STEM CELL TRANSPLANTATION FOR NON-HODGKINS LYMPHOMAS

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STEM CELL TRANSPLANTATION FOR NON-HODGKINS LYMPHOMAS Coverage for services, procedures, medical devices and drugs are dependent upon benefit eligibility as outlined in the member's specific benefit plan. This Medical Coverage Guideline must be read in its entirety to determine coverage eligibility, if any. The section identified as Description defines or describes a service, procedure, medical device or drug and is in no way intended as a statement of medical necessity and/or coverage. The section identified as Criteria defines criteria to determine whether a service, procedure, medical device or drug is considered medically necessary or experimental or investigational. State or federal mandates, e.g., FEP program, may dictate that any drug, device or biological product approved by the U.S. Food and Drug Administration (FDA) may not be considered experimental or investigational and thus the drug, device or biological product may be assessed only on the basis of medical necessity. Medical Coverage Guidelines are subject to change as new information becomes available. For purposes of this Medical Coverage Guideline, the terms "experimental" and "investigational" are considered to be interchangeable. Description: Non-Hodgkins Lymphomas: Subtypes include, but are not limited to: Follicular lymphoma Mantle cell lymphoma Peripheral t-cell lymphoma (NK-cell neoplasms, t-cell neoplasms) Other aggressive subtypes (anaplastic large cell lymphoma, Burkitt s lymphoma, diffuse large B cell lymphoma Other indolent subtypes (cutaneous t-cell lymphoma, marginal zone lymphoma) Hematopoietic Stem Cell Transplantation (SCT): Hematopoietic stem cells form blood and immune cells. SCT is a procedure in which hematopoietic stem cells are infused into a recipient with deficient bone marrow function. Bone marrow stem cells may be obtained from the transplant recipient (autologous SCT) or a donor (allogeneic SCT). They can be harvested from bone marrow, peripheral blood, or umbilical cord blood and placenta shortly after a delivery. SCT may also be referred to as bone marrow transplant (BMT). O732.docx Page 1 of 11

Description: (cont.) High-Dose Chemotherapy (HDC): HDC is the administration of myelotoxic agents at doses sufficient to cause bone marrow failure. Myeloablative chemotherapy eradicates cancerous cells from the blood and bone marrow and inhibits the immune response against the donor bone marrow. HDC may be given with or without total body radiation. Nonmyeloablative Chemotherapy With Allogeneic Stem Cell Transplantation (SCT): Nonmyeloablative or reduced-intensity conditioning (RIC) is the administration of a lower dose of chemotherapy that is sufficient to eradicate the hematopoietic cells but does not completely destroy the bone marrow. RIC regimens attempt to reduce adverse effects secondary to bone marrow toxicity and allow for relatively prompt hematopoietic recovery. Nonmyeloablative chemotherapy may also be referred to as RIC, mini transplant or transplant lite. Donor Types: Allogeneic: From a third-party donor Autologous: From an individual s own bone marrow and/or circulating blood Syngeneic: From an identical twin Definitions: Refractory/Primary Refractory: The disease is resistant to treatment and does not achieve a complete remission. Relapse: The recurrence of a disease or symptoms after apparent recovery. Remission: Period of time when cancer is responding to treatment or is under control. In complete remission, all signs and symptoms of the disease have disappeared. Tandem Transplant: Two successive cycles of high-dose chemotherapy, each followed by infusion of autologous stem cells, whether or not there is evidence of persistent disease following the first treatment. O732.docx Page 2 of 11

Criteria: All stem cell transplants will be reviewed by the medical director(s) and/or clinical advisor(s). Human Leukocyte Antigen (HLA) typing and Matched Unrelated Donor (MUD) searches may be approved by the coordinator if medical necessity criteria are met. HLA typing may use serologic tissue and/or DNA (gene) for more precise matching. Pretransplantation Evaluation: The psychosocial criteria listed below must only be met prior to the actual transplant procedure. Pretransplantation evaluation with documentation of ALL of the following: 1. Psychosocial screen with documentation of ALL of the following: Drug/alcohol screen with documentation of ONE of the following: - No drug/alcohol abuse by history - Drug and alcohol free for a period greater than or equal to 6 months Behavioral health disorder screening with documentation of ONE of the following: - No behavioral health disorder by history and physical exam - Behavioral health disorder treated 2. Adequate social/family support 3. Performance status* with documentation of ONE of the following: Karnofsky score greater than or equal to 70% Eastern Cooperative Oncology Group (ECOG) score 0-2 For ages 10 or under: Lansky Play score greater than or equal to 70. A Lansky Play score less than 70 will be reviewed by the medical director(s) and/or clinical advisor(s). * Performance status tables are located at the end of the Criteria section. Pretransplantation Neurological Evaluation: Neurological screen with documentation of ONE of the following: Neurological exam normal by history and physical exam Neurological exam with positive symptoms/findings and ONE of the following: - Normal cytology by LP - Abnormal cytology by LP and CNS disease treated O732.docx Page 3 of 11

All stem cell transplants will be reviewed by the medical director(s) and/or clinical advisor(s). Human Leukocyte Antigen (HLA) typing and Matched Unrelated Donor (MUD) searches may be approved by the coordinator if medical necessity criteria are met. HLA typing may use serologic tissue and/or DNA (gene) for more precise matching. Follicular Lymphoma: HDC with allogeneic SCT for an individual with follicular lymphoma is considered medically necessary with documentation of ALL of the following: 1. Pretransplantation evaluation criteria above Partial response to initial treatment Remission less than 1 year 2nd or 3rd relapse If above criteria not met, HDC with allogeneic SCT for an individual with follicular lymphoma is considered experimental or investigational * based upon: 1. Insufficient scientific evidence to permit conclusions concerning the effect on health outcomes, and Nonmyeloablative reduced-intensity conditioning (RIC) with allogeneic SCT for NHL (all subtypes) for an individual who meets criteria for allogeneic SCT but is medically unable to tolerate HDC is considered medically necessary. * Although specific transplantation procedures may be considered experimental or investigational and therefore not eligible for coverage under standard medical benefits, these procedures may be eligible for coverage based upon Arizona Revised Statutes 20-2326 concerning Cancer Clinical Trials. O732.docx Page 4 of 11

All stem cell transplants will be reviewed by the medical director(s) and/or clinical advisor(s). Human Leukocyte Antigen (HLA) typing and Matched Unrelated Donor (MUD) searches may be approved by the coordinator if medical necessity criteria are met. HLA typing may use serologic tissue and/or DNA (gene) for more precise matching. Follicular Lymphoma: (cont.) Tandem HDC with autologous and/or allogeneic SCT for an individual with follicular lymphoma is considered experimental or investigational * based upon: 1. Insufficient scientific evidence to permit conclusions concerning the effect on health outcomes, and Mantle Cell Lymphoma: HDC with allogeneic SCT for an individual with mantle cell lymphoma is considered medically necessary with documentation of ALL of the following: 1. Pretransplantation evaluation and pretransplantation neurological evaluation criteria above 1st complete remission but at high risk of relapse 1st complete remission not achieved Relapsed lymphoma Relapse with transformation Salvage therapy HDC with autologous SCT for an individual with mantle cell lymphoma is considered medically necessary with documentation of ALL of the following: 1. Pretransplantation evaluation and pretransplantation neurological evaluation criteria above 1st complete remission but at high risk of relapse 1st complete remission not achieved Relapsed lymphoma Relapse with transformation O732.docx Page 5 of 11

Mantle Cell Lymphoma: (cont.) Nonmyeloablative reduced-intensity conditioning (RIC) with allogeneic SCT for NHL (all subtypes) for an individual who meets criteria for allogeneic SCT but is medically unable to tolerate HDC is considered medically necessary. The following treatments for an individual with mantle cell lymphoma are considered experimental or investigational * based upon: 1. Insufficient scientific evidence to permit conclusions concerning the effect on health outcomes, and These treatments include: HDC with autologous SCT for mantle cell lymphoma salvage therapy HDC with allogeneic or autologous SCT for initial therapy HDC with allogeneic SCT for mantle cell relapse after a prior course of HDC with autologous SCT if autologous SCT was less than 6 months ago Tandem HDC with autologous and/or allogeneic SCT * Although specific transplantation procedures may be considered experimental or investigational and therefore not eligible for coverage under standard medical benefits, these procedures may be eligible for coverage based upon Arizona Revised Statutes 20-2326 concerning Cancer Clinical Trials. Peripheral T-Cell Lymphoma (including NK-Cell Neoplasms and T-Cell Neoplasms): HDC with autologous SCT for an individual with peripheral T-cell lymphoma is considered medically necessary with documentation of ALL of the following: 1. Pretransplantation evaluation criteria above 1st complete remission but at high risk of relapse 1st complete remission not achieved Salvage therapy O732.docx Page 6 of 11

Peripheral T-Cell Lymphoma (including NK-Cell Neoplasms and T-Cell Neoplasms): (cont.) If above criteria not met, HDC with autologous SCT for an individual with peripheral T-cell lymphoma is considered experimental or investigational * based upon: 1. Insufficient scientific evidence to permit conclusions concerning the effect on health outcomes, and HDC with allogeneic SCT for salvage therapy for an individual with peripheral T-cell lymphoma is considered medically necessary. Nonmyeloablative reduced-intensity conditioning (RIC) with allogeneic SCT for NHL (all subtypes) for individual who meets criteria for allogeneic SCT but is medically unable to tolerate HDC is considered medically necessary. The following treatments for an individual with peripheral T- cell lymphoma are considered experimental or investigational * based upon: 1. Insufficient scientific evidence to permit conclusions concerning the effect on health outcomes, and These treatments include: HDC with allogeneic SCT to consolidate a first remission Tandem HDC with autologous and/or allogeneic SCT * Although specific transplantation procedures may be considered experimental or investigational and therefore not eligible for coverage under standard medical benefits, these procedures may be eligible for coverage based upon Arizona Revised Statutes 20-2326 concerning Cancer Clinical Trials. O732.docx Page 7 of 11

Other Non-Hodgkins Lymphoma Aggressive Subtypes*: Other subtypes include Anaplastic Large Cell Lymphoma, Burkitt s Lymphoma and Diffuse Large B Cell Lymphoma. HDC with allogeneic or autologous SCT for an individual with other non-hodgkin s Lymphoma aggressive subtypes is considered medically necessary with documentation of ALL of the following: 1. Pretransplantation evaluation criteria above 1st complete or partial remission but at intermediate/high risk of relapse 1st complete or partial remission not achieved Relapsed lymphoma Relapse with transformation Nonmyeloablative reduced-intensity conditioning (RIC) with allogeneic SCT for NHL (all subtypes) for individual who meets criteria for allogeneic SCT but is medically unable to tolerate HDC is considered medically necessary. The following treatments for an individual with other aggressive subtypes are considered experimental or investigational * based upon: 1. Insufficient scientific evidence to permit conclusions concerning the effect on health outcomes, and These treatments include: HDC with allogeneic or autologous SCT for initial therapy Tandem HDC with autologous and/or allogeneic SCT * Although specific transplantation procedures may be considered experimental or investigational and therefore not eligible for coverage under standard medical benefits, these procedures may be eligible for coverage based upon Arizona Revised Statutes 20-2326 concerning Cancer Clinical Trials. O732.docx Page 8 of 11

Other Non-Hodgkin s Lymphoma Indolent Subtypes (not otherwise specifically addressed in this guideline) including Cutaneous T-cell lymphoma and Marginal Zone Lymphoma: HDC with allogeneic or autologous SCT for an individual with other non-hodgkin s Lymphoma aggressive subtypes is considered medically necessary with documentation of ALL of the following: 1. Pretransplantation evaluation criteria above 1st complete or partial remission but at intermediate/high risk of relapse 1st complete or partial remission not achieved Relapsed lymphoma Relapse with transformation Nonmyeloablative reduced-intensity conditioning (RIC) with allogeneic SCT for NHL (all subtypes) for individual who meets criteria for allogeneic SCT but is medically unable to tolerate HDC is considered medically necessary. The following treatments for an individual with other indolent subtypes are considered experimental or investigational * based upon: 1. Insufficient scientific evidence to permit conclusions concerning the effect on health outcomes, and These treatments include: HDC with allogeneic or autologous SCT for initial therapy HDC with allogeneic SCT for relapse after a prior course of HDC with autologous SCT if autologous SCT was less than 6 months ago Tandem HDC with autologous and/or allogeneic SCT for any subtype O732.docx Page 9 of 11

Performance Status Tables: Eastern Cooperative Oncology Group (ECOG) Score (Also known as Zubrod Score): Asymptomatic. Fully active, able to carry on all pre-disease performance without 0 restriction. Symptomatic, fully ambulatory. Restricted in physically strenuous activity but able to 1 carry out work of a light or sedentary nature. Symptomatic, in bed less than 50% of the day. Capable of all self-care but unable to 2 carry out any work activities. Symptomatic, in bed or chair more than 50% of the day but not bedridden. Capable of 3 only limited self-care. 4 Bedridden. Cannot perform any self-care. 5 Dead International Prognostic Scoring System (IPSS): Score Prognostic Variable 0 0.5 1.0 1.5 2.0 Bone Marrow Blast percentage <5 5-10 11-20 21-30 Cytogenetics Good Intermediate Poor Cytopenias 0/1 2/3 Prognosis Score IPSS Group Median Survival (Years) 0 Low 5.7 0.5-1.0 Intermediate-1 3.5 1.5-2.0 Intermediate-2 1.2 >2.5 High 0.4 Karnofsky Performance Score: 100% Able to carry on normal activity, no evidence of disease. 90% Able to carry on normal activity, minor signs or symptoms of disease. 80% Normal activity with effort, some signs and symptoms of disease. 70% Cares for self, unable to carry on normal activity or to work. 60% Requires occasional assistance from others but able to care for most needs 50% Requires considerable assistance from others and frequent medical care 40% Disabled, requires special care and assistance. 30% Severely disabled, hospitalization indicated, death not imminent. 20% Very sick, hospitalization indicated, active support treatment necessary. 10% Moribund 0% Dead O732.docx Page 10 of 11

Lansky Play Score (Also known as Lansky Play - Performance Scale): 100 Fully active, normal. 90 Minor restrictions in physically strenuous activity 80 Active, but tires more quickly. 70 Both greater restriction of and less time spent in play activity 60 Up and around, but minimal active play; keeps busy with quieter activities. 50 Gets dressed but lies around much of the day, no active play but able to participate in all quiet play and activities. 40 Mostly in bed; participates in quiet activities. 30 In bed; needs assistance even for quiet play. 20 Often sleeping; play entirely limited to very passive activities. 10 No play; does not get out of bed. 0 Unresponsive Resources: Resources prior to 04/30/13 may be requested from the BCBSAZ Medical Policy and Technology Research Department. 1. 8.01.20 BCBS Association Medical Policy Reference Manual. Hematopoietic Stem-Cell Transplantation for Non-Hodgkin Lymphomas. Re-issue date 02/14/2013, issue date 12/01/1999. O732.docx Page 11 of 11