Dallas Office Dallas Parkway Suite 1100 Dallas, TX

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1 October 1, 2013 Dallas Office Dallas Parkway Suite 1100 Dallas, TX Little Rock Office 400 W. Capitol Avenue Little Rock, AR Advisors presented in this supplement: Steven Toomey David Richards Michael Loveless Matthew Wahl Allison Wright Jeffrey Layman Jack Thurman Zachary Swartz This brochure supplement provides information about employees of BKD Wealth Advisors, LLC (BKDWA) located in our Little Rock, Arkansas, office as well as employees who serve you from our corporate office in Springfield, Missouri. This supplements our Form ADV, Part 2. You should have received a copy of this brochure. Please contact this office at the number provided above if you did not receive the brochure or if you have any questions related to the brochure or this supplement. Additional information about each investment advisor representative can be found on the SEC s website at

2 Steven Toomey Steven Toomey Benefit Plan Consulting Principal Interim Office Director Born 1964 University of Nebraska, MBA in Finance University of Nebraska, BA in Business Administration Certified Investment Management Analyst (CIMA ) Business Principal BKD Wealth Advisors, LLC Benefit Plan Consulting Division (June 2009 Present) Interim Office Director BKD Wealth Advisors, LLC (October 2013 Present) Principal and Office Director BKD Wealth Advisors, LLC (June 2006 March 2011) Senior Managing Advisor and Office Director BKD Wealth Advisors, LLC (October 2002 June 2006) Equity Analyst Waddell & Reed (January 2002 October 2002) Senior Vice President Equity Research George K. Baum, Co. (June 1994 December 2001) Assistant Vice President Great American Ins. (February 1992 June 1994) Consultant Ernst & Young (May 1991 February 1992) Cost Analyst Ford Motor Company ( ) Mr. Toomey will not receive compensation for The person responsible for supervising Mr. Toomey Jack Thurman, CIMA Principal and President P.O. Box 1190 Each Principal reports directly to BKDWA s President, Jack Thurman. Mr. Thurman has overall supervisory authority and responsibility within the Firm. David Richards David Richards Senior Managing Advisor Born 1971 Newman University, MBA Missouri State University, BS in Finance CERTIFIED FINANCIAL PLANNER (CFP ) Business Senior Managing Advisor BKD Wealth Advisors, LLC (October 2013 Present) Office Director and Managing Advisor BKD Wealth Advisors, LLC (October 2012 September 2013) Director Investment Services Pension Consultants, Inc. (August 2007 October 2012) 2

3 Account Executive Great-West Retirement Services (June 2002 August 2007) Investment Consultant Charles Schwab & Co., Inc. (October 1999 June 2002) Mr. Richards will not receive compensation for The person responsible for supervising Mr. Richards Steven Toomey, CIMA Principal 1201 Walnut Street, Suite 1700 Kansas City, MO Michael Loveless Michael Loveless Principal Born 1953 University of Central Arkansas, Conway, BS in Business and Economics Accredited Investment Fiduciary (AIF ) CERTIFIED FINANCIAL PLANNER (CFP ) Certified Investment Management Consultant (CIMC ) Business Principal BKD Wealth Advisors, LLC (June 2000 Present) Principal and Office Director BKD Wealth Advisors, LLC (June 2000-September 2010) Principal BKD, LLP (June 2000 Present) Investment Committee Member BKD Wealth Advisors, LLC (June 2000 November 2001) Vice President and Owner Myers Loveless, Inc. (February 1995 May 2000) Vice President Paine Webber (February 1990 February 1995) Vice President Institutional Marketing Stephens, Inc. (December 1979 February 1990) Mr. Loveless will not receive compensation for The person responsible for supervising Mr. Loveless Jack Thurman, CIMA Principal and President Each Principal reports directly to BKDWA s President, Jack Thurman. Mr. Thurman has overall supervisory authority and responsibility within the Firm. 3

4 Matthew Wahl Matthew Wahl Senior Managing Advisor Portfolio Manager Born 1975 University of Arkansas, Little Rock, MBA in Finance Hendrix College, BA in Economics Chartered Financial Analyst (CFA ) CERTIFIED FINANCIAL PLANNER (CFP ) Certified Public Accountant (CPA) Business Senior Managing Advisor and Portfolio Manager BKD Wealth Advisors, LLC (October 2013 Present) Managing Advisor and Portfolio Manager BKD Wealth Advisors, LLC (June 2008 September 2013) Portfolio Manager Morgan Asset Management (August 2004-June 2008) Equity Associate Analyst Stephens, Inc. (March 2000-July 2004) Mr. Wahl will not receive compensation for advisory services from any source outside of BKD Wealth Advisors, LLC. Each Portfolio Manager reports directly to BKDWA s Chief Investment Officer, Jeff Layman. Mr. Layman is responsible for oversight of all trading and research activities performed by the Portfolio Managers and the Investment Committee Members. The person responsible for supervising Mr. Wahl Jeff Layman, CFA Principal and Chief Investment Officer The Chief Investment Officer reports directly to BKDWA s President, Jack Thurman. Mr. Thurman has overall supervisory authority and responsibility within the Firm. Mr. Thurman can be reached at. Allison Wright Allison Wright Managing Advisor Born 1983 University of Kansas, BS in Accounting Business Managing Advisor BKD Wealth Advisors, LLC (October 2013 Present) Senior Advisor BKD Wealth Advisors, LLC (January 2010 September 2013) Staff Consultant BKD, LLP (January 2007 December 2009) Ms. Wright will not receive compensation for 4

5 The person responsible for supervising Ms. Wright Steven Toomey, CIMA Principal 1201 Walnut Street, Suite 1700 Kansas City, MO Jeffrey Layman Jeffrey Layman Principal and Chief Investment Officer Born 1965 Missouri State University, MBA in Finance Missouri State University, BS in Finance Chartered Financial Analyst (CFA ) Business Chief Investment Officer BKD Wealth Advisors, LLC (April 2008 Present) Principal BKD Wealth Advisors, LLC (June Present) Principal BKD, LLP (February 2007-Present) Senior Portfolio Manager and Director of Investment Services BKD Wealth Advisors, LLC (March 2000 June 2007) Senior Vice President Bank of America Investment Management (July 1995 March 2000) Registered Representative Boatmen s Bank (September 1988 July 1995) Management Trainee Boatmen s Bank (June 1987 September 1988) Mr. Layman will not receive compensation for The Chief Investment Officer reports directly to the President, Jack Thurman. Mr. Thurman has ultimate responsibility for all trading and research activities performed by the Portfolio Managers and the Investment Committee Members. The person responsible for supervising Mr. Layman Jack Thurman, CIMA Principal and President Jack Thurman Jack Thurman Principal and President Born 1961 Drury University, BA in Business Administration Certified Investment Management Analyst (CIMA ) 5

6 Business Principal and President BKD Wealth Advisors, LLC (February 2000 Present) Chief Compliance Officer BKD Wealth Advisors, LLC (August 2008-September 2013) Principal BKD, LLP (February 2000-Present) Vice President Merrill Lynch (January 1986 February 2000) Mr. Thurman will not receive compensation for As Principal and President of BKDWA, Mr. Thurman has ultimate responsibility for the Firm. He does not report to any other employee of BKDWA. Mr. Thurman reports directly to Michael Burlew, Regional Managing Partner of the Initiatives and Subsidiaries Region of BKDWA s parent company, BKD, LLP. Mr. Burlew can be reached at Zachary Swartz Zachary Swartz Managing Advisor Portfolio Manager Born 1985 Missouri State University, BS in Finance Chartered Financial Analyst (CFA ) Business Managing Advisor and Portfolio Manager BKD Wealth Advisors, LLC (October 2013 Present) Supervising Advisor and Portfolio Manager BKD Wealth Advisors, LLC (December 2012 September 2013) Senior Advisor and Portfolio Manager BKD Wealth Advisors, LLC (November 2010 December 2012) Junior Portfolio Manager BKD Wealth Advisors, LLC (May 2008 November 2010) Investment Intern BKD Wealth Advisors, LLC (November 2006 May 2008) Mr. Swartz will not receive compensation for Each Portfolio Manager reports directly to BKDWA s Chief Investment Officer, Jeff Layman. Mr. Layman is responsible for oversight of all trading and research activities performed by the Portfolio Managers and the Investment Committee Members. The person responsible for supervising Mr. Swartz Jeff Layman, CFA Principal and Chief Investment Officer The Chief Investment Officer reports directly to BKDWA s President, Jack Thurman. Mr. Thurman has overall supervisory authority and responsibility 6

7 within the Firm. Mr. Thurman can be reached at. Accredited Investment Fiduciary (AIF ) Issued by Center for Fiduciary Studies Candidate must complete one of the following: o Web-based program o Capstone program Examination Type: Final certification exam Continuing Education/ Requirements: six hours per year Chartered Financial Analyst (CFA ) Issued by CFA Institute Candidate must meet one of the following o Undergraduate degree and four years of professional experience involving investment decisionmaking, or o Four years qualified work experience (full time, but not necessarily investment related) Educational Requirements o Self-study program (250 hours of study for each of the three levels) Examination Type: three course exams Continuing Education/ Requirements: CERTIFIED FINANCIAL PLANNER (CFP ) Issued by Certified Financial Planner Board of Standards, Inc. Candidate must meet the following o A bachelor s degree (or higher) from an accredited college or university, and o Three years of full-time personal financial planning experience Educational Requirements o Candidate must complete a CFPboard registered program or hold one of the following CPA, ChFC, Chartered Life Underwriter (CLU), CFA, Ph.D. in business or economics, Doctor of Business Administration or Attorney's License Examination Type: CFP Certification Examination Continuing Education/ Requirements: 30 hours every two years Certified Investment Management Analyst (CIMA ) Issued by investment Management Consultants Association Candidate must meet all of the following o Three years of verifiable financial services experience; o Must answer "no" to all disclosure questions on Form U-4 that cover criminal and regulatory violations, civil judicial actions and customer complaints or else satisfactorily justify a "yes" answer Educational Requirements o Self-study program (approximately five months) Examination Type: Online qualification examination after self-study and an online comprehensive certification examination after meeting all requirements of a registered classroom education program Continuing Education/ Requirements: 40 hours every two years Certified Investment Management Consultant (CIMC) Issued by investment Management Consultants Association CIMC designation is no longer issued as of December Current CIMC professionals must continue to meet education and other renewal requirements. 7

8 Continuing Education/ Requirements: 40 hours every two years Certified Public Accountant (CPA) Issued by Individual State Board Candidate must meet the following o A bachelor s degree (or higher) equal to at least 150 hours from an accredited college or university, and o One year of experience (requirement may vary slightly depending on state) Examination Type: CPA Examination covering Auditing & Attestation, Financial Accounting & Reporting, Regulation and Business Environment & Concepts. Continuing Education/ Requirements: 120 hours every three years Certified Trust and Financial Advisor (CTFA) Issued by ABA Institute of Certified Bankers Candidate must meet one of the following o Three years of personal trust experience plus ICB-approved training program, or o Five years of personal trust experience and a bachelor's degree, or o 10 years of personal trust experience Educational Requirements: Examination Type: Final certification exam Continuing Education/ Requirements: 45 hours every three years, minimum of six hours in each of four knowledge areas 8