ASX Technical Services Schedule of Fees

Transcription

1 ASX Technical Services Schedule of s 30 March 2015 Version

2 Contents Trading Host Connection 3 Market Data Connection 4 Clearing and Settlement Host Connection 5 Trading and Administrative Applications 6 Clearing and Settlement Applications 7 Network Services 8 ASX Australian Liquidity Centre - Hosting Services 12 ASX ALC Service Connections 13 ASX - Technical Support Services 14 ASX Proximity Site - Services 16 Development Access 17 Market Information Vendor Direct Connectivity 19 Application Service Provider (ASP) - Market Connectivity 25 Appendix 1 ASX Net Service ds 27 Appendix 2 ASX Net Global Service ds 30 Appendix 3 ALC Cross Connects 32 Appendix 4 Development Environments 34 About this Document This Schedule of s sets out fees applicable to ASX Technical Services, which are supplied by ASX Operations Pty Limited ABN , a wholly owned subsidiary of ASX Limited, ABN All fees are shown in Australian dollars. All fees are effective from the effective date and are subject to change from time to time. If you require further clarification please contact your ASX Account Manager. Copyright 2012 ASX Operations Pty Limited and its related bodies corporate. All rights reserved. 30 March 2015 Version Page 2 of 34

3 Trading Host Connection ASX Trade Gateway A standard connection to ASX Trade. Per Gateway Monthly $ Jul Liquidity Cross Connect (LCC) ASX Trade Proximity Liquidity Cross Connect (LCC) ASX Trade A low latency connection to ASX Trade. Per Cross Connect Monthly $1, Feb 2012 A proximity low latency connection to the secondary ASX Trade Platform for ASX Proximity Site customers ASX OUCH Connectivity Connectivity to ASX Trade via an OUCH Cross Connect. Per Cross Connect Monthly $ Feb 2012 Per Cross Connect Monthly $1, May ASX OUCH Access Access to ASX OUCH. Per Session Monthly $1, May ASX OUCH Throughput Access to ASX Trade supporting 50 Transactions Per Second Standard Open Interface Session ASX Trade High Capacity Open Interface Session ASX Trade Access to ASX Trade supporting 10 Transactions Per Second. Access to ASX Trade supporting 50 Transactions Per Second ASX Session Decommission Decommission of a Standard or High Capacity ASX Trade Open Interface Session, ASX ITCH or ASX OUCH session, or ASX 24 ITCH session. Per Block Monthly $3, May 2013 Per Session Monthly $ Jul 2010 Per Session Monthly $2, Nov 2010 Per Session As Performed $ Feb ASX Trade24 Gateway A connection to ASX Trade24 supporting up to 12 Transactions Per Second (TPS) ASX Trade24 - Liquidity Cross Connect (LCC) A low latency connection to ASX Trade24 supporting 12 Transactions Per Second. Per Gateway Monthly $1, Jan 2011 Per Cross Connect Monthly $2, Dec 2011

4 Market Data Connection ASX ITCH - Access Access to ASX market information via the ASX ITCH protocol (includes 1 Glimpse session) ASX ITCH Additional Glimpse Session Access to an additional Glimpse session (Glimpse provides an order book snapshot in ASX ITCH format). Per Session Monthly $3, Jul 2012 Per Session Monthly $ Jul ASX 24 ITCH Access Access to ASX Trade24 market information via the ASX 24 ITCH protocol (includes 1 Glance and Blink session) ASX 24 ITCH Additional Glance and Blink Session Access to an additional Glance and Blink session (Glance provides a snapshot of the current state of the order book, and Blink provides missing multicast messages, both in ASX 24 ITCH format). Per Session Monthly $5, May 2013 Per Session Monthly $ May March 2015 Version Page 4 of 34

5 Clearing and Settlement Host Connection ASX Clear (Futures) - Connection ASX Clear (Futures) - Exchange Access Connection and supporting hardware and application to ASX Clear (Futures). This is applicable for both primary and secondary connections. Software Licence for access to an individual exchange on the ASX Clear (Futures) Clearing System. Per Gateway Monthly $1, Jul 2011 Per Licence One-Off $5, Jul ASX Clear - Connection Connection and supporting hardware and application to ASX Clear). This is applicable for both primary and secondary connections. Per Gateway Monthly $1, Jul March 2015 Version Page 5 of 34

6 Trading and Administrative Applications ASX Best Terminal The ASX Best Terminal. Per Terminal and Connection ASX Best Standard Smart Order Router ASX Best Premium Smart Order Router Access to the Standard ASX Best Smart Order Router. Access to the Premium ASX Best Smart Order Router. Monthly $ Nov 2011 Per Participant Monthly $ Jul 2013 Per Participant Monthly TBD TBD ASX Best User Login User account login for ASX Best software. Per Login Monthly $ Jul ASX 24 Risk Admin Terminal Hardware and Application for the administration of Participant level accounts on ASX Trade ASX 24 Drop Copy Gateway A FIX connection to facilitate order and trade reporting only; across all 50 Shared Order Groups under a Participant mnemonic ASX TradeAccept Access Participant access and user logons to ASX TradeAccept. Per Terminal Monthly $ Jul 2013 Per Terminal Monthly $ Apr 2014 Per Participant Monthly $ Jul March 2015 Version Page 6 of 34

7 Clearing and Settlement Applications CHESS PC Software Licence Licence for application connection to CHESS. Per connection within an entity CHESS Access Licence Licence for a single access point to CHESS. Per connection within an entity CHESS Access Plus Multi Usage Licence Licence for multiple access points to CHESS. Multiple connections within an entity One-off $15, Jul 2010 One-off $65, Jul 2010 One-off Negotiable 1 Jul Austraclear Exigo GUI Exigo Settlement Application for use by a single user. Per User * $ Jul ASX Clear (Futures) Client User level application for use with ASX Clear (Futures) Clearing System. Per User * $ Jul March 2015 Version Page 7 of 34

8 Network Services NB: ASX will pass through any fees from third parties, including but not limited to PIPE Networks, Equinix and CXA, incurred in the execution of customer-requested modifications to ASX Net connections or services. Such fees will appear in the customer s next ASX connectivity invoice ASX Net Site Management and infrastructure to support an ASX Net Site ASX Net Lite Site Management and infrastructure to support an ASX Net Lite Site ASX Net Service Installation or Decommission The addition or removal of a service feed to/from an existing ASX Net, ASX Net Global, or ASX Net Lite site. Per Site Monthly $3, Sept 2010 Per Site Monthly $ Feb 2013 Per Service d As Performed $1, Apr ASX Net Single ASX Market feed 1 Dedicated connectivity to any single ASX Market, including ASX TradeMatch (including Centre Point), ASX PureMatch and ASX ASX Net ASX All Equities Dedicated connectivity to ASX TradeMatch, PureMatch and Centre Point ASX Net ASX Complete Dedicated connectivity to all ASX Markets (TradeMatch, PureMatch, Centre Point and ASX 24) ASX Net Service d A Dedicated connectivity provided via ASX Net as described in Appendix ASX Net Service d B Dedicated connectivity provided via ASX Net as described in Appendix ASX Net Service d C Dedicated connectivity provided via ASX Net as described in Appendix 1. Per Service d Monthly $ Sept 2010 Per Service d Monthly $1, Dec 2011 Per Service d Monthly $2, Dec 2011 Per Service d Monthly $ Sept 2010 Per Service d Monthly $1, Nov 2011 Per Service d Monthly $1, Dec ASX Market feeds include ASX TradeMatch, ASX Centre Point, ASX PureMatch and ASX 24. ASX Net availability for each ASX Market and data feed is detailed in Appendix March 2015 Version Page 8 of 34

9 ASX Net Service d D Dedicated connectivity provided via ASX Net as described in Appendix ASX Net Service d E Dedicated connectivity provided via ASX Net as described in Appendix 1. Per Service d Monthly $2, Jan 2013 Per Service d Monthly $3, Jan ASX Net Lite Service d B Dedicated connectivity provided via ASX Net Lite as described in Appendix ASX Net Lite Service d C Dedicated connectivity provided via ASX Net Lite as described in Appendix 1. Per Service d Monthly $ Feb 2013 Per Service d Monthly $1, Nov ASX Net Global Service d A ASX Net Global Service d B ASX Net Global Service d C ASX Net Global Service d D ASX Net Global Service d E ASX Net Global Service d F ASX Net Global Service d G Additional Data Centre Cross- Connect Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Redundant cross-connect for ASX Net Global hosted site connections. Per Service d Monthly $1, May 2013 Per Service d Monthly $2, May 2013 Per Service d Monthly $2, May 2013 Per Service d Monthly $3, May 2013 Per Service d Monthly $3, May 2013 Per Service d Monthly $5, May 2013 Per Service d Monthly $6, May 2013 Per Cross- Connect Monthly $ Nov March 2015 Version Page 9 of 34

10 Austraclear Internet Connection Access to Austraclear via an internet connection and supporting security infrastructure (RSA Tokens and Digital Certificates). Includes all Participant sites from which internet connections are made. Per Participant Monthly $ Jul Network Site Installation Site assessment and installation of network infrastructure for ASX Net, ASX Net Lite or ASX Net Global for a dual line site. Per Installation As Performed $7, Jul ASX Net Installation of a Single Circuit Network Site Infrastructure Decommission Site assessment and installation of a single direct connection from an ASX Net, ASX Net Lite or ASX Net Global site to a supported location. Decommission of an ASX Net, ASX Net Lite or ASX Net Global site. This does not include any carrier decommissioning costs. Per Circuit As Performed $3, Oct 2011 Per Decommission As Performed $3, Jul 2013 ASX Net Australian CBD bandwidth charge ASX Net Additional or Single Australian CBD bandwidth charge ASX Net Lite Australian CBD bandwidth charge ASX Net Lite Additional or Single Australian CBD bandwidth charge Bandwidth charge for a redundant connection from a supported ASX Net site to ASX or ASX regional hub direct billed by carrier(s), not charged by ASX. Bandwidth charge for a single direct or nonredundant connection from an ASX Net site to a supported location direct billed by carrier(s), not charged by ASX. Bandwidth charge for a redundant connection from a supported ASX Net Lite site to ASX or ASX regional hub direct billed by carrier(s), not charged by ASX Bandwidth charge for a single direct or nonredundant connection from an ASX Net Lite site to a supported location direct billed by carrier(s), not charged by ASX. Per Redundant Circuit pair Monthly $2, Jul 2010 Per Individual Circuit Monthly $1, Nov 2011 Per Redundant Circuit Pair Monthly $1, Feb 2013 Per Individual Circuit Monthly $ Feb March 2015 Version Page 10 of 34

11 Network Site Decommission - within 12 months Network Site Decommission - between 12 and 36 months Charge to decommission an ASX Net, ASX Net Lite, ASX Net Global, within 12 months of installation, without a corresponding request for a new Network Site Installation. 50% discount applies for cancellation of a single direct circuit (provided the corresponding network site is not decommissioned). Charge to decommission an ASX Net, ASX Net Lite, ASX Net Global, within 12 and 36 months of installation, without a corresponding request for a new Network Site Installation. 50% discount applies for cancellation of a single direct circuit (provided the corresponding network site is not decommissioned). Per Site As Performed $30, Jul 2011 Per Site As Performed $15, Jul March 2015 Version Page 11 of 34

12 ASX Australian Liquidity Centre - Hosting Services Cabinet and Initial Power 2 A physical Cabinet within the Facility with access to 2 kw of peak power Additional Power 3 Additional 2 kw allocation of power for use in a User s Cabinet allocation. Maximum single Cabinet usage is 6 kw Excess Power Charge for combined Cabinet power use in excess of allocated amount. See Business Services Guide for details on calculation Cabinet Set-up or Decommission Cage Construction or Decommission Cabinet preparation, cabling 4 and racking of ASX network equipment necessary to provide services ordered with the initial cabinet order. The construction or decommission of a Cabinet Cage Cabinet Cage A lockable wire mesh cage around the User s allocated Cabinets NSP One-Third Cabinet A one-third Cabinet located in a Meet Me Room and 650 Watts of initial peak power NSP Full Cabinet A full cabinet located in a Meet Me Room and 2 kw of initial peak power. Per Cabinet Monthly $2, Dec 2011 Per 2 kw Monthly $1, Dec 2011 Per 2 kw Monthly $3, Dec 2011 Per Cabinet Install or Decommission As Performed $2, Dec 2011 Per Instance One-off On Request 1 Dec 2011 Per Instance Monthly On Request 1 Dec 2011 Per one-third Cabinet Monthly $ Dec 2011 Per Cabinet Monthly $2, Dec ASX may offer discounts for extended time commitments and volume purchase. 3 ASX may offer discounts for volume purchase of Additional Power. 4 Up to five copper (UTP) and six optical fibre ports per cabinet. 30 March 2015 Version Page 12 of 34

13 ASX ALC Service Connections Service Connection A Connection to a category A Service as defined in Appendix Service Connection B Connection to a category B Service as defined in Appendix Service Connection C Connection to a category C Service as defined in Appendix Service Connection D Connection to a category D Service as defined in Appendix 3. Per Cross Connect Monthly $ Dec 2011 Per Cross Connect Monthly $ Dec 2011 Per Cross Connect Monthly $1, Dec 2011 Per Cross Connect Monthly $2, Dec March 2015 Version Page 13 of 34

14 ASX - Technical Support Services Goods Receiving Receipt of one shipment of goods, up to three individual boxes, at the ALC Facility from User or Supplier Goods Storage Storage of up to 3 boxes of User equipment by ASX in the ALC Facility. Per Shipment As performed $ Dec 2011 Per Shipment Per week $ Dec Packaging Disposal Disposal of packaging from User equipment. Per ASX Collection As performed $ Dec Equipment Installation or Decommission Non-Concurrent Cabinet Connection Service Installation or Decommission Installation or Decommission of any ASX provided Server. Installation or decommission of User equipment into or from an established User Cabinet including power connection. A connection implemented by ASX between a User s non-concurrent Cabinets. Installation or decommission of any service delivered to a user Cabinet (excluding a Non- Concurrent Cabinet Connection, ASX 24 LCC, Timing Services or Initial Cabinet setup). Installation or decommission of an ASX Trade Gateway, ASX 24 Gateway or LCC, ASX Clear (Futures) or ASX Clear Gateway into a Participant, Vendor or Colo site. Per piece of Infrastructure As performed $ Dec 2011 Per Connection As performed $2, Dec 2011 Per Service As performed $ Nov 2012 Per Server As Performed $ Jul ASX Smart Hands Use of first-level technician services for on-site or remote support ASX Smart Hands Weekend and Public Holiday Use of first-level technician services on a public holiday or weekend for on-site or remote support. Per Resource Support Hour Per Resource Support Hour (Minimum of four Hours) As performed $ Dec 2011 As performed $ (min $1,000) 1 Dec March 2015 Version Page 14 of 34

15 ASX Specialist Scheduled Scheduled use of Specialist Technician services. A scheduled request requires 24 hours notice ASX Specialist Emergency Emergency use of Specialist Technician services during Standard Business Hours. A specialist technician will respond within 30 minutes. Per Resource Support Hour As performed $ Dec 2011 Per Resource Hour As performed $ Dec Installation or decommission of Timing Service CHESS Access Annual Support and Maintenance CHESS Access Annual Support and Maintenance Multi Usage CHESS PC Annual Support and Maintenance Replacement of CHESS Security Key Installation or decommission of connection to the ASX GPS feed or the ASX PTP time synchronisation feed. Annual support and maintenance fee for CHESS Access. Annual support and maintenance fee for CHESS Access Plus. Annual support and maintenance fee for CHESS PC. Per Connection As Performed $1, Oct 2011 Per Entity Per Annum $15, Jul 2010 Per Sub License Per Annum $15, Jul 2010 Per License Per Annum $2, Jul 2010 Security key for access to CHESS. Per Key As Required $ Jul March 2015 Version Page 15 of 34

16 ASX Proximity Site - Services ASX Proximity Site Cabinet and Initial Power A physical cabinet within the ASX Proximity Site (Bondi Junction) and 2kw of peak power Excess Power Charge for combined Cabinet power use in excess of allocated amount. See Business Services Guide for details on calculation. Per Cabinet Monthly $2, Feb 2012 Per 2 kw Monthly $3, Feb Proximity Liquidity Cross Connect (LCC) ASX Trade ASX Proximity Site Cross Connect A proximity low latency connection to the secondary ASX Trade Platform for ASX Proximity Site customers. Service Connection A cross connect to any available service as defined in Appendix 3 and available within the ASX Proximity Site. Per Cross Connect Monthly $ Feb 2012 Per Cross Connect Monthly $ Jan ASX Proximity - Cabinet Set-up or Decommission Cabinet preparation and racking of ASX network equipment necessary to provide services ordered with the initial cabinet order. Per Cabinet Install or Decommission As Performed $1, Dec March 2015 Version Page 16 of 34

17 Development Access Development Environment - access to first environment Access to the first ASX development environment, in each system type, as described in Appendix 4. Per Standard Connection Monthly $ Jan Development Environment - access to each additional environment Development Environment - additional capacity for each environment Access to each additional ASX development environment, in each system type, as described in Appendix 4 (must have access to first ASX development environment to qualify). Additional ASX development environment capacity, as described in Appendix 4. Per Standard Connection Monthly $ Jan 2014 Per Instance Monthly $ Jan March 2015 Version Page 17 of 34

18 30 March 2015 Version ASX Technical Services Market Information Vendors Schedule of s

19 Market Information Vendor Direct Connectivity MarketSource Access ASX Trade 5 Access to ASX Trade market information via OMnet or FIX (includes hardware and single session login) ASX ITCH - Access Access to ASX Trade market information via the ASX ITCH protocol (includes 1 Glimpse session) ASX ITCH Additional Glimpse Session Access to an additional Glimpse session (Glimpse provides an order book snapshot in ASX ITCH format). Per Session Monthly $3, Jul 2010 Per Session Monthly $3, Jul 2012 Per Session Monthly $ Jul MarketSource Access ASX 24 ITC MarketSource Access ASX 24 FIX 5 Access to ASX Trade24 market information via ITC protocol (includes a single session logon). Access to ASX Trade24 market information via FIX protocol (includes hardware and a single session logon) ASX 24 ITCH Access Access to ASX Trade24 market information via the ASX 24 ITCH protocol (includes 1 Glance and Blink session) ASX 24 ITCH Additional Glance and Blink Session Access to an additional Glance and Blink session (Glance provides a snapshot of the current state of the order book, and Blink provides missing multicast messages, both in ASX 24 ITCH format). Per Session Monthly $3, Jul 2010 Per Session Monthly $3, Jul 2010 Per Session Monthly $5, May 2013 Per Session Monthly $ May Three connectivity options: - ASX Net - One ASX Net service feed is included in this fee. Subsequent access will incur additional charges (See ASX Net Service d A-E in Appendix 1) - ALC Gateway in Cabinet, or ALC Switch in Cabinet included - ALC Cross Connect ALC Service Connection C is applicable 30 March 2015 Version Page 19 of 34

20 ComNews Access Access to the ASX Company Announcement Platform (includes a single session logon) Additional ComNews Access Additional access to the ASX Company Announcement Platform (includes an additional single session logon). Per Session Monthly $1, Jul 2013 Per Session Monthly $ Jul Additional ASX Trade Gateway Additional hardware for connection to ASX Trade Per Gateway Monthly $ Jul Service Installation or Decommission Installation or Decommission of any ASX provided Server. Installation or decommission of any service delivered to a user Cabinet (excluding a Non- Concurrent Cabinet Connection, ASX 24 LCC, Timing Services, or Initial Cabinet setup). Installation or decommission of an ASX Trade Gateway, ASX 24 Gateway or LCC, ASX Clear (Futures) or ASX Clear Gateway into a Participant, Vendor or Colo site ASX Session Decommission Decommission of a MarketSource Open Interface Session, ASX ITCH, or ASX 24 ITCH Session. Per Service As performed $ Nov 2012 Per Server As Performed $ Jul 2011 Per Session As Performed $ Feb ASX Net Service d A Dedicated connectivity provided via ASX Net as described in Appendix ASX Net Service d B Dedicated connectivity provided via ASX Net as described in Appendix ASX Net Service d C Dedicated connectivity provided via ASX Net as described in Appendix ASX Net Service d D Dedicated connectivity provided via ASX Net as described in Appendix 1. Per Service d Monthly $ Sep 2010 Per Service d Monthly $1, Nov 2011 Per Service d Monthly $1, Dec 2011 Per Service d Monthly $2, Jan March 2015 Version Page 20 of 34

21 ASX Net Service d E Dedicated connectivity provided via ASX Net as described in Appendix 1. Per Service d Monthly $3, Jan ASX Net Global Service d A ASX Net Global Service d B ASX Net Global Service d C ASX Net Global Service d D ASX Net Global Service d E ASX Net Global Service d F ASX Net Global Service d G Additional Data Centre Cross- Connect Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Dedicated connectivity provided via ASX Net Global as described in Appendix 2. Redundant cross-connect for ASX Net Global hosted site connections. Per Service d Monthly $1, Apr 2013 Per Service d Monthly $2, Apr 2013 Per Service d Monthly $2, Apr 2013 Per Service d Monthly $3, Apr 2013 Per Service d Monthly $3, Apr 2013 Per Service d Monthly $5, Apr 2013 Per Service d Monthly $6, Apr 2013 Per Cross- Connect Monthly $ Nov Network Site Installation Site assessment and installation of network infrastructure for ASX Net, ASX Net Lite or ASX Net Global for a dual line site. Per Installation As Performed $7, Jul ASX Net Installation of a Single Circuit Network Site Infrastructure Decommission Site assessment and installation of a single direct connection from an ASX Net, ASX Net Lite or ASX Net Global site to a supported location. Decommission of an ASX Net, ASX Net Lite, or ASX Net Global site. This does not include any carrier decommissioning costs. Per Circuit As Performed $3, Oct 2011 Per Decommission As Performed $3, Jul March 2015 Version Page 21 of 34

22 Network Site Decommission - within 12 months Network Site Decommission - between 12 and 36 months ASX Net Service Installation or Decommission Charge to decommission an ASX Net, ASX Net Lite, or ASX Net Global, connection within 12 months of installation, without a corresponding request for a new Network Site Installation. 50% discount applies for cancellation of a single direct circuit (provided the corresponding network site is not decommissioned). Charge to decommission an ASX Net, ASX Net Lite, or ASX Net Global, connection within 12 and 36 months of installation, without a corresponding request for a new Network Site Installation. 50% discount applies for cancellation of a single direct circuit (provided the corresponding network site is not decommissioned). The addition or removal of a service feed to/from an existing ASX Net, ASX Net Global, or ASX Net Lite site. Per Site As Performed $30, Jul 2011 Per Site As Performed $15, Jul 2011 Per Service d As Performed $1, Apr 2011 ASX Net Australian CBD bandwidth charge ASX Net Additional or Single Australian CBD bandwidth charge Bandwidth charge from supported site to ASX or ASX regional hub direct billed by carrier(s), not charged by ASX. Bandwidth charge for a single direct or nonredundant connection from an ASX Net site to a supported location direct billed by carrier(s), not charged by ASX. Per Redundant Circuit pair Monthly $2, Jul 2010 Per Individual Circuit Monthly $1, Nov Development Environment - access to first environment Access to the first ASX development environment, in each system type, as described in Appendix 4. Per Standard Connection Monthly $ Jan Development Environment - access to each additional environment Access to each additional ASX development environment, in each system type, as described in Appendix 4 (must have access to first ASX development environment to qualify). Per Standard Connection Monthly $ Jan March 2015 Version Page 22 of 34

23 Development Environment - additional capacity for each environment Additional ASX development environment capacity, as described in Appendix 4. Per Instance Monthly $ Jan Signal B Trading participant s own trade data Per Connection Annually $5, $5, Jul Jul March 2015 Version Page 23 of 34

24 30 March 2015 Version ASX Technical Services Service Providers Schedule of s

25 Application Service Provider (ASP) - Market Connectivity These s are applicable to any entity operating as an ASP to ASX or ASX24 Participants ASP Licence Licence for an ASP to mutualise an ASX Net or ALC connection that provides market connectivity for an ASX or ASX 24 Participant. A Licence is required per Participant per market per connection, and is charged to either the ASP or Participant. Per ASP Client, Per ASX Market, Per Connection Monthly $1, Dec ASX Trade Gateway A standard connection to ASX Trade. Per Gateway Monthly $ Jul ASP Market Data Interface - ASX Additional ASP Market Data Interface - ASX 24 Direct access to ASX 24 by an ASP for the purposes of providing ASX 24 market data to hosted Participants. Included are hardware, application and trading system session. Additional and subsequent direct access to ASX 24 by an ASP for the purposes of providing ASX 24 market data to hosted Participants. Included are hardware, application and trading system session. Per Gateway Monthly $3, Jan 2011 Per Gateway Monthly $2, Jan Network Site Installation Site assessment and installation of network infrastructure for ASX Net, ASX Net Lite or ASX Net Global for a dual line site. Per Installation As Performed $7, Jul ASX Net Installation of a Single Circuit Site assessment and installation of a single direct connection from an ASX Net, ASX Net Lite or ASX Net Global site to a supported location. Per Circuit As Performed $3, Oct March 2015 Version Page 25 of 34

26 Network Site Infrastructure Decommission Network Carrier decommission - within 12 months Network Carrier decommission - between >12 and 36 months ASX Net Service Installation or Decommission Decommission of an ASX Net, ASX Net Lite or ASX Net Global site. This does not include any carrier decommissioning costs. Charge to decommission the carrier service of an ASX Net, ASX Net Lite, ASX Net Global, connection within 12 months of installation, without an immediate movement to an alternate site. Charge to decommission the carrier service of an ASX Net, ASX Net Lite, ASX Net Global, connection within 12 and 36 months of installation, without an immediate movement to an alternate site. The addition or removal of a service feed to/from an existing ASX Net, ASX Net Global, or ASX Net Lite site. Per Decommission As Performed $3, Jul 2013 Per Site As Performed $30, Jul 2011 Per Site As Performed $15, Jul 2011 Per Service d As Performed $1, Apr Development Environment - access to first environment Access to the first ASX development environment, in each system type, as described in Appendix 4. Per Standard Connection Monthly $ Jan Development Environment - access to each additional environment Development Environment - additional capacity for each environment Access to each additional ASX development environment, in each system type, as described in Appendix 4 (must have access to first ASX development environment to qualify). Additional ASX development environment capacity, as described in Appendix 4. Per Standard Connection Monthly $ Jan 2014 Per Instance Monthly $ Jan March 2015 Version Page 26 of 34

27 Appendix 1 ASX Net Service ds This table details the available ASX Net service feeds and the appropriate charging category. The specific fees are maintained in the Network Services section of this schedule. ASX Markets Availability Location Availability ASX TradeMatch and Centre Point Available All ASX PureMatch Available All ASX 24 Available Sydney/Melbourne Service d A ASX Clear Available All ASX Clear (Futures) Available Sydney/Melbourne ASX OTC Clearing Available Sydney/Melbourne Direct Low Latency 10Mb/s Service Provider Connection Available All ASX Test Environments (Functional Connection) Available All ASX Settlement (CHESS) Available All Signal B Available All Voiceline Available All Additional Intra Data Centre cross connect Available On Net Data Centres ASX Online Available All Service d B MarketSource ASX TradeMatch Available All MarketSource ASX PureMatch Available All MarketSource ASX 24 Available Sydney/Melbourne 30 March 2015 Version Page 27 of 34

28 Direct Connection to Equinix (CXA) 6,7 Available Sydney Standard Connection to Equinix (CXA) 7 Available Sydney Direct Low Latency 100Mb/s Service Provider Connection Available All ComNews Available All ASX 24 ITC Available All Austraclear Available All RBA RITS Available All Service d C ASX Best ASX and CXA Available All ASX ALC Direct Connection (Colo access) Available Sydney ALC Equinix (Sydney Inter Data Centre Connection) 7 Available ALC ALC Global Switch (Sydney Inter Data Centre Connection) 7 Available ALC Direct Low Latency 1Gb/s Service Provider Connection Available All Service d D ALC ASX Proximity Site (Bondi Junction) Available ALC ASX ALC Redundant Direct Connection (Colo access) Available Sydney ASX ITCH Backup Connection 8 Available Proximity ASX 24 ITCH Backup Connection 9 Available Proximity ASX Net Lite - Service d B ASX Clear Available All 6 The Direct Connection to CXA requires the purchase of an additional fibre connection. 7 Equinix and Global Switch cross-connects to CXA, and CXA port fees will be administered by ASX and passed through to the customer. 8 Only available to customers who also subscribe to the ASX ITCH service at the ALC. 9 Only available to customers who also subscribe to the ASX 24 ITCH service at the ALC. 30 March 2015 Version Page 28 of 34

29 Austraclear Available All RBA RITS Available All ASX Net Lite - Service d C ASX Best Available All 30 March 2015 Version Page 29 of 34

30 Appendix 2 ASX Net Global Service ds This table details the available ASX Net Global service feeds and the appropriate charging category. The specific fees are maintained in the Network Services section of this schedule 10 Service d A ASX 24 Local CBD Connection Apr 2013 Singapore/London/Chicago Direct Low Latency 2Mb/s ALC Connection July 2013 Singapore/Chicago Service d B ASX 24 Local Outer Connection Apr 2013 Singapore/London/Chicago Direct Low Latency 2Mb/s ALC Connection July 2013 London Service d C ASX 24 Regional Connection Apr 2013 Asia/Europe/North America International Service and Hosting ASX 24 FIX Apr 2013 Asia/Europe/North America International Service and Hosting ASX Trade OMnet (data only) Apr 2013 Asia/Europe/North America Service d D International Service and Hosting ASX 24 ITCH Apr 2013 Asia/Europe/North America International Service and Hosting ASX ITCH Apr 2013 Asia/Europe/North America Direct Low Latency 5Mb/s ALC Connection Jul 2013 Singapore/Chicago Service d E Direct Low Latency 5Mb/s ALC Connection Jul 2013 London Service d F 10 International data centre cross-connect fees will be administered by ASX and passed through to the customer (where applicable) 30 March 2015 Version Page 30 of 34

31 Direct Low Latency 10Mb/s ALC Connection Jul 2013 Singapore/Chicago Service d G Direct Low Latency 10Mb/s ALC Connection Jul 2013 London 30 March 2015 Version Page 31 of 34

32 Appendix 3 ALC Cross Connects This table details the available connections from within the ASX ALC. Service Connection A Redundant Teamed Connection (RTC) NSP Copper Cross Connect ASX 24 Risk d Service Connection B NSP Cross Connect (100 Mb/s) ComNews Connection Description Standby connection for use with a primary connection to an ASX service. Delivered to the same cabinet as the primary connection. Unmanaged primary connection to a single Network Service Provider (NSP). Connection to ASX 24 for Clearing Participant Risk Management of directly-cleared Trading Participants. Description Unmanaged primary 100 Mb/s connection to a single Network Service Provider (NSP). Connection to ComNews. Signal B Connection Connection to Signal B. Functional Test Environment Connection PTE Performance Connection (ASX Trade) ASX ITCH Development Connection ASX OUCH Development Connection ASX 24 ITCH Development Connection Backup Connection Standard connection via SiC to the ASX Test Environments. Connection via LCC to the ASX Trade PTE. Connection to ASX ITCH Development Environment. Connection to ASX OUCH Development Environment. Connection to ASX 24 ITCH Development Environment Standby connection to a non-asx service, or for connecting a second cabinet to an ASX service. Service Connection C ASX Market Information Connection ITCH or OMnet ASX 24 Market Information Connection ITCH or FIX ASX Clear Connection ASX Clear (Futures) Connection Connection to ASX Market Information via the ITCH or OMnet protocols. Connection to ASX 24 Market Information via the ITCH or FIX protocols. Connection to ASX Clear via centrally managed and hosted ASX Gateway. Connection to ASX Clear (Futures) via centrally managed and hosted ASX Gateway. 30 March 2015 Version Page 32 of 34

33 ASX Settlement (CHESS) Connection ASX Best Connection Service Provider Connection Broker Service Provider Connection NSP Fibre Cross Connect ASX GPS Time Service ASX Trade Platform Time Service Connection to ASX Settlement (CHESS). Connection from ALC customer cabinet to ASX Best. Managed connection to a Service Provider via the Service Provider Network. Unmanaged direct fibre or copper connection between a trading customer and a Participant. Unmanaged primary fibre cross connect to a single Network Service Provider (NSP). Raw GPS signal from ASX antenna. Connection to the Precision Time Protocol (PTP) feed used by ASX Trade for clock synchronisation. 30 March 2015 Version Page 33 of 34

34 Appendix 4 Development Environments This table details the available ASX Development Environments and the related ASX System. The specific fees are maintained in the Development section of this schedule. System Development Environment Description ASX ASX Trade Access, support charge, and up to 100 logons. ASX OUCH Access, support charge, and up to 5 logons. ASX ITCH Access, support charge, and up to 5 logons. ASX 24 ASX Trade24 Access, support charge, and 2 x ASX Trade24 gateways. ASX 24 ITCH Access, support charge, and up to 5 logons. ASX Clear ASX Clear Access via ASX Clear gateway, and support charge. ASX Clear (Futures) ASX Clear (Futures) Access via ASX Clear (Futures) gateway, and support charge. ASX Settlement ASX Settlement (CHESS) Access, support charge, and 2 x CHESS kits. Austraclear Austraclear Settlement Access, and support charge. Additional Development Capacity Description ASX Trade Additional Capacity Additional, up to 50 Logons. ASX Trade24 Additional Capacity Additional ASX Trade24 gateway. ASX Clear Additional Capacity Additional ASX Clear gateway. ASX Clear (Futures) Additional Capacity Additional ASX Clear (Futures) gateway. ASX Settlement (CHESS) Additional Capacity Additional, up to 4 x CHESS kits. 30 March 2015 Version Page 34 of 34