List of the recognized foreign exchanges relative to the reporting requirement Art. 15 para. 2 SESTA determines that securities dealers must report all the information necessary to ensure a transparent market (reporting requirement). In Art. 2 following SESTO-FINMA the appropriate implementing regulations are determined. Exceptions of the reporting requirement are recorded in Art. 3 SESTO-FINMA. Art. 3 letter a SESTO-FINMA determines that the securities dealer shall not be obliged to report transactions abroad in foreign securities admitted for trading on a Swiss stock exchange, provided that they are conducted on a foreign stock exchange recognized by Switzerland. According to established practice relative to the release of the reporting requirement, recognized exchanges are the exchanges that are united in the World Federation of Exchanges and/or the Federation of European Stock Exchanges (FESE). All foreign exchanges that are authorized by the Swiss Financial Market Supervisory Authority FINMA in accordance with Art. 14 SESTO are also recognized exchanges concerning this matter, even they are neither member of the World Federation of Exchanges nor of the FESE. As an exception to this rule, besides the Deutsche Börse AG (member of World Federation of Exchanges) also the remaining German (regional) exchanges are recognized in this context. Name ABU DHABI SECURITIES EXCHANGE AMMAN STOCK EXCHANGE ATHENS EXCHANGE AUSTRALIAN SECURITIES EXCHANGE BAHRAIN BOURSE BALTIC EXCHANGE DERIVATIVES TRADING LTD. BATS TRADING LIMITED BAYERISCHE BÖRSE BERMUDA STOCK EXCHANGE BLOOMBERG SEF LLC Abu Dhabi, UNITED ARAB EMIRATES Amman, JORDAN Athens, GREECE Sydney, AUSTRALIA Manama, KINGDOM OF BAHRAIN Munich, GERMANY Hamilton, BERMUDA Wilmington Delaware, USA page 1 / 6
BM&FBOVESPA BOLSA DE COMERCIO DE BUENOS AIRES BOLSA DE COMERCIO DE SANTIAGO BOLSA DE VALORES DE COLOMBIA BOLSA DE VALORES DE LIMA BOLSA MEXICANA DE VALORES BOLSAS Y MERCADOS ESPANOLES BOMBAY STOCK EXCHANGE LIMITED BORSA ISTANBUL BORSA ITALIANA SPA BÖRSE BERLIN BÖRSE STUTTGART BOURSE DE CASABLANCA BOURSE DE LUXEMBOURG BUCHAREST STOCK EXCHANGE BUDAPEST STOCK EXCHANGE LTD. BULGARIAN STOCK EXCHANGE SOFIA BURSA MALAYSIA CHICAGO BOARD OPTIONS EXCHANGE CHI-X EUROPE LIMITED CHINA FINANCIAL FUTURES EXCHANGE CLEARTRADE EXCHANGE PTE. LTD CME EUROPE LIMITED CME GROUP COLOMBO STOCK EXCHANGE CREDITEX BROKERAGE LLP Sao Paulo, BRAZIL Buenos Aires, ARGENTINA Santiago, CHILE Bogota, COLOMBIA Lima, PERU Mexico, MEXICO Barcelona, Bilbao, Madrid, Valencia, SPAIN Mumbay, INDIA Istanbul, TURKEY Milan, ITALY Berlin, GERMANY Stuttgart, GERMANY Casablanca, MOROCCO Luxemburg, LUXEMBURG Bucharest, RUMANIA Budapest, HUNGARIAN Sofia, BULGARIA Kuala Lumpur, MALAYSIA Chicago, USA Pudong New Area, CHINA Singapore, SINGAPORE Chicago, USA Colombo, SRI LANKA page 2 / 6
CYPRUS STOCK EXCHANGE DALIAN COMMODITY FUTURES DEUTSCHE BÖRSE AG DUBAI FINANCIAL MARKET DUBAI MERCANTILE EXCHANGE EUREX DEUTSCHLAND EUROMTS LTD. EUROPEAN ENERGY EXCHANGE AG FRANKFURTER WERTPAPIERBÖRSE GALAXY SAS GREEN EXCHANGE LLC GRETAI SECURITIES MARKET HANSEATISCHE WERTPAPIERBÖRSE HAM- BURG (BÖRSE HAMBURG) HOCHIMINH STOCK EXCHANGE HONG KONG EXCHANGES AND CLEARING ICE ENDEX DERIVATIVES B.V. ICE FUTURES CANADA, INC. ICE FUTURES EUROPE ICE FUTURES U.S., INC. IMAREX ASA INDONESIA STOCK EXCHANGE INTERCONTINENTALEXCHANGE INTERNATIONAL SECURITIES EXCHANGE IRISH STOCK EXCHANGE Nicosia, CYPRUS Dalian, CHINA Frankfurt, GERMANY Dubai, UNITED ARAB EMIRATES Dubai, UNITED ARAB EMIRATES Frankfurt, GERMANY Leipzig, GERMANY Frankfurt, GERMANY Paris, FRANCE Taipei, TAIWAN Hamburg, GERMANY HoChiMinh, VIETNAM Hong Kong, HONG KONG Amsterdam, NETHERLAND Winnipeg, CANADA Oslo, NORWAY Jakarta, INDONESIA Atlanta, USA Dublin, IRELAND page 3 / 6
JAPAN EXCHANGE GROUP INC. JOHANNESBURG STOCK EXCHANGE KAZAKHSTAN STOCK EXCHANGE KOREA EXCHANGE LIQUIDNET EUROPE LIMITED LJUBLJANA STOCK EXCHANGE LONDON STOCK EXCHANGE MALTA STOCK EXCHANGE MARKETAXESS EUROPE LIMITED MOSCOW EXCHANGE MUSCAT SECURITIES MARKET NASDAQ DUBAI NASDAQ OMX NASDAQ OMX EUROPE NASDAQ OMX EXCHANGES - NASDAQ OMX ARMENIA - NASDAQ OMX COPENHAGEN - NASDAQ OMX HELSINKI - NASDAQ OMX ICELAND - NASDAQ OMX OSLO ASA (NASDAQ COMMODITIES EUROPE) - NASDAQ OMX RIGA - NASDAQ OMX STOCKHOLM - NASDAQ OMX TALLIN - NASDAQ OMX VILNIUS NATIONAL STOCK EXCHANGE OF INDIA LTD. NEW YORK STOCK EXCHANGE NIEDERSÄCHSISCHE BÖRSE ZU HANNOVER Tokyo, JAPAN Sandown, REPUBLIC OF SOUTH AFRICA Almaty, KAZAKHSTAN Seoul, KOREA Ljubljana, SLOVENIA Valletta, MALTA Moscow, RUSSIA Ruwi, SULTANATE OF OMAN Dubai, UNITED ARAB EMI- RATES Yerevan, ARMENIA Copenhagen, DENMARK Helsinki, FINLAND Reykjavík, ICELAND Lysaker, NORWAY Riga, LATVIA Stockholm, SWEDEN Tallinn, ESTONIA Vilnius, LITHUANIA Mumbai, INDIA Hannover, GERMANY NYSE EURONEXT page 4 / 6
- EURONEXT AMSTERDAM - EURONEXT BRUSSELS - EURONEXT LISBON - EURONEXT PARIS - EURONEXT.LIFFE NYMEX NYSE LIFFE, LLC NZX LIMITED OMIP OSLO BORS ASA PHILIPPINE STOCK EXCHANGE POWERNEXT PRAGUE STOCK EXCHANGE QATAR EXCHANGE RHEINISCH-WESTFÄLISCHE BÖRSE DÜSSELDORF SAUDI STOCK EXCHANGE (TADAWUL) SHANGHAI FUTURES EXCHANGE SHANGHAI STOCK EXCHANGE SHENZHEN STOCK EXCHANGE SINGAPORE EXCHANGE SL-X TRADING EUROPE LIMITED SMARTPOOL TRADING LIMITED STOCK EXCHANGE OF MAURITIUS STOCK EXCHANGE OF THAILAND TAIWAN FUTURES EXCHANGE TAIWAN STOCK EXCHANGE TEL-AVIV STOCK EXCHANGE Amsterdam, NETHERLANDS Brussels, BELGIUM Lisbon, PORTUGAL Paris, FRANCE Wellington, NEW ZEALAND Lisbon, PORTUGAL Oslo, NORWAY Pasig City, PHILIPPINES Paris, FRANCE Prague, CZECH REPUBLIC Doha, QATAR Düsseldorf, GERMANY Riyadh, SAUDI ARABIA Shanghai, CHINA Shanghai, CHINA Shenzhen, CHINA Singapore, SINGAPORE Port Louis, MAURITIUS Bangkok, THAILAND Taipei, TAIWAN Taipei, TAIWAN Tel-Aviv, ISRAEL page 5 / 6
THE EGYPTIAN EXCHANGE THE NIGERIAN STOCK EXCHANGE TMX GROUP INC. TOM B.V. TRADEGATE EXCHANGE GMBH TRADEWEB EUROPE LTD. TRADEWEB (TW) SEF LLC TRUEEX LLC TURQUOISE GLOBAL HOLDINGS LIMITED UBS SECURITIES LIMITED WARSAW STOCK EXCHANGE WIENER BÖRSE AG ZHENGZHOU COMMODITY EXCHANGE Cairo, EGYPT Lagos, NIGERIA Toronto, CANADA Amsterdam, NETHERLAND Berlin, GERMANY Warszawa, POLAND Vienna, AUSTRIA Zengzhou, CHINA page 6 / 6