Migratory Seabird Collision Risk Modelling Clarification Note

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Migratory Seabird Collision Risk Modelling Clarification Note Appendix V to the Response submitted for Deadline V Application Reference: EN010053 12 November 2015

1 Migratory Collision Risk Modelling 1.1 Introduction 1.1.1 This Clarification Note has been prepared in respect of the application for a development consent order (DCO) to the Secretary of State under the Planning Act 2008 ( the Application ) by SMart Wind Ltd on behalf of Optimus Wind Ltd and Breesea Ltd (the Applicant ) for the Hornsea Project Two Offshore Wind Farm (the Project ). 1.1.2 This note has been prepared in response to queries raised by Natural England on Collision Modelling (CRM) undertaken on migratory seabird species, specifically paragraphs 106 and 107 of their Relevant Representations and paragraphs 6.5.88 to 6.5.91 of their Written Representations. The Applicant has committed to the production of this note as part of the Ornithology Road Map included in the Statement of Common Ground with Natural England submitted for Deadline III. 1.1.3 The note provides an update and clarification to the assessment of collision risk for migratory seabirds as originally presented in Appendix D of the Offshore Ornithology Technical Report (Doc ref No. 7.5.5.1) of the Environmental Statement. Specifically, this comprises information from Furness (2015) in relation to appropriate population scales and from Johnston et al. (2014) in relation to flight height data used within collision risk modelling. 1.1.4 The methodology used to assess the risk of collision to migratory seabirds in the Appendix D of the Offshore Ornithology Technical Report (Doc ref No. 7.5.5.1) did not specifically incorporate the Migropath model developed by APEM as previously stated. The Migropath model was used to assess the collision risk for migratory waders and wildfowl only, with this analysis presented in Appendix D of the Offshore Ornithology Technical Report (Doc ref No. 7.5.5.1). The approach to determine the risk to seabirds is consistent to that applied within this note. No clarifications are deemed to be necessary in relation to the assessment of collision risk for migratory wildfowl and waders. 1.1.5 The note is structured to include the following sections: Migratory seabird species considered with reference to their known migratory behaviour and the Biologically Defined Minimum Population Scale (BDMPS) populations applied (Section 1.2); Collision risk analysis methodology including the calculation of potentially interacting populations and modelling parameters (Section 1.3); and Collision risk modelling results; assessment for the Project alone and cumulatively with other plans and projects (Section 1.4). 1.2 Seabird species considered Overview 1.2.1 The seabird species considered in this Note are those that were originally included in the migratory modelling in Appendix D of the Offshore Ornithology Technical Report (Doc ref No. 7.5.5.1) namely:

Arctic skua; Great skua; Little gull; Common tern; and Arctic tern. 1.2.2 These species were identified within Appendix D of the Offshore Ornithology Technical Report (Doc ref No. 7.5.5.1) based on relatively high proportions of birds occurring within the regional SPAs deemed to be in proximity to the Project site. Natural England have not raised any concerns regarding the species included within the migratory modelling. Arctic skua 1.2.3 Arctic skuas breed in small numbers in northern Scotland and more widely in the Arctic and sub-arctic. The species is a transequatorial migrant moving to wintering areas off Australia, South Africa and southern South America (Wernham et al., 2002). Arctic skuas generally migrate through coastal waters, often associating with aggregations of terns and small gulls in areas such as estuaries from which they are able to obtain food by kleptoparasitism (Taylor, 1979). Birds that migrate through UK waters are UK breeding birds, mainly from Shetland and Orkney, and birds that breed in northern Europe (Furness, 1987). 1.2.4 Autumn migration of Arctic skua starts in August (Wernham et al., 2002; Forrester et al., 2007; Pennington et al., 2004). Peak autumn migration through UK waters occurs in August-September (Wernham et al., 2002) with peak migration in English waters occurring in September (Brown and Grice, 2005). In spring, birds begin to reach UK waters from early April with peak in migratory movements in April to May (Wernham et al., 2002). 1.2.5 Furness (2015) presents UK North Sea and Channel BDMPS populations for Arctic skua in both the post-breeding and pre-breeding seasons. In the post-breeding season the BDMPS is 6,427 birds composed mainly of birds from Scottish colonies with a smaller proportions from Arctic and northern European populations. In the pre-breeding season the BDMPS is 1,227 birds again composed mainly of birds from Scottish colonies and much smaller proportions from Arctic and northern European colonies. Great skua 1.2.6 The majority of the global population of great skua breeds in Scotland with the remainder breeding in Iceland. Great skua is principally a passage migrant through English waters moving between breeding colonies in Scotland and wintering grounds in southern Europe (Wernham et al., 2002). 1.2.7 Autumn migration of great skua starts in August with peak autumn migration through UK waters occurring between August and October (Wernham et al., 2002; Brown and Grice, 2005). In spring, migration begins in March and peaks from late March into April (Wernham et al., 2002; Pennington et al., 2004; Forrester et al., 2007). During

spring migration, a much smaller proportion of great skuas migrate through the North Sea. 1.2.8 Furness (2015) presents UK North Sea and Channel BDMPS populations for great skua in both the post-breeding and pre-breeding seasons. In the post-breeding season the North Sea and Channel waters BDMPS population is 19,556 birds composed mainly of birds from Scottish colonies with a smaller proportions from northern European populations. In the pre-breeding season the North Sea and Channel waters population is 8,485 birds again composed mainly of birds from Scottish colonies and smaller proportions from northern European colonies. Little gull 1.2.9 Little gull is primarily a passage migrant to the UK occurring during both autumn and spring migration. Birds from breeding colonies in north-western Russia migrate through the Baltic into the North Sea with birds then moving on to wintering areas in the western Mediterranean (Wernham et al., 2002). 1.2.10 Birds begin to arrive in the North Sea in late July and early August off the coast of eastern Scotland. These birds precede a second wave of birds which reaches England and Wales (Wernham et al., 2002). Movements of birds out of the North Sea occur in October with the majority of the flyway population of little gull (40-100%) leaving the North Sea through the English Channel (Wernham et al., 2002; Stienen et al., 2007). 1.2.11 Spring migratory movements of little gull back to breeding areas occurs from April into early May with birds moving up the west coast of the UK and through the English Channel into the southern North Sea (Wernham et al., 2002). 1.2.12 The population of birds that migrate via the North Sea in autumn and spring has not been quantified (e.g. in Furness 2015) and therefore for the purposes of this analysis the flyway population of little gull (75,000 individuals) is applied to the analysis as defined for the English Channel by Stienen et al. (2007). Common tern 1.2.13 Common tern is a migrant breeder and passage visitor to the UK and throughout Europe that winters on the western and southern African coast, with a small proportion wintering as far north as Portugal (Wernham et al., 2002). 1.2.14 Post-fledging dispersal of common tern starts as early as July and continues into October (Wernham et al., 2002). Peak autumn migratory movements of common tern through UK waters occurs in August-September (Wernham et al., 2002) with peak movements through northern England occurring in August with the movement of many birds likely to occur overland (Ward, 2000). Many common terns return to breeding areas by April with peak pre-breeding movements occurring in English waters during this month (Brown and Grice, 2005). The frequency of inland sightings during spring suggests that a large proportion of spring movements also occur overland. 1.2.15 Furness (2015) presents UK North Sea and Channel BDMPS populations for common tern for migratory seasons with the same number of birds is considered to migrate this area during both autumn and spring. This population is estimated to consist

of 144,911 birds originating mainly from UK North Sea colonies but also from northern European colonies and a smaller proportion from colonies on the west coast of the UK. Arctic tern 1.2.16 Arctic tern is a migrant breeder and passage visitor to the UK which undertakes extensive migratory movements to waters off the west and south African coast, continuing on as far south as Australia. The species has a circumpolar breeding distribution with the populations in the UK and Ireland on the southern limit of this distribution (Wernham et al., 2002). 1.2.17 Autumn migratory movements of Arctic tern through UK waters start in early July, with the majority of movements completed by October (Pennington et al., 2004; Forrester et al., 2007). The majority of these movements are thought to occur offshore (Wernham et al., 2002). Peak autumn migratory movements through Shetland and Scotland occurs in July (Pennington et al., 2004; Forrester et al., 2007), with peak movements in southern England occurring in September (Brown and Grice, 2005). The first spring migrants arrive in UK waters in March (Wernham et al., 2002) with peak spring migratory movements occurring through UK waters in May (Brown and Grice, 2005; Pennington et al., 2004; Forrester et al., 2007). 1.2.18 Furness (2015) presents UK North Sea and Channel BDMPS populations for Arctic tern for migration seasons. The same number of birds is considered to migrate through the UK North Sea and Channel during both the post-breeding and pre-breeding seasons. This population is estimated to consist of 163,930 birds originating mainly from UK North Sea colonies but also from northern European colonies. 1.3 Methodology Overview 1.3.1 Unlike the modelling approach used for collision risk modelling for regularly occurring seabird species at the Project site, density data collected during site-specific surveys is deemed to be unsuitable to estimate the impact of collision for migratory seabird species. This is due to the snapshot nature of site-specific surveys and consequential limitations in recording sporadic movements of migratory species. Therefore the collision risk modelling approach used for migratory seabirds (both within this Note and Appendix D of the Ornithology Technical Report) incorporates speciesspecific information relating to population estimates and migratory behaviour. A generic migratory front is then defined which is then used to calculate the number of birds that have the potential to interact with the Project site during spring and autumn migration. 1.3.2 In order to identify the interacting population for use in collision risk modelling the following stages are applied: 1. Define relevant seasonal BDMPS populations for each species considered; 2. Define a migratory front that incorporates the longest width of the Project site across which migration will occur;

3. Calculate the proportion of the migratory front represented by the Project site; and 4. Calculate interacting populations for each species in each migratory season. 1.3.3 The interacting populations are then incorporated into collision risk modelling to provide a collision risk estimate for each species. These estimates are then compared to a 1% threshold of baseline mortality for each species. Where estimates surpass the relevant 1% threshold of baseline mortality further analysis incorporating Potential Biological Removal (PBR) is conducted. In discussion with Natural England it has been agreed that there are currently no suitable PVA models for use in this report. It has therefore been agreed with Natural England that the assessment of EIA impacts on migratory species will use PBR which is currently the best available technique available at the. Calculation of interacting populations 1.3.4 In order to calculate the number of birds that may interact with the Project site, a BDMPS must first be defined for each species which represents the population from which birds may exhibit connectivity with the Project site. In most cases this population represents those birds that migrate through the North Sea and English Channel between breeding and wintering areas. 1.3.5 The proportion of this population that may interact with the Project site is calculated based on the proportion of the migratory front represented by the Project site. The migratory front represents a hypothetical line across which the whole BDMPS population will cross, incorporating the greatest width of the Project site. It is assumed that birds are equally distributed across this front, however it should be noted that the migratory movements of some species may be biased towards inshore or offshore waters (Stienen et al., 2007). 1.3.6 The migratory front to be used to estimate the population of migratory seabirds passing through the Project site is assumed to extend from the UK coast to the edge of UK waters (Figure 1). The populations of migratory seabird species considered to have potential to interact with the Project site are calculated using the following formula: Interacting population = Width of development area / width of migration route * species population 1.3.7 The length of this migratory front is 201.5 km with the Project site representing 43.4 km. The Project site therefore represents 21.5% of the total migratory front with this proportion applied to the BDMPS populations in Table 1.

Table 1: Migratory seabird BDMPS populations and the proportion of these populations predicted to have potential to interact with the Porject site Species Arctic skua Great skua Season BDMPS population (Furness, 2015) Autumn 6,427 1,383 Spring 1,227 264 Autumn 19,556 4,208 Spring 8,485 1,826 Little gull Spring / Autumn 75,000 1 16,137 Common tern Spring / Autumn 144,911 31,179 Arctic tern Spring / Autumn 163,930 35,271 Migrant estimate of BDMPS population Peak migratory movements 1.3.8 To populate a collision risk model, single months are selected to represent autumn movements and spring movements respectively. In the Band (2012) CRM these months are populated with the populations in Table 1, while the months selected are presented in Table 2 (as informed by the information detailed in Section 1.2). Table 2: Months populated with potentially interacting populations for collision risk modelling Species Post-breeding migratory month peak Pre-breeding migratory month peak Arctic skua September April Great skua September April Little gull September April Common tern August April Arctic tern August May 1 No BDMPS population is presented for little gull in Furness (2015) and therefore the Flyway population of little gull from Stienen et al. (2007) is used

Collision risk modelling 1.3.9 The species-specific parameters used in the Band (2012) collision risk model for migratory seabirds are presented in Table 3. Table 3: Species input parameters used in collision risk modelling Arctic skua Great skua Little gull Common tern Bird length (m) 2 0.44 0.56 0.26 0.33 0.34 Wingspan (m) 3 1.18 1.36 0.78 0.88 0.8 Flight speed (m/sec) 4 13.8 14.9 11.5 10.9 5 10.9 Nocturnal activity 6 1 1 2 1 1 Flight (flapping/gliding) type Arctic tern Flapping Flapping Flapping Flapping Flapping 1.3.10 Due to the snapshot nature of surveys there is limited Project Two specific data to inform the calculation of the proportion of migratory seabirds at collision height. Therefore generic flight height data from Johnston et al. (2014) has been used to inform Options 2 and 3 of the Band (2012) CRM. Assessment 1.3.11 A range of avoidance rates are presented for collision risk estimates for the Project alone with results calculated using a 98% avoidance rate used for further assessment. There is limited published evidence relating to avoidance rates to be applied for migratory species and therefore a default value of 98% is applied in all cases. For cumulative assessment all collision risk estimates are presented using a 98% avoidance rate. 1.3.12 Assessing the magnitude of collision risk impacts again follows the approach advocated by Natural England in their Relevant Representations. The total collision risk calculated for each species is firstly compared to the respective 1% threshold of baseline mortality for the largest BDMPS population for each species. If this threshold is surpassed by the predicted collision mortality, a further level of assessment investigating likely population level effects, Potential Biological Removal (PBR) is conducted. PBR analysis is undertaken following the methodology outlined in the Offshore Ornithology Environmental Statement (paragraphs 5.6.21 to 5.6.29) (Doc Ref No. 7.2.5). 2 Robinson (2015) 3 Robinson (2015) 4 Alerstam et al., (2007) or Pennycuick (1987) 5 No flight speed is available for common tern therefore flight speed for Arctic tern is used as a surrogate 6 Garthe and Hüppop (2004)

Figure 1: Migratory front used to calculate populations of migratory seabirds interacting with the Project site

1.4 Results Project Two alone 1.4.1 Collision risk estimates calculated using Options 2 and 3 of the Band (2012) CRM are presented in Table 4 and Table 5 respectively. No specific avoidance rates are available for the migratory seabird species considered (e.g. in Cook et al., 2014) and therefore results are presented at a variety of rates. Table 4: Band (2012) Option 2 migratory seabird collision risk results (collisions / annum) Species Avoidance rate (%) 95 98 99 99.5 Arctic skua 0.04 0.02 0.01 0 Great skua 0.46 0.18 0.09 0.05 Little gull 6.59 2.64 1.32 0.66 Common tern 5.77 2.31 1.15 0.58 Arctic tern 3.09 1.24 0.62 0.31 Table 5: Band (2012) Option 3 migratory seabird collision risk results (collisions / annum) Species Avoidance rate (%) 95 98 99 99.5 Arctic skua 0.01 0 0 0 Great skua 0.11 0.04 0.02 0.01 Little gull 1.89 0.76 0.38 0.19 Common tern 1.41 0.56 0.28 0.14 Arctic tern 0.63 0.25 0.13 0.06 1.4.2 Comparing these results against the relevant 1% threshold of baseline mortality for each species 7 indicates that collision risk estimates using both Option 2 and 3 of Band (2012) are below the respective the 1% thresholds for all species (Table 6). 7 Taken from the maximum BDMPS population where spring and autumn differ in Furness (2015).

Table 6: Baseline mortality assessment for all migratory species for the Project alone Species Population 1% baseline 8 Option 2 Option 3 PBR (Y/N) mortality Arctic skua 6,427 5.8 0.02 0 N Great skua 19,556 23.1 0.18 0.04 N Little gull 75,000 150.0 2.64 0.76 N Common tern 144,911 169.5 2.31 0.56 N Arctic tern 163,930 267.2 1.24 0.25 N Cumulative 1.4.3 In line with the approach taken for other cumulative and in-combination assessment the numbers presented in the Offshore Ornithology Environmental Statement Chapter (Doc ref No. 7.2.5) have been reviewed and updated where necessary. 1.4.4 The projects included in the cumulative assessment are those which are located within the relevant BDMPS for each species (i.e. the North Sea and English Channel) and where data on migratory seabird species is available. 1.4.5 Two scenarios, incorporating different Band (2012) model Options are presented for each species following the approach used for other species in the Offshore Ornithology Environmental Statement. One scenario uses collision risk estimates calculated using the Basic Band (2012) model only (Options 1 or 2) with the other using estimates calculated using the Extended model (Options 3 or 4) where available. 1.4.6 Following the approach presented in the species Position Papers submitted for Deadline IIa (Appendices N-R), capacity correction factors have been applied for relevant projects. For those projects included in the cumulative assessment, this affects the Beatrice Offshore Wind Farm only, where a 60% reduction is applied. Arctic skua 1.4.7 The cumulative collision risk assessment for Arctic skua is presented in Table 7. All results are presented at a 98% avoidance rate. 8 Baseline mortality calculated using the inverse proportion of adult survival from Horswill and Robinson (2015)

Table 7: Cumulative collision risk assessment for Arctic skua Wind farm project Band model Avoidance rate (%) Predicted annual mortality Basic Extended Aberdeen Band (2011) 98 0 0 Beatrice Band (2011) 98 4.4 4.4 Dogger Bank Creyke Beck A and B Band (2012) 98 0 0 Dogger Bank Teesside A and B Band (2012) 98 0 1.0 Galloper Band (2007) 98 1.8 1.8 Hornsea Project One Band (2012) 98 0.1 0.1 Hornsea Project Two Band (2012) 98 0 0 Inch Cape Band (2012) 98 1.0 1.0 Neart na Gaoithe Band (2011) 98 0.2 0.2 Teesside Band (2000) 98 2.6 2.6 Triton Knoll Band (2000) 98 5.0 5.0 Total 15.1 16.1 1.4.8 The cumulative collision risk for Arctic skua using both the Basic and Extended model scenarios surpass the 1% threshold of baseline mortality of the largest BDMPS population (5.8 birds) and as such PBR analysis has been conducted (Table 8). Table 8: Potential Biological Removal analysis for Arctic skua Species BDMPS population (Nmin) f = 0.1 f = 0.2 f = 0.3 f = 0.4 f = 0.5 f = 1.0 Arctic skua 5,908 35.4 70.9 106.3 141.8 177.2 354.5 1.4.9 Predicted cumulative mortality of 15.1 or 16.1 Arctic skuas using the Basic model or Extended model, where available represents equivalent f values of 0.04 and 0.05 respectively. Based on the population trend for Arctic skua (JNCC, 2015a), the BDMPS population of Arctic skua is thought to have undergone apparent declines in recent years, therefore an f value of 0.2 is considered appropriate in this case. Great skua

1.4.10 The cumulative collision risk assessment for great skua is presented in Table 9. All results are presented at a 98% avoidance rate. Table 9: Cumulative collision risk assessment for great skua Wind farm project Band model Avoidance rate (%) Predicted annual mortality Basic Extended Beatrice Band (2011) 98 10.0 10.0 Dogger Bank Creyke Beck A & B Band (2012) 98 0 <1 Dogger Bank Teesside A and B Band (2012) 98 0 0 Galloper Band (2007) 98 13.5 13.5 Hornsea Project One Band (2012) 98 0.8 0.8 Hornsea Project Two Band (2012) 98 0.4 0.1 Inch Cape Band (2012) 98 2.0 2.0 Neart na Gaoithe Band (2011) 98 0.2 0.2 Total 26.9 27.6 1.4.11 The cumulative collision risk for great skua using both the Basic and Extended model scenarios surpass the 1% threshold of baseline mortality of the largest BDMPS population (23.1 birds) and as such PBR analysis has been conducted (Table 10). Table 10: Potential Biological Removal analysis for great skua Species BDMPS population (Nmin) f = 0.1 f = 0.2 f = 0.3 f = 0.4 f = 0.5 f = 1.0 Great skua 17,977 107.9 215.7 323.6 431.4 539.3 1078.6 1.4.12 Predicted cumulative mortality of 26.9 and 27.6 great skuas using the Basic model and Extended model, where available represents equivalent f values of 0.02 and 0.03, respectively. Based on information relating to the population trend for great skua (JNCC, 2015b), the BDMPS population of great skua is thought to have undergone increases in recent years, therefore an f value of 0.5 is considered appropriate in this case.

Little gull 1.4.13 The cumulative collision risk assessment for little gull is presented in Table 11. All results are presented at a 98% avoidance rate. Table 11: Cumulative collision risk assessment for little gull Wind farm project Band Model Avoidance rate (%) Blyth Demonstration Project Band (2007) 98 Predicted annual mortality Basic Extended 0.4 0.4 Hornsea Project One Band (2012) 98 0.6 0.6 Hornsea Project Two Band (2012) 98 2.6 0.8 Lincs Band (2000) 98 0.0 0.0 Neart na Gaoithe Band (2011) 98 9.0 9.0 Race Bank Band (2000) 98 52.0 52.0 Sheringham Shoal Band (2000) 98 8.0 8.0 Triton Knoll Band (2000) 98 75.0 75.0 Total 147.6 145.8 1.4.14 The cumulative collision risk for little gull using both the Basic and Extended model scenarios do not surpass the 1% threshold of baseline mortality of the flyway population (150 birds) and as such PBR analysis is not deemed to be required. Common tern 1.4.15 Table 12 presents the cumulative collision risk assessment for common tern. All results are presented at a 98% avoidance rate.

Table 12: Cumulative collision risk assessment for common tern Wind farm project Band model Avoidance rate (%) Predicted annual mortality Basic Extended Aberdeen Band (2011) 98 1.0 1.0 Beatrice Demonstrator Project 9 Band (2000) Blyth Demonstration Project Band (2007) 98 0.4 0.4 98 0.1 Hornsea Project One Band (2012) 98 1.4 1.4 Hornsea Project Two Band (2012) 98 2.3 0.6 Kentish Flats Extension Band (2007) 98 0.7 Lincs Band (2000) 98 0.4 0.4 Neart na Gaoithe Band (2011) 98 0.5 0.5 Race Bank Band (2000) 98 1.0 1.0 Sheringham Shoal Band (2000) 98 3.0 3.0 Teesside Band (2000) 98 4.2 4.2 Triton Knoll Band (2000) 98 4.0 4.0 Westermost Rough Band (2007) 98 0.5 0.5 Total 19.5 17.8 1.4.16 The cumulative collision risk for common tern using both the Basic and Extended model scenarios do not surpass the 1% threshold of baseline mortality of the largest BDMPS population (169.5 birds) and as such PBR analysis is not deemed to be required. 0.1 0.7 Arctic tern 1.4.17 Table 13 presents the cumulative collision risk assessment for Arctic tern. All results are presented at a 98% avoidance rate. 9 Represents collision risk for tern sp.

Table 13: Cumulative collision risk assessment for Arctic tern Wind farm project Band model Avoidance rate (%) Predicted annual mortality rate Basic Extended Aberdeen Band (2011) 98 0.0 0.0 Beatrice Band (2011) 98 6.4 6.4 Beatrice Demonstrator Project 10 Band (2000) 98 0.4 0.4 Hornsea Project One Band (2012) 98 2.8 2.8 Hornsea Project Two Band (2012) 98 1.2 0.3 Neart na Gaoithe Band (2011) 98 0.1 0.1 Total 10.9 10.0 1.4.18 The cumulative collision risk for Arctic tern using both the Basic and Extended model scenarios do not surpass the 1% threshold of baseline mortality of the largest BDMPS population (267.2 birds) and as such PBR analysis is not deemed to be required. 1.5 Conclusion 1.5.1 The assessment of potential collision impacts on five migratory seabird species has been updated to reflect BDMPS data in Furness (2015). 1.5.2 Predicted impacts from Project Two alone are negligible and are considerably below the given 1% threshold in baseline mortality of the populations for all five species. 1.5.3 Cumulative predicted impacts for all species are also negligible low. The 1% threshold in baseline mortality was surpassed for Arctic and great skuas respectively. PBR was therefore conducted for both species, with the predicted mortality considered to be well within sustainable limits based on current population trajectories 1.5.4 Therefore the conclusions detailed within the Environmental Statement remain unchanged. 10 Represents collision for tern sp.

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