Ambit Asset/ Ambit BancWare Focus ALM



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Ambit Asset/ Liability Management Ambit BancWare Focus ALM

Better information and analysis means better decisions. Managing the risk on the balance sheet today requires diligence and flexible, scalable tools to meet your needs now and in the future. Today, asset/liability management professionals demand solutions that enable sophisticated, dynamic modeling and net interest income simulation, using the latest financial techniques. To manage risk effectively, you need to model customer behavior, economic valuation, interest rate scenarios and a wide range of other variables quickly, easily and accurately. Our integrated risk management solution allows financial institutions to measure and manage interest rate, foreign exchange and liquidity risk more precisely and efficiently. With more accurate and detailed data and analysis, managers can better understand the impact of market changes on the balance sheet, and make more informed business decisions. Using SunGard s Ambit BancWare Focus ALM, our clients are able to model customer behavior and market movements to more effectively stabilize and increase earnings, precisely forecast future earnings, measure profitability, and comply with regulatory requirements including IAS 39 and Basel II. Static ALM Measure economic value sensitivity Profitability Identify the margin contributions with Funds Transfer Pricing Dynamic ALM Manage earnings volatility Improve risk/return profile IAS 39 Comply with the accounting requirements Static alm Ambit BancWare Focus ALM delivers both static and dynamic asset/liability management. Our static ALM module enables organizations to measure interest rate risk inherent in the balance sheet using the economic value perspective enabling you to quantify the market value changes of assets, liabilities, and economic value of capital resulting from interest and exchange rate movements all in an intuitive user interface. Static ALM delivers: Re-pricing balance sheet/gap analysis Cash flow balance sheet Market value balance sheet (present values) Value effect: economic value sensitivity Time-specific economic value sensitivity/ key rate duration Static profitability analysis: yield report Parametric value at risk Effective yields Hedge simulation Interest rate risk reports for regulators Complete drill-down functionality Flexible reporting engine

Dynamic ALM Leading financial institutions understand that simply using a static value effect approach to managing risk is only part of the picture. To make better decisions, you need better analysis. Dynamic ALM gives you the power to fully quantify potential impacts of interest rate and exchange rate fluctuations on future earnings and cash flow streams. For any future time period, Ambit BancWare Focus ALM provides you with the scenario dependent evolution of various results, including interest income/expense, balance, market values, sensitivities, cash-flows, gap profiles, etc. Simulation results are also used to define more accurate earnings projections for budgeting purposes. The balance sheet is extrapolated over a future time horizon based on detailed assumptions and relationships in the area of market rates, customer behavior (e.g. new business, prepayment), and the institution s business strategy (e.g. margins, refinancing strategy, etc.). The sophisticated analytics provide you with the tools you need today to evaluate the impact of changing business strategy, market rates and customer behavior. You can measure precise earnings effects, manage liquidity risk, and capture the impact of embedded options. Dynamic ALM delivers: Input (Scenarios) 100000 95000 90000 Future Net Interest Income Net Income over next 24M Scenario-dependent projections of future earnings, balance, market values, yields, cash-flows, etc. Interest Rate Scenarios Customer Behavior Business Strategy 85000 80000 75000 70000 65000 60000 Rates Constant Rates +1% Rates -1% Inversion Ability to measure earnings effects, future liquidity risk, and product-inherent optionality risk Powerful new business simulation with user defined volume projections, instrument characteristics, price rate models, and maturity schedules Capture More Aspects of Risk/Return: Earning effects Impact of customer behavior and business strategy on risk/return Budgeting/Planning Net interest income projections for upcoming periods Ability to capture customer behavior: product shift simulations and multi-factor prepayment modeling Intuitive user interface with object orientated scenario modeling Stochastic rate scenarios using different term structure models earnings at risk

IAS 39 Our integrated solution for IAS 39 allows organizations to streamline IAS 39 compliance efforts to include asset/liability management, hedge accounting, mark-to-market, and backoffice processes on one completely modular platform. - Generate general ledger accounting entries (back-office) - Manage lifecycle events on hedge relationships (e.g. termination) Amortized cost/fair value calculation Earnings and capital simulation under IAS 39 accounting rules IAS 39 Delivers: Hedge accounting to avoid undesired earnings volatility: - Identify and define hedge relationships that qualify for hedge accounting - Meet formal documentation criteria for hedge relationships - Perform prospective/retrospective hedge effectiveness tests - Quantify the impact of hedging activities on your future earnings Accounting ALM Profitability and Funds Transfer Pricing To manage business effectively, you need to understand where risk lies. Our funds transfer pricing feature enables you to separate the effects of the interest rate risks from the performance of business units to better understand what is impacting your business. Appropriate transfer rates can be allocated to each individual position, according to its funding cost or opportunity. Our FTP solution allows you to calculate both the transfer rates at the transaction level and the profit contributions for different business units. The isolation of these profit contributions makes it possible to establish a comparable and transparent performance measurement system within your financial institution, and effectively assess the profitability of products and organization units.

Why Choose Ambit BancWare Focus ALM? Ambit BancWare Focus ALM is a market leading solution for actively measuring and managing the interest rate and FX risk in the banking book (asset/liability management). More than 160 financial institutions rely on Ambit BancWare Focus ALM to make more informed and strategic business decisions every day. A 360 o Partner At SunGard, we deliver more than just software. Our commitment to your success is delivered through a complete offering including software, consulting services, unique peer benchmarking services, and educational resources like our ALM Academy and our annual ALM Conference. This unique suite is designed to ensure our customers get the most from our partnership, and ultimately to drive significant margin improvements. Better Decisions, Faster Designed for business users, Ambit BancWare Focus ALM is easy to learn, and easy to use saving time and resulting in a lower total cost of ownership. No other commercial ALM solution provides you with a faster simulation process than Ambit BancWare Focus ALM. What If scenarios can be entered easily, and results obtained quickly. With our distributed compute capability, we can better handle high volumes of records. Our code has been developed for true distributed processing. This enables you to generate the required simulation results for faster and more effective ALM decisions. Comprehensive Instrument Coverage Ambit BancWare Focus ALM supports a wide variety of balance and off-balance-sheet products, including non-maturing accounts, amortizing loans (various amortization types), and derivatives (interest rates/fx swaps, quanto swaps, trigger Swaps, FRA, futures, swaptions, binary options, digital options, etc.). Integrated Risk and Performance Solutions A solution suite for integrated risk and performance management, Ambit Risk & Compliance solutions are used by a wide range of financial services institutions. Designed for finance professionals, Ambit Risk & Compliance software and consulting solutions for asset/liability management, budgeting and planning, profitability, economic capital, operational risk and Basel II compliance provide a unified view of risk to help improve capital management, and assist in better decision making at all levels of the organization. With over 20 years of banking technology experience and more than 450 customers in 44 countries, Ambit Risk & Compliance solutions deliver high-caliber, actionable intelligence to meet the specific needs of financial institutions both large and small. Proven Track Record Delivered and supported by our team of industry experts, we provide predictable implementations on time and on budget. Our highly trained consulting and support team strive to exceed expectations, and are proud of the consistently high customer satisfaction rankings we receive. Data Confidence Our comprehensive interface layer gives you the ability to capture, enhance, aggregate, and validate data at the transaction level from a variety of sources. This enables you to ensure a high data quality for your ALM analysis and helps you to reduce implementation time and costs. Flexible Reporting Options Ambit BancWare Focus ALM offers extensive predefined standard reports. Results can be directly exported to MS Excel, or to standard reporting tools, enabling compliance with regulatory reporting requirements. Banking Group Functionality Banking groups can achieve a decentralized ALM process while maintaining a central ALM software installation. With a fully automated production process, ALM reports can be generated on a single IT platform, for centralized data management and parameterization procedures. At the same time, each bank or business unit can receive a comprehensive reporting set and can access the system directly to perform individual simulations and report configurations. With this functionality, risk can be effectively managed at the level of a single bank, as well as at a group level. about sungard With annual revenue of $5 billion, SunGard is a global leader in software and processing solutions for financial services, higher education and the public sector. SunGard also helps information-dependent enterprises of all types to ensure the continuity of their business. SunGard serves more than 25,000 customers in more than 50 countries, including the world s 50 largest financial services companies. about AMBIT SunGard s Ambit is a banking solution suite for retail, commercial and private banks. It provides banking professionals with solutions that support front-, middle- and back-office operations, as well as solutions for financial management, risk and compliance. Ambit helps banks improve customer service management, streamline business processes, comply with regulations and capture growth opportunities. For more information, visit www.sungard.com/ambit.

www.sungard.com/ambit For more information contact us at ambitinfo@sungard.com Americas Boston, MA Calabasas, CA Livingston, NJ New York, NY Sao Paolo, Brazil Stamford, CT Western Europe Antwerp, Belgium Frankfurt, Germany Geneva, Switzerland London, UK Luxembourg Mechelen, Belgium Milan, Italy Paris, France Surrey, UK Winterthur, Switzerland Zurich, Switzerland Eastern Europe Bratislava, Slovakia Middle East Dubai, United Arab Emirates Asia Bangkok, Thailand Beijing, China Hanoi, Vietnam Hong Kong, China Kuala Lumpur, Malaysia Manila, Philippines Seoul, South Korea Shanghai, China Shenzhen, China Singapore Taipei, Taiwan Tokyo, Japan Karachi, Pakistan Australia / New Zealand Melbourne, Australia Perth, Australia Sydney, Australia Christchurch, New Zealand SunGard s solutions for banking are used by more than 800 banks in 70 countries including 41 of the world s top 50 banks. SunGard provides a comprehensive core banking solution and best-of-breed point solutions for retail, commercial and private banking, straight through enterprise processing, treasury management, finance, risk and compliance, including Apsys, BancWare, STeP and System Access. 2008 SunGard Trademark Information: SunGard, the SunGard logo and Ambit, Apsys, BancWare, STeP and System Access are trademarks or registered trademarks of SunGard Data Systems Inc. or its subsidiaries in the U.S. and other countries. All other trade names are trademarks or registered trademarks of their respective holders.