LPL Account View. Your Online Portfolio Access

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LPL Account View Your Online Portfolio Access

LPL Account View With LPL Account View, you have easy online access to current account and portfolio information, statements and trade confirmations. LPL Account View offers portfolio accessibility anytime plus the option to participate in an environmentally supportive alternative to paper statements and trade confirmations. This secure site is easily retrieved through our firm s website and provided as a service to you at no cost. Access LPL Account View through our website: Call our office for help getting set up, getting accounts activated or using LPL Account View. 2 LPL ACCOUNT VIEW

Go Green! Enroll in the FREE Paperless Option LPL Account View offers you a simple and easy way to go paperless and discontinue the mailing of your monthly and quarterly LPL Financial statements and trade confirmations. By switching to online statements, you can manage your account easily while reducing mail and paper clutter. In addition, you can view your statements online faster and reduce paper consumption. With online statements, you can: View LPL Financial monthly statements and quarterly performance reports Save and print statements and trade confirmations Decrease the possibility of mail fraud and identity theft Help the environment Easily access up to 24 months of previous statements Sign Up for Paperless Statements Simply select the Go Paperless button to display a list of your accounts and follow the instructions. You will be notified via email when a statement is ready for you to view online. Statements are available online for two years. Suppression of monthly paper statements and quarterly performance reports can be made per account. Suppression of paper trade confirmations is done at the account owner level. Please contact our office for further assistance on how to Go Paperless. LPL ACCOUNT VIEW 3

LPL Account View Features at a Glance A wide range of specific account information is available in LPL Account View as well as easy access for conducting research. Below are some highlights of what is available to you: View a summary of your accounts (a full 90 days of account activity is available) Quickly reference the consolidated overview of your investment accounts Access interactive market trend information with current values Print or export information from any area within LPL Account View Download account data into Quicken Conducting Research Click on symbol for access to Thomson overview analysis Utilize Quick Quote research database Quick Quote Insert the symbol and click Go These five simple choices offer you a wealth of information: If you do not know the ticker symbol, enter three or four letters of what you propose it may be and the system will provide you with a help box to assist you in locating the symbol. 4 LPL ACCOUNT VIEW

Summary Page View the value of your total portfolio, which is updated nightly. Choose an individual or aggregate view of accounts Download investment information to Quicken or export to Excel Quickly link to a portfolio by clicking on an account number Balances Page Examine investments from multiple viewpoints. Determine cash balance, margin balance, money market funds and check current balances for each security type. Analyze percentage breakdown of brokerage, advisory, mutual fund accounts and variable annuity contracts Review graphical illustrations, including asset allocation and combined holdings summary LPL ACCOUNT VIEW 5

LPL Account View Features at a Glance continued Activity Page Filter and track your updated portfolio activity 24 hours a day. Access 90-day transaction history Evaluate activity by investment type and activity type with an extensive filtering capability View both LPL Financial investments and outside transaction history for mutual funds and variable annuities Track Premier and Premier Plus check writing and other activity Portfolio Page Utilize an array of tools to analyze your portfolio: Reference detailed cost basis history Check for unrealized gain/loss information View realized gain/loss detail for current and previous year 6 LPL ACCOUNT VIEW

Customize Your View You can personalize how your portfolio information is presented in LPL Account View so that you can view the information you want, in the order you want to view it. While on the Portfolio tab, select My Custom View in the drop-down list under View and then click Edit Custom View Use the side to side arrows to move desired display items from the left to the right column labeled Your Custom Portfolio View Suppress any items by moving them into the left column labeled Columns You Can Use Determine the order of columns by highlighting a category and adjusting it with the up and down arrows Statements Page Access historical monthly statements, quarterly performance reports and trade confirmations.* Easy access 24/7 24 months of previous statements available For long-term convenient electronic storage, download your monthly or year-end statements to your own personal computer Go Green! Take advantage of the free paperless option Please select the Statement type and date that you wish to view. Then click GO. Please note: You will have access to a maximum of two years of statements as they become available. *Trade confirmations are available online for trades executed after January 3, 2011. LPL ACCOUNT VIEW 7

To the extent you are receiving investment advice from a separately registered independent investment advisor, please note that LPL Financial is not an affiliate of and makes no representation with respect to such entity. Not FDIC/NCUA Insured Not Bank/Credit Union Guaranteed May Lose Value Not Insured by any Federal Government Agency Not a Bank Deposit LPL Financial, A registered Investment Advisor, Member FINRA/SIPC BCE-06860-0111 Tracking # 481574