list of supplements to the compliance and licence agreement List of Supplements to the compliance and licence Agreement Supplement 1 Registered trademark Supplement 2 Black list Supplement 3 Tariffs Supplement 4 Item-specific packaging material report Supplement 5 Projected statement of packaging quantities Supplement 9 Monthly / quarterly report Supplement 11.1 End-of-year report / annual report is provided separately Supplement 14 Start of registration Supplement 15 Collection and recovery systems of the ARA System Note: The inconsistent numbering of supplements is due to the elimination of supplements not needed anymore.
Supplement 1 Registered Trademark IR 585 713 Categories 1, 2, 3, 5, 6, 7, 8, 9, 11, 16, 20, 21, 24, 25, 29, 30, 32, 34, 35, 36, 39, 40, 42 Proprietor of trademark: Duales System Deutschland GmbH Frankfurter Straße 720-726 51145 Cologne Germany Exclusive general licence right (authority to grant principal licences) for use of the trademark: PRO EUROPE s.p.r.l. Rue Martin V 40 1200 Brussels Belgium Exclusive principal licence right (authority to grant individual licences) for use of the trademark for the Republic of : Mariahilfer Straße 123 1062 Vienna and Duales System Deutschland GmbH are partners of PRO EUROPE s.p.r.l.
Supplement 2 Packaging containing special substances The Dot may be applied on the packaging of all products that have to be marked in accordance with the n Chemical Substances Act and are not included in the Black list as specified below. black list classified according to packaging materials 1. Paper, paperboard, cardboard, and corrugated board packaging: Explosive substances in accordance with category 1 ADR/RID e. g. packaging of explosives 2. Glass packaging: There is no known packaging that contains special substances. 3. Wooden packaging: There is no known packaging that contains special substances. The scope of the permit does not include contaminated wooden packaging and pallets (materials contaminated with oil, paint, wood preservatives etc.). Such materials can therefore not be licensed by ARA AG. 4. Ceramic packaging: There is no known packaging that contains special substances. 5. Metal packaing: 5.1. Ferrous metals small (< 3 l) and 5.2. Ferrous metals large ( 3 l): - Highly toxic and toxic substances in accordance with Chemical Substances Act ( 3 para. 1 items 6 and 7 ChemG 1996) - Carcinogenic substances in accordance with Chemical Substances Act ( 3 para. 1 item 12 ChemG 1996) - Explosive substances in accordance with category 1 ADR/RID e. g. packaging of explosives - Radioactive substances - Infectious substances
Supplement 2 5.3. Aluminium: - Highly toxic and toxic substances in accordance with Chemical Substances Act ( 3 para. 1 items 6 and 7 ChemG 1996) - Carcinogenic substances in accordance with Chemical Substances Act ( 3 para. 1 item 12 ChemG 1996) - Explosive substances in accordance with category 1 ADR/RID e. g. packaging of explosives - Radioactive substances - Infectious substances Certain aluminium packaging materials used for the above substances can be licensed after certification by ARA AG. 6. Textile packaging: There is no known packaging that contains special substances. 7. Plastic packaging: - Highly toxic and toxic substances in accordance with Chemical Substances Act ( 3 para. 1 items 6 and 7 ChemG 1996) - Carcinogenic substances in accordance with Chemical Substances Act ( 3 para. 1 item 12 ChemG 1996) - Explosive substances in accordance with category 1 ADR/RID e. g. packaging of explosives - Radioactive substances - Infectious substances Certain plastic packaging materials used for the above substances can be licensed after certification by ARA AG. 8. Compound materials: - Highly toxic and toxic substances in accordance with Chemical Substances Act ( 3 para. 1 items 6 and 7 ChemG 1996) - Carcinogenic substances in accordance with Chemical Substances Act ( 3 para. 1 item 12 ChemG 1996) - Explosive substances in accordance with category 1 ADR/RID e. g. packaging of explosives - Radioactive substances - Infectious substances 9. Industrial, commercial & large plastic packaging (ICP): see plastics (7.) 10. Packaging materials on a biological basis: There is no known packaging that contains special substances.
Supplement 3 Tariffs Valid as ofjanuary 1, 2012 Tariffs ( /kg) excl. VAT Packaging materials as of July 1, 2011 as of Jan. 1, 2012 1.1. Sales packaging paper* 0.115 0.100 1.2. Transport packaging paper 0.040 0.037 2. Disposable glass packaging 0.071 0.071 3. Wood 0.013 0.011 4. Ceramics 0.170 0.140 5.1. Ferrous metals small < 3 l 0.260 0.235 5.2. Ferrous metals large 3 l (and hoops) 0.110 0.090 5.3. Aluminium 0.420 0.380 6. Textiles 0.265 0.200 7.0. Plastics small* 0.620 0.590 7.1. EPS (e. g. Styrofoam ) 0.1 kg/su** 0.190 0.190 8. Compound materials (without beverage compound cartons) 0.600 0.580 9. 9.1. 9.2. Industrial, commercial and large plastic packaging (ICP) Foils 1.5 m² Tray foils 0.25 m² (and either 6 SU** food or 3 SU** non-food) Hoops; Adhesive tapes Hollow bodies 5 l Bags > 10 l, Net bags 25 l Cartridges Moulded bodies 0.15 kg (without EPS) 0.105 0.100 0.105 0.100 10. Packaging materials on a biological basis 0.450 0.450 * including shopping bags ** SU = sales units
Supplement 3 Refund for heavy-duty bags Definition of heavy-duty bags: A heavy-duty bag is a flexible paper packaging with at least 15 kg capacity. Shopping bags are not considered as heavyduty bags in the sense of this regulation. The ARA information sheet on compound materials (as of July 1999) explains the difference. Companies that licence heavy-duty bags with ARA are refunded according to fee 1.1. sales packaging made of paper, paperboard, cardboard, and corrugated board for the provable share produced by trade and industry. In order to be granted a refund for heavy-duty bags, companies have to sign an Agreement on heavy-duty bags with ARA. The necessary documents are available from ARA. Multipacks Definition multipacks: Multipacks are packagings consisting of several single units (products). They are especially designed to be directly handed out to the consumers or to be sold promotional merchandise, multi-unit offers (two for one...), sets. Packaging materials on a biological basis Definition of packaging materials on a biological basis: Packaging materials on a biological basis (also biogenic packaging materials, biogenic packaging, bio plastics, biodegradable materials ) within the meaning of the Packaging Ordinance are materials made of renewable raw materials, which are used for packaging purposes and which are biodegradable. Furthermore they can not be assigned to the tariff categories 1.1. to 9.2. listed on the previous page. Packaging materials on a biological basis are for example: Starch, starch blend, and biotechnologically produced polymers such as poly lactic acid (PLA). Please find further definitions of packaging types in the Informations- und Merkblaetter, which you may order from ARA or download from the Download Services of ARA s Website (only available in German). - Informationsblatt Getraenkeverbundkartons - Informationsblatt Klassifikation Kunststoffe - Informationsblatt Kraftpapiersaecke - Informationsblatt Packstoffe auf biologischer Basis - Informationsblatt Transport-, Verkaufs-, Um- und Serviceverpackungen - Merkblatt Materialverbunde
Legend to supplements 4, 5, 9 Definition of the tariff categories Zeile 1.1. Zeile 1.2. Zeile 2. Zeile 3. Zeile 4. Zeile 5.1. Zeile 5.2. Zeile 5.3. Zeile 6. Zeile 7.0. Zeile 7.1. Zeile 8. Sales packaging of - paper (e. g. paper bags etc.) - cardboard and paperboard (e. g. folding cartons, cardboard boxes, shipping quivers etc.) - corrugated board (e. g. boxes, crates etc.) Paper shopping bags Transport packaging of paper, paperboard, cardboard, and corrugated board Disposable glass packaging (e. g. bottles, glasses, phials, flacons, ampoules etc.) Wooden packaging (e. g. banana crates, casks, barrels, disposable pallets, boxes etc.) Ceramics Ferrous metals and ferrous metal containers capacity < 3 liters (e. g. tinplate beverage cans, food cans, hoops, metal fittings etc.) Tinplate packaging capacity 3 liters and metal hoops Metal packaging and packaging components which mainly consist of aluminium (e. g. aluminium beverage cans, trays, wraps, tubes, caps etc.) Textiles (e. g. cotton bags etc.) Plastic packaging, characterised as (plastics small): - Plastics size < 1.5 m² or weight < 0.15 kg - Hollow bodies capacity < 5 liters - EPS foam Styrofoam-packaging such as trays, chips etc. with < 0.1 kg per piece - Bags capacity 10 liters - Net bags capacity < 25 liters - Shopping bags - Multipacks EPS Styrofoam-packaging such as trays, chips etc. with 0.1 kg per piece Compound materials according to ARA information on compound materials all combinations of two and more different packaging materials that cannot easily be separated from each other
Legend to supplements 4, 5, 9 Zeile 9. Zeile 9.1. Zeile 9.2. Zeile 10. Industrial, commercial and large plastic packaging (ICP) Foils 1.5 m² (e.g. shrink-wraps, stretch-wraps, covers etc.) Tray foils 0.25 m² (and either 6 sales units in food-sector or 3 sales units in non-food-sector) Hoops Adhesive tapes Hollow bodies capacity 5 liters (e. g. buckets, containers, barrels etc.) Bags capacity > 10 liters Net bags capacity 25 liters Cartridges Moulded bodies weight 0.15 kg (without EPS) Packaging materials on a biological basis Packaging materials on a biological basis (also biogenic packaging materials, biogenic packaging, bio plastics, biodegradable materials ) within the meaning of the Packaging Ordinance are materials made of renewable raw materials, which are used for packaging purposes and which are biodegradable. Furthermore they can not be assigned to the tariff categories 1.1. to 9.2. Packaging materials on a biological basis are for example: Starch, starch blend, and biotechnologically produced polymers such as poly lactic acid (PLA).
Supplement 4 Licence number Sheet No. Contact Date of assessment Sales & Customer Service Mariahilfer Straße 123 1062 Vienna Licence partner Sample, do not fill out! item-specific packaging material report 2012 Merchandise group Item EAN bar code Sales units 1.1. Sales packaging paper* 1.2. Transport packaging paper 2. Disposable glass packaging 3. Wood 4. Ceramics 5.1. Ferrous metals small < 3 l 5.2. Ferrous metals large 3 l (and Hoops) 5.3. Aluminium 6. Textiles 7.0. Plastics small* 7.1. EPS (e. g. Styrofoam ) 0.1 kg/su** 8. Compound materials (without beverage compound cartons) 9. Industrial, commercial & large plastic packaging (ICP) 9.1. 9.2. Foils 1.5 m² Tray foils 0.25m² (and either 6 SU** food or 3 SU** non-food) Hoops; Adhesive tapes Hollow bodies 5 l Bags > 10 l, Net bags 25 l Cartridges Moulded bodies 0.15 kg (without EPS) 10. Packaging materials on a biological basis * including shopping bags ** SU = sales units Weight per sales unit Unit Weight per sales unit Unit Weight per sales unit Unit Weight per sales unit Sample, do not fill out! Unit Date Company signature phone: +43.1.599 97-0, fax: +43.1.599 97-884
Supplement 5 Licence number Contact Licence Management & Sales Support Mariahilfer Straße 123 1062 Vienna Licence partner Sample, do not fill out! Projected statement of packaging quantities 2012 Annual licence fee below 40,000 (excl. VAT) = quarterly registration Annual licence fee over 40,000 (excl. VAT) = monthly registration (Please mark appropriate box) Annual quantity (t) 1.1. Sales packaging paper* 1.2. Transport packaging paper 2. Disposable glass packaging 3. Wood 4. Ceramics 5.1. Ferrous metals small < 3 l 5.2. Ferrous metals large 3 l (and Hoops) 5.3. Aluminium 6. Textiles 7.0. Plastics small* 7.1. EPS (e. g. Styrofoam ) 0.1 kg/su** 8. Compound materials (without beverage compound cartons) 9. 9.1. 9.2. Industrial, commercial & large plastic packaging (ICP) Foils 1.5 m² Tray foils 0.25m² (and either 6 SU** food or 3 SU** non-food) Hoops; Adhesive tapes Hollow bodies 5 l Bags > 10 l, Net bags 25 l Cartridges Moulded bodies 0.15 kg (without EPS) 10. Packaging materials on a biological basis * including shopping bags ** SU = sales units Sample, do not fill out! Date Company signature ER Do not write here! phone: +43.1.599 97-0, fax: +43.1.599 97-899
Supplement 9 Licence number Invoice number UID number Month Contact Quarter Licence Management & Sales Support Mariahilfer Straße 123 1062 Vienna Licence partner Sample, do not fill out! Monthly / Quarterly Report 2012 Credit in accordance with 11 para. 7 UStG Total weight (kg) Tariffs ( /kg) 1.1. Sales packaging paper* 0.100 1.2. Transport packaging paper 0.037 2. Disposable glass packaging 0.071 3. Wood 0.011 4. Ceramics 0.140 5.1. Ferrous metals small < 3 l 0.235 5.2. Ferrous metals large 3 l (and Hoops) 0.090 5.3. Aluminium 0.380 6. Textiles 0.200 7.0. Plastics small* 0.590 7.1. EPS (e. g. Styrofoam ) 0.1 kg/su** 0.190 8. Compound materials (without beverage compound cartons) 0.580 9. 9.1. 9.2. Industrial, commercial & large plastic packaging (ICP) Foils 1.5 m² Tray foils 0.25m² (and either 6 SU** food or 3 SU** non-food) Hoops; Adhesive tapes Hollow bodies 5 l Bags > 10 l, Net bags 25 l Cartridges Moulded bodies 0.15 kg (without EPS) 0.100 0.100 10. Packaging materials on a biological basis 0.450 * including shopping bags ** SU = sales units Subtotal ( ) +20 % VAT Total ( ) Licence fee of period ( ) Do not write here! Sample, do not fill out! Date Company signature ER Do not write here! phone: +43.1.599 97-0, fax: +43.1.599 97-899
Supplement 14 Licence number Contact Licence Management & Sales Support Mariahilfer Straße 123 1062 Vienna Licence partner Sample, do not fill out! Start of registration In accordance with clause V. para. 7 of the Compliance and Licence Agreement, it is agreed upon that registration shall start on 1 January of the year the contract is signed. The licence partner is, however, entitled to postpone the start of registration by filling out and signing the present form (quarterly or monthly registration only). Please change the date of registration start to. Reasons (Please mark appropriate box): Our company was founded on and therefore started to distribute packaging in not before. Our packaging has so far been licensed by the following companies: licence No., licence No.. We have not yet distributed any packaging in and will start distribution as of. We were collecting and recovering our distributed packaging in full compliance with the Packaging Ordinance until. Sample, do not fill out! We hereby assure the correctness of the above information and acknowledge the fact that compliance by the ARA System will enter into force with the date the required registration documents are submitted and payment is effected. Date Company signature phone: +43.1.599 97-0, fax: +43.1.599 97-899
Supplement 15 Collection and Recovery Systems of the ara System in accordance with the waste management act ARA Mariahilfer Straße 123 1062 Vienna Collection and recovery system for paper, paperboard, cardboard, corrugated board, wooden, ceramic, metal, textile, plastic and composite packaging, and packaging materials on a biological basis from residential and commercial sources AGR Glas Recycling GmbH Obere Donaustraße 71 1020 Vienna Collection and recovery system for glass packaging from residential and commercial sources