ASX Information Services Schedule of s 30 March 2015 Version 2015.1
Contents Market Information Vendor - Direct Connectivity 3 Market Information Vendor - Indirect Connectivity 8 Application Service Provider (ASP) 9 MarketSource Information and Licence s 11 ComNews Information and Licence s 15 ReferencePoint Vendor s 17 ReferencePoint User s 22 Reference Data Publications 27 Historical Data Internal Use s 28 Historical Data Vendor Publication s 29 Appendix 1 ASX Net Service ds 30 Appendix 2 ASX Net Global Service ds 32 Appendix 3 ALC Cross Connects 34 Appendix 4 Development Environments 36 About this Document This Schedule of s includes fees applicable to ASX Technical Services and Information Services, which are supplied by ASX Operations Pty Limited ABN 42 004 523 782, a wholly owned subsidiary of ASX Limited, ABN 98 008 624 691.All fees are shown in Australian dollars and are subject to change from time to time. If you require further clarification please contact your ASX Account Manager or ASX Customer Service (telephone: 131 279). The trade marks listed below are trademarks of ASX. Where a mark is indicated as registered it is registered in Australia and may also be registered in other countries. Nothing contained in this document should be construed as being any licence or right to use of any trade mark contained within the document. ASX, MarketSource, ASX Trade, ASX TradeMatch, Centre Point Order, ReferencePoint, ComNews, Voiceline, Derivatix Copyright 2011 ASX Operations Pty Limited and its related bodies corporate. All rights reserved. 30 March 2015 Version 2015.1 Page 2 of 36
Market Information Vendor - Direct Connectivity These fees are applicable to Market Information Vendors. 03200090 MarketSource Access ASX Trade 1 Access to ASX Trade market information via OMnet or FIX (includes hardware and single session login) 03650002 ASX ITCH - Access Access to ASX Trade market information via the ASX ITCH protocol (includes 1 Glimpse session). 03650004 ASX ITCH Additional Glimpse Session Access to an additional Glimpse session (Glimpse provides an order book snapshot in ASX ITCH format). Per Session Monthly $3,500.00 1 Jul 2010 Per Session Monthly $3,500.00 1 Jul 2012 Per Session Monthly $250.00 1 Jul 2012 05100065 MarketSource Access - ASX 24 - ITC 1 05100059 MarketSource Access - ASX 24 - FIX 1 Access to ASX Trade24 market information via ITC protocol (includes a single session logon). Access to ASX Trade24 market information via FIX protocol (includes hardware and a single session logon). 05100130 ASX 24 ITCH - Access Access to ASX Trade24 market information via the ASX 24 ITCH protocol (includes 1 Glance and Blink session). Per Session Monthly $3,500.00 1 Jul 2010 Per Session Monthly $3,500.00 1 Jul 2010 Per Session Monthly $5,000.00 1 May 2013 1 Three connectivity options: - ASX Net - One ASX Net service feed is included in this fee. Subsequent access will incur additional charges (See ASX Net Service d A-E in Appendix 1) - ALC Gateway in Cabinet, or ALC Switch in Cabinet included - ALC Cross Connect ALC Service Connection C is applicable 30 March 2015 Version 2015.1 Page 3 of 36
05100131 ASX 24 ITCH Additional Glance and Blink Session Access to an additional Glance and Blink session (Glance provides a snapshot of the current state of the order book, and Blink provides missing multicast messages, both in ASX 24 ITCH format). Per Session Monthly $250.00 1 May 2013 03000972 ComNews Access Access to the ASX Company Announcement Platform (includes a single session logon). 05100060 Additional ComNews Access Additional access to the ASX Company Announcement Platform (includes an additional single session logon). Per Session Monthly $1,000.00 1 Jul 2013 Per Session Monthly $125.00 1 Jul 2010 03200150 Additional ASX Trade Gateway Additional hardware for connection to ASX Trade Per Gateway Monthly $325.00 1 Jul 2010 05100100 Service Installation or Decommission 05600223 Installation or Decommission of any ASX provided Server. Installation or decommission of any service delivered to a user Cabinet (excluding a Non- Concurrent Cabinet Connection, ASX 24 LCC, Timing Services, or Initial Cabinet setup). Installation or decommission of an ASX Trade Gateway, ASX 24 Gateway or LCC, ASX Clear (Futures) or ASX Clear Gateway into a Participant, Vendor or Colo site. 05600224 ASX Session Decommission Decommission of a MarketSource Open Interface Session, ASX ITCH, or ASX 24 ITCH Session. Per Service As performed $250.00 1 Nov 2012 Per Server As Performed $800.00 1 Jul 2011 Per Session As Performed $800.00 1 Feb 2013 06200238 ASX Net Service d A Dedicated connectivity provided via ASX Net as described in Appendix 1. 03200155 ASX Net Service d B Dedicated connectivity provided via ASX Net as described in Appendix 1. Per Service d Monthly $500.00 1 Sept 2010 Per Service d Monthly $1,000.00 1 Nov 2011 30 March 2015 Version 2015.1 Page 4 of 36
06200239 ASX Net Service d C Dedicated connectivity provided via ASX Net as described in Appendix 1. 05100117 ASX Net Service d D Dedicated connectivity provided via ASX Net as described in Appendix 1. 06200247 ASX Net Service d E Dedicated connectivity provided via ASX Net as described in Appendix 1. Per Service d Monthly $1,500.00 1 Dec 2011 Per Service d Monthly $2,500.00 1 Nov 2012 Per Service d Monthly $3,500.00 1 Nov 2012 03650006 ASX Net Global Service d A 03650007 ASX Net Global Service d B 03650008 ASX Net Global Service d C 03650005 ASX Net Global Service d D 03650009 ASX Net Global Service d E 03650010 ASX Net Global Service d F 03650011 ASX Net Global Service d G 03650012 Additional Data Centre Cross- Connect Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Redundant cross-connect for ASX Net Global hosted site connections Per Service d Monthly $1,500.00 1 Apr 2013 Per Service d Monthly $2,000.00 1 Apr 2013 Per Service d Monthly $2,500.00 1 Apr 2013 Per Service d Monthly $3,000.00 1 Apr 2013 Per Service d Monthly $3,500.00 1 Apr 2013 Per Service d Monthly $5,000.00 1 Apr 2013 Per Service d Monthly $6,000.00 1 Apr 2013 Per Cross-Connect Monthly $500.00 1 Nov 2013 05100076 Network Site Installation Site assessment and installation of network infrastructure for ASX Net, ASX Net Lite or ASX Net Global for a dual line site. Per Installation As Performed $7,000.00 1 Jul 2011 30 March 2015 Version 2015.1 Page 5 of 36
05100079 ASX Net Installation of a Single Circuit 05100075 Network Site Infrastructure Decommission 05100074 Network Site Decommission - within 12 months 05100073 Network Site Decommission - between 12 and 36 months 05100063 ASX Net Service Installation or Decommission Site assessment and installation of a single direct connection from an ASX Net, ASX Net Lite or ASX Net Global site to a supported location. Decommission of an ASX Net, ASX Net Lite, or ASX Net Global site. This does not include any carrier decommissioning costs. Charge to decommission an ASX Net, ASX Net Lite, or ASX Net Global, connection within 12 months of installation, without a corresponding request for a new Network Site Installation. 50% discount applies for cancellation of a single direct circuit (provided the corresponding network site is not decommissioned). Charge to decommission an ASX Net, ASX Net Lite, or ASX Net Global, connection within 12 and 36 months of installation, without a corresponding request for a new Network Site Installation. 50% discount applies for cancellation of a single direct circuit (provided the corresponding network site is not decommissioned). The addition or removal of a service feed to/from an existing ASX Net, ASX Net Global, or ASX Net Lite site. Per Circuit As Performed $3,500.00 1 Oct 2011 Per Decommission As Performed $3,500.00 1 Jul 2013 Per Site As Performed $30,000.00 1 Jul 2011 Per Site As Performed $15,000.00 1 Jul 2011 Per Service d As Performed $1,000.00 1 April 2011 ASX Net Australian CBD bandwidth charge ASX Net Additional or Single Australian CBD bandwidth charge Bandwidth charge from supported site to ASX or ASX regional hub direct billed by carrier(s), not charged by ASX. Bandwidth charge for a single direct or nonredundant connection from an ASX Net site to a supported location direct billed by carrier(s), not charged by ASX. Per Redundant Circuit pair Monthly $2,300.00 1 Jul 2010 Per Individual Circuit Monthly $1,150.00 1 Nov 2011 30 March 2015 Version 2015.1 Page 6 of 36
05100135 Development Environment - access to first environment Access to the first ASX development environment, in each system type, as described in Appendix 4. Per Standard Connection Monthly $800.00 1 Jan 2014 05100136 Development Environment - access to each additional environment 05100137 Development Environment - additional capacity for each environment Access to each additional ASX development environment, in each system type, as described in Appendix 4 (must have access to first ASX development environment to qualify). Additional ASX development environment capacity, as described in Appendix 4. Per Standard Connection Monthly $400.00 1 Jan 2014 Per Instance Monthly $400.00 1 Jan 2014 00000101 Signal B Trading Participant s own trade data Per Connection Annually $5,000.00 $5,500.00 30 March 2015 Version 2015.1 Page 7 of 36
Market Information Vendor - Indirect Connectivity 03200230 ASX - Indirect Market Access Indirect connection to ASX Market Information. Per Subscription Monthly $1,200.00 34000140 ASX 24 Indirect Market Access Indirect connection to ASX 24 Market Information. Per Subscription Monthly $2,500.00 1 Jul 2010 03000972 ComNews Indirect Access Indirect connection to ASX ComNews. Per Subscription Monthly $500.00 00000101 Signal B Indirect connection to a Participants restricted information. Per Subscription Annually $5,000.00 $5,500.00 30 March 2015 Version 2015.1 Page 8 of 36
Application Service Provider (ASP) These s are applicable to any entity operating as an ASP to ASX and/or ASX24 Participants. 05100053 ASP Licence Licence for an ASP to mutualise an ASX Net or ALC connection that provides market connectivity for an ASX or ASX 24 Participant. A Licence is required per Participant per market per connection, and is charged to either the ASP or Participant. Per ASP Client, Per ASX Market, Per Connection Monthly $1,750.00 1 Dec 2011 02900015 ASX Trade Gateway A standard connection to ASX Trade. Per Gateway Monthly $325.00 1 Jul 2010 05100057 ASP Market Data Interface - ASX 24 05100058 Additional ASP Market Data Interface - ASX 24 Direct access to the ASX 24 by an ASP for the purposes of providing ASX 24 market data to hosted Participants. Included are hardware, application and trading system session. Additional and subsequent direct access to the ASX 24 by an ASP for the purposes of providing ASX 24 market data to hosted Participants. Included are hardware, application and trading system session. Per Gateway Monthly $3,500.00 1 Jan 2011 Per Gateway Monthly $2,000.00 1 Jan 2011 05100076 Network Site Installation Site assessment and installation of network infrastructure for ASX Net, ASX Net Lite or ASX Net Global for a dual line site. Per Installation As Performed $7,000.00 1 Jul 2011 05100079 ASX Net Installation of a Single Circuit Site assessment and installation of a single direct connection from an ASX Net, ASX Net Lite or ASX Net Global site to a supported location. Per Circuit As Performed $3,500.00 1 Oct 2011 30 March 2015 Version 2015.1 Page 9 of 36
05100075 Network Site Infrastructure Decommission 05100074 Network Carrier decommission - within 12 months 05100073 Network Carrier decommission - between >12 and 36 months 05100063 ASX Net Service Installation or Decommission Decommission of an ASX Net, ASX Net Lite or ASX Net Global site. This does not include any carrier decommissioning costs. Charge to decommission the carrier service of an ASX Net, ASX Net Lite, or ASX Net Global connection within 12 months of installation, without an immediate movement to an alternate site. Charge to decommission the carrier service of an ASX Net, ASX Net Lite, or ASX Net Global connection within 12 and 36 months of installation, without an immediate movement to an alternate site. The addition or removal of a service feed to/from an existing ASX Net, ASX Net Global, or ASX Net Lite site. Per Decommission As Performed $3,500.00 1 Jul 2013 Per Site As Performed $30,000.00 1 Jul 2011 Per Site As Performed $15,000.00 1 Jul 2011 Per Service d As Performed $1,000.00 1 April 2011 05100135 Development Environment - access to first environment Access to the first ASX development environment, in each system type, as described in Appendix 4. Per Standard Connection Monthly $800.00 1 Jan 2014 05100136 Development Environment - access to each additional environment 05100137 Development Environment - additional capacity for each environment Access to each additional ASX development environment, in each system type, as described in Appendix 4 (must have access to first ASX development environment to qualify). Additional ASX development environment capacity, as described in Appendix 4. Per Standard Connection Monthly $400.00 1 Jan 2014 Per Instance Monthly $400.00 1 Jan 2014 30 March 2015 Version 2015.1 Page 10 of 36
MarketSource Information and Licence s 34000146 ASX 24 User Enquiry Continuous real-time enquiry fee for use in a Display format. Per Unique End- User Monthly $65.00 $70.00 34000142 ASX 24 Monthly Minimum for Continuous / Single Enquiries s payable in respect of Single or Continuous Enquiries are less than $1,000 ex GST per month, you must remit payment of the Monthly Minimum. Exclusion: The Monthly Minimum is currently waived for Participants and those customers paying a Direct Access & Distribution. Per Trading Platform Monthly $1,000.00 1 Jul 2010 03200123 ASX Total Professional Enquiry Continuous real-time enquiry fee for use of ASX TradeMatch and PureMatch data in a Display format. 03200129 Chi-X Market Data Recharge Recharge of fees levied by Chi-X, for the viewing of Chi-X market data via ASX Best 34000145 ASX Total Non Display (revenue generating application) 34000151 ASX Total Non Display (non-revenue generating application) 34000152 ASX Total Non Display (Reference Venue) 34000153 ASX Total Non-Display (Enterprise Licence) Non-Display fee for use of ASX Total in a revenue generating application (as defined in the Market Information s & Services Guide). Non-Display fee for use of ASX Total in a nonrevenue generating application (as defined in the Market Information s & Services Guide). Non-Display fee for use of ASX TradeMatch Source in a Reference Based System (as defined in the Market Information s & Services Guide). Enterprise Licence for Non-Display use of ASX Total by Applications (as defined in the Market Information s & Services Guide). Per Unique End- User Per Unique End- User Per Application (revenue generating) Per Application (non-revenue generating) Per Trade Execution Venue Monthly $65.00 $70.00 Monthly $15.00 1 Jan 2014 Monthly $750.00 $1,000.00 Monthly $100.00 $150.00 Monthly $2,500.00 1 Jul 2011 Per Customer Monthly $6,500.00 $8,000.00
34000154 ASX Regulatory d Licence to use ASX Total by a Market Operator to comply with ASIC obligation to supply Information required for market integrity purposes. Per Market Operator Monthly $0.00 31 Oct 2011 03200125 ASX Total Retail Enquiry Non-professional continuous real-time enquiry fee for use of ASX Total in a Display format. Per Unique nonprofessional enduser Monthly $20.00 03200126 Price Per ASX Quote Total number of Quotes Per Quote Monthly $0.005 1 Jul 2013 03200131 Price Per ASX Depth/Detail Request Total number of Market Depth/Detail requests. Per Depth/Detail Request Monthly $0.010 1 Jul 2013 03200134 ASX Time Based Payable per minute, or part thereof. Per Minute Monthly $0.060 1 Jul 2013 03200121 ASX Monthly Minimum for Continuous / Single Enquiries s payable in respect of Single or Continuous Enquiries are less than $1,000 ex GST per month, you must remit payment of the Monthly Minimum. Exclusion: The Monthly Minimum is currently waived for Participants and those customers paying a Direct Access & Distribution. Per Trading Platform Monthly $1,000.00 1 Jul 2010 30 March 2015 Version 2015.1 Page 12 of 36
00000148 ASX Delayed Display Payable per dataset for distribution of delayed data, via a display service or via a Datafeed. Exclusion: The Delayed Display is currently waived for Participants where they provide the Delayed Information to Registered Clients via their website requiring a user name and password to access the Delayed Information. Per Service Annually $17,500.00 $18,000.00 00000149 ASX End of Day (EOD) Payable per dataset for distribution of End of Day data, via a display service or via a Datafeed. Exclusion: The EOD Data Licence is currently waived for Participants where they provide the EOD Information to registered clients via their website requiring a user name and password to access the EOD Information. Per Service Annually. $6,000.00 34000141 ASX 24 Delayed Display Payable per dataset for distribution of delayed data, via a display service or via a Datafeed. Exclusion: The Delayed Display is currently waived for Participants where they provide the Delayed Information to Registered Clients via their website requiring a user name and password to access the Delayed Information. Per Service Annually $17,500.00 $18,000.00 03200119 Wallboard / Public Display / Television Wallboard, Public Display, or Television, displaying delayed ASX or ASX 24 Information. Per Device Annually $4,000.00 1 Jul 2010 30 March 2015 Version 2015.1 Page 13 of 36
03000001 New Original Works Create any form of New Original Work, including indices. If a Participant or Subscriber Firm seeks to do this by sourcing the Information directly from ASX, via a Distributor or Sub-vendor, they will require a direct agreement with ASX. Variable Administration Processing Payable for late monthly remittance report or late payment of interest charges. Payable for non-electronic report or payment made not via EFT. Per Service Ad-hoc $150.00 1 Jul 2010 Per Service Ad-hoc $500.00 1 Jul 2010 30 March 2015 Version 2015.1 Page 14 of 36
ComNews Information and Licence s 03000970 ComNews Delayed Display Licence 03000988 ComNews - Continuous Enquiry (up to 100 End users per firm) 03000988 ComNews - Continuous Enquiry (Over 100 up to 300 End users per firm) 03000988 ComNews - Continuous Enquiry (Over 300 End users per firm) 03000989 ComNews Non-Professional Enquiry 03000971 ComNews monthly Minimum for Continuous / Single Enquiries Payable per dataset for distribution of delayed data, via a display service or via a Datafeed. Exclusion: The Delayed Display is currently waived for Participants where they provide the Delayed Information to Registered Clients via their website requiring a user name and password to access the Delayed Information. Real-time enquiry fee. Real-time enquiry fee. Real-time enquiry fee. Non-professional real-time announcement fee. s payable in respect of Single or Continuous Enquiries are less than $500 ex GST per month, you must remit payment of the Monthly Minimum. Exclusion: The Monthly Minimum is currently waived for Participants and those customers paying a Direct Access & Distribution. Per Service Annually $17,500.00 $18,000.00 Per Unique enduser Per Unique enduser Per Unique enduser Per Announcement per unique nonprofessional end user Monthly $30.00 1 Jul 2012 Monthly $20.00 1 Jul 2012 Monthly $10.00 1 Jul 2012 Monthly $0.20 1 Jul 2010 Per Service Monthly $500.00 1 Jul 2010 30 March 2015 Version 2015.1 Page 15 of 36
03000976 ComNews Direct Single User Access 03000991 ComNews Direct Internal Redistribution Single user access. Per User Annually $600.00 1 Jul 2010 Internal Redistribution. Per Legal Entity Annually $3,000.00 1 Jul 2010 00000070 Voiceline Internal use. Per Service Annually $5,000.00 Administration Processing Payable for late monthly remittance report or late payment of interest charges. Payable for non-electronic report or payment made not via EFT. Per Service Ad-hoc $150.00 1 Jul 2010 Per Service Ad-hoc $500.00 1 Jul 2010 30 March 2015 Version 2015.1 Page 16 of 36
ReferencePoint Vendor s 03000981 Master list display service up to 5000 registered users 03000981 Master list display service Over 5000 up to 10,000 registered users 03000981 Master list display service Over 10,000 up to 100,000 registered users 03000981 Master list display service Over 100,000 registered users Display of Master List in your service. Per Service Annually $10,000.00 Display of Master List in your service. Per Service Annually $15,000.00 Display of Master List in your service. Per Service Annually $20,000.00 Display of Master List in your service. Per Service Annually POA 1 Jul 2010 03000981 Master list Website display Display of Master List on your website. Per Website Annually $28,000.00 03000981 Master list Additional website display 03000981 Master list Enterprise Website display Display of Master List per additional website. Per Website Annually $17,000.00 Display of Master List on your enterprise websites belonging to the same enterprise. Per Enterprise Annually $55,000.00 03000981 Master list Print Media circulation up to 500,000 03000981 Master list Print Media circulation over 500,000 Display of Master List within print based media. Per Publishing Firm Annually $6,000.00 Display of Master List within print based media. Per Publishing Firm Annually $12,000.00 03000982 Corporate Actions EOD up to 5,000 registered users Display of Corporate Actions EOD in your service. Per Service Annually $10,000.00 30 March 2015 Version 2015.1 Page 17 of 36
03000982 Corporate Actions EOD Over 5,000 up to 10,000 registered users 03000982 Corporate Actions EOD Over 10,000 up to 100,000 registered users 03000982 Corporate Actions EOD Over 100,000 registered users Display of Corporate Actions EOD in your service. Per Service Annually $20,000.00 Display of Corporate Actions EOD in your service. Per Service Annually $30,000.00 Display of Corporate Actions EOD in your service. Per Service Annually POA 1 Jul 2010 03000987 Corporate Actions Intraday up to 5,000 registered users 03000987 Corporate Actions Intraday Over 5,000, up to 10,000 registered users 03000987 Corporate Actions Intraday Over 10,000, up to 100,000 registered users 03000987 Corporate Actions Intraday Over 100,000 registered users Display of Corporate Actions Intraday in your service. Display of Corporate Actions Intraday in your service. Display of Corporate Actions Intraday in your service. Display of Corporate Actions Intraday in your service. Per Service Annually $20,000.00 Per Service Annually $40,000.00 Per Service Annually $65,000.00 Per Service Annually POA 03000987 Corporate Actions Intraday Dividends display service up to 5000 registered users 03000987 Corporate Actions Intraday Dividends display service for greater than 5000 registered users 03000987 Corporate Actions Intraday Dividends Vendor Redistribution Licence Display of Corporate Actions Intraday Dividend data in your service. Display of Corporate Actions Intraday Dividend data in your service. Corporate Actions Intraday Dividend redistribution, by way of a data feed to a Vendors subscriber firms, for their internal use. Per Legal Entity Annually $8,000.00 Per Legal Entity Annually $12,000.00 Per Legal Entity Annually $20,000.00 30 March 2015 Version 2015.1 Page 18 of 36
00000147 Daily Official List EOD Display Display of Daily Official List EOD in your service. Per Service Annually $6,000.00 00000147 Daily Official List EOD website display 00000147 Daily Official List EOD website Entity Licence 00000147 Daily Official List Print Media circulation up to 500,000 00000147 Daily Official List Print Media circulation over 500,000 00000089 Daily Official List Intraday - Display 00000089 Daily Official List Intraday - website Display of Daily Official List EOD on your website. Per Website Annually $6,000.00 Display of Daily Official List EOD on websites belonging to the same Legal Entity. Display of Daily Official List EOD within print based media. Display of Daily Official List EOD within print based media. Display of Daily Official List Intraday in your service. Display of Daily Official List Intraday on your website. Per Legal Entity Annually $12,000.00 Per Publishing Firm Annually $6,000.00 Per Publishing Firm Annually $12,000.00 Per Service Annually $17,500.00 $18,000.00 Per Website Annually $17,500.00 $18,000.00 03000978 Derivatix Display Display of Derivatix in your service. (Intra-day SPAN file introduced April 2014 alongside current EOD SPAN component of Derivatix). 03000978 Derivatix website display Display of Derivatix on your website. (Intra-day SPAN file introduced April 2014 alongside current EOD SPAN component of Derivatix). 03000978 Derivatix enterprise website Display of Derivatix on your enterprise websites belonging to the same enterprise. (Intra-day SPAN file introduced April 2014 alongside current EOD SPAN component of Derivatix). Per Service Annually $6,000.00 Per Website Annually $6,000.00 Per Enterprise Annually $12,000.00 30 March 2015 Version 2015.1 Page 19 of 36
03000978 Derivatix Print Media circulation up to 500,000 03000978 Derivatix Print Media circulation over 500,000 Display of Derivatix within print based media. (Intra-day SPAN file introduced April 2014 alongside current EOD SPAN component of Derivatix). Display of Derivatix within print based media. (Intra-day SPAN file introduced April 2014 alongside current EOD SPAN component of Derivatix). Per Publishing Firm Annually $6,000.00 Per Publishing Firm Annually $12,000.00 03000979 Course of Sales - Display Display of Course of Sales in your service. Per Service Annually $6,000.00 03000979 Course of Sales website display 03000979 Course of Sales enterprise website 03000979 Course of Sales Print Media circulation up to 500,000 03000979 Course of Sales Print Media circulation over 500,000 Display of Course of Sales on your website. Per Website Annually $6,000.00 Display of Course of Sales on your enterprise websites belonging to the same enterprise. Display of Course of Sales within print based media. Display of Course of Sales within print based media. Per Enterprise Annually $12,000.00 Per Publishing Firm Annually $6,000.00 Per Publishing Firm Annually $12,000.00 03000632 Broker Trades - Display Display of Broker Trades in your service. Per Service Annually $16,180.00 $16,600.00 03000990 Execution Venue Report Display of Execution Vendor in your service. Per Service Annually $16,180.00 $16,600.00 03000632 03000990 Broker Trades and Execution Venue - Display Display of Broker Trades and Execution Venue in your service. Per Service Annually $19,416.00 $19,900.00 03000631 Market Shares - Display Display of Market Shares in your service. Per Service Annually $16,180.00 $16,600.00 30 March 2015 Version 2015.1 Page 20 of 36
00000461 Dilution Factors - Display Display of Dilution Factors in your service. Per Service Annually $16,180.00 $16,600.00 30 March 2015 Version 2015.1 Page 21 of 36
ReferencePoint User s (excluding GST) 03000981 03000982 Master list & Corporate Actions EOD Internal use Participant Trade count percentile up to 50% Trading participant Internal use of Master List & Corporate Action data Per Legal Entity Annually $7,000.00 03000981 03000982 Master list & Corporate Actions EOD Internal use Participant Trade count percentile over 50% and up to 85% Trading participant Internal use of Master List & Corporate Action data Per Legal Entity Annually $14,000.00 03000981 03000982 Master list & Corporate Actions EOD Internal use Participant Trade count percentile over 85% Trading participant Internal use of Master List & Corporate Action data Per Legal Entity Annually $20,000.00 03000981 03000982 Master list & Corporate Actions EOD Website licence Display of Master list & Corporate Actions EOD data to registered clients via your website, in conjunction with an internal use or agency licence Per Website Annually $11,000.00 03000981 03000982 Master list & Corporate Actions EOD Internal use Other legal entity Internal use of Master List & Corporate Actions data Per Legal Entity Annually $14,000.00 03000981 03000982 Master list & Corporate Actions EOD Internal use Enterprise Internal use of Master List & Corporate Actions EOD data within your legal entities belonging to the same enterprise Per Enterprise Annually $50,000.00 03000981 03000982 Master list & Corporate Actions EOD Agency Licence Agency use of Master List and Corporate Actions EOD data to allow outsourced services such as back office, asset administration and to supply limited extracts of the information. Per Legal Entity Annually $33,000.00 30 March 2015 Version 2015.1 Page 22 of 36
03000981 03000987 03000981 03000987 03000981 03000987 03000981 03000987 03000981 03000987 03000981 03000987 Master list & Corporate Actions Intraday Internal use Participant Trade count percentile up to 50% Master list & Corporate Actions Intraday Internal use Participant Trade count percentile over 50% and up to 85% Master list & Corporate Actions Intraday Internal use Participant Trade count percentile over 85% Master list & Corporate Actions Intraday Internal use Other legal entity Master list & Corporate Actions Intraday Internal use Enterprise Master list & Corporate Actions Intraday Agency Licence Trading participant Internal use of Master List & Corporate Action data Trading participant Internal use of Master List & Corporate Action data Trading participant Internal use of Master List & Corporate Action data Internal use of Master List & Corporate Actions data Internal use of Master List & Corporate Actions EOD data within your legal entities belonging to the same enterprise Agency use of Master List & Corporate Actions data to allow outsourced services such as back office, asset administration and to supply limited extracts of the information. (excluding GST) Per Legal Entity Annually $16,000.00 Per Legal Entity Annually $32,000.00 Per Legal Entity Annually $46,000.00 Per Legal Entity Annually $32,000.00 Per Enterprise Annually $80,000.00 Per Legal Entity Annually $70,000.00 03000987 Corporate Actions Intraday Dividends Internal Use 03000987 Corporate Actions Intraday Dividends Agency Licence Internal use of the Corporate Actions Intraday Dividend file data within your legal entity. Agency use of Corporate Actions Intraday Dividend data to allow outsourced services such as back office, asset administration, and to supply limited extracts of the information. Per Legal Entity Annually $5,000.00 Per Legal Entity Annually $18,000.00 30 March 2015 Version 2015.1 Page 23 of 36
(excluding GST) 00000147 Daily Official List EOD Internal use Trading Participant 00000147 Daily Official List EOD Internal use Other legal entity 00000147 Daily Official List EOD Internal use Enterprise 00000147 Daily Official List EOD Agency Licence 00000147 Daily Official List EOD Website licence Trading participant Internal use of Daily Official List EOD data Per Legal Entity Annually $6,000.00 Internal use of Daily Official List EOD data Per Legal Entity Annually $6,000.00 Internal use of Daily Official List EOD data within your legal entities belonging to the same enterprise Agency use of Daily Official List EOD data to allow outsourced services such as back office, asset administration and to supply limited extracts of the information. Display of Daily Official List EOD data to registered clients via your website, in conjunction with an internal use or agency licence Per Enterprise Annually $17,500.00 $18,000.00 Per Legal Entity Annually $17,500.00 $18,000.00 Per Website Annually $6,000.00 00000089 Daily Official List Intraday Internal use 00000089 Daily Official List Intraday Internal use Enterprise 00000089 Daily Official List Intraday Agency Licence Internal use of Daily Official List Intraday data Per Legal Entity Annually $17,500.00 $18,000.00 Internal use of Daily Official List Intraday data within your legal entities belonging to the same enterprise Agency use of Daily Official List Intraday data to allow outsourced services such as back office, asset administration and to supply limited extracts of the information. Per Enterprise Annually $45,000.00 1 Jul 2010 Per Legal Entity Annually $30,000.00 1 Jul 2010 00000461 Dilution Factors Internal use Internal use of Dilution Factors data Per Legal Entity Annually $16,180.00 $16,600.00 00000461 Dilution Factors Internal use Enterprise Internal use of Dilution Factors data within your legal entities belonging to the same enterprise Per Enterprise Annually $46,125.00 $47,300.00 1 Jul 2012 30 March 2015 Version 2015.1 Page 24 of 36
00000461 Dilution Factors Agency Licence Agency use of Dilution Factors data to allow outsourced services such as back office, asset administration and to supply limited extracts of the information. (excluding GST) Per Legal Entity Annually $30,800.00 $31,600.00 1 Jul 2012 03000632 Broker Trades Internal use Internal use of Broker Trades data Per Legal Entity Annually $5,380.00 $5,500.00 03000632 Broker Trades Internal use Enterprise 03000990 Execution Venue Report Internal use 03000990 Execution Venue Report Internal use - Enterprise 03000632 03000990 03000632 03000990 Broker Trades and Execution Venue Internal use Broker Trades and Execution Venue Internal use - Enterprise Internal use of Broker Trades data within your legal entities belonging to the same enterprise Per Enterprise Annually $16,180.00 $16,600.00 Internal use of Execution Venue data Per Legal Entity Annually $5,380.00 $5,500.00 Internal use of Execution Venue data within your legal entities belonging to the same enterprise Internal Use of Broker Trades and Execution Venue data Internal use of Broker Trades and Execution Venue data within your legal entities belonging to the same enterprise Per Enterprise Annually $16,180.00 $16,600.00 Per Legal Entity Annually $6,456.00 $6,600.00 Per Enterprise Annually $19,416.00 $19,900.00 03000631 Market Shares Internal use Internal use of Market Shares data Per Legal Entity Annually $5,380.00 $5,500.00 03000631 Market Shares Internal use Enterprise Internal use of Market Shares data within your legal entities belonging to the same enterprise Per Enterprise Annually $16,180.00 $16,600.00 03000978 Derivatix Internal use Internal use of Derivatix data (Intra-day SPAN file introduced April 2014 alongside current EOD SPAN component of Derivatix). Per Legal Entity Annually $6,000.00 30 March 2015 Version 2015.1 Page 25 of 36
03000978 Derivatix Internal use Enterprise Internal use of Derivatix data within your legal entities belonging to the same enterprise (Intra-day SPAN file introduced April 2014 alongside current EOD SPAN component of Derivatix). 03000978 Derivatix Agency Licence Agency use of Derivatix data to allow outsourced services such as back office, asset administration and to supply limited extracts of the information. (Intra-day SPAN file introduced April 2014 alongside current EOD SPAN component of Derivatix). 03000978 Derivatix Website licence Display of Derivatix data to registered clients via your website, in conjunction with an internal use or agency licence (Intra-day SPAN file introduced April 2014 alongside current EOD SPAN component of Derivatix). (excluding GST) Per Enterprise Annually $17,500.00 $18,000.00 Per Legal Entity Annually $17,500.00 $18,000.00 Per Website Annually $6,000.00 03000979 Course of Sales Internal use Internal use of Course of Sales data Per Legal Entity Annually $6,000.00 03000979 Course of Sales Internal use Enterprise 03000979 Course of Sales Agency Licence 03000979 Course of Sales Website licence Internal use of Course of Sales data within your legal entities belonging to the same enterprise Agency use of Course of Sales data to allow outsourced services such as back office, asset administration and to supply limited extracts of the information. Display of Course of Sales data to registered clients via your website, in conjunction with an internal use or agency licence Per Enterprise Annually $17,500.00 $18,000.00 Per Legal Entity Annually $17,500.00 $18,000.00 Per Website Annually $6,000.00 30 March 2015 Version 2015.1 Page 26 of 36
Reference Data Publications 00000221 Daily Diary - Internal Internal redistribution within the same office location Per Service Annually $3,230.00 $3,300.00 03000627 Daily Diary - Republication Limited republication Per Service Annually $5,380.00 $5,500.00 00000226 Daily Schedule - Internal Internal redistribution within the same office location Per Service Annually $1,940.00 $2,000.00 03000628 Daily Schedule - Republication Limited republication Per Service Annually $3,230.00 $3,300.00 03000623 Weekly Summary - Internal Internal redistribution within the same office location 03000626 Weekly Summary - Republication Per Service Annually $3,580.00 $3,700.00 Limited republication Per Service Annually $5,880.00 $6,000.00 03000005 Equity Capital Raising / monthly - Internal 03000005 Equity Capital Raising / daily - republication Internal redistribution within the same office location Per Service Annually $5,380.00 $5,500.00 Limited republication Per Service Annually $17,500.00 $18,000.00 03000614 VWAP report Internal redistribution within the same office location Per Service Annually $270.00 $280.00 30 March 2015 Version 2015.1 Page 27 of 36
Historical Data Internal Use s ReferencePoint Master List Per Year Once off $3,000 ReferencePoint Corporate Actions Per Year Once off $3,000 ComNews Per Year Once off $3,000 Dividend Data Per Year Once off $2,000 Dilution Factors Per Year Once off $2,000 Equity Capital Raising Per Year Once off $2,000 Daily Share Price History Per Year Once off $2,000 Daily Course of Sales Per Year Once off $5,000 Tick Data, best bid & offer Per Year Once off $8,000 Tick Data, order book Per Year Once off $10,000 Daily Broker Trades Per Year Once off $6,000 Derivatix Per Year Once off $2,000 30 March 2015 Version 2015.1 Page 28 of 36
Historical Data Vendor Publication s ReferencePoint Master List Per Year Once off $4,500 ReferencePoint Corporate Actions Per Year Once off $4,500 ComNews Per Year Once off $4,500 Dividend Data Per Year Once off $3,000 Dilution Factors Per Year Once off $3,000 Equity Capital Raising Per Year Once off $5,000 Daily Share Price History Per Year Once off $5,000 Daily Course of Sales Per Year Once off $9,000 Daily Broker Trades Per Year Once off $9,000 Derivatix Per Year Once off $3,500 30 March 2015 Version 2015.1 Page 29 of 36
Appendix 1 ASX Net Service ds This table details the available ASX Net service feeds and the appropriate charging category. The specific fees are maintained in the Network Services section of this schedule. ASX Markets Availability Location Availability ASX TradeMatch and Centre Point Available All ASX PureMatch Available All ASX 24 Available Sydney/Melbourne Service d A ASX Clear Available All ASX Clear (Futures) Available Sydney/Melbourne ASX OTC Clearing Available Sydney/Melbourne Direct Low Latency 10Mb/s Service Provider Connection Available All ASX Test Environments (Functional Connection) Available All ASX Settlement (CHESS) Available All Signal B Available All Voiceline Available All Additional Intra Data Centre cross connect Available On Net Data Centres ASX Online Available All Service d B MarketSource ASX TradeMatch Available All MarketSource ASX PureMatch Available All MarketSource ASX 24 Available Sydney/Melbourne 30 March 2015 Version 2015.1 Page 30 of 36
Direct Connection to Equinix (CXA) 2,3 Available Sydney Standard Connection to Equinix (CXA) 3 Available Sydney Direct Low Latency 100Mb/s Service Provider Connection Available All ComNews Available All ASX 24 ITC Available All Austraclear Available All RBA RITS Available All Service d C ASX Best ASX and CXA Available All ASX ALC Direct Connection (Colo Access) Available Sydney ALC Equinix (Sydney Inter Data Centre Connection) 3 Available ALC ALC Global Switch (Sydney Inter Data Centre Connection) 3 Available ALC Direct Low Latency 1Gb/s Service Provider Connection Available All Service d D ALC ASX Proximity Site (Bondi Junction) Available ALC ASX ALC Redundant Direct Connection (Colo Access) Available Sydney ASX ITCH Backup Connection 4 Available Proximity ASX 24 ITCH Backup Connection 5 Available Proximity 2 The Direct Connection to CXA requires the purchase of an additional fibre connection. 3 Equinix and Global Switch cross-connects to CXA, and CXA port fees will be administered by ASX and passed through to the customer. 4 Only available to customers who also subscribe to the ASX ITCH service at the ALC. 5 Only available to customers who also subscribe to the ASX 24 ITCH service at the ALC. 30 March 2015 Version 2015.1 Page 31 of 36
Appendix 2 ASX Net Global Service ds This table details the available ASX Net Global service feeds and the appropriate charging category. The specific fees are maintained in the Network Services section of this schedule. 6 Service d A ASX 24 Local CBD Connection Apr 2013 Singapore/London/Chicago Direct Low Latency 2Mb/s ALC Connection Jul 2013 Singapore/Chicago Service d B ASX 24 Local Outer Connection Apr 2013 Singapore/London/Chicago Direct Low Latency 2Mb/s ALC Connection Jul 2013 London Service d C ASX 24 Regional Connection Apr 2013 Asia/Europe/North America International Service and Hosting ASX 24 FIX Apr 2013 Asia/Europe/North America International Service and Hosting ASX Trade OMnet (data only) Apr 2013 Asia/Europe/North America Service d D International Service and Hosting ASX 24 ITCH Apr 2013 Asia/Europe/North America International Service and Hosting ASX ITCH Apr 2013 Asia/Europe/North America Direct Low Latency 5Mb/s ALC Connection Jul 2013 Singapore/Chicago Service d E Direct Low Latency 5Mb/s ALC Connection Jul 2013 London Service d F Direct Low Latency 10Mb/s ALC Connection Jul 2013 Singapore/Chicago 6 International data centre cross-connect fees will be administered by ASX and passed through to the customer (where applicable) 30 March 2015 Version 2015.1 Page 32 of 36
Service d G Direct Low Latency 10Mb/s ALC Connection Jul 2013 London 30 March 2015 Version 2015.1 Page 33 of 36
Appendix 3 ALC Cross Connects This table details the available connections from within the ASX ALC. Service Connection A Redundant Teamed Connection (RTC) NSP Copper Cross Connect ASX 24 Risk d Service Connection B NSP Cross Connect (100 Mb/s) ComNews Connection Description Standby connection for use with a primary connection to an ASX service. Delivered to the same cabinet as the primary connection. Unmanaged primary connection to a single Network Service Provider (NSP). Connection to ASX 24 for Clearing Participant Risk Management of directly-cleared Trading Participants. Description Unmanaged primary 100 Mb/s connection to a single Network Service Provider (NSP). Connection to ComNews. Signal B Connection Connection to Signal B. Functional Test Environment Connection PTE Performance Connection (ASX Trade) ASX ITCH Development Connection ASX OUCH Development Connection ASX 24 ITCH Development Connection Backup Connection Standard connection via SiC to the ASX Test Environments. Connection via LCC to the ASX Trade PTE. Connection to ASX ITCH Development Environment. Connection to ASX OUCH Development Environment. Connection to ASX 24 ITCH Development Environment Standby connection to a non-asx service, or for connecting a second cabinet to an ASX service. Service Connection C ASX Market Information Connection ITCH or OMnet ASX 24 Market Information Connection ITCH or FIX ASX Clear Connection ASX Clear (Futures) Connection Connection to ASX Market Information via the ITCH or OMnet protocols Connection to ASX 24 Market Information via the ITCH or FIX protocols. Connection to ASX Clear via centrally managed and hosted ASX Gateway. Connection to ASX Clear (Futures) via centrally managed and hosted ASX Gateway. 30 March 2015 Version 2015.1 Page 34 of 36
ASX Settlement (CHESS) Connection ASX Best Connection Service Provider Connection Broker Service Provider Connection NSP Fibre Cross Connect ASX GPS Time Service ASX Trade Platform Time Service Connection to ASX Settlement (CHESS). Connection from ALC customer cabinet to ASX Best. Managed connection to a Service Provider via the Service Provider Network. Unmanaged direct fibre or copper connection between a trading customer and a Participant. Unmanaged primary fibre cross connect to a single Network Service Provider (NSP). Raw GPS signal from ASX antenna Connection to the Precision Time Protocol (PTP) feed used by ASX Trade for clock synchronisation 30 March 2015 Version 2015.1 Page 35 of 36
Appendix 4 Development Environments This table details the available ASX Development Environments and the related ASX System. The specific fees are maintained in the Development section of this schedule. System Development Environment Description ASX ASX Trade Access, support charge, and up to 100 logons. ASX OUCH Access, support charge, and up to 5 logons. ASX ITCH Access, support charge, and up to 5 logons ASX 24 ASX Trade24 Access, support charge, and 2 x ASX Trade24 gateways. ASX 24 ITCH Access, support charge, and up to 5 logons. ASX Clear ASX Clear Access via ASX Clear gateway, and support charge. ASX Clear (Futures) ASX Clear (Futures) Access via ASX Clear (Futures) gateway, and support charge. ASX Settlement ASX Settlement (CHESS) Access, support charge, and 2 x CHESS kits. Austraclear Austraclear Settlement Access, and support charge. Additional Development Capacity Description ASX Trade Additional Capacity Additional, up to 50 Logons. ASX Trade24 Additional Capacity Additional ASX Trade24 gateway. ASX Clear Additional Capacity Additional ASX Clear gateway. ASX Clear (Futures) Additional Capacity Additional ASX Clear (Futures) gateway. ASX Settlement (CHESS) Additional Capacity Additional, up to 4 x CHESS kits. 30 March 2015 Version 2015.1 Page 36 of 36