Please call Steve ( ) or Louise Felker ( ) if you have questions.

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Department of Food Science Stocking Hall, Cornell University Ithaca, NY 14853-7201 Telephone: 607 255-2893 Email: scm4@cornell.edu To: Dairy Processors May 28, 2014 From: Steve Murphy, Sr. Extension Associate Department of Food Science, Cornell University Re: HACCP/Food Safety Systems Workshop for the Dairy Industry; the NCIMS Core Curriculum July 15-17, 2014 in Ithaca, NY The Institute of Food Science at Cornell University is pleased to offer a Hazard Analysis and Critical Control Point (HACCP) /Food Safety Systems Workshop for the dairy processing industry, July 15-17, 2014 in Ithaca, NY. This workshop is designed to provide comprehensive instruction on the development of HACCP based food safety programs for dairy operations that should apply to juice and other foods as well. It will provide practical information, forms and exercises designed to enhance HACCP and other food safety systems. Throughout the course, the relationship of traditional HACCP concepts with the proposed Preventative Controls rule under FDA s Food Safety Modernization Act (FSMA) will be discussed as interpretation of the proposed rule implies that companies will be required to have food safety programs in place that are in-line with traditional HACCP concepts (please note the rule is not yet final). For Grade A Dairy processors, this course will meet the core training requirements of the NCIMS Voluntary HACCP Program for dairy plants. FDA Juice HACCP compliance requirements applicable to dairy operations that process juice will also be covered. Successful completion of this workshop should provide attendees with the tools necessary to build new or update outdated HACCP/Food Safety Programs that will meet NCIMS and FDA Juice HACCP requirements. It should also serve as a foundation for the Global Food Safety Initiative s 3rd party certification schemes such as SQF, BRC & FSSC 22000. SQF examples will be provided. A full agenda for the workshop is included in this mailing. Preregistration is Required. Enrollment is limited to 30 participants. The early registration fee is $450 per person for NY companies and $540 for those out-of-state. Registration fees paid after July 7 will be higher. Materials, breaks and lunches are included. Please note that Cornell University is moving to Credit Card payment only and on-line registration. For those that have difficulties paying on-line, payment by check will be accepted until the end of 2014. On-line registration requires that each attendee complete the form. To Register On-Line, Go To: http://dairyextension.foodscience.cornell.edu/content/haccp-dairy-operations-workshop-registration-july-15-17-2014 1. Fill in all required information (to be done separately for each attendee) and click on submit. 2. If successfully submitted, a confirmation screen will display providing payment information. 3. If paying on-line, click on the Credit Card payment link, fill in all required fields and hit process. 4. You should receive a receipt of payment by e-mail within minutes. 5. Your full registration will be confirmed by e-mail from Cornell staff within a few days of registration. Cancellation Policy: No refunds can be given if not cancelled by COB July 7. Substitute registrants will be accepted at any time, but doing so before the July 7 deadline is appreciated. A listing of hotels, Cornell parking permit information, directions and area maps are included with this mailing. The course will be held in the Food Science Conference Center, Room 148 Stocking Hall on the Cornell University Campus in Ithaca, NY. Please call Steve (607-255-2893) or Louise Felker (607-255-7098) if you have questions.

- Hazard Analysis and Critical Control Point / Food Safety Programs - HACCP for the Dairy Industry July 15-17, 2014 Cornell University, Department of Food Science Program Draft Tuesday, July 15, 2014 Instructors 8:00 am Registration Staff 8:30 am Welcome and Introductions Course Objectives Steve Murphy 9:00 am HACCP Overview & Background - HACCP Defined - NACMCF Document - HACCP in the Regulatory System Dairy/Juice/other - Food Safety Modernization Act (FSMA) overview - HACCP & Food Safety Systems in GFSI overview Kim Bukowski 9:45 am Hazards in Dairy and other Foods Why HACCP? 10:45 am BREAK 11:00 am HACCP Program Development Preliminary Steps - Assemble Your Team - Describe Each Product, Its Use & Consumer Base - Create & Verifying a Flow Diagram 11:45 am Team Exercise Product Description & Flow Diagram Participants 12:15 pm Lunch (provided) 1:00 pm Team Exercise Continued Participants 1:30 pm Prerequisites to HACCP Supporting Programs - Prerequisite Programs (PP s), Required 8 & more - Sanitation Standard Operating Procedures - Monitoring PP s and Records 2:30 pm Break 2:45 pm Prerequisites to HACCP (continued) - FSMA Preventive Controls - GFSI Third Party Certification Requirements 3:15 pm Team Exercise Documentation of PP/SSOP s Participants 4:15 pm Team Presentations: Prod. Descrip./Flow Diagram/PPs Participants & Staff 5:15 pm Questions & Answers/ Adjourn This program meets the requirements of the NCIMS HACCP Core Curriculum, developed and supported by the NCIMS HACCP Implementation Committee Cornell Dairy Foods Extension Programs are Supported by the NY State Milk Promotion Order

HACCP / Food Safety Systems for the Dairy for the Dairy Industry Program Draft (Continued) Wednesday, July 16, 2014 8:15 am Day 1 Overview; Questions & Answers Staff Instructor 8:30 am Hazard Analyses (HA) & Critical Control Points (CCP) - HA at Each Step of the Flow Diagram (Principle 1) - Defining Reasonably Likely to Occur & using prerequisites & other programs in HA justification - Determining CCP s (Principle 2) - Hazards & Control Guide for Dairy Foods HACCP 10:00 am Break 10:15 am Team Exercise HA & CCP Determinations Participants 11:30 am Team Presentations HA & CCP Determinations Participants & Staff 12:15 pm Lunch (provided) 1:00 pm CCP s the HACCP Plan - Establishing Critical Limits (CL) (Principle 3) - Establishing Monitoring Procedures (Principle 4) 1:45 pm CCP s the HACCP Plan - Corrective Actions for CL Deviations (Principle 5) 2:15 pm Break 2:30 pm CCP s the HACCP Plan - Verification & Validation (Principle 6) - HACCP Plan Records (Principle 7) 3:30 pm Team Exercise HACCP Plan - CCP s, CL s and Monitoring Procedures - Corrective Actions for CL Deviations - Record Keeping 4:45 pm CCP s the HACCP Plan - NCIMS Pasteurization CCP Model, others models Staff 5:00 pm Questions & Answers Participants & Staff 5:15 pm Adjourn This program meets the requirements of the NCIMS HACCP Core Curriculum, developed and supported by the NCIMS HACCP Implementation Committee Cornell Dairy Foods Extension Programs are Supported by the NY State Milk Promotion Order

HACCP / Food Safety Systems for the Dairy for the Dairy Industry Program Draft (Continued) Thursday, July 17, 2014 8:15 am Review Days 1-2: Questions & Answers Instructor 8:30 pm Team Presentations HACCP Plan Participants & Staff 10:00 am Break 10:15 am NCIMS HACCP Program Overview/Orientation - Review of Appendix K Requirements - FDA Web Site forms and information 11:00 am Food Safety Modernization Act - Recap of key concepts & proposed requirements 11:30 am HACCP Review Participant Teams Participants & Staff 12:30 pm Program Summary, Questions & Answers; QUIZ 1:00 pm Adjourn This program meets the requirements of the NCIMS HACCP Core Curriculum, developed and supported by the NCIMS HACCP Implementation Committee. This course also meets the HACCP Requirement of the Dairy Foods Certificate Program. If you have not already enrolled and are interested please contact Janene at: 607-255-2892; jgg3@cornell.edu; or go to: http://dairyextension.foodscience.cornell.edu/programs/certificate-program Cornell Dairy Foods Extension Programs are Supported by the NY State Milk Promotion Order

- Hazard Analysis and Critical Control Point - HACCP for the Dairy, Juice & Food Processing Industries With Concentration on NCIMS Dairy HACCP, FDA Juice Regulation and FSMA Requirements July 15-17, 2014 Cornell University, Department of Food Science, 148 Stocking Hall Program Outline OVERVIEW: This course is designed to provide a broad-based, practical approach to developing HACCP systems for dairy, juice and other food operations. It is targeted at those who need an introduction to HACCP as a comprehensive food safety system, but is designed to provide more advanced perspectives. For those who have not had recent training stressing current HACCP concepts and requirements, this workshop will serve as an updated refresher and as a source of new ideas to revitalize your HACCP system. Based on the National Conference of Interstate Milk Shipments (NCIMS) Hazard Analysis and Critical Control Point (HACCP) Training Core Curriculum, the workshop will cover the core HACCP concepts as outlined in the Hazard Analysis and Critical Control Point Principles & Application Guidelines developed by the National Advisory Committee on Microbiological Criteria for Foods (NACMCF, 1997). The specific requirements of the NCIMS Voluntary HACCP Program outlined in Appendix K of the Pasteurized Milk Ordinance (PMO) and the FDA Juice HACCP regulations will also be covered, with a strong emphasis on Prerequisite Program requirements. Throughout the course, specific examples will be provided and the participants will conduct practical team exercises designed to provide experience in the steps required to develop strong prerequisite programs and effective HACCP plans. Addressed throughout the course will be the HACCP based requirements of the FDA Food Safety Modernization Act (FSMA) of 2011 as described in the proposed Preventive Controls rule issued January 4, 2013 (note - the rule is not final). Successful completion of this workshop should also meet the HACCP training requirements for the Global Food Safety Initiative (GFSI) schemes (e.g., Safe Quality Food - SQF Practitioners, British Retail Consortium - BRC). The goal of this program is that through active participation, attendees will gain the knowledge and tools needed to build new or enhance existing HACCP programs and serve as effective members of the plant s HACCP team. The program for the two and a half day course is attached. INSTRUCTORS: Steven C. Murphy, Sr. Extension Associate Department of Food Science, Cornell University Steve Murphy has an active training role in the Department s Milk Quality Improvement Program. He is directly involved in planning, organizing and implementing educational programs designed for all segments of the dairy industry and in developing written informational materials and peer-reviewed publications. Areas of expertise include dairy microbiology & safety; fluid milk quality and shelf-life; plant GMP and HACCP procedures; and regulatory testing under the NCIMS laboratory program. Steve is a member of the NCIMS HACCP Implementation Committee (HIC) and is chair of the HIC training sub-committee. Kimberly Bukowski, Dairy Foods Extension Professional Department of Food Science, Cornell University Kimberly Bukowski has been in the Dairy and Food Industry her entire career, with roles in quality and plant management in the ice cream and milk industries. As manager of the Cornell Dairy Plant she developed and implemented a HACCP system modeled under the NCIMS HACCP program. Kim has expertise in dairy processing, plant auditing, and food safety and quality programs and is certified in Better Processing Controls. She has worked as a consultant to several food companies and is a certified SQF auditor in categories 10, 15 & 16. Kim is a member and past-president of NY State Association for Food Protection.

Cornell Dairy Foods Extension Program Syllabus Hazard Analyses & Critical Control Point Program (HACCP) Instructors: Course Organizer - Steve Murphy, Sr. Extension Associate; e-mail: scm4@cornell.edu; phone: (607) 255-2893 Instructors and contributors to this course include the organizer and may include other dairy extension staff or outside industry experts. Course Contact: Steve Murphy; e-mail: scm4@cornell.edu; phone: (607) 255-2893 Overview: This course provides instruction on HACCP based systems for the dairy and food industries modeled after the National Advisory Committee on the Microbiological Criteria for Foods (NACMCF) guidance document. It includes hands-on and group exercises designed to give participants practical skills in HACCP development. The course is based on the National Conference on Interstate Milk Shipments (NCIMS) Core Curriculum and meets the training requirement for those responsible for HACCP program development and specific verification activities required under the Pasteurized Milk Ordinance (PMO) HACCP Alternative. It also fulfills the HACCP training requirement for those enrolled in the Dairy Foods Extension Fluid Milk Certificate Program (see attached). The workshop can be taken as a stand-alone program and should meet the HACCP training needs (e.g., under GFSI certification) for those in any dairy or juice operation, and can be further applied to other foods. It is a 2.5 day course, offered once a year on the Cornell campus. The course may be offered at other locations; interested parties should contact Steve Murphy for further information on course dates, locations and registration fees. A course program outline follows. Learning Outcomes: This course will provide attendees with information in the key program areas listed below. Hazards Associated with Dairy Products and Other Foods; Participants Will: - Learn about the basic categories of hazards associated with dairy and other foods and how they are controlled such that the risk of food borne illness or injury is eliminated or reduced. Prerequisite Programs and Good Manufacturing Practices; Participants Will: - Understand the importance of prerequisite programs, sanitation standard operating system and good manufacturing practices in supporting the HACCP plan and their role in the Hazard Analysis and Critical Control Point determinations. - Be able to develop written prerequisite programs that can be monitored for effectiveness in order to support the HACCP system. HACCP Plan Development; Participants Will: - Be able to develop comprehensive product descriptions, flow diagrams, hazard analyses, and HACCP plans that will help ensure the safety of food products made under such a system. HACCP Based Regulations; Participants Will: - Learn the regulatory requirements of the NCIMS HACCP Alternative and FDA Juice HACCP Programs and understand how they relate to classic HACCP development based on the NACMCF guidance document. Evaluation: A pre-test will be administered to determine the incoming knowledge base of course participants on HACCP concepts. A post-test will be given at the end of the course addressing materials covered in the training. Participants must receive a passing grade on the post-test in order to receive a Certificate of Completion. Test questions include multiple choice, short answer, and true/false questions. A Certificate of Completion for this workshop is required to meet the HACCP course requirement for all those enrolled in a Cornell Dairy Foods Fluid Milk Certificate Program. As part of the Certificate Program, questions pertaining to materials covered in this course will be asked in the required final exam given after all certificate criteria have been met.