By Kimberly A. Millard, MS; Daniel Hook, PhD; Andrew Hoteling, PhD & Katarzyna Wygladacz, PhD

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A One-Step Hydrogen Peroxide-based Contact Lens Solution Ms. Millard is a senior research scientist in Vision Care at Bausch + Lomb, a division of Valeant Pharmaceuticals. She has more than 18 years of experience in the medical device and pharmaceutical industries. Development of a cleaning and disinfecting solution with a platinum-modulating compound. By Kimberly A. Millard, MS; Daniel Hook, PhD; Andrew Hoteling, PhD & Katarzyna Wygladacz, PhD Dr. Hook is a Senior Principal Scientist at Valeant and Group Leader of the Structural and Surface Science Group within Bausch + Lomb. Dr. Hoteling is a Principal Scientist with Bausch + Lomb, a division of Valeant. Dr. Wygladacz is a Senior Research Scientist in Vision Care R&D at Bausch + Lomb, a division of Valeant. The concept of using hydrogen peroxide to disinfect contact lenses was originally introduced in the early 1970s (Aquavella, 1971). Subsequently, a family of 3% hydrogen peroxide-based lens care solution products were developed and commercialized. Currently, peroxide solutions remain a significant part of the US soft contact lens care solutions market and are used by approximately 20% of contact lens wearers (Nichols, 2014). Hydrogen peroxide-based lens cleaning and disinfecting systems need to achieve adequate disinfection and also reduce the 3% hydrogen peroxide to residual levels that are safe for the human corneal surface. For any 3% hydrogen peroxide system, the residual hydrogen peroxide concentration following neutralization must result in minimal to no change in the cellular structure or integrity of the corneal epithelium and also must not elicit a physiological response that may lead to patient discomfort. Although the safety threshold levels reported in the literature remain controversial, these values typically range from 100 250 ppm (Chalmers and McNally 1988, Paugh, Brennan et al. 1988, Konynenbelt, Mlnarik et al. 2011). Two different types of peroxide lens care systems have been introduced to clean and disinfect soft contact lenses and reduce the 3% hydrogen peroxide to a safe residual level. They are classified as either one-step or two-step contact lens disinfecting systems based on the method used to neutralize the hydrogen peroxide. Two-step systems require a separate neutralizing agent, typically a tablet, which is added during the disinfection step and releases an enzyme such as catalase. Hydrogen peroxide levels remain at 3% until the catalase is released from the coated tablet and then rapidly decrease to safe residual levels. Two-step hydrogen peroxide systems are generally considered very effective at disinfection based on the initial high peroxide concentration. However, it has been shown that the catalase tab- 44 CONTACT LENS SPECTRUM/SPECIAL EDITION 2014 www.clspectrum.com

lets may dissolve at different rates, resulting in variable peroxide neutralization rates (Ngo et al, 2009). The most popular of today s hydrogen peroxide-based contact lens disinfecting systems contain 3% hydrogen peroxide in a buffered solution and use only one simple step to neutralize the hydrogen peroxide. These one-step disinfecting systems catalyze neutralization of hydrogen peroxide via a process driven by a platinum catalyst attached to the lens holder. Although one-step systems are very simple to use, most of the hydrogen peroxide is neutralized relatively rapidly over the first 30-60 minutes (Nicolson et al, 1993; Millard, Xia et al, 2013). In effect, the amount of hydrogen peroxide available to disinfect the lens decreases quickly and a longer total disinfection/ neutralization time is needed to achieve the desired anti-microbial efficacy. The advantage of the two-step systems is that the neutralization of hydrogen peroxide may be delayed allowing enhanced anti-microbial efficacy compared to one-step systems. Typically, first generation one-step peroxide systems require a 6 hour regimen time in order to achieve sufficiently low residual peroxide levels and adequate disinfection efficacy. However, performance of a onestep disinfecting system could be significantly improved by controlling the rate of hydrogen peroxide neutralization. In other words, delaying the neutralization of hydrogen peroxide should allow for higher total peroxide exposure, improving efficacy, and reducing microbial contamination (Penley et al, 1985). This transient delay would ideally be followed by an accelerated neutralization phase resulting in a shorter total regimen time offering both efficacy and convenience to the user. A challenge for contact lens care formulators has been to develop a one-step system with a 3% hydrogen peroxide solution with controlled neutralization in the initial phase of disinfection. Controlled neutralization would enable excellent disinfection efficacy and result in residual peroxide levels that would not cause ocular discomfort or physiological damage. Ideally, a one-step peroxide solution with controlled neutralization would also offer an additional advantage of a shorter overall regimen time (Millard et al, 2013). Platinum Modulating Compounds Platinum modulating compounds (PMCs) are organic molecules that typically consist of nitrogen, carbon, and oxygen. Two examples are carbamide and thiourea (Figure 1), which when added to a 3% hydrogen per- Figure 1. Chemical structures of the platinum modulating compounds carbamide (A) and thiourea (B). oxide solution may effectively control the neutralization process (Millard et al, 2013). Depending on the compound properties, this interaction may be reversible or irreversible (Millard et al, 2013). PMCs have the ability to slow peroxide neutralization during the initial disinfection time (i.e., the first 30-60 minutes) leaving a solution virtually free of viable organisms while at the same time rendering residual peroxide concentration levels that are non-irritating to ocular tissues in only four hours (Millard et al, 2013). The addition of a PMC to the peroxide disinfecting solution modifies the neutralization profile of hydrogen peroxide, effectively increasing the amount of total peroxide exposure available to kill microorganisms. The goal of incorporating a PMC is to increase the total peroxide exposure while reducing the actual time of disinfection, and thus allow for safe levels of residual peroxide to be achieved in a shorter overall regimen. Mechanism of Action To further understand the mechanism of action of PMCs and how they could be applied to develop a next generation hydrogen-peroxide system, the interaction between peroxide neutralizing discs and PMCs has been evaluated (Millard et al, ARVO, 2014). Although many PMCs were screened (Millard et al, GSLS, 2014), carbamide and thiourea were selected for further study. These compounds are structural analogues that differ only by one atom and yet their neutralization profiles are distinctly different. Equimolar amounts of carbamide and thiourea were added to 3% hydrogen peroxide solution and the neutralization profiles were measured. In addition, a solution of 3% hydrogen peroxide without the addition of a PMC was used as a control. Figure 2 shows that the addition of the PMCs significantly changed the neutralization profile of the 3% peroxide solutions based on titration measurements of hydrogen peroxide concentration. Compared to the 3% peroxide control, carbamide delayed or initially slowed the neutralization while the addition of an equimolar amount of thiourea resulted in virtually no peroxide neutralization even after www.clspectrum.com CONTACT LENS SPECTRUM/SPECIAL EDITION 2014 45

Figure 2. Neutralization profiles of 3% hydrogen peroxide solution with addition of equimolar concentrations of platinum modulating compounds (PMCs) and a neutralization profile recorded for a 3% peroxide control solution. 4 hours. These results clearly indicate the significant impact on the peroxide neutralization profile when a PMC is added to a 3% hydrogen peroxide solution that is neutralized with a platinum coated disc. Additionally, careful selection and an optimized concentration of a given PMC allows the neutralization profile to be controlled. The neutralization profiles can be used to calculate the total area under curve (AUC) to derive total peroxide exposure, expressed as ppm hours. The calculated total peroxide exposure values for 3% peroxide without a PMC (control), 3% peroxide with carbamide, and 3% peroxide with thirourea are shown in Table 1. These values represent the total peroxide exposure available to kill microorganisms during the targeted 4-hour neutralization time. At first glance, the control and carbamide neutralization profiles (Figure 2) look similar; however, the total peroxide exposure value of 3% peroxide with carbamide is approximately twice that of the control solution without a PMC. TABLE 1 Total hydrogen peroxide exposure (area under curve) of test (3% peroxide with carbamide, and 3% peroxide with thiourea) and control (3% peroxide without a PMC) solutions. PMC Compound AUC (ppm-hrs) Control 7730 Carbamide 16114 Thiourea 90334 To better understand the mechanism of action, the interaction of carbamide and thiourea test solutions with platinum discs was studied using two complementary surface sensitive analytical techniques; time of flight secondary ion mass spectroscopy (ToF-SIMS) and X-ray photoelectron spectroscopy (XPS). While ToF-SIMS analysis provides qualitative information and determines the structural constituents of a molecule, XPS was used to identify the elements present on the surface and quantitate them. Platinum discs were incubated overnight with 10 ml of 2% carbamide or thiourea in 20 mm phosphate buffer saline (PBS) solutions. The discs were rinsed with purified water then carefully cut and mounted for ToF-SIMS and XPS characterization. The ToF-SIMS results definitively showed that both carbamide and thiourea were present on the platinum disc surface. The images in Figure 3 show the relatively uniform distributions of carbamide or thiourea observed on the platinum surface. XPS analysis was used to quantitate the concentration of the detected elements distributed over the surface of the platinum discs. Concentration of nitrogen, the element common for both PMCs, was used to compare affinity of carbamide and thiourea to platinum substrates. The data is shown in Table 2. The calculated atomic concentration of nitrogen for the discs exposed to thiourea buffered solution (N1s = 11.6 ± 2.1) was two times higher than the value calculated for the discs soaked in carbamide buffered solution (N1s = 5.8 ± 1.8). These results indicated stronger attraction of thiourea to the platinum discs and correlated well with the differences in neutralization profiles displayed in Figure 2. Additionally, the XPS results demonstrated a decrease in platinum concentration (Pt4f7) for the discs incubated in any PMC solution (Pt4f7 = 19.6 ± 4.7 (carbamide), Pt4f7 = 14.2 ± 1.8 (thiourea), respectively) compared to the fresh platinum substrates (Pt4f7 = 25.3 ± 8.0). This indicates that the discs soaked either with carbamide or thiourea were covered with PMC compounds and therefore lower platinum concentrations were detected by XPS. Coverage of the platinum discs with PMC components was of interest in these studies. Spatial distribution of the elements such as nitrogen and sulfur over the platinum cut discs was examined by XPS mapping (Figure 4). Concentration of the element of interest was displayed using a color-coded intensity scale. While black indicated no particular element was detected, the areas of intensity that appeared yellowto-white corresponded to its highest concentration 46 CONTACT LENS SPECTRUM/SPECIAL EDITION 2014 www.clspectrum.com

Figure 3. ToF-SIMS results for carbamide and thiourea on the surface. XPS mapping performed for the discs incubated in carbamide and thiourea showed uniform distribution of PMCs over the platinum disc surfaces and no evidence of PMC component aggregation was detected. of a second step. This PMC technology was incorporated into the development of a one-step peroxide system PeroxiClear cleaning and disinfection solution which utilizes a combination of three different moisturizing agents to attract, spread and retain moisture on the surface of the lens. Carbamide, one of these three ingredients, serves a dual purpose as both a natural moisturizing factor to help prevent dehydration, and as a platinum modulating compound. The addition of a PMC in PeroxiClear solution alters the typical peroxide neutralization profile compared to other peroxide contact lens cleaning and disinfecting solutions. For example, in a comparison of total peroxide exposure for PeroxiClear and Clear Care (Alcon), the mean total AUC measurements were calculated at 4 hours for PeroxiClear and 6 hours for Clear Care. Both product systems were tested four times and peroxide concentrations were plotted to generate neutralization curves. As a result of the slower initial neutralization produced by the PMC, PeroxiClear had a statistically significantly higher total peroxide exposure in 4 hours compared to Clear Care after 6 hours (based on manufacturer recommended disinfection times) (p<0.0001) (Figure 5). In addition to total peroxide exposure, the mean residual hydrogen peroxide concentration for PeroxiClear 3% hydrogen peroxide system was also tested. Ten lens cases were cycled one time with 10 ml aliquots of the solution and soaked for the recommended regimen time of 4 hours. Residual peroxide Leveraging PMCs in Novel Lens Care Solution Development The PMC interaction with the platinum sites on the neutralizing disc is new technology that allows for the controlled neutralization of a 3% peroxide solution. PMCs help one-step peroxide systems mimic the slow initial neutralization of a two-step peroxide system without the inconvenience Figure 4. Spatial distribution of nitrogen (N1s) and sulfur (S2p) over exemplary platinum (Pt4f7) cut discs exposed to carbamide and thiourea buffered solutions. www.clspectrum.com CONTACT LENS SPECTRUM/SPECIAL EDITON 2014 47

ture, ph and osmolality within the case during the first 60 minutes of neutralization. This is evidenced by the results of timed evaluations of temperature, ph and osmolality during the neutralization process. Within the first 0-60 minutes of neutralization, the temperature of the carbamide test solution increases, the ph increases and the osmolality decreases rapidly. Figure 5. Total peroxide exposure during the manufacturers recommended disinfecting time for PeroxiClear (4 hours) and Clear Care (6 hours). concentrations were measured using redox titration with a Mettler Toledo T50 Auto-Titrator. The mean residual peroxide level for PeroxiClear solution after 4 hours was 64.8 ± 12.3 ppm, well below thresholds for ocular detection or cellular changes (Chalmers et al, 1988; Paugh et al, 1988; Konynenbelt et al, 2011). Physico-Chemical Changes When XPS elemental composition data was used to quantitate the relative amounts of carbamide adsorbed to the platinum sites during the neutralization process for PeroxiClear at 0, 5, 15, 30 and 60 minutes, an increase in the carbamide detected on the platinum sites on the coated disc surface was evident from 0-30 minutes. At 60 minutes, the atomic coverage (%) decreased. The loss in affinity of carbamide for the platinum surface after 60 minutes may be attributed to the simultaneous physico-chemical changes in tempera- Atomic Concentration (%) average values calculated for nitrogen (N1s) and sulfur (S2p) detected by XPS on the surface of the platinum (Pt4f7) discs exposed to carbamide and thiourea buffered solutions. The data were calculated for n = 20. PMC Compound TABLE 2 Nitrogen (N1s) Sulfur (S2p) Platinum (Pt4f7) Control* N/A N/A 25.3 ± 8.0 Carbamide 5.8 ± 1.8 N/A 19.6 ± 4.7 Thiourea 11.6 ± 2.1 4.7 ± 0.7 14.2 ± 1.8 Conclusion Combination of a suitable PMC such as carbamide with 3% hydrogen peroxide was shown to be a breakthrough approach that may improve the performance of peroxide-based lens care solutions. Application of this technology in PeroxiClear cleaning and disinfecting solution allowed for a higher total hydrogen peroxide exposure, in only 4 hours, and residual peroxide levels that are nonirritating to ocular tissues. CLS References 1. Aquavella JV, GK Jackson, Guy LF. Bionite hydrophilic contact lenses used as cosmetic devices. Am J Ophthalmol 1971;72(3):527-531. 2. Nichols JJ. Annual Report: Contact Lenses 2013. Contact Lens Spectrum; January 2014. 3. Chalmers RL, McNally JJ. Ocular detection threshold for hydrogen peroxide: Drops vs. Lenses. ICLC 1988;15(11):351-357. 4. Paugh JR, Brennan NA, Efron N. Ocular response to hydrogen peroxide. Am J Optom Physiol Opt 1988;65(2):91-98. 5. Konynenbelt, B. J., D. S. Mlnarik and J. L. Ubels. Effects of peroxide-based contact lens-disinfecting systems on human corneal epithelial cells in vitro. Eye Contact Lens 2001;37(5): 286-297. 6. Ngo W, Heynen M, Joyce E, Jones L. Impact of protein and lipid on neutralization times of hydrogen peroxide care regimens. Eye Contact Lens 2009;35(6):282-286. 7. Nicolson P, Seamons KR, Tsao F, Alvord LA, McCraw EC, Inventors. Peroxide Disinfection Method. US patent 5,306,352; 1993. 8. Millard KA, Xia E, Groemminger S, Kilbury J. Peroxide Lens Care Solution. U.S. Patent Application 13/835237, filed March 15, 2013. Pub. No.: US 2013/0209313. 9. Penley CA, Llabres C, Wilson LA, Ahearn DG. Efficacy of hydrogen peroxide disinfection systems for soft contact lenses contaminated with fungi. CLAO J 1985;11(1):65-68. 10. Millard KA, Groemminger S, Hoteling A, Hook D, Wygladacz KA. Surface Characterization of the Interaction Between Peroxide Neutralizing Disks and Platinum Modulating Compounds. ARVO 2014. Orlando, Florida. 11. Millard KA, Groemminger S, Xia E, Kilbury J. Evaluation of Platinum Modulating Compounds to Delay the Neutralization of Hydrogen Peroxide in One-Step Disinfecting Systems. Global Specialty Lens Symposium 2014. Las Vegas. PeroxiClear is a trademark of Bausch & Lomb Incorporated or its affiliates. All other brand/product names are trademarks of their respective owners. US/OCD/14/0054 48 CONTACT LENS SPECTRUM/SPECIAL EDITION 2014 www.clspectrum.com