How To Understand Factoring



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EIF Project "Jeremie" General Report on Factoring 1 Market analysis on Factoring in EU 25+2 prepared by International Factors Group (IFG) for European Investment Fund (EIF) project JEREMIE Preliminary remarks on research Questionnaire sent to members/partners in 25+2 European countries Follow up by telephone Information on Luxemburg is integrated in report on Belgium Information on Ireland is integrated in report on UK In 3 countries : no information received on market shares: UK (competition law) : estimates are included Hungary and Sweden : not available In 5 countries : no estimates available on shares of different factoring products : Belgium, Lithuania, Malta, Poland, Romania.

EIF Project "Jeremie" General Report on Factoring 2 Preliminary remarks Percentage of turnover realized with SME s (European definition) and percentage of SME s using factoring services : only estimates, no detailed information available Only half of the countries could give an estimate of the number of Factoring Users : Austria / Cyprus / Czech Republic / Denmark / Estonia / Finland / France / Germany / Greece / Latvia / Netherlands / Poland / Slovenia / Spain / UK / Bulgaria The average turnover per client and the average borrowed amount are therefore mostly estimates Summary of Findings

EIF Project "Jeremie" General Report on Factoring 3 History of the industry On average, factoring is 23 years old in EU 25 + 2 (average year of first factoring operations : 1983) Oldest countries : Germany and Finland (1959) Newest country : Malta (2006) 2 big waves of start of factoring activities: the sixties : the old EU countries the nineties : the new EU countries In 16 countries, there is a national association of factoring companies (sometimes part of leasing association) Number of Market Players Only members of the national associations are taken into account (if association available) Average number of factoring companies per country in EU 25+2 : 13 Number of players is relatively stable during the last 5 years. Exceptions: Greece from 6 to 11 Italy from 25 to 35 Latvia from 2 to 7 Poland from 7 to 10 Slovakia from 5 to 8 Romania from 3 to 8

EIF Project "Jeremie" General Report on Factoring 4 More info on number of market players Total number in 2006 in EU 25+2 = 316 factoring companies Countries with highest number: UK & Ireland : 57 Italy : 35 France : 31 Hungary : 26 Spain : 21 Germany : 21 Perceived Trend in number of players 11 countries expect new entrances in the coming years : Austria / Cyprus / Estonia / Germany / Greece / Latvia / Lithuania / Malta / Slovakia / Bulgaria / Romania 5 countries expect a consolidation in the market towards fewer players: France / Hungary / Italy / Netherlands / Portugal The other 9 countries expect a status quo.

EIF Project "Jeremie" General Report on Factoring 5 Market Concentration Average market shares in EU 25+2: Number 1 48% Number 2 20% Number 3 14% Total of 3 biggest 82% Least concentrated markets : Germany 47% (20% - 18% - 9%) France 51% (24% - 14 % - 13 %) UK (estimated market shares) : 53% In 9 countries (almost) 100% by 3 or less players: Austria / Belgium / Cyprus / Estonia / Latvia / Lithuania / Malta / Slovenia / Bulgaria Type of Company From the Top 3 Factoring companies: 78,5% are subsidiaries of banks 12,5% are divisions of banks 9% have non-bank shareholders Factoring industry is clearly dominated by banks Banks prefer obviously to have a special factoring vehicle

EIF Project "Jeremie" General Report on Factoring 6 Type of Products offered No information available in 5 countries Average in EU 25+2: 40% Invoice Discounting (with or without recourse) 47% With Recourse Factoring 22% Without Recourse Factoring 2% Other (collection only, reverse factoring ) Big differences between countries Invoice Discounting Countries Sweden 95% UK & Ireland 83% Netherlands 75% Cyprus 74% Germany 65%

EIF Project "Jeremie" General Report on Factoring 7 Without Recourse Countries Germany 95% Bulgaria 90% Denmark 70% Italy 64% France 55% With Recourse Countries Portugal 90% Hungary 90% Austria 90% Czech Republic 85% UK 79% Estonia 75% Slovakia 72% Latvia 70%

EIF Project "Jeremie" General Report on Factoring 8 The European Exception Spain : 38% of confirming / reverse factoring Factoring Turnover Total turnover 2005 in EU 25+2 = 653 Billion Biggest markets: UK & Ireland 226 Billion Italy 111 Billion France 89 Billion Spain 56 Billion Germany 55 Billion Emerging Markets: Malta 0 Bulgaria 20 Million Slovenia 223 Million Romania 550 Million Latvia 737 Million Slovakia 837 Million

EIF Project "Jeremie" General Report on Factoring 9 Estimation of SME s share EU 25+2 : 69% of turnover realized with SME s 80% of factoring users are SME s Countries with low SME share: Spain : 40% of turnover realized with SME s Germany : only 20% of turnover realized with SME s Total number of factoring users Not enough information to give a reliable figure: Only 16 countries could give an estimate In EU 25+2 at least 100.000 companies use factoring

EIF Project "Jeremie" General Report on Factoring 10 Average Turnover per Client Average for EU 25+2 = 2.818.809,00 High Turnover countries: Germany 10 Million per client Finland 8,9 Million Netherlands 7,5 Million Austria 7 Million UK & Ireland 5 Million Low Turnover countries: Bulgaria 350.000,00 Slovenia 370.000,00 Latvia 800.000,00 Estonia 910.600,00 Average amount of financing In EU 25+2 : Each factoring user benefits on average from a financing amount of 442.055,00

EIF Project "Jeremie" General Report on Factoring 11 Domestic vs. International Factoring In EU 25+2: 78% is domestic factoring 22% is international factoring Champions of international business: Bulgaria 90% Romania 37% Latvia 36% Lithuania 32% Slovakia 30% Denmark 30% Market awareness and acceptance Only in 4 countries, the market awareness is considered to be High. In 21 countries market awareness is Low or Average (equally spread). The market acceptance of factoring is slightly better than the awareness : in 8 countries acceptance is considered to be High and in 13 it is considered to be average. Factoring still has an image problem, even though the situation is improving

EIF Project "Jeremie" General Report on Factoring 12 Government Regulation Only in 6 countries, there is a direct control on factoring (separate factoring law or within banking law) : Austria / France / Greece / Italy / Portugal / Spain In Malta and Bulgaria, there is a certain form of co-operation with the government to develop factoring Apart from some minor issues (recuperation of VAT on bad debts, fiscal treatment of bad debts ) there are no fiscal impediments, nor incentives towards factoring Summary of Factoring Penetration EU 25+2 GDP in 2005 (source : Eurostat) : 10.947 Billion Factoring Turnover : 653 Billion Factoring Volume in percentage of GDP = 5,96%

EIF Project "Jeremie" General Report on Factoring 13 Countries with highest penetration (factoring turnover compared to GDP) 1. Cyprus 18,30% 2. Estonia 12,56% 3. UK & Ireland 11,57% 4. Portugal 11,50% 5. Lithuania 7,95% 6. Italy 7,84% 7. Sweden 7,10 % Countries with lowest penetration (factoring turnover compared to GDP) 1. Malta 0% 2. Bulgaria 0,09% 3. Romania 0,69% 4. Slovenia 0,81% 5. Poland 1,20%

EIF Project "Jeremie" General Report on Factoring 14 Summary of Trends & Conclusions Conclusion n 1 : Continued Growth Most countries expect a continued growth of factoring by 10% or more In the mature markets, the engine for growth is clearly (confidential) Invoice Discounting. - this product is considered the best value for money when the basic need of the client is financing - the confidentiality of this product offers a solution to the image problem of factoring Other growth areas are Asset Based Lending Solutions, Confirming or Reverse Factoring and Internet-based electronic factoring product offerings

EIF Project "Jeremie" General Report on Factoring 15 Conclusion n 2 : Contradicting relationship between Banks & Factoring companies Banks as shareholders of the factoring companies (or through their factoring division) play an increasingly active role in the development of the industry. Growth figures in factoring attract more attention from the banks. On the other hand, in most countries banks are considered to be the biggest competitor for factoring products. Conclusion n 3: increased professionalism Growth in factoring is also achieved by a growing professionalism of the service delivery systems. More standardized products for full service at very competitive fees are often considered to be the best differentiator from pure financing products. Powerful IT solutions are considered to be a competitive advantage to achieve both lower cost and better service.

EIF Project "Jeremie" General Report on Factoring 16 Conclusion n 4: Basel II and IAS-IFRS will influence the factoring market positively One of the driving forces behind the future growth of the factoring industry is clearly Basel II. Factoring companies can finance SME s at a much lower capital cost compared to classical banking products. Banks have become more aware of operational risks and look for ways to better control them. IT will again be a very important tool to fine-tune the capital cost calculations according to Basel II requirements. IAS-IFRS rules will lead to more factoring deals for offbalance operations. Conclusion n 5: image has to improve For an industry that exists since almost 50 years in Europe, the awareness of factoring in the market remains unexpectedly low. The acceptance is growing but in most countries there is still an image problem of factoring as the lender of the last resort. Image is clearly one of the biggest barriers for the further development of factoring in Europe.

EIF Project "Jeremie" General Report on Factoring 17 Conclusion n 6: Government Regulation is not necessary In only 6 countries factoring is regulated through a (semi) banking license. There is no correlation between the penetration of factoring in the market and the government regulation. Since most factoring companies are subsidiaries or divisions of banks, there is already an indirect control by the banking environment. Conclusion n 7: Legal harmonization would help the industry The legal environments for factoring (assignment of receivables, insolvency laws, etc ) are very different in the 25+2 EU countries. This is a barrier to the market development on a European scale. A European harmonized legal environment is probably difficult to achieve, but could be an important driver behind future growth of the industry.

EIF Project "Jeremie" General Report on Factoring 18 International Factors Group SCRL avenue R. Vandendriessche, 18/15 B-1150 Brussels - BELGIUM Tel: 32/2/772-6969 Fax: 32/2/772-6419 http://www.ifgroup.com info@ifgroup.com