgia. Mr. Harbour is a Certified Investment Management Analyst, a CERTIFIED FINANCIAL PLANNING SPECIALIST. Mr. Harbour joined Morgan Stanley in 1995 and with The Peachtree Group is focused on supporting corporations with benefit programs and executives with financial planning and portfolio management. Mr. Harbour is an adjunct instructor in the University of Georgia's Terry College Executive Program and a member of the Financial Planning Association, the National Association of Stock Plan Professionals, the Investment Management 4 MORGAN STANLEY

5 Consultants Association and a Morgan Stanley s President's Club member. Mr. Harbour is an Atlanta native and graduated from Taylor University with a Bachelor of Science degree in Business and a Master of Science in Personal Financial Planning from the College for Financial Planning.

6 Jeffrey E Trapnell Senior Investment Management Consultant Vice President Financial Advisor Scott Novellas, CFP Investment Management Consultant Vice President - Wealth Management Financial Advisor Jeffrey Trapnell is a Vice President Wealth Management, Financial Advisor with The Peachtree Group at Morgan Stanley in Atlanta, Georgia. Mr. Trapnell joined Morgan Stanley in 1995 and has focused his efforts in working with corporations and their executives in the areas of asset management, control & restricted securities, hedging strategies and employee stock option plans. Before joining Morgan Stanley, he worked for the Entrepreneurial Advisory Services division of Coopers & Lybrand in their Carolinas region. Mr. Trapnell graduated from the University of Georgia with a Bachelor of Business Administration degree. Scott Novellas is a CERTIFIED FINANCIAL PLANNER and Financial Advisor who helps corporate executives and retirees build, preserve, and transfer wealth. What he enjoys most is helping his clients try to minimize the time and stress of their finances. Mr. Novellas has spent 14 years as a Financial Advisor offering a wide variety of programs and services from a full financial analysis to helping meet a future retirement income need. People who know him can always count on his creative strategies and direct approach. He has helped people understand and develop the right planning approach to their individual situation by utilizing tools that help manage risk, taxes and market volatility. He graduated from the University of Georgia with a degree in International Business and holds Series 7, 31, 63 & 65 Licenses. Mr. Novellas is married with 2 children and resides in Atlanta, Georgia. In his spare time he enjoys outdoor activities with his family, playing golf, adventure racing, and recently completed his first Triathlon. 6 MORGAN STANLEY

7 Philip M. Moran, CRPS Financial Planning Specialist Vice President Financial Advisor Phil Moran is a Vice President, Wealth - Management, Financial Advisor and a Financial Planning Specialist with The Peachtree Group at Morgan Stanley in Atlanta, Georgia. Mr. Moran has been with Morgan Stanley since Mr. Moran s primary focus is assisting clients establish their financial priorities, developing a financial plan and identifying a flexible strategy to help them monitor and manage their plan. Mr. Moran focuses in working with employees approaching retirement, and retirees, in helping to plan effective income distribution and wealth preservation strategies. Mr. Moran has been an active member of notable securities industry organizations; and is a former President of the Retail Security Brokers of Georgia and has served on the board of the Georgia Securities Association. Mr. Moran is an active volunteer for Habitat of Humanity. Mr. Moran attended Baruch College-City University of NY. Cassandra Moore Financial Planning Specialist Financial Advisor Cassie Moore is a Financial Advisor and Financial Planning Specialist with The Peachtree Group at Morgan Stanley in Atlanta, Georgia. Originally joining Morgan Stanley in 2000 as a Registered Associate; she now focuses her efforts in working with corporate retirement plans and executives in the area of wealth management. Ms. Moore s practice is structured to help provide wealth management strategies and comprehensive financial planning to individuals and their families, helping to guide them through complex transition periods in their personal and professional life. Ms. Moore graduated from Auburn University with a Bachelor of Science degree in Finance. THE PEACHTREE GROUP 7

8 Developing Your Wealth Management Strategy Your achievements reflect substantial effort, and we will work just as hard on your behalf, committing our experience and skills to helping you achieve your unique goals for your wealth. Moreover, we will support you and your strategy with the resources and perspective of one of the world s largest financial firms. 1 We will discuss your current financial resources, time horizon for your goals, tolerance for risk even how your liabilities are structured. If you own a business, we also might discuss your current banking and cash management needs. 8 MORGAN STANLEY

9 Discover Plan 2 We will present a plan to help address needs such as income and retirement planning, asset protection, investment management, strategic borrowing, wealth transfer and business succession. We will also recommend an asset allocation strategy reflecting your risk tolerance and investment time horizon. Review Implement 3 The team will work closely with you to bring the elements of your plan to life, helping you to select from the hundreds of investment management firms available to you, and identify specific stocks, bonds and other securities that may be suitable for your portfolio. Then we will closely monitor your portfolio. 4 You will receive a comprehensive quarterly performance review, helping you track progress toward your objectives. And when your circumstances change, we will work with you to revise your strategy and reposition your assets to reflect your new needs and goals.

10 Morgan Stanley strives to offer clients the finest in financial thinking, products and execution to help them meet their individual needs and achieve their personal financial goals. When we work together, you ll benefit from personalized advice, objective guidance and dedication to your success as an investor. With access to Morgan Stanley s renowned global resources and investment opportunities, we can help you develop and maintain an optimal investment strategy. Our wealth management strategy will address key areas of your financial life beyond traditional investments and may incorporate diverse recommendations for building and protecting your wealth. 10 MORGAN STANLEY

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12 The investments listed may not be suitable for all investors. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, and encourages investors to seek the advice of a financial advisor. The appropriateness of a particular investment will depend upon an investor's individual circumstances and objectives. Certified Financial Planner Board of Standards Inc. owns the certification marks CFP, CERTIFIED FINANCIAL PLANNER and federally registered CFP (with flame design) in the U.S.,which it awards to individuals who successfully complete CFP Board s initial and ongoing certification requirements. Investment Management Consultants Association, Inc. owns the marks CIMA, Certified Investment Management AnalystSM (with graph element), and Certified Investment Management AnalystSM. Morgan Stanley Financial Advisors do not provide tax or legal advice. This material was not intended or written to be used for the purpose of avoiding tax penalties that may be imposed on the taxpayer. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters. Morgan Stanley Smith Barney LLC offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please contact us to understand these differences. Morgan Stanley Smith Barney LLC is a registered brokerdealer, not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking-related products and services. Unless otherwise specifically disclosed to you in writing, investments and services offered through Morgan Stanley are not insured by the FDIC, are not deposits or other obligations of, or guaranteed by, banks and involve investment risks, including possible loss of principal amount invested. Asset allocation and diversification do not guarantee a profit or protect against loss Morgan Stanley Smith Barney LLC. Member SIPC /2013 CRC