INVESTMENT COMPANIES

Transcription

1 INVESTMENT COMPANIES RSA 31:25-d states: The trustees of trust funds may manage and invest such funds in accordance with the prudent investor rule under RSA 564-B: RSA 564-B:9-906 without regard to the investment limitations of RSA 31:25 and RSA 31:25-a, provided, however, the trustees of trust funds: I. Notify the attorney general in writing of their decision to invest according to the prudent investor rule; and II. Hire or employ the trust department of a bank or a brokerage firm to provide investment advice and assistance under RSA 31:38-a, III. Because RSA 31:25-d II requires the hiring and/or employment of an investment professional by the Trustees of Trust Funds this office has been asked to compile a listing of trust departments and/or brokerage firms that will provide investment advise to Trustees of Trust Funds and we are pleased to provide the following list. DISCLAIMER: This list is provided for informational purposes only as a courtesy to New Hampshire municipalities and may or may not be a complete list of all companies providing investment services to Trustees of Trust Funds. The names are listed in no particular order and this listing does not constitute a recommendation of any trust department and/or brokerage firm by the State of New Hampshire and/or the New Hampshire Attorney General. This list may be updated from time to time. Stephen H. Boyle Morgan Stanley 1 Harbor Place, Suite stephen.boyle@morganstanley.com Mary Beth Haut Citizens Bank, NA 875 Elm Street, NE 4-06 (603) mary.beth.haut@citizensbank.com Keith Pike Vice President, Government Banking TD Bank, NA PO Box 477 Concord, NH keith.pike@td.com Doc # /27/2008 Revised 11/5/2008, 6/12/2009, 10/14/2009, 11/10/2009, 1/6/2010, 6/23/2010, 10/21/2010, 12/10/2010, 1/21/2011, 1/26/2011, 4/11/2011, 7/27/2011, 11/14/2011, 3/16/2012, 5/14/2012, 5/31/2012, 6/19/2012, 6/28/2012, 9/14/2012, 9/24/2012, 10/2/2012, 10/22/2012, 10/25/2012, 3/13/2013, 3/28/2013, 5/3/2013, 12/12/13, 4/7/2014, 5/8/2014, 8/7/2014, 8/18/2014, 9/11/2014, 12/15/2014, 1/26/2015, 4/24/2015, 7/20/2015, 9/3/2015, 9/25/2015, 10/2/2015, 11/2/2015

2 - - 2 JoAnn Klatskin PFM Asset Management LLC NHPDIP Administrator William Sullivan, Managing Director One Keystone Plaza, Suite 300 North Front and Market Streets Harrisburg, PA Direct: Cell: sullivanw@pfm.com Kathryn M. Woodfin Senior Partner - Chief Accounting Officer Charter Trust Company 90 North Main Street (603) Direct Dial: (603) kwoodfin@chartertrust.com Brian Kobuszewski, CFA, CFP, CTFA U.S. Trust, Bank of America Private 225 Franklin Street, MA Boston MA (617) brian.c.kobuszewski@ustrust.com Susan Martore-Baker President Cambridge Trust Company of NH 49 South Main Street, Suite 203 (603) Polly Henkel, CPA Principal Weyland Capital Management, LLC 22 Deer Street, Suite 200 (603) phenkel@weyland.com Brian A. Smith Guided Portfolio Manager Morgan Stanley Smith Barney LLC. The Strachan Group 28 State Street, 25th Floor Boston MA (617) brian.a.smith@smithbarney.com Kenneth R Kinder - Investments Kinder Financial Group Of Stifel, Nicolaus & Company, Inc Main Street, Suite 2 St. Johnsbury, VT (800) kinderk@stifel.com Michael Onorato Vice President US Trust, Bank of America Private 1155 Elm Street, 3rd Floor Mail stop: NH (603) Blackberry (603) michael.onorato@ustrust.com

3 - - 3 Margaret M. Tully Chief Investment Strategist Tully & Co. Investments LLC 481 Hanover Street Manchester, NH (p) (f) toll free TULLYCO mtully@tully-investments.com Edward F. Oakes Hancock Tax and Financial Services 323 Littleton Road Westford MA (978) Fax (978) efo@hancocktax.com Mark S. Cross-Powers Market Leader People's United Bank Division 1750 Elm Street, Suite 110 Manchester, NH (603) (603) (fax) mark.cross-powers@peoples.com Daniel Cohen, CFP Vice President-Investments Senior Portfolio Manager UBS Financial Services 1155 Elm Street, 5th Floor direct toll free fax mobile daniel.m.cohen@ubs.com Stephen Demarais Vice President - Investments Accredited Wealth Advisor Market Square Capital Advisors UBS Financial Services Inc. 20 Ladd Street (866) stephen.demarais@ubs.com Carl Amos Johnson, MBA, CFP, AIF Fiduciary Advisor (Fee-only) Grove Street Fiduciary, Inc. 20 Grove Street, PO Box 396 Peterborough, NH (800) carl@grovestreetfiduciary.com. Paul E. Peltier, JD, President Exeter Trust Company 155 Fleet Street (603) Raymond R. Noel, CPWA, RFC, CDFA, MBA, CFS, Accredited Investment Fiduciary LPL Financial 165 South River Road, Unit D Bedford, NH Phone: Fax: Raymond.Noel@lpl.com

4 - - 4 Clayton Skip Poole Boston Asset Management 11 South Main Street, Suite 300 Phone: (877) Fax (603) clayton.poole@bostonassetmanagement. com Kurt A. Patten, CFP - Wealth Management Senior Portfolio Manager Morgan Stanley Smith Barney LLC 1000 Elm Street, 14th Floor Fax: Kurt.A.Patten@mssb.com Edward J. Moffitt, CFP Vice President, Investments Moffitt Wealth Management/Raymond James 60 William Street, Suite 150 Wellesley Hills, MA (781) Fax: (781) ed.moffitt@raymondjames.com William J. Thomas III, CFA Vice President-Investment Officer Wells Fargo Advisors 35 Centerra Parkway Lebanon, NH (603) bill.thomas@wfadvisors.com G. Stevens Davis, Jr. (Steve) Northern Trust 1 International Place, Suite 1600 Boston, MA (617) Sd273@ntrs.com Timothy S. Lesko Principal, Portfolio Management Granite Investment Advisors 11 South Main Street, Suite 501 (800) (toll-free) (603) (direct) (603) (fax) tim@graniteinv.com Cydney Shapleigh-Johnson, CTFA SVP, Chief Officer Bank of New Hampshire 62 Pleasant Street Laconia, NH Fax: johnsonc@banknh.com Richard T. Iannacone, CFP Barbara F Letvinchuk, CFP RBC 9 Trafalgar Square Nashua, NH dick.iannacone@rbc.com barbara.letvinchuk@rbc.com

5 - - 5 Keith Burbank Vice President, Investment Officer Boston Asset Management 11 South Main Street, Suite keith@bostonassetmanagment.com Todd D. Allen Vice President - Senior Wealth Advisor Mascoma Mascoma Bank Building 80 South Main Street Hanover, NH Fax: todd.allen@mascomabank.com Daniel J. Kimbell - CTFA/CRSP Passumpsic Financial Advisers Executive Vice President Managing Director 81 Meadow Street Littleton, NH (603) dkimbell@passumpsicfinadvisors.com Lyn Tober AAMS Passumpsic s 117 Main Street Lancaster, NH (603) x 2219 ltober@passumpsicfinadvisors.com Harold D. Losey, Jr., CFA Jennifer L. Carleton, AAMS RBC 45 South Main Street, Suite 200 (603) (877) harold.losey@rbc.com jennifer.carleton@rbc.com