NIC. Biometric Attendance System

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Draft National Informatics Centre Government of India Biometric Attendance System Handout for on- boarding Central Government organizations to install Common Biometric Attendance System powered by Aadhaar Version 0.4 September 2014

Document Control Document Control Page 1 of 29

Table of Content Table of Contents TABLE OF CONTENTS... 1 1. PURPOSE OF THIS DOCUMENT... 1 2. TARGETED AUDIENCE... 2 3. BACKGROUND... 3 1.1. ABOUT THE PROJECT: AEBAS... 4 1.2.1. High level Architecture... 4 1.2. CURRENT STATUS... 6 1.3. WAY FORWARD... 7 4. ON-BOARDING REQUIREMENTS... 8 4.1. IDENTIFICATION OF NODAL OFFICER... 8 4.2. REGISTRATION OF ORGANIZATION... 9 4.3. REGISTRATION OF EMPLOYEES... 10 4.4. AADHAAR ENROLMENT... 12 4.5. E-AADHAAR ACCESS... 13 4.6. BEST FINGER DETECTION... 14 4.7. PROCUREMENT OF DEVICES... 15 4.8. PROCUREMENT OF CONNECTIVITY... 21 4.9. SITE IDENTIFICATION & PREPARATION... 22 4.10. INSTALLATION OF DEVICES... 23 4.11. OPERATIONS & MAINTENANCE... 23 APPENDIX A FORMAT FOR ORGANIZATION ON-BOARDING... 24 APPENDIX B FORMAT FOR CONNECTIVITY REQUIREMENT... 25 APPENDIX C FORMAT FOR SITE REQUIREMENTS... 26 Page 1 of 29

1. Purpose of this Document As part of the Digital India program of Government of India, it has decided to implement common Biometric Attendance System (BAS) in the Central Government Offices (Agencies) located in Delhi to begin with. The proposed system would enable an employee to register attendance by presenting his/her biometric (finger print/iris) which will be authenticated online by doing one to one match with the bio-metric stored in the UIDAI data base against the employee s Aadhaar number. For implementing the same, the Central Government Organizations need to follow a structured approach in coordination with different stakeholders. The purpose of this document is to serve as handbook for the Central Government organizations for implementing Bio-metric Attendance System within their organization. Page 1 of 29

2. Targeted Audience This document is intended for the Central Government organizations that would like to implement Bio-metric Attendance System in their organization. The following are the envisaged Agencies; Ministries, Departments, Attached/Sub-ordinate organizations of Central Government Autonomous Central Government bodies, institutions and offices Central Public Sector Units Page 2 of 29

3. Background As part of the Digital India programme of Government of India, it has decided to implement common Biometric Attendance System (BAS) in the Central Government Offices (Agencies) located in Delhi to begin with. The proposed system would enable an employee to register attendance by presenting his/her biometric (finger print/iris) which will be authenticated online by doing one to one match with the bio-metric stored in the UIDAI data base against the employee s Aadhaar number. In the first phase of implementation, approximately 150 central Government organizations have on boarded more than 40,000 employees on common attendance portal i.e. attendnace.gov.in. 1000 wall mounted bio-metric attendance terminals, 5000 finger print scanning devices and 200 IRIS devices have been procured through an open tender process floated by SI which are currently being installed in about 100 Government Bhawans/buildings. During the 2 nd phase of this program, it is proposed that Central Government organizations shall use the common biometric attendance portal, which is hosted at data center and shall procure/maintain biometric attendance terminals and desktop fingerprint scanning devices/iris devices in a decentralized manner, using the DGS&D rate contract. The Central Government Organizations shall also procure the required Wi-Fi Access points and 3G/2G connectivity for enabling network connectivity in the biometric attendance terminals through DGS&D rate contract. Aadhaar based biometric authentication requires usage of Standardisation Testing and Quality Certification (STQC) Directorate certified Iris or Fingerprint devices the client machines. Page 3 of 29

1.1. About the Project: BAS Various Government Organizations are operating across different locations. The major challenge is to enable and manage the attendance of the Government workforce across various locations keeping the Total Cost of Ownership (TCO) low. Presently, various Government Organizations have deployed proprietary biometric attendance solutions, which lack uniformity in technical architecture due to which these solutions are difficult to scale up and integrate with each other. Aadhaar based biometric Authentication for the purpose of attendance would ensure that the attendance of all the Government employees will be visible in real time on the common attendance portal ensuring transparency and accountability to bring efficiency. 1.2.1. High level Architecture National Informatics Centre () will provide Common Bio-metric Attendance back-end platform from its data center, which can be used by any central Government organization to register their employees for marking attendance. Central Government organizations would need to procure/maintain the biometric attendance terminals and desktop fingerprint scanning devices/iris devices using the DGS&D rate contract in a decentralized manner. The Central Government agencies shall also need to procure the required Wi-Fi Access points and 3G/2G connectivity for enabling network connectivity in the biometric attendance terminals through DGS&D rate contract. At a high level the overall solution would have two main components A. Front End System B. Back End System The overall solution architecture is explained as under. A. Front End System The Front End System (FES) or the attendance system would be a device having hardware and client attendance application. The client attendance module in the Page 4 of 29

idle state would wait for user to do enter his/her attendance id (through touch screen), which would usually be first 6 digits or last 6 digits of the Aadhaar number. Once the attendance id is captured, the application would prompt user to provide the biometric data required for Aadhaar online authentication. It would then create the request in accordance with the Aadhaar Authentication API and send the request to the backend application at UIDAI Central Identity Data Repository (CIDR). Back End System The Back End System or attendance server would have functionalities to create Aadhaar Authentication request, submit the request and receive the response in accordance with Aadhaar Authentication API requirements, mark in/out attendance, attendance system activation/de-activation, report generation etc. The picture below represents a high level schematic diagram of the Biometric attendance system. Attendance Request 1 2 3 4 Aadhaar Holder Attendance Front End 7 System Attendance confirmation 6 Attendance Back End System and Necessary Updates & 5 A S Yes / No Respon UIDAI s CIDR Schematic diagram of Aadhaar Biometric Attendance System Page 5 of 29

1.2. Current Status Following activities have been completed during Phase 1 A common biometric attendance portal viz. attendance.gov.in has been developed. The attendance portal is hosted in data center. These centralized back-end servers shall be common which will be used by all central Government organizations for biometric attendance system. First step towards using bio-metric attendance system will to be appoint a nodal officer by each organization and on-line register all their employees at attendance.gov.in which will undergo two steps of verification i.e. Aadhaar verification by UIDAI team and second verification will be done by the nodal officer. After that employee will be able to mark his/her attendance from biometric terminal to be installed at the user location. In the first phase of implementation, approximately 150 central Government organizations have registered more than 40,000 employees on common attendance portal i.e. attendnace.gov.in. UIDAI team has developed back-end portal software and client side attendance software. 1000 wall mounted biometric terminals and 5000 desktop STQC certified finger print devices devices have been installed in various Ministries/Departments located in about 100 Bhawans/Buildings in Delhi. For phase-i all the devices have been procured and installed by by UIDAI funding. Page 6 of 29

1.3. Way forward In phase-ii, it is proposed that Government organizations that could not register in phase-i shall register on attendance.gov.in portal for the implementation of biometric attendance system. All the central Government organizations shall use the common back-end infrastructure installed at data centers. The Government organizations shall procure the wall mounted biometric attendance terminals and desktop finger print devices from the rate contract which will be finalized by DGS&D. The Government agencies shall provide connectivity for connecting the bio-metric attendance terminals (GPRS/Wi-Fi using NET/Broadband/existing Internet) Government organizations shall make suitable provision for getting Client API installed on the software provided for wall mounted and desktop finger print devices. The organizations shall be responsible for maintaining the devices installed in their premises and will be responsible for smooth day-today functioning of the Bio-metric Attendance terminals. Page 7 of 29

4. On-boarding Requirements 4.1. Identification of Nodal Officer To facilitate the implementation and thereafter run the Biometric attendance syetm, it is desired that the Ministry/Department shall nominate a Nodal Officer not below the rank of Joint Secretary for acting as a Single Point of Contact (SPoC) for driving the Bio-metric attendance initiative. The Nodal Officer shall be responsible for Monitoring and co-coordinating with the stakeholders for smooth the functioning of the Bio-metric attendance system Providing update facility for biometric updation in case of poor biometric capture during enrolment process and in cases where there are failures in detecting the fingerprints by organizing Aadhaar camps. Organizing special Aadhaar Enrolment Camps (AECs), where there is need a number of employees are not able to register on the portal due to non-availability of Aadhaar numbers; Aadhaar number generation for the enrolments done in the AECs e-aadhaar access BFD and other Aadhaar related issues The agencies may use the format placed at Appendix B for capturing the details of the Nodal Officer. Page 8 of 29

4.2. Registration of Organization The Organizations are required to online register once to the portal for using attendance.gov.in by giving number of employees and their existing website name. Once the registration of the organization is done, the organization will be listed in the portal for the enrolment of the employees and generation of various types of reports pertaining to the organization. Following are the steps for on-boarding organization in the attendance portal. 1. Select the Organization Registration link in the attendance portal 2. Download the Organization On-boarding form from the above link. 3. Fill the downloaded form with the required information and get it signed by the Head of the organization/department, with the organization stamp/seal. 4. Scan the filled, signed & stamped form and save it in ".jpg" format of max file size 200 Kb. The scanned file required to be uploaded in the online form in the attendance portal. 5. Steps to fill the online form in the attendance portal Select the name of your organization. If the organization name does not show than please get in touch with the help desk. Enter the communication address of the organization Select the state. (as applicable) Enter pin code Enter the landline number Enter the email address of Co-ordinator Enter the name of the nodal officer Provide the Aadhaar number of the nodal officer Enter the designation of the nodal officer Enter the Mobile number of the nodal officer Select the scanned file which you need to upload with the form Note: 6. Review the form for any changes before submission. a. After submitting the form, a One Time Password (OTP) will be sent to the nodal officer email and mobile, to verify the form data submitted. b. After your request is processed, you will receive an email with your account details. c. If your organization does not feature in the list, please get in touch with the Attendance helpdesk at helpdesk-attendance@gov.in. Page 9 of 29

4.3. Registration of Employees Once the organization is registered with the attendance portal, employees of the organization are required to do online registration on attendance.gov.in portal for enabling them to mark attendance. The employees need to fill an online form using the link Employee Registration on the attendance portal. Once the details are filled, the employee data goes to the Quality Check team of UIDAI/Nodal Officer of the organization for verification. After the approval from the nodal officer, the employee becomes active in the attendance portal and can mark its attendance through the devices installed. The following details are required for on boarding of employees in the attendance portal. Note: 1. Enter Full Name. 2. Enter Date of Birth (format DD-MM-YYYY) 3. Select Gender. 4. Please provide 12 digit Aadhaar number 5. Enter Email. 6. Enter 10 digits Mobile Number. 7. Hit the "Next" button or click on Organization details tab to complete the second part of the form. 8. Select the name of Organization. If the organization does not list, please get in touch with Organization's Nodal Officer to get your organization listed. 9. Select Employee Type 10. Enter the name of Division/Unit within the Organization (you can choose from suggestions) 11. Select Designation (only when Employee Type is Government) 12. Select office location.(e.g. your office building name) 13. Upload scanned/digital picture in ".jpg" format of max file size 150KB. 14. Please enter the captcha code. 15. Please review the form before submission. Page 10 of 29

a. If Organization does not feature in the Organization list, please get in touch with your Nodal officer for getting the Organization on-boarded in the Attendance system. b. If any of the pre-requisite information is not available in the form (select options only), please get in touch with the concerned officer in your department to get the details updated. c. For any other assistance please get in touch with the Attendance Helpdesk at helpdesk-attendance@gov.in. Page 11 of 29

4.4. Aadhaar Enrolment One of the mandatory requirements for registering on the common bio-metric attendance system is the Aadhaar Number of the employees for enabling him/her to mark attendance. In order to facilitate the BAS implementation, UIDAI can organize Aadhaar Enrolment Camps (AECs) for all such employees, who do not possess Aadhaar numbers. UIDAI shall also extend its support for the employees who have already enrolled but have not yet received their Aadhaar, or have lost their Aadhaar, or for those who need to update their Aadhaar data. Page 12 of 29

4.5. e-aadhaar Access To enable downloading of the Aadhaar for the employees who have enrolled but have not yet received their Aadhaar, or have lost their Aadhaar or did not received Aadhaar due to any reason whatsoever, UIDAI has provides access to e-aadhaar facility to HoDs of the deputed in various Ministries/Departments. The employees can get in touch with their respective HoD of to get their Aadhaar downloaded. Page 13 of 29

4.6. Best Finger Detection In order to increase the chances of the Aadhaar Authentication while marking attendance, UIDAI has also extended the facility of Best Finger Detection (BFD) to all the Head of Departments (HoDs) of in the respective Ministries/Departments. Those employees, who are facing frequent authentication failures while marking attendance, can get their best finger identified from the device installed in the office of cell in respective Ministry/Department. After identification of the Best Finger, the employee can use the identified best finger for marking attendance with an increased chance of success for Aadhaar Authentication. Page 14 of 29

4.7. Procurement of devices The Agencies registering in phase-ii shall procure the wall mounted and desktop devices from the DGS&D. DGS&D is in process of empanelling vendors for supplying the devices required for installing AEBAS. The Agencies have the option of selection following array of devices for implementing AEBAS. 1. Integrated Attendance Device (IAD) Type 1: These are Android Tablet based devices integrated with Single STQC certified Fingerprint (FP) scanner. Both the Tablet and FP device are then housed in rugged casing so that the Integrated Attendance Device could be suitably mounted on the wall as single unit. There are two types in this category. The Type-1 of Integrated Attendance Device are the device were the manufacturer assembles Android Tablet and FP scanner and then house them in a rugged casing (custom or specifically made for the purpose) for mounting suitably on the wall. The specification of the Type-1 devices is mentioned at S.No. 1 of the table placed below. 2. Integrated Attendance Device (IAD) Type 2: These are the devices manufactured as a Single Unit with a capability of punching number as well as scanning fingerprint for recording attendance. The specification of the Type-2 devices is mentioned at S.No. 2 of the table placed below. 3. Besides the above devices, Agencies can procure separate Tablets, Fingerprint/ IRIS device integrate and house them in a suitable casing for using as an attendance system. The specifications of the tablets, fingerprint/iris device are at S.No. 3, 4, 5, 6 of the table placed below. It may be noted the AEBAS is to be implement using wall mounted devices for the employees at large. However, for senior level officers, there is provision of installing AEBAS using Desktops. The desktop device shall be installed in the room of senior officers or the section. It is estimated that a for every 50 users one wall mounted device could be used and for every 20 users one desktop device could be used. Therefore, the total requirement of wall mounted as well as desktop device could be estimated based on total number of employees in the department. For example if there are 200 employees and 50 senior level officer then the number of wall mounted devices Page 15 of 29

required would be 4 and the desktop devices would be 3. However, depending upon the ground circumstances the Agencies can justify the actual number of devices, if required, for implementing AEBAS. Following are the indicative specifications of the devices required for the installation of the AEBAS. S. NO. ITEM SPECIFICATIONS 1. Integrated Attendance Device Type 1 - Integrated Android Tablet and Single Fingerprint Scanner Device Housed in Rugged Casing Specifications of Android Tablet same as those given for Item No. 1 Specifications for Single Fingerprint Scanner Device same as those given for Item No. 2 (STQC Certificate for the integrated bio-metric device must be submitted) Android Tablet and Single Fingerprint Scanner should be integrated in a rugged casing. The Rugged Casing should comply with the following: The casing should be made of inflexible, solid material and can be of polycarbonate / thick plastic / acrylic / other tough material. It should be of black colour and should have a glossy / matte finish Acrylic casings must have a thickness of at least 5 mm. Casing should be durable and should be able to withstand rough daily operational usage. The casing should not suffer any damage or disfiguration on being dropped from a height of up to 2 metres Tablet should be vertically oriented in the casing. This is important because the attendance application to be deployed is designed to run in vertical mode only. The casing should be designed to cover/hide the android task bar of the tablet. This is required to prevent misuse of any other functionality of the tablet. The casing should have provision to access the power/reset button of the tablet. The access should be easy but controlled. The vendor thus should make arrangements to provide an external tool to perform the power on/off and/or reset function of the tablet through the casing. The fingerprint scanner should be ergonomically placed to support ease of usage for biometric attendance in standing posture of the users. Page 16 of 29

S. NO. ITEM SPECIFICATIONS 2. Integrated Attendance Device Type 2 - Integrated Attendance Device Manufactured as a Single Unit An integrated device for recoding biometric attendance with STQC certified fingerprint sensor meeting following configurations / requirements Display At least 4 inch display with a minimum of 800x480 pixel resolution, 16 M Colors Processor- 1.0 GHz or above RAM- 512 MB or above Hard Key / Soft Key Numeric key pad Internal Storage- 4GB or above Expandable storage through micro SD, minimum 8 GB USB Port- Minimum one available USB host port to support application loading / configurations / full functional keyboard Device must come with connector cables to allow connection of the device to Micro USB and Standard USB ports Internal Speakers GSM SIM card slot Inbuilt replaceable battery with min. battery backup of up to 120 minutes Charging / operation on AC 100-240 volt range with inbuilt surge protection Biometric sensor/extractor STQC certified fingerprint sensor/extractor for Aadhaar authentication (STQC Certificate for the integrated bio-metric device must be submitted) SDK for fingerprint device The fingerprint scanner should be ergonomically placed to support ease of usage for biometric attendance in standing posture of the users Connectivity Requirements Mandatory Edge / 3G mobile data support WiFi IEEE 802.11b/g/n OR LAN (Ethernet) interface OR Both Strength, safety and operating environment Should be able to withstand 1 m drop test Operating temp: 0 C to 50 C Storage not including battery: 0 C to 55 C CE certification/ RoHS certification SAR values within acceptable range Operating system / software requirements Android 4.0 Operating System or above Page 17 of 29

S. NO. ITEM SPECIFICATIONS Sample application to test fingerprint sensor/extractor Vendor has to provide all necessary technical support for integration of their device drivers with the attendance software and associated UIDAI applications. 3. Android Tablet with 7 inch screen 4. Single Fingerprint Scanner Processor- 1.0 GHz or above RAM- 512 MB or above Internal Storage- 4GB or above Expandable storage through micro SD, minimum 8 GB USB Port- Minimum one Micro USB port and an optional additional USB Port USB port should provide power supply to biometric device and support USB OTG. Front facing Camera with VGA resolution Internal Speakers 7 Capacitive touch screen and minimum 800x480 pixel resolution or above, 16 M Colors GSM SIM card slot Min. Battery backup upto 120 minutes SAR values within acceptable range Separate charging non-usb port with AC adapter 200-240 volt range Micro USB host cable Connectivity Requirements Mandatory Edge / 3G mobile data support WiFi IEEE 802.11b/g/n OR LAN (Ethernet) interface OR Both Software Requirements Android 4.0 Operating System or Above Safety and other standards compliance CE certification/ RoHS certification Full featured Web Browser Application to be deployed on android tablet will require rooted Android OS Vendor has to provide all necessary technical support for integration of their device drivers with the attendance software and associated UIDAI attendance applications. STQC certified Single Finger-print biometric device for Aadhaar Authentication with driver, in-built template extractor software/sdk (mandatorily with license, if Page 18 of 29

S. NO. ITEM Device for use with Android Tablet SPECIFICATIONS required) (STQC Certificate for the device must be submitted) API/SDK for Android (4.0 and above) platform. Device should be plug and play with any android (4.0 and above) tablet without need of any additional license to be deployed. The device should have integrated micro USB or standard USB type connector. Device must come with connector cables to allow connection of the device to Micro USB and Standard USB ports Vendor has to provide all necessary technical support for integration of their device drivers with the attendance software and associated UIDAI applications. 5. Fingerprint Scanner Device for use with Desktop 6. Iris Authentication Device for use with Desktop STQC certified single finger-print biometric device for Aadhaar Authentication and extractor software/sdk (STQC Certificate must be submitted) API/SDK for Windows (7.0 and above) platform. Device should be plug and play with any Windows (7.0 and above) without need of any additional license to be deployed. The device should have integrated USB 2.0 type connector. Device must come with connector cables to allow connection of the device to Micro USB and Standard USB ports Vendor has to provide all necessary technical support for integration of their device drivers with the attendance software and associated UIDAI applications. STQC certified Iris authentication device for Aadhaar Authentication and extractor software/sdk (STQC Certificate must be submitted) API/SDK for Windows (7.0 and above) platform and Android (4.0 or above) Operating System Device should be plug and play with any Windows (7.0 and above) and Android (4.0 and above) without need of any additional license to be deployed The device should have integrated USB 2.0 type connector. Device must come with connector cables to allow connection of the device to Micro USB and Standard USB ports Page 19 of 29

S. NO. ITEM SPECIFICATIONS Sample application for Windows and Android platform to test Iris sensor/extractor Vendor has to provide all necessary technical support for integration of their device drivers with the attendance software and associated UIDAI applications. Page 20 of 29

4.8. Procurement of Connectivity AEBAS device connecting to attendance portal requires internet/lan connectivity for communicating to attendance server as well as Aadhaar server. The Agencies registering in phase II shall procure connectivity (GPRS/Wi-Fi using NET/Broadband) from the ISPs as suitable. Looking the high traffic load during peak hours (8 am -11.00am and 4pm 7pm), the minimum 1mbps of bandwidth connectivity would be required for proper functioning of AEBAS. The agencies may use the format placed at Appendix C for capturing the connectivity requirements. Page 21 of 29

4.9. Site Identification & Preparation The wall mounted devices are preferred to be placed at the entry/exit points, lift lobby or the corridors for enabling easy access to the employees for marking attendance. The Agencies registering in phase II shall ensure the points identified for installing AEBAS should have; 220V/5A Electrical points Suitable security within the premises Protection from environmental conditions like rain, sun, etc LAN point or availability of adequate/sufficient Wi-Fi access in the area The Agencies are required to ensure that for successfully installing AEBAS, the above conditions at the site are available. If the above conditions are not available, the Agencies shall undertake to make them available. The agencies may use the format placed at Appendix D for capturing the site requirements. Page 22 of 29

4.10. Installation of devices The Agencies registering in phase II shall take up the installation and commissioning of the AEBAS in their premises. UIDAI, and DeitY shall extend all technical/administrative support as required. 4.11. Operations & Maintenance The Agencies registering in phase II shall maintain the devices installed in their premises and will be responsible for smooth functioning of the AEBAS. The agencies will also be responsible warranty and other support for smooth functioning of AEBAS Page 23 of 29

Appendices Appendix A Format for Organization On-Boarding Organization Type [ ] Ministry [ ] Department under Ministry [ ] Attached Office Organization Name Address District State Landline Phone e-mail Website Sub-domain Nodal Officer Name Aadhaar No Designation Mobile E-Mail Date: the Name & Designation of Head of the Department with Signature & Seal Page 24 of 29

Appendices Appendix B Format for Connectivity Requirement S.No 1 2 3 Organization / Location Name Address or the location identifier (such as entry /exit number/floor etc) where the device would be installed Do LAN point available at the point where device is to be installed (Yes / No) If (3) is No then Can Wi-Fi be placed using nearby LAN point in the location (Yes / No) If (4) is No then a LAN I/O point is required to be installed (Yes/No) (1) (2) (3) (4) (5) Page 25 of 29

Appendices Appendix C Format for Site Requirements S.No Organization / Location Name 1 2 3 Address or the location identifier (such as entry /exit number /floor etc) where the device would be installed Do electrical power point available at the point where device is to be installed (Yes / No) If (4) is No then a electrical point (220V/5A) point is required to be installed (Yes/No) (1) (2) (3) (5) Page 26 of 29