INVESTMENT COMPANIES

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1 INVESTMENT COMPANIES RSA 31:25-d states: The trustees of trust funds may manage and invest such funds in accordance with the prudent investor rule under RSA 564-B: RSA 564-B:9-906 without regard to the investment limitations of RSA 31:25 and RSA 31:25-a, provided, however, the trustees of trust funds: I. Notify the attorney general in writing of their decision to invest according to the prudent investor rule; and II. Hire or employ the trust department of a bank or a brokerage firm to provide investment advice and assistance under RSA 31:38-a, III. Because RSA 31:25-d II requires the hiring and/or employment of an investment professional by the Trustees of Trust Funds this office has been asked to compile a listing of trust departments and/or brokerage firms that will provide investment advise to Trustees of Trust Funds and we are pleased to provide the following list. DISCLAIMER: This list is provided for informational purposes only as a courtesy to New Hampshire municipalities and may or may not be a complete list of all companies providing investment services to Trustees of Trust Funds. The names are listed in no particular order and this listing does not constitute a recommendation of any trust department and/or brokerage firm by the State of New Hampshire and/or the New Hampshire Attorney General. This list may be updated from time to time. Stephen H. Boyle Morgan Stanley 1 Harbor Place, Suite Mary Beth Haut Citizens Bank, NA 875 Elm Street, NE 4-06 (603) Keith Pike Vice President, Government Banking TD Bank, NA PO Box 477 Concord, NH Doc # /27/2008 Revised 11/5/2008, 6/12/2009, 10/14/2009, 11/10/2009, 1/6/2010, 6/23/2010, 10/21/2010, 12/10/2010, 1/21/2011, 1/26/2011, 4/11/2011, 7/27/2011, 11/14/2011, 3/16/2012, 5/14/2012, 5/31/2012, 6/19/2012, 6/28/2012, 9/14/2012, 9/24/2012, 10/2/2012, 10/22/2012, 10/25/2012, 3/13/2013, 3/28/2013, 5/3/2013, 12/12/13, 4/7/2014, 5/8/2014, 8/7/2014, 8/18/2014, 9/11/2014, 12/15/2014, 1/26/2015, 4/24/2015, 7/20/2015, 9/3/2015, 9/25/2015, 10/2/2015, 11/2/2015

2 - - 2 JoAnn Klatskin PFM Asset Management LLC NHPDIP Administrator William Sullivan, Managing Director One Keystone Plaza, Suite 300 North Front and Market Streets Harrisburg, PA Direct: Cell: Kathryn M. Woodfin Senior Partner - Chief Accounting Officer Charter Trust Company 90 North Main Street (603) Direct Dial: (603) Brian Kobuszewski, CFA, CFP, CTFA U.S. Trust, Bank of America Private 225 Franklin Street, MA Boston MA (617) Susan Martore-Baker President Cambridge Trust Company of NH 49 South Main Street, Suite 203 (603) Polly Henkel, CPA Principal Weyland Capital Management, LLC 22 Deer Street, Suite 200 (603) Brian A. Smith Guided Portfolio Manager Morgan Stanley Smith Barney LLC. The Strachan Group 28 State Street, 25th Floor Boston MA (617) Kenneth R Kinder - Investments Kinder Financial Group Of Stifel, Nicolaus & Company, Inc Main Street, Suite 2 St. Johnsbury, VT (800) Michael Onorato Vice President US Trust, Bank of America Private 1155 Elm Street, 3rd Floor Mail stop: NH (603) Blackberry (603)

3 - - 3 Margaret M. Tully Chief Investment Strategist Tully & Co. Investments LLC 481 Hanover Street Manchester, NH (p) (f) toll free TULLYCO Edward F. Oakes Hancock Tax and Financial Services 323 Littleton Road Westford MA (978) Fax (978) Mark S. Cross-Powers Market Leader People's United Bank Division 1750 Elm Street, Suite 110 Manchester, NH (603) (603) (fax) Daniel Cohen, CFP Vice President-Investments Senior Portfolio Manager UBS Financial Services 1155 Elm Street, 5th Floor direct toll free fax mobile Stephen Demarais Vice President - Investments Accredited Wealth Advisor Market Square Capital Advisors UBS Financial Services Inc. 20 Ladd Street (866) Carl Amos Johnson, MBA, CFP, AIF Fiduciary Advisor (Fee-only) Grove Street Fiduciary, Inc. 20 Grove Street, PO Box 396 Peterborough, NH (800) Paul E. Peltier, JD, President Exeter Trust Company 155 Fleet Street (603) Raymond R. Noel, CPWA, RFC, CDFA, MBA, CFS, Accredited Investment Fiduciary LPL Financial 165 South River Road, Unit D Bedford, NH Phone: Fax:

4 - - 4 Clayton Skip Poole Boston Asset Management 11 South Main Street, Suite 300 Phone: (877) Fax (603) com Kurt A. Patten, CFP - Wealth Management Senior Portfolio Manager Morgan Stanley Smith Barney LLC 1000 Elm Street, 14th Floor Fax: Edward J. Moffitt, CFP Vice President, Investments Moffitt Wealth Management/Raymond James 60 William Street, Suite 150 Wellesley Hills, MA (781) Fax: (781) William J. Thomas III, CFA Vice President-Investment Officer Wells Fargo Advisors 35 Centerra Parkway Lebanon, NH (603) G. Stevens Davis, Jr. (Steve) Northern Trust 1 International Place, Suite 1600 Boston, MA (617) Timothy S. Lesko Principal, Portfolio Management Granite Investment Advisors 11 South Main Street, Suite 501 (800) (toll-free) (603) (direct) (603) (fax) Cydney Shapleigh-Johnson, CTFA SVP, Chief Officer Bank of New Hampshire 62 Pleasant Street Laconia, NH Fax: Richard T. Iannacone, CFP Barbara F Letvinchuk, CFP RBC 9 Trafalgar Square Nashua, NH

5 - - 5 Keith Burbank Vice President, Investment Officer Boston Asset Management 11 South Main Street, Suite Todd D. Allen Vice President - Senior Wealth Advisor Mascoma Mascoma Bank Building 80 South Main Street Hanover, NH Fax: Daniel J. Kimbell - CTFA/CRSP Passumpsic Financial Advisers Executive Vice President Managing Director 81 Meadow Street Littleton, NH (603) Lyn Tober AAMS Passumpsic s 117 Main Street Lancaster, NH (603) x 2219 Harold D. Losey, Jr., CFA Jennifer L. Carleton, AAMS RBC 45 South Main Street, Suite 200 (603) (877)

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