Interpretation Guide for VENTANA anti-her2/neu (4B5)



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Interpretation Guide for VENTANA anti-her2/neu (4B5) Rabbit Monoclonal Primary Antibody Staining of Breast and Gastric Carcinoma E2451_1211C_HER2_4B5_Breast_and_Gastric_Interpretation_Guide-05.indd 1

Table of Contents Introduction 2 Purpose of interpretation guide 2 Background 2 Interpretation of staining results in breast cancer 6 Identification of appropriate staining pattern 6 Evaluating pattern and intensity of staining 6 Interpreting borderline cases 11 Interpretation of staining results in breast cancer 12 Clinical significance 3 Preanalytical conditions affecting the performance of VENTANA HER2 (4B5) 4 Interpretation of staining results in gastric cancer 13 Identification of appropriate staining pattern 14 Evaluating pattern and intensity of staining 14 Interpreting borderline cases 20 Interpretation of staining results in gastric cancer 21 Use of cell line controls 5 1 E2451_1211C_HER2_4B5_Breast_and_Gastric_Interpretation_Guide-05.indd 2-1

Introduction Clinical significance VENTANA anti-her2/neu (4B5) Rabbit Monoclonal Primary of the patient s clinical history and other diagnostic tests Breast cancer is the most common carcinoma occurring in The therapeutic drug Herceptin has been shown to benefit Antibody [VENTANA HER2 (4b5)] is intended for the semi- evaluated by a qualified pathologist. women, and the second leading cause of cancer-related death. 2 some breast and gastric carcinoma patients. The drug is a quantitative detection of HER2 antigen in sections of formalin- Early detection and appropriate treatment therapies can humanized monoclonal antibody that binds to HER2 protein fixed, paraffin-embedded normal and neoplastic breast and Any staining performed in the end user s lab should be significantly affect overall survival. 3 on cancer cells. Thus only patients with HER2 positive gastric tissue on a VENTANA automated slide staining device. interpreted within the context of the controls run with the carcinomas should benefit from treatment with Herceptin. clinical cases at the time of evaluation. Gastric cancer is the fourth most common cancer and the In vitro diagnostics for the determination of HER2 status in It is indicated as an aid in the assessment of breast and gastric second leading cause of cancer death globally. Surgery is the breast or gastric carcinomas are important to aid the clinician cancer patients for whom Herceptin treatment is considered. most common treatment for stomach cancer. However, most in determination of therapy with Herceptin. 7 The results of this test should be evaluated within the context gastric cancer cases are, unfortunately, detected at an advanced stage and surgery is often difficult to perform. Chemotherapy Immunohistochemistry and in situ hybridization are is used for treating advanced gastric cancer even though the methods included in the HER2 testing algorithm (Figure 1) survival of cancer patients is very low. 4 for determination of HER2 status as an aid in selecting patients for Herceptin therapy. VENTANA HER2 (4B5) and INFORM HER2 HER2 is a transmembranous protein closely related to EGFR and, Dual ISH are approved products for this application in both Purpose of interpretation guide This guide is intended to provide pathologists with a tool to facilitate interpretation of staining patterns in breast and gastric be present in breast and gastric carcinoma cases when stained with VENTANA HER2 (4B5). These photomicrographs like EGFR, has tyrosine kinase activity. Gene amplification and the corresponding overexpression of HER2 has been found in a variety of tumours, including breast and gastric carcinomas. 5,6 breast and gastric cancer. normal and neoplastic tissue using VENTANA HER2 (4B5) in are intended for new users of this test to familiarize themselves accordance with product labelling. to the spectrum of staining patterns they may encounter. Included are additional cases near the clinical positive/negative The photomicrographs included as part of this interpretive guide are provided to illustrate the staining patterns that may cut-off and staining artefacts that may prove challenging for interpretation. Figure 1. HER2 testing algorithm Tumour Sample Background HER2 IHC VENTANA HER2 (4B5) VENTANA HER2 (4B5) is a rabbit monoclonal antibody extracellular binding domain and an intracellular kinase domain. (clone 4B5) directed against the internal domain of the c-erbb-2 oncoprotein (HER2). HER2 oncoprotein was cloned This suggests that HER2 may be involved in signal transduction and stimulation of mitogenic activity. 1 0 Negative 1+ Negative 2+ Equivocal 3+ Positive and characterized by Akiyama et al in 1986. It is an approximately 185 kd transmembrane glycoprotein which is structurally similar to epidermal growth factor receptor (EGFR). The protein is Clone 4B5 has been shown to react with a 185 kd protein from SK-BR-3 cell lysates via Western blotting. SK-BR-3 is a breast HER2 ISH INFORM HER2 Dual ISH associated with tyrosine kinase activity similar to that of several carcinoma cell line which has a 128-fold over expression of HER2 growth factor receptors, and to that of the transforming proteins mrna. The size of the band identified correlates well with that of the src family. The coding sequence is consistent with an reported by Akiyama et al for HER2 protein (185 kd). 1 Non-Amp Negative Amp Positive Report as HER2 positive to physician for Herceptin consideration 2 3 E2451_1211C_HER2_4B5_Breast_and_Gastric_Interpretation_Guide-05.indd 2-3

Pre-analytical conditions affecting the performance of VENTANA HER2 (4B5) Use of cell line controls Tissue Collection Both surgical specimens and biopsy samples of breast and gastric tissue are acceptable for HER2 testing using VENTANA HER2 (4B5). Fixation and Embedding For VENTANA HER2 (4B5), the recommendation is that tissue be fixed in 10% neutral buffered formalin (NBF). The amount used is 15 to 20 times the volume of tissue. No fixative will penetrate more than 2 to 3 mm of solid tissue or 5 mm of porous tissue in a 24 hour period. A 3 mm or smaller section of tissue should be fixed no less than 4 hours and no more than 8 hours. For gastric resection specimens 18-24 hours is recommended and 6-8 hours for gastric biopsy specimens. Fixation can be performed at room temperature (15-25 C). 8 Fixed tissues should be embedded in new paraffin. Prolonged incubation in molten paraffin should be avoided, as high temperatures can degrade the epitope. Addressing Variability Variable results may occur as a result of prolonged fixation or special processes, such as decalcification of specimens containing bone. While strict implementation of fixation condition is possible, it is difficult to precisely control tissue fixation time in reference laboratories receiving samples from multiples sources. To compensate for tissue variations, such as variable pre-analytical factors, this assay has been developed with certain selectable protocol steps, including those within the antibody binding, blocking, amplification and detection chemistries. These options enable further optimization of the assay, as needed for specific specimens. The use of pre-diluted VENTANA HER2 (4B5) and ready-to-use iview or ultraview DAB Detection Kits, in combination with a VENTANA automated slide stainer, reduces the possibility of human error and inherent variability resulting from individual reagent dilution, manual pipetting, and manual reagent application. PATHWAY HER2 4-in-1 Control Slides consist of formalin-fixed, paraffin-embedded cultured human breast cancer cell lines. They are useful for preliminary validation of the processing method used for staining slides with VENTANA HER2 (4B5) on a VENTANA BenchMark automated slide staining instrument. The clinical interpretation of any staining must be made by a qualified pathologist. 1. 2. 3. 4. Level 0 Control: MDA-MB-231 - no gene amplification (1.1 copies) Level 1+ Control: T- 47D low level gene amplification (2.9 copies) Level 2+ Control: MDA-MB-453 - gene amplification (5.2 copies) Level 3+ Control: BT-474 - high gene amplification (18.9 copies) Copy numbers for each control are an average of 3 lots of PATHWAY HER2 4-in1 Control Slides. Properly fixed and embedded tissues expressing the antigen will remain stable for at least 2 years if stored in a cool location (15-25 C). Sectioning Approximately 5 μm thick sections should be cut and picked For further information and troubleshooting refer to the Package Insert, the automated slide stainer Operator s Manual or contact your local customer support representative. (40X) The Level 0 Cell Line Control (MDA-MB-231) is scored negative when processed appropriately. (40X) The Level 1+ Cell Line Control (T-47D) stains at an intensity level of 1+. Note: because HER2 antigen is not uniformly coating the surface of these cells, not all cross sections will stain. When first evaluating this cell line, scan the entire cell field. It may also be necessary to examine it at higher magnification (40X obj) to pick up the 1+ staining in the scattered cells. When processed appropriately, >10% of the cells will stain with 1+ intensity. up on glass slides. The slides should be Superfrost Plus or equivalent. In-house experiments indicate that air dried cut If the Level 1+ control does not stain appropriately, the staining run should be repeated. tissue and cell line sections stored at 2-8 C are stable for at least 6 months. Each laboratory should validate the cut slide stability for their procedures and environmental storage conditions. (40X) (40X) The Level 2+ Control Cell Line (MDA-MB-453) stains at an intensity level of The Level 3+ Cell Line Control (BT-474) is a high expression cell line 2+ with complete ring pattern in >10% of the cells. In contrast to 3+ cases, that stains at an intensity level of 3+ in approximately 100% of the cells. the staining scored as 2+ has a crisper and more clearly delineated ring, while cases scored as 3+ exhibit a very thick outline (compare to Level 3+ 4 Control Cell Line). 5 E2451_1211C_HER2_4B5_Breast_and_Gastric_Interpretation_Guide-05.indd 4-5

Interpretation of staining results in breast cancer Photoset A: Negative Cases, Score 0 Breast carcinomas that are considered positive for HER2 protein overexpression must meet a threshold criteria for the intensity and pattern of membrane staining (3+ on a scale of 0 to 3+), and for the percent positive tumour cells (greater than 10%). Staining must localize to the cell membrane and be circumferential (complete). Staining of the cytoplasm may be present, but this staining is not included in the determination of positivity (Table 1). Table 1. Criteria for intensity and pattern of cell membrane staining in breast carcinoma Staining Pattern Score (Report to requesting physician) HER2 Staining Assessment No membrane staining is observed 0 Negative Faint, partial staining of the membrane in any proportion of the cancer cells Weak to moderate complete staining of the membrane, greater than 10% of cancer cells Strong, complete staining of the membrane greater than 10% of cancer cells *Recommend reflex to ISH 1+ Negative 2+ Equivocal* 3+ Positive Case 1 40X magnification Invasive breast carcinoma, Score 0 Identification of appropriate staining pattern Membranous Staining The HER2 protein is expressed in the cell membrane of both normal and neoplastic human breast tissues. The HER2 protein is expressed at a level detectable by immunohistochemistry in 15 to 30 percent of invasive ductal cancers. 9 Using frozen tissue sections Press et al. reported weak staining of normal epithelial cells in the gastro-intestinal, respiratory, reproductive, and urinary tract as well as in the skin, breast, and placenta. 9 The levels of HER2 protein expression in normal tissues were similar to those observed in non-amplified, non-overexpressing breast cancers. The weak membrane staining observed in frozen tissue sections of normal tissue was frequently absent in the corresponding formalin-fixed paraffin section. Intense staining of the cell membrane was found only in the tumour cells of invasive breast carcinoma. If intense staining of normal epithelium is observed the slide should be considered inappropriate for interpretation and further optimization and re-staining is required. Cytoplasmic Staining Cytoplasmic staining in the absence of membrane staining was not observed by Press et al. Taylor et al. reported that cytoplasmic staining for HER2 protein is not associated with the presence of detectable HER2 mrna in breast cancer. 10 Cytoplasmic only staining in breast cancer is not known to be clinically relevant. Evaluating pattern and intensity of staining The breast tissue section should be examined for pattern and intensity of staining including determination of completeness of the cell membrane stain. Staining that completely encircles the cell membrane should be scored as 2+ or 3+. Partial, incomplete staining of the membrane should be scored as 1+. It may be necessary to examine some cases at 40X or higher magnification to discriminate between 0 or 1+ and 1+ or 2+. Cytoplasmic and/or nuclear staining should not be factored into determination of positivity. 6 7 E2451_1211C_HER2_4B5_Breast_and_Gastric_Interpretation_Guide-05.indd 6-7

Photoset B: Negative Cases, Score 1+ Photoset C: Equivocal Cases, Score 2+ Case 2 40X magnification Invasive breast carcinoma, Score 1+ Case 3 40X magnification Invasive breast carcinoma, Score 1+ Case 6 40X magnification Invasive breast carcinoma, Score 2+ Case 7 40X magnification Invasive breast carcinoma, Score 2+ These three cases illustrate staining that is scored as 2+. Cell membrane staining demonstrates the complete ring pattern in and with the exception of Case 6, in the majority of cells. In contrast to 3+ cases, the staining scored as 2+ has a crisper and more clearly delineated ring, while cases scored as 3+ exhibit a very thick, almost folded outline (compare to Photoset D). Weak, diffuse cytoplasmic staining can also be present in contrast to 3+ cases where cytoplasmic staining is often intense. Cases scored as 2+ often display staining heterogeneity with focal areas of 1+ and/or 3+ staining intermixed with the 2+ cancer cells. Case 4 40X magnification Invasive breast carcinoma, Score 1+ Case 5 40X magnification Invasive breast carcinoma, Score 1+ Case 8 40X magnification Invasive breast carcinoma, Score 2+ These cases illustrate a cell membrane staining pattern that is Diffuse cytoplasmic staining can also be present. These cases scored as 1+. Cell membrane staining is partial rather than a full would be considered negative. Scattered cells with the full ring ring pattern. The intensity of the membrane staining varies, (2+) pattern can be present. but the pattern is predominantly incomplete ring staining. 8 9 E2451_1211C_HER2_4B5_Breast_and_Gastric_Interpretation_Guide-05.indd 8-9

Photoset D: Positive Cases, Score 3+ Case 9 40X magnification Invasive breast carcinoma, Score 3+ Case 10 40X magnification Invasive breast carcinoma, Score 3+ Interpreting borderline cases The most difficult area of interpretation is cases that fall on the borderline between an intensity level of 1+ and 2+, or where there is a mixture of different expression levels. Here are some tips for handling these cases: 1. Evaluate the borderline case within the context of unambiguous 1+ and 2+ cases to regain perspective. These can be the photomicrographs contained within this Interpretation Guide or control tissue. 2. Remember that pattern plays a primary role in the score. Only complete membrane rings are scored as 2+. 3. Scan complete tissue section to ensure scoring in well-preserved and well stained areas only. 4. Consider repeating the staining on another section or repeat staining on sections from a different block if none of the above suggestions resolve the diagnosis. Lewis et al. reported that 2+ cases often show significant intratumoural heterogeneity and that staining of additional sections can yield results that provide improved correlation with HER2 gene status. 5. If a result remains in question consider alternative testing methods such as in situ hybridization. These cases illustrate cell membrane staining that is scored as 3+. Cell membrane staining is very intense, thickly outlined, and demonstrates the complete ring pattern in the majority of the cells. Strong, diffuse cytoplasmic staining is often also present. Cases scored as 3+ often have approximately 100% of cells with intense positive membrane staining. Case 11 40X magnification Invasive breast carcinoma, Score 3+ 10 11 E2451_1211C_HER2_4B5_Breast_and_Gastric_Interpretation_Guide-05.indd 10-11

Photoset E: Borderline Patterns Interpretation of staining results in gastric cancer Photoset E provides examples that are representative potential borderline (1+ versus 2+) cases, with an emphasis on examples close to the 10% cut-off for positivity. Gastric carcinomas that are considered positive for HER2 protein overexpression must meet a threshold criteria for the intensity and pattern of membrane staining (3+ on a scale of 0 to 3+), and for the percent positive tumour cells. Staining must localize to the cell membrane but need not be completely circumferential, as basolateral staining is regularly observed and should be considered for scoring. Staining of the cytoplasm and/or the nucleus may be present, but this staining is not included in the determination of positivity (Figure 2). In gastric carcinoma the percentage of positive tumour cells depends upon whether the sample is a biopsy specimen ( 5 cohesive cells) or resection specimen ( 10%) (Table 2). 11 Table 2. Criteria for intensity and pattern of cell membrane staining in gastric carcinoma Staining pattern - resection specimen Staining pattern - biopsy specimen Score (report to requesting physician) HER2 staining assessment No reactivity or membranous reactivity in <10% of tumour cells No reactivity or membranous reactivity in any tumour cell 0 Negative Faint barely perceptible membranous Tumour cell cluster* with a faint barely reactivity in 10% of tumour cells; cells are reactive only in part of perceptible membranous reactivity irrespective of percentage 1+ Negative Case 12 40X magnification Invasive breast carcinoma, Score 0 This case is completely negative and provided for comparative purposes. Case 13 40X magnification Invasive breast carcinoma, Score 0 This field demonstrates cell membrane staining in a tubular carcinoma but only along the basal cell surface. Partial staining of lateral or apical surfaces is not present. their membrane Weak to moderate complete, basolateral or lateral membranous reactivity in 10% of tumour cells of tumour cells stained Tumour cell cluster with a weak to moderate complete, basolateral or lateral membranous reactivity irrespective of percentage of tumour cells stained 2+ Equivocal** Strong complete, basolateral or lateral membranous reactivity in 10% of tumour cells Tumour cell cluster with a strong, complete basolateral or lateral membranous reactivity irrespective of percentage of tumour cells stained 3+ Positive * 5 cohesive cells ** Recommend reflex to ISH Case 14 40X magnification Invasive breast carcinoma, Score 1+ Case 15 40X magnification Invasive breast carcinoma, Score 2+ Membrane staining: this case demonstrates 2+ cell membrane and partial membrane staining in of cancer cells. When close to the cut-off point, it may be necessary to perform actual cell counts. Three representative fields at 40X or greater magnification should be chosen, and 100 tumour cells per field counted. This field demonstrates 2+ cell membrane staining (circumferential, thin ring) in greater than 10% of tumour cells and the staining pattern is heterogeneous with intermixed 1+ and 3+ cells. 12 13 E2451_1211C_HER2_4B5_Breast_and_Gastric_Interpretation_Guide-05.indd 12-13

Identification of appropriate staining pattern Membranous Staining The HER2 protein is expressed in the cell membrane of both normal and neoplastic human tissues. The HER2 protein is expressed at a level detectable by immunohistochemistry in up to 30% of intestinal type, 15% mixed type and 5% diffuse type gastric cancers. 11 In establishing the scoring guidelines for HER2 immunohistochemistry in gastric cancer Hoffmann et al. note that while strong membranous staining is evidence of HER2 protein overexpression in neoplastic cells it need not be completely circumferential. 11 Cytoplasmic And Nuclear Staining Rüschoff et al. reported diffuse cytoplasmic staining with or without nuclear staining in gastric cancer. Only membranous staining should be used in determination of HER2 protein expression in gastric cancer. 12 Immunohistochemical staining with the anti HER2/neu clone 4B5 can produce cytoplasmic and nuclear staining of normal gastric mucosa and more infrequently of neoplastic cells in gastric carcinoma and gastric/oesophageal carcinoma. The nature of this cytoplasmic and nuclear staining is currently unknown. This staining pattern should not be confused with the discrete membranous staining that is indicative of HER2 positivity in neoplastic cells. Staining intensity can be assessed at different magnifications to guide the classification. The strong HER2 positive, 3+, staining can easily be observed at 5X, while membranous staining Figure 3. HER2 IHC classification in gastric and oesophageal junction samples Specific membranous staining of the tumour (distinct and intracellular) (at 5X) Yes Complete, basolateral or lateral membranous staining confirmed at 10X or 20X points to HER2 2+. 40X points to HER2 0 or 1+ score (Figure 3). No Yes Evaluating pattern and intensity of staining Evaluate staining intensity Gastric carcinomas that are considered positive for HER2 protein Staining must localize to the cell membrane and can be overexpression must meet a threshold criteria for the intensity and pattern of membrane staining (3+ on a scale of 0 to 3+), and for the percent positive tumour cells (greater than 10% in surgical circumferential (complete) or basolateral or lateral (incomplete). Staining of the cytoplasm and nucleus may be present, but this staining is not included in the determination of positivity (Figure 2). Intense (at 5X) Weak to moderate (at 10-20X) Barely visible (at 40X) No visible staining (at 40X) specimens or at least 5 cohesive cells in biopsy specimens). Figure 2. HER2 IHC sample exclusion criteria for gastric and oesophageal junction samples Score 3+ Score 2+ Score 1+ Score 0 HER2 IHC stained specimen surgical/biopsy Exclude non-specific staining Edge or crush or morphologic artefacts Cytoplasmic and/or nuclear staining in normal, epithelium, tumour or intestinal metaplasia Staining of intestinal metaplasia or regenerative changes (near ulceration) 14 15 E2451_1211C_HER2_4B5_Breast_and_Gastric_Interpretation_Guide-05.indd 14-15

Photoset F: Negative Cases, Score 0 G: Negative Cases, Score 1+ Case 16 40X magnification Invasive gastric adenocarcinoma, score 0 Case 17 20X magnification Invasive gastric adenocarcinoma, score 0 Case 19 20X magnification Invasive gastric adenocarcinoma, score 1+ Case 20 20X magnification Invasive gastric adenocarcinoma, score 1+ Case 18 40X magnification Invasive gastric adenocarcinoma, score 0 16 17 E2451_1211C_HER2_4B5_Breast_and_Gastric_Interpretation_Guide-05.indd 16-17

Photoset H: Equivocal Cases, Score 2+ Photoset I: Positive Cases, Score 3+ Case 21 20X magnification Invasive gastric adenocarcinoma, score 2+ Case 22 20X magnification Invasive gastric adenocarcinoma, score 2+ Case 24 5X magnification Invasive gastric adenocarcinoma, score 3+ Case 25 40X magnification Invasive gastric adenocarcinoma, score 3+, with cytoplasmic staining Case 23 20X magnification Invasive gastric adenocarcinoma, score 2+ 18 19 E2451_1211C_HER2_4B5_Breast_and_Gastric_Interpretation_Guide-05.indd 18-19

Interpreting borderline cases Photoset J: Borderline Patterns The most difficult area of interpretation is cases that fall on the borderline between an intensity level of 1+ and 2+, or where there is a mixture of different expression levels. Here are some tips for handling these cases: 1. Evaluate the borderline case within the context of unambiguous 1+ and 2+ cases to regain perspective. These can be the photomicrographs contained within this Interpretation Guide or control tissue. 3. Scan complete tissue section to ensure scoring in well-preserved and well stained areas only. 4. Consider repeating the staining on another section or repeat staining on sections from a different block if none of the above suggestions resolve the diagnosis. 5. If a result remains in question consider alternative testing methods such as in situ hybridization. 2. Remember that pattern plays a primary role in the score. Both complete and incomplete membranous staining can be considered in gastric cancer. Refer to Determining HER2 staining intensity in gastric and oesophageal junction samples, Figure 3 & 4 as guidance. Case 26 20X magnification Invasive gastric adenocarcinoma, score 0/1+ heterogeneous for staining intensity and morphology. Top left is an example of signet ring morphology with lower right an example of more glandular morphology. Case 27 5X magnification Invasive gastric adenocarcinoma, with heterogeneity Case 28 10X magnification Invasive gastric adenocarcinoma, with heterogeneity Case 29 10X magnification Invasive gastric adenocarcinoma, with heterogeneity 20 21 E2451_1211C_HER2_4B5_Breast_and_Gastric_Interpretation_Guide-05.indd 20-21

Photoset J: Borderline Patterns (continued) Photoset J: Borderline Patterns (continued) Case 30 20X magnification Invasive gastric adenocarcinoma, with nuclear staining, score 0 Case 31 10X magnification Invasive gastric adenocarcinoma, with nuclear and cytoplasmic staining, score 2+ Case 34 20X magnification Cytoplasmic and nuclear staining artefact in normal mucosa Case 35 20X magnification Cytoplasmic and nuclear staining artefact in normal mucosa Case 32 20X magnification Invasive gastric adenocarcinoma, with nuclear and cytoplasmic staining, score 2+ Case 33 10X magnification Invasive gastric adenocarcinoma, with adjacent normal mucosa having cytoplasmic and nuclear staining, score 3+ Case 36 20X magnification Cytoplasmic and nuclear staining artefact in normal mucosa Case 37 20X magnification Cytoplasmic and nuclear staining artefact in normal mucosa 22 23 E2451_1211C_HER2_4B5_Breast_and_Gastric_Interpretation_Guide-05.indd 22-23 15-Dec-2011 5:48 PM

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