TAC Rock Tunnelling Workshop Sheraton Wall Centre Hotel, Vancouver, BC November 15-16, 2013

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TAC Rock Tunnelling Workshop Sheraton Wall Centre Hotel, Vancouver, BC November 15-16, 2013 Mechanical Excavation Jens Classen Session 1: Session 2: Session 3: Principles of Rock Cutting, Rock Support and Logistics Risk Management Dealing with expected and unexpected ground conditions Industry Innovations

The Robbins Company Herrenknecht AG Aker Wirth Atlas Copco Sandvik ROWA Colorado School of Mines NTNU Trondheim Special Thanks go to:

How it all started March 16th 1853: Wilson s Patented Stone-Cutting Machine started its work! And produced a hole!

Rock Cutting process. The cutterhead of Hard Rock TBM s are equipped with disc cutters. The disc cutters are pushed against the rock by the rotating cutterhead. The disc cutters form concentric circles on the rock face. Causing spalling by tension cracks between their tracks Causing shear failure Penetration Crushed rock Rock chip Spacing

Rock Cutting process Disc cutters are positioned in such a way that each cutter has different track radius. The spacing = the distance between the tracks is chosen to be equal for all face disc cutters. The Robbins Company

Chip formation between two adjacent cutters Thrust Thrust Rotation Rotation Crushed zone Chip Thrust Rotation Thrust Rotation

Rock chips

Rock Cutting process

Disc cutters Source: Herrenknecht AG Source: Robbins

Typical 17 Disc Cutter 1 Shaft 2,9 Seal Retainers 3 O-Ring 4 Seal Set 5,6 Roller Bearings 7 Hub 8 Split Ring 10 Plug 11 Tab Plate 12 Cutter Ring 1 Shaft 7 Hub 2 Seal retainer 8 Split ring 3 O-ring 9 Seal retainer 4 Seal set 10 Plug TAC 5 Rock Bearing Tunnelling cone Workshop, 11Sheraton Tab platewall Centre Hotel, Vancouver, BC Jens 6Classen: Bearing Mechanical cup Excavation, 16.11.2013 Source: Herrenknecht AG

Disc cutter specifications: - Diameter: from 6 to 21 - Hardness: from 50-58 HRC (Rockwell Hardness) - Tip width: from 12mm to 25mm - Type: Single Disc, Twin Disc, Monoblock - Torque: from 20Nm to 40Nm - Bearing type: straight or conical - Lubrication: oil or grease - Tip type: hardfacing, tip welding, inserts etc. What do I choose? No golden rule

Disc cutter specifications:

TBM Performance factors Geology given TBM layout based on geology Organisation self-defined Geology and TBM layout will define the theoretical performance of the TBM. The Organisation (Personnel, Logistics etc.) will define the practical performance of the TBM. All factors will determine the schedule and the overall costs of the project. Main factors to be determined in advance are penetration and cutter life.

Geological background: rock classification. Unconfined Compressive strength (UCS) The UCS is measured in Mega Pascal (MPa) and is a characteristic value for the axial force needed to break a rock specimen. Tensile Strength (TS) The TS is measured in Mega Pascal (MPa) and is a characteristic value for the radial force needed to break a rock specimen. In combination with the UCS, the rock can be classified as brittle or ductile Cerchar Abrasivity Index (CAI) The CAI is an indication for the abrasivity of the rock. A steel needle is scratched over a rock specimen. The wear of the needle is measured to receive the CAI value (ranges from 0 to 6). Rock quality Designation(RQD) The RQD is a modified core recovery percentage that measures the length of sound rock pieces (> 100mm), gained in a core run.

Geological background: rock classification. Rock Mass Rating (RMR) The rock mass rating (RMR) system is a geomechanical classification system for rocks, developed by Z. T. Bieniawski between 1972 and 1973. The RMR is a characteristic value for the quality of the rock. The RMR is specified by 6 parameters, e.g. UCS, RQD. (ranges from 0 to 100) Rating Classification of rock mass Rock Mass Rating (Rock class after Bieniawski) 100-81 80-61 60-41 40-21 <20 Very Good Good Fair Poor Very Poor Support TBM No to low support Medium support Heavy support

CSM Model: Concept Analytical model Linear Cutting Test detailed consideration of cutter disc

CSM Linear Cutter Tests

CSM Linear Cutter Tests

Input parameters Geotechnical Uniaxial compressive strength (UCS) Brasilian tensile strength (BTS) Cerchar Abrasivity Index (CAI) TBM features diameter and width cutter ring spacing maximum thrust force per cutter installed power rotation speed

Thrust per Disc Cutter [kn] Penetration Limit Penetration limits 300 250 200 Thrust Limit UCS=150MPa UCS=100 MPa 150 100 50 UCS=50 MPa 0 0 5 10 15 20 Rate of Penetration [mm] Limits UCS=100 MPa UCS=150 MPa UCS=50 MPa Grenzen

NTNU model: concept Norwegian Technical University in Trondheim, Norway Empirical model based on: Analysis of TBM tunnels in Norway 35 headings Total length: approx 250 km Diameters: 2,3 m to 8,5 m (majority small diameter, hydro power projects) Prediction of: Penetration Cutter Consumption

Penetration model i 0 M B M 1 b Penetration [mm/rev] Maximum thrust per disc cutter [kn] critical thrust per disc cutter [kn] penetration coefficient

Input parameters for penetration prediction Rock properties Drilling Rate Index (DRI) Porosity Rock mass properties Discontinuity spacing Orientation of discontinuities TBM input parameters Maximum thrust per disc cutter Diameter of cutter ring Exavation diameter of TBM Spacing of disc cutters

Drilling Rate Index

Drilling Rate Index

Determination of DRI (Step 0) The Drilling Rate Index is determined by use of the brittleness (S20) and the surface hardness (SJ). The brittleness value is evaluated as the percentage of a pre-sieved fraction that passes through the finer sieve after 20 impacts. The Sievers J-value is defined as the penetration of the drill bit in 1/10mm after 200 revolutions.

Determination of DRI (Step 0)

Calculation (Step 9) Equivalent fracturing factor kekv ks kdri kpor Equivalent thrust per cutter M ekv M B k d k a M B maximum thrust per cutter [kn] M ekv equiv. thrust [kn] k ekv equiv. fracturing factor [-]

Calculation (Step 12) Calculate base penetration i 0 M M ekv 1 b

Input parameters for wear prognosis Geotechnical Cutter Life Index (CLI) Quartz content Penetration TBM Excavation diameter Cutterhead RPM (rotational speed) Number of disc cutters Diameter of disc cutters

Cutter Life Index

Determination of CLI (Step 0) The Cutter Life Index is determined by use of the surface hardness (SJ) and the wear capacity on cutter ring steel (AVS). The Abrasion Value Cutter Steel (AVS) is defined as the weight loss of the tungsten carbide and the cutter ring steel test pieces in mg after 5 min and 1 min respectively.

Calculation (Step 6) Cutter life (hours/cutter) H H k / N h 0 kd kq krpm N TBM i 0 RPM N TBM Penetration [mm/rev] Rotation speed [rev/min] Number of disc cutters Cutter life (m 3 /cutter) 2 D 60 cutterhead CutterRingLife i0 RPM 4 1000 H h

Cutter Management Cutter Management in hard rock includes: - Right choice of cutters - Constant monitoring of cutter wear - Constant monitoring of cutter damages - Constant monitoring of cutter housings and protection plates - Cutter change optimisation - Cutter shop including experienced personnel on site - Spare parts storage management - etc.

Wear Patterns normal wear blocked disc crack, brittle fracture chipping mushrooming wear at housing

Cutter change Backloading cutters No access to tunnel face required

Cutter change

TBM Performance factors Geology given TBM layout based on geology Organisation self-defined Geology and TBM layout will define the theoretical performance of the TBM. The Organisation (Personnel, Logistics etc.) will define the practical performance of the TBM. All factors will determine the schedule and the overall costs of the project. Main factors to be determined in advance are penetration and cutter life.

TBM Layout: Cutterhead Design requirements: - Robust steelwork - Number and distribution of cutters - Number, width and distribution of buckets - Type of bucket lip fixation - Opening rate - Type of wear protection - Curve radius in gauge area - Number and distribution of sprinklers - Number and height of grill bars - Number of manholes - influencing factors to be discussed in Session 2

TBM Layout: Cutterhead (hard rock)

TBM Layout: Cutterhead (mixed face)

Wear protection

Choice of machine concept ACCORDING TO ROCK CLASSIFICATION AND TUNNEL LINING. RMR (e.g. UCS, RQD) Shotcrete Rock bolting Rib & Lagging Segment Lining (Open) Gripper Water Inflow Double Shield Single Shield Squeezing

Choice of machine concept MACHINE TYPES FOR ROCK CONDITIONS Non-Shielded TBMs Partly-Shielded TBMs Shielded TBMs Mainbeam Gripper TBM Cutting Ø > 3600mm Micro Gripper TBM Cutting Ø > 2580mm Single Shield TBM Cutting Ø > 2800mm Double Shield TBM Cutting Ø > 2800mm

Open Hard Rock Gripper TBM s - Length: 180 450m - Weight: 2 000-3 000tons - Diameter: 2m -14m - Cutters: standard today 19" - Load per cutter: 32 tons - Load distribution by Gripper - Active rock support by bolts, wire mesh, shotcrete, steel ribs - Mucking out by belt or train

Open Hard Rock Gripper TBM s TBM Operations: Primary Rock Support 1. Installations in the L1 Zone (directly behind Cutterhead) - Wire Mesh Erector - Two Drill Rigs for Installation of Rock Bolts - Robot for Application of Shotcrete in bad rock - Ring Beam Erector 2. Installations in the L2 Zone (60m behind Cutterhead) - Two Drill Rigs for Installation of additional Rock Bolts - Two Robots for systematic Application of Shotcrete

Drill rigs

Shotcrete robot

Ring beam transport system

Working Platforms

Light Rock Support

Heavy Rock Support

Heavy Rock Support

Heavy Rock Support

Rock Support?

Rock Support?

Shielded TBM s 2 possible types of TBM 1) Single Shield - TBM pushes off segments during advance - no advance possible during ring building - shield sealed against rockfall and inflowing backfill 2) Double shield - TBM pushes off grippers in good rock conditions allows continuous advance also during ring building - TBM pushes off segments in loose rock conditions no advance possible during ring building - Shield partly sealed against rockfall; gap between front and back shield

Lining: Precast Concrete Segments Design Requirements: - Number of segments per ring - Ring shape and positions - Outer diameter - Thickness - Length - Type and amount of reinforcement - Type and number of radial and longitudinal segment connections - Type of sealing - Type of backfilling Generally segment lining is more expensive than rock support, but is usually accepted as final lining.

Lining: Backfill Technology Backfill of segment rings in hard rock: 1) Initial Backfill in invert - backfill with stiff mortar mix in invert (70 90 ) - injection through tailskin or segments during repositioning of grippers and pushing ring out of tail shield - in order to stabilize ring position 2) Backfill with pea gravel - upper 270 - injection with compressed air through segments - as soon as possible behind tail shield 3) Secondary grouting with cement mortar (mandatory) - filling the voids in the pea gravel - in order to stop longitudinal water flow along outside of segments - also possible in intervals to create bulk heads

Lining: Backfill Technology Pea Gravel (+ Cement mortar) Backfill Mortar

Lining: Backfill Technology

Lining: Segment Plant Sealing installation Internal storage area Steel cage plant Batching plant Concrete casting External storage area Heat treatment Aggregate storage

Segment Handling and Transport

Logistic Factors Personnel TBM Consumables TBM Utilities TBM Spare Parts Mucking Out Rock Support Assembly/Disassembly/Translocation

TBM Consumables, Utilities and Rock Support Spare Parts Grease (in barrels) Oil (barrels) Disk Cutters (boxes) Bucket Lips (boxes) Drill steel (bundles) Power (cable drums) Water (pipes/hoses) Communication lines Rails Conveyor belt Ventilation ducts (storage boxes) Rock bolts Wire mesh Ring beams Shotcrete Segments Grout/Pea gravel

Transport Options Getting rid of the muck conveyor belts

Transport Options Getting rid of the muck trains

Transport Options Getting the stuff in - trains

Transport Options Getting the stuff in MultiServiceVehicles (MSV) Depending on slope and length of tunnel drive Standard configuration: 3-4 % slope On demand and according to jobsite profile: 10 % slope Slope up to 25 %; modifications necessary for: Power Pack Transmission Braking

Transport Options Getting the stuff in MultiServiceVehicles (MSV)