EDI ELECTRONIC DATA INTERCHANGE 820 PAYMENT ORDER / REMITTANCE ADVICE IMPLEMENTATION GUIDELINE

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EDI ELECTRONIC DATA INTERCHANGE 820 PAYMENT ORDER / REMITTANCE ADVICE IMPLEMENTATION GUIDELINE USING ASC X12 TRANSACTION SET 820 VERSION 004010 MAY 1999 Version 4010 May 1999

Table of Contents Introduction....................................... 3 Payment Order/Remittance Advice Processing.................. 4 EDI Functional Acknowledgments......................... 4 The Transaction.................................... 5 Segment ID Name................................... 5 Data Element Type.................................. 6 Data Element Requirement Designator...................... 6 Data Element Length................................. 6 Sample 820... (Waybill Number)......................... 7 Sample 820... (Freight Bill Number)....................... 8 Segments and Data Elements: GS Functional Group Header................... 9 ST Transaction Set Header.................... 11 BPR Beginning Segment for Payment Order/Remittance Advice......... 12 TRN Trace............................... 14 REF Reference Identification................... 15 DTM Date/Time Reference..................... 16 N1 Name............................... 17 ENT Entity............................... 18 RMR Remittance Advice Accounts Receivable Open Item........................ 19 REF Reference Numbers...................... 20 DTM Date/Time Reference..................... 21 SE Transaction Set Trailer.................... 22 GE Functional Group Trailer................... 23 Version 4010 2 May 1999

Introduction Transaction Set 820: Payment Order/Remittance Advice The 820 standard provides the format and establishes the data content of the Payment Order/Remittance advice transaction set within the context of an Electronic Data Interchange (EDI) environment. This transaction set is used to transmit remittance and/or payment information to a bank with instructions to begin funds transfer. The bank subsequently passes the funds transfer request to BNSF's bank along with the 820 detail. At settlement, the Railroad's bank passes the 820 to Burlington Northern Santa Fe Railroad. Using the ASC X12 820 transaction set to electronically transmit data between business partners allows for consistent interpretation of payment information and reduces the chances of interpretive and data entry errors. Burlington Northern Santa Fe will accept the Payment Order/Remittance Advice information published by DISA for ASC X12. The following guidelines are all-inclusive and identify unique accounting requirements for use of the ASC X12 820 transaction set when transmitting data to Burlington Northern Santa Fe. To obtain X12 standards and documentation, contact: Data Interchange Standards Association, Inc. 1800 Diagonal Road, Suite 200 Alexandria, VA 22314-2840 703-548-7005 or Washington Publishing Company Orders: 800-972-4334 Phone: 301-590-9337 www.wpc-edi.com Version 4010 3 May 1999

Payment Order/Remittance Advice Processing The general steps in processing 820s electronically are initiated when the customer enters or creates payment order/remittance advice in their computer. This information, or data, is then formatted into the ASC X12 820 transaction set. This formatting may be performed by you, the customer, or your agent. After formatting, the transaction is delivered to your bank. Your bank will initiate funds transfer and pass the 820 to BNSF's bank. Once funds have transferred, BNSF's bank will send the 820 detail. This detail will be used to perform cash application of the identified records to BNSF's accounts receivable system. EDI Functional Acknowledgments BNSF will generate a 997 Functional Acknowledgment to our bank in response to the 820 that is received. Depending on your bank's EDI capabilities, you may receive your bank's 997 when you deliver the 820 to them. Version 4010 4 May 1999

The Transaction A transaction set is used to describe the electronic transmission of a single document (Payment Order/Remittance Advice, Bill of Lading, etc.) between one company's computer and another company's computer. EDI transactions are defined by segments, and each item within the segment becomes a data element. Segment ID Name, Data Element Type, Requirement Designator, and Length are described below. These identifiers are listed for each Data Element throughout the remainder of this guide. Segment ID Name (Header) ST Transaction Set Header GS Function Group Header BPR Beginning Segment for Payment Order/Remittance Advice NTE Note/Special Instruction TRN Trace CUR Currency REF Reference Identification DTM Date/Time Reference N1 Name N2 Additional Name Information N3 Address Information N4 Geographic Location PER Administrative Communications Contact RDM Remittance delivery Method (Detail) ENT NM1 REF PER DTM IT1 RMR NTE Entity Individual or Organization Name Reference Identification Administrative Communications Contact Date/Time Reference Baseline Item Data (Invoice) Remittance Advice Accounts Receivable Open Item Reference Note/Special Instruction (Summary) SE Transaction Set Trailer Version 4010 5 May 1999

Data Element Type Specifies the characters that may be used. Nn Numeric N indicates that it is numeric; n indicates decimal place. R Decimal R indicates an optional decimal point for integer values or a required decimal for decimal values. BNSF can accept positive and decimal values. Do not send fractions or negative values. ID Identifier A specific code taken from a table defined in the Data Element Dictionary such as unit of measure. AN String A series of alpha/numeric characters, such as a company name. DT Date Date expressed as CCYYMMDD TM Time HHMM expressed in 24-hour clock format. Data Element Requirement Designator Indicates when this element must be included in an electronic document. M Mandatory The Data Element is required in the Segment. C Conditional The Data Element may be required in the Segment based on whether another element is used. O Optional The Data Element may or may not be used in the Segment at the option of the user. Data Element Length The minimum length and maximum length of the characters in the data element. 1/15 Indicates that "1" is the minimum acceptable value and "15" is the maximum. Version 4010 6 May 1999

Sample 820 [SAMPLE: WAYBILL NUMBER IN RMR SEGMENT] GS*RA*CUSTID0001*BNSF*19990101*1530*9102*X*004010 ST*820*000000001 BPR*C*10000*C*ACH*CTX*01*1234*DA*555*CUSTID0001**01*987*DA*345123*19990101 TRN*1*1001983525 REF*CD*1234564114 REF*TN*1001983525 (Mandatory if TRN segment is not used) DTM*007*19990101 N1*PE*BURLINGTON NORTHERN SANTA FE N1*PR*CUSTOMER NAME ENT*1 RMR*WY*123456**2000 REF*D0*RATE AUTHORITY*PER ITEM 12121 RATE SHOULD BE $2000 PER CAR REF*BM*1001 REF*EQ*BNSF456002 DTM*095*19990101 RMR*WY*999999**5000 REF*BM*1002 REF*EQ*BNSF458869 DTM*095*19990101 RMR*WY*999787**3000 REF*BM*1003 REF*EQ*BNSF458870 DTM*095*19990101 SE*23*0000000001 GE*1*9102 Version 4010 7 May 1999

Sample 820 [SAMPLE: FREIGHT BILL NUMBER IN RMR SEGMENT] GS*RA*CUSTID0001*BNSF*19990101*1530*9102*X*004010 ST*820*000000001 BPR*C*10000*C*ACH*CTX*01*1234*DA*555*CUSTID0001**01*987*DA*345123*19990101 TRN*1*1001983525 REF*CD*1234564114 REF*TN*1001983525 (Mandatory if TRN segment is not used) DTM*007*19990101 N1*PE*BURLINGTON NORTHERN SANTA FE N1*PR*CUSTOMER NAME ENT*1 RMR*FR*018923888**5000 REF*BM*1003 DTM*022*19990101 RMR*FR*018923889**5000 REF*BM*1004 DTM*022*19990101 SE*16*0000000001 GE*1*9102 [SAMPLE: FREIGHT BILL NUMBER IN RMR SEGMENT WITH DISPUTED PAYMENT] GS*RA*CUSTID0001*BNSF*19990101*1530*9102*X*004010 ST*820*000000001 BPR*C*9500*C*ACH*CTX*01*1234*DA*555*CUSTID0001**01*987*DA*345123*19990101 TRN*1*1001983525 REF*CD*1234564114 REF*TN*1001983525 (Mandatory if TRN segment is not used) DTM*007*19990101 N1*PE*BURLINGTON NORTHERN SANTA FE N1*PR*CUSTOMER NAME ENT*1 RMR*FR*018923888**4500 REF*D0*OTHER*DIVERSION TO DENVER REF*BM*1003 DTM*022*19990101 RMR*FR*018923889**5000 REF*BM*1004 DTM*022*19990101 SE*17*0000000001 GE*1*9102 Version 4010 8 May 1999

Segment : GS - Functional Group Header Loop : - Level : Functional Group Usage : Mandatory Max Use : 1 Max Length : - Purpose : To indicate the beginning of a functional group and to provide control information. Example : GS*RA*CUSTID0001*BNSF*19990101*1530*9102*X*004010 GS01 479 Functional ID Code 2/2 M ID Code identifying a group of application related transaction sets RA=Payment Order/Remittance Advice (820) GS02 142 Application Sender's Code 2/15 M AN Code identifying party sending transmission; codes agreed to by GS03 124 Application Receiver's Code trading partners 2/15 M AN Code identifying receiving transmission; Codes agreed to by trading partners "BNSF" GS04 373 Date 8/8 M DT Date of transmission; expressed as YYYYMMDD GS05 337 Time 4/8 M TM Time of transmission; expressed as HHMM; expressed in 24-hr clock time (00-23) GS Segment continued on next page Version 4010 9 May 1999

GS Segment Continued GS06 28 Group Control Number 1/9 M N0 Assigned number originated & maintained by the sender. The number in this header must be Identical to the same data element in the associated functional group trailer, GE02. GS07 455 Responsible 1/2 M ID "X" only for ASC X12 Agency Code GS08 480 Version/Release Industry Identifier Code 1/12 M AN Sender's transmission standard version 004010. Version 4010 10 May 1999

Segment : ST - Transaction Set Header Loop : - Level : Header Usage : Mandatory Max Use : 1 Max Length : 17 Purpose : To indicate the start of a transaction set and to assign a control number. Example : ST*820*000000001 ST01 143 TS ID CODE 3/3 M ID "820" Definition: Payment Order / Remittance Advice ST02 329 TS CONTROL NUMBER 4/9 M AN Sender's message control number Version 4010 11 May 1999

Segment : BPR - Beginning Segment for Payment Order/ Remittance Advice Loop : - Level : Header Usage : Mandatory Max Use : 1 Max Length : 245 Purpose : To indicate the beginning of a Payment Order/Remittance Advice Transaction Set and total payment amount, or to enable related transfer of funds and/or information from payer to payee to occur Example : BPR*C*10000*C*ACH*CTX*01*1234*DA*555* CUSTID0001**01*987*DA*345123*19990101 BPR01 305 Transaction Handling Code 1/1 M ID C=Payment accompanies remittance advice BPR02 782 Monetary Amount 1/18 M R Total payment amount for all items BPR03 478 Credit/Debit Flag Code 1/1 M ID C=Credit D=Debit BPR04 591 Payment Method Code 3/3 M ID Instruction to the origin bank on the method of pmt order being transmitted. ACH=Automated Clearing BPR05 812 Payment Format Code BPR06 506 DFI ID Number Qualifier House 1/10 O ID 1.CTX=Corporate Trade Exchange (CTX)(ACH) 2.CCP=(CCD+)(ACH) Optional - helpful if used 2/2 M ID 01=ABA Transit Routing Number. BPR Segment Continued on next page Version 4010 12 May 1999

BPR Segment Continued BPR07 507 DFI ID Number 3/12 M AN Depository Financial Institution (DFI) ID Number. BPR08 569 Account Number Qualifier Code 1/3 O ID Type of Account. DA=Demand Deposit BPR09 508 Account Number 1/35 C AN Acct Number of Company originating payment.. If BPR08 is present, then BPR09 is required. BPR10 509 Originating Company ID BPR11 510 Originating Company Supplemental Code BPR12 506 DFI ID Number Qualifier 10/10 O AN Unique identifier designating the company initiating the funds transfer instructions. First character is one-digit ANSI ID code followed by 9- digit ID Number 9/9 O AN Code defined between the Originating Company & Originating Depository Financial Institution that identifies the Company initiating the transfer. 2/2 M ID 01=ABA Transit Routing Number. BPR13 507 DFI ID Number 3/12 M AN Depository Financial Institution (DFI) ID Number. BPR14 569 Account Number Qualifier Code 1/3 O ID Type of Account. DA=Demand Deposit If BPR14 is present, then BPR15 is required. BPR15 508 Account Number 1/35 C AN Payee's Account Number BPR16 373 Payment Effective Date 8/8 M DT Date expressed as CCYYMMDD Version 4010 13 May 1999

Segment : TRN Trace Loop : - Level : Header Usage : Mandatory Max Use : 1 Max Length : Purpose : To uniquely identify a transaction to an application. The Trace Number identifies the payment. Example : TRN*1*1001983525 TRN01 481 Trace Type Code 1/2 M ID 1=Current Transaction Trace Numbers TRN02 127 Reference Number 1/10 M AN Trace Number (with no spaces or punctuation) - provides unique identification for the transaction TRN03 509 Originating 10/10 O AN Identifies an organization Company ID TRN04 127 Reference Number 1/30 O AN Not used by BNSF Note: If Software does not provide for a TRN Segment, then REF01*TN and REF02 as indicated on following page is required. Version 4010 14 May 1999

Segment : REF - Reference Identification Loop : - Level : Header Usage : Optional - May be required on certain BNSF Programs Max Use : >1 Max Length : 120 Purpose : To specify identifying information Example : REF*CD*1234564114 REF01 128 Ref ID Qualifier 2/3 M ID CD=BNSF Patron Code CK=Check Number TN=Trace Number REF02 127 Reference ID 1/10 C AN As defined by the Ref ID Qualifier. (Required if REF01 is used) REF03 352 Description 1/80 C AN Free form description Note: If TRN Segment is not used, then REF01 TN or CK is required. Version 4010 15 May 1999

Segment : DTM - Date/Time Reference Loop : - Level : Header Usage : Mandatory Max Use : >1 Max Length : 69 Purpose : To specify pertinent dates and times Example : DTM*007*19990101 DTM01 374 Date/Time 3/3 M ID 007=Effective Qualifier DTM02 373 Date 8/8 C DT CCYYMMDD DTM03 337 Time 4/8 C TM HHMM, Time expressed in 24-hr clock time DTM04 623 Time Code 2/2 O ID CT=Central Time ET=Eastern Time MT=Mountain Time PT=Pacific Time Version 4010 16 May 1999

Segment : N1 - Name Loop : N1 Repeat: >1 Level : Header Usage : Mandatory Max Use : >1 Max Length : 159 Purpose : To identify a party by type of organization, name and code Example : N1*PR*CUSTOMER NAME N1*PE*BURLINGTON NORTHERN SANTA FE N101 98 Entity Identifier Code 2/3 M ID PE=Payee PR=Payer N102 93 Name 1/60 C AN Free Form Name (Required if N101 is used) N103 66 ID Code 1/2 C ID Not used by BNSF Qualifier N104 67 ID Code 2/80 C AN Not used by BNSF N105 706 Entity 2/2 O ID Not used by BNSF Relationship Code N106 98 Entity ID Code 2/3 O ID Not used by BNSF Version 4010 17 May 1999

Segment : ENT - Entity Loop : ENT Repeat: >1 Level : Detail Usage : Mandatory Max Use : 1 Max Length : 222 Purpose : To designate the entities which are parties to a transaction and specify a reference meaningful to those entities Example : ENT*1 ENT01 554 Assigned Number 1/6 O N0 Only ENT01 is necessary because there is a single entity communicating with a single entity (sender to receiver) ENT02 98 Entity ID Code 2/3 C ID Not used by BNSF ENT03 66 ID Code 1/2 C ID Not used by BNSF Qualifier ENT04 67 ID Code 2/80 C AN Not used by BNSF ENT05 98 Entity ID Code 2/3 C ID Not used by BNSF ENT06 66 ID Code 1/2 C ID Not used by BNSF Qualifier ENT07 67 ID Code 2/80 C AN Not used by BNSF ENT08 128 Ref ID Qualifier 2/3 C ID Not used by BNSF ENT09 127 Reference ID 1/30 C AN Not used by BNSF Version 4010 18 May 1999

Segment : RMR - Remittance Advice Accounts Receivable Open Item Loop : ENT/RMR Repeat: >1 Level : Detail Usage : Mandatory Max Use : 1 Max Length : 121 Purpose : To specify the accounts receivable open item(s) to be included in the cash application and to convey the appropriate detail Example : RMR*WY*123456**5000 SEG DATA NAME MIN - RMR01 128 Reference Identification Qualifier REQ TYPE CONTENTS 2/3 M ID WY=Waybill Number BM=Bill of Lading Number FR=Freight Bill Number or Miscellaneous Bill Number (See Note Below) RMR02 127 Reference ID 1/30 C AN Reference information as defined by the Reference ID Qualifier in RMR01 WY=123456 RMR03 482 Payment Action Code RMR04 782.00 Monetary Amount 2/2 O ID PO=Payment on Account Specifies how the cash is to be applied 1/18 M R Amount Paid Note: The preferred qualifier in RMR01 is WY or FR. If WY or FR is not available, then BM should be used. IF RMR*WY or RMR*BM is used, then REF*EQ is mandatory. DTM Segment is required in conjunction with RMR01*WY and RMR01*BM. Version 4010 19 May 1999

Segment : REF Reference Numbers Loop : ENT/RMR Level : Detail Usage : Optional Max Use : >1 Max Length : 120 Purpose : To specify identifying information Example : REF*BM*1001 REF*EQ*BNSF456002 REF*D0*RATE AUTHORITY*RATE SHOULD BE $2000 PER CAR REF01 128 Reference 2/3 M ID WY=Waybill Number Identification BM=Bill of Lading Number Qualifier EQ=Equipment Number FR=Freight Bill Number or Miscellaneous Bill Number (See Note 1 Below) D0=Dispute Reason Code (See Note 2 Below) REF02 127 Reference ID 1/30 C AN Reference information as defined by the Reference ID Qualifier in REF01 BM=1001 IDs for D0 (Dispute Reason Code): Equipment Size Origin/Destination Other Rate Authority Service Level Through Rate vs Rule 11 Weight REF03 352 Description 1/60 C AN A free form description to clarify the related data elements & their content Note 1. Note 2. If Waybill Number or Bill of Lading Number or Freight Bill Number is used in the RMR Segment, then same Number is not needed in the REF Segment. If REF*WY or REF*BM is used, then REF*EQ is mandatory. If payment is based on an amount that is different from the amount shown on BNSF s Freight Bill, use an REF Segment with a D0 qualifier. The REF02 should be one of the Reference IDs listed under Contents. The REF03 is used to provide additional information related to the amount being paid. Version 4010 20 May 1999

Segment : DTM - Date/Time Reference Loop : ENT/RMR Level : Detail Usage : Optional Max Use : >1 Max Length : 69 Purpose : To specify pertinent dates and times Example : DTM*095*19990101 DTM01 374. Date/Time Qualifier 3/3 M ID 095=Bill of Lading Date or Waybill Date 022=Freight Bill Date DTM02 373 Date 8/8 C DT CCYYMMDD Version 4010 21 May 1999

Segment : SE - Transaction Set Trailer Loop : - Level : Summary Usage : Mandatory Max Use : 1 Max Length : 24 Purpose : To indicate the end of the transaction set and provide the count of the transmitted segments (including the beginning (ST) and ending (SE) segments) Comment : An (SE) is the last segment of each transaction set Example : SE*18*000000001 SE01 96 Number of 1/10 M N0 Total number of Segments included included in a transaction set Segments including ST and SE Segments SE02 329 Transaction Set Control Number 4/9 M AN Transaction Set Control Number - must be identical to the Transaction Set Control Number in the ST Segment Version 4010 22 May 1999

Segment : GE - Functional Group Trailer Loop : - Level : Functional Group Usage : Mandatory Max Use : 1 Max Length : 24 Purpose : To indicate the end of a functional group and to provide control information. Example : GE*1*9102 GE01 97 Number of Transaction Sets Included 1/6 M N0 Total number of transaction sets included in the functional group terminated by the trailer containing this data element GE02 28 Group Control Number 1/9 M N0 Assigned number originated & maintained by the sender. This number must be identical to the same data element in the associated functional group header, GS06. Version 4010 23 May 1999