Perspectives on Asset Management Dynamics in CEE & CIS: Current issues, trends and progress



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Mylogo is member of Erste Group (this is optional: please cancel completely from the Master, if not needed or just cancel this info) Perspectives on Asset Management Dynamics in CEE & CIS: Current issues, trends and progress Heinz Bednar, CEO, Erste Asset Management Page

Why Is He (Heinz Bednar) Telling Us About Asset Management in CEE? Page

Erste Asset Management at a Glance Overview Assets under Management Has consolidated the asset management activities of Erste Group Bank AG since 2008 (Erste Bank established in 1819) Is a wholly owned subsidiary of Erste Bank Subsidiary Erste-Sparinvest KAG founded in 1998 through the merger of Sparinvest (1965) and Erste KAG (1985) 2% 2% 14% 15% 3% 1% 23% 40% Bond Funds Balanced Funds Equity Funds Real Estate Funds Money Market Funds Portfolio Management Inst.-Advisory-Mandates Other Funds Subsidiaries in the Czech Republic, Slovakia, Croatia, Romania and Hungary Employees: 309 Investment professionals: 101 Assets under management: EUR 50,5 billion 41% 59% Retail Special Funds Rated very good by Telos Asset Manager Rating Source: Erste Asset Management, figures as of 30.06.2014; Assets under Management, excl. consolidation effects Page 3

Erste Asset Management Erste Asset Management Deutschland GmbH Sales Unit ERSTE-SPARINVEST Kapitalanlagegesellschaft AuM: 31 bn Market Share: 18,99% Ranking: 1 Investiční společnost Českéspořitelny, a.s. AuM: 6,93 bn Market Share: 26,28%* Ranking: 2 Asset Management Slovenskej sporiteľne, správ. spol., a. s. AuM: 1,14 bn Market Share: 16,43% Ranking: 3 Erste Asset Management Limited AuM: 3,31 bn Market Share: 15,97% Ranking: 2 SAI Erste Asset Management S.A. AuM: 1,72 bn Market Share: 40,32% Ranking: 1 RINGTURM Kapitalanlagegesellschaft AuM: 4,61 bn Market Share: 2,96% Ranking: 12 Erste Asset Management d.o.o. AuM: 0,52 bn Market Share: 22,22% Ranking: 2 Data as of 30.09.2014 *Market Share data as of 30.06.2014 Source: Erste Asset Management Page 4

Who is Driving Asset Management - Markets in CEE? Page

High Concentration of Producers * Market shares as of 2014 Q3 (except Czech Rep as of 2014 Q2) Source: local associations of asset management companies Page 6

As Well As of Distributors* Source: CEE Banking Sector Report (Raiffeisen) * Market Shares by Total Assets Page 7

EU - Open Markets? Source: local associations of asset management companies, fund business only Czech Republic as of 2014Q2, Romania & Slovakia as of 2014Q3 Page 8

Who Is Buying What? Page

What Else Is Specific? Asset Class Mix in Selected Markets Source: local associations of asset management companies Page10

Further Specifics Source: local associations of asset management companies Data as of 2014Q2 Page 11

Retail vs. Institutional Client Source: EFAMA Page12

Discretionary Mandates vs. Funds in Europe Source: EFAMA, local asscociations of asset management companies Page13

Who Is the Institutional Client? Source: EFAMA Page14

Pension Funds: A Strong and Sustainable Investor Base? Pension Funds Total Investments / GDP Comments: Austria only 2nd pillar in all years Hungary only 2nd pillar since 2011 Source: OECD, IMF, local pension funds associations Page15

What About the Perspectives? Page

Catching Up But Still a Long Way to Go Investment funds AuM / GDP Source: IMF, EFAMA, local associations of asset management companies Data for 2014 as of Q32014 Page17

Investment Funds AuM vs. GDP/Capita in Austria Source: IMF, local associations of asset management companies Page18

Investment Funds AuM vs. GDP/Capita in CEE * AuM data for 2014 of 2014 Q3 (except Czech Rep as of 2014 Q2) Source: IMF, local associations of asset management companies Page19

Catching Up But Still a Long Way to Go Investment Funds AuM / Capita (in EUR) Source: IMF, EFAMA, local associations of asset management companies Data for 2014 as of Q32014 Page20

Best Environment Ever? - Broad Based Rate Cuts Official rate Current rate (%, pa) Change since last peak / through (bp) Forecast, Dec 15 Czech Republic 2-wk repo 0.05-370 0.05 Hungary 2-wk repo 2.10-490 2.00 Poland 7-day interv 2.00-275 1.50 Romania Base rate 3.00-725 2.50 Russia Key pol rate 8.00 250 8.50 Turkey 1-wk repo 8.25-175 8.25 Source: Bloomberg, ERSTE-SPARINVEST Page21

Falling Yields Leading to Reduced Home Bias? Source: Bloomberg Page22

The New Medicore Takes Its Toll - Unevenness remains Source: IMF, World Economic Outlook 2014, ERSTE-SPARINVEST Page23

Growth Still Higher Than in EU-West Real GDP growth, %, p.a. WEO October 2014 WEO April 2014 2013 2014 2015 2013 2014 2015 Baltics 3,1 2,5 3,1 2,9 3,2 3,7 CEE 0,8 2,9 2,9 0,8 2,5 2,7 Southeastern Europe-EU 2,2 1,6 2,1 2,2 1,6 2,1 Southeastern Europe-non-EU 2,3 0,9 2,4 2,1 1,9 2,6 European CIS Countries 1,2-0,1 0,6 1,2 1,3 2,3 Turkey 4,1 3,0 3,0 4,3 2,3 3,1 Page24

We All Live in a Nominal World geometric growth rate, weighted mean, %, p.a. 2000-2008 8.13 2008-2014 2.58 Source: IMF, World Economic Outlook 2014, ERSTE-SPARINVEST Page25

A Well Known Trend Geometric population growth rates, %, p.a., 2000-2013 CEE 0.03 Baltics 0.03 Southeastern Europe-EU -0.47 Southeastern Europe-non-EU -0.19 European CIS countries -0.26 Turkey 1.35 Source: IMF, World Economic Outlook 2014, ERSTE-SPARINVEST Page26

Increasing Demand for Solutions Source: The World Bank, ERSTE-SPARINVEST Page27

Gross Debt to GDP Page28

Disclaimer This document is an advertisement. All data is sourced from ERSTE-SPARINVEST Kapitalanlagegesellschaft m.b.h., Erste Asset Management GmbH, RINGTURM Kapitalanlagegesellschaft m.b.h., and ERSTE Immobilien Kapitalanlagegesellschaft m.b.h. unless indicated otherwise. Our languages of communication are German and English. The prospectus for UCITS (including any amendments) is published in Amtsblatt zur Wiener Zeitung in accordance with the provisions of the InvFG 2011 in the currently amended version. The simplified prospectus is prepared by ERSTE Immobilien Kapitalanlagegesellschaft m.b.h. and published in Amtsblatt zur Wiener Zeitung in accordance with the provisions of the ImmoInvFG 2003 as amended. Information for Investors pursuant to 21 AIFMG is prepared for the alternative investment funds (AIF) administered by ERSTE-SPARINVEST Kapitalanlagegesellschaft m.b.h., Erste Asset Management GmbH, and RINGTURM Kapitalanlagegesellschaft m.b.h. (and for ERSTE Immobilien Kapitalanlagegesellschaft m.b.h. after the conclusion of the ongoing licensing procedure) pursuant to the provisions of the AIFMG in connection with the InvFG 2011. The fund prospectus, Information for Investors pursuant to 21 AIFMG, the simplified prospectus, and the key investor document/kid can be viewed in their latest versions at the web site www.erste-am.com or www.ersteimmobilien.at or obtained in their latest versions free of charge from the domicile of the management company and the domicile of the custodian bank. The exact date of the most recent publication of the fund prospectus or simplified prospectus, the languages in which the key investor document/kid is available, and any additional locations where the documents can be obtained can be viewed on the web site www.erste-am.com or www.ersteimmobilien.at. This document serves as additional information for our investors and is based on the knowledge of the staff responsible for preparing it at the time of preparation. Our analyses and conclusions are general in nature and do not take into account the individual needs of our investors in terms of earnings, taxation, and risk appetite. Past performance is not a reliable indicator of the future performance of a fund. Please note that investments in securities entail risks in addition to the opportunities presented here. The value of shares and their earnings can rise and fall. Changes in exchange rates can also have a positive or negative effect on the value of an investment. For this reason, you may receive less than your originally invested amount when you redeem your shares. Persons who are interested in purchasing shares in investment funds are advised to read the current fund prospectus(es) and the Information for Investors pursuant to 21 AIFMG, especially the risk notices they contain, before making an investment decision. Please consult the corresponding information in the fund prospectus and the Information for Investors pursuant to 21 AIFMG for restrictions on the sale of fund shares to American citizens. Misprints and errors excepted. Presentations: It is expressly noted that presentations shall not be construed as providing investment advice or investment recommendations; presentations simply represent the current market opinion. The presentations are not intended as sales instruments, and shall therefore not be construed as an offer to buy or sell financial or investment instruments. The investor shall be solely responsible for any and all decisions that he makes on the basis of this presentation. Page29