Grants Management - Grantee Workshop. Keith Harmon Product Manager, SAP Labs LLC



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Grants - Grantee Workshop Keith Harmon Product Manager, SAP Labs LLC

Higher Education & 2003 Solution Map Organization Decision Support & Financial Budget Formulation Budget Execution Data Warehousing Accounting Managerial Accounting Revenue Customer Relationship Market & Analysis Campus & Program Marketing Marketing Program of Auxillary Services Recruitment & Institutional Alumni Services Prospect Service Development Student Recruitment & Admission Student Record & Registration Student Receivables Financial Aid & Sponsoring Student Portal Student Housing Students Life Studies Academic Program Development Class & Examination Planning Resources & Scheduling Academic Advising & Career Placement Learning Architecture Media Services Grants Planning, Application & Preaward Financial Accounting for Sponsored Programs Reimbursement for Sponsored Programs Reporting to Sponsors & Closeout Grantor Records Record/Case & Workflow Definition Workflow Execution Workflow Monitoring Records Lifecycle Information Retrieval Human Resource Organization & Position Recruitment Personnel Administration Time Personnel Development & Training Compensation & Benefits Administration Payroll Accounting Material & Services Support Procurement Process Inventory Facility Reimbursable Services Goods & Services Sales & Distribution Business Support Cash & Treasury Property Real Estate Travel SAP AG 2003, Grants - Grantee, Keith Harmon / 2

Project Milestones Oct 1999 Project Begins Project Plan Nov 1999 Customer site visits Gather Requirements May 2000 Development Phase May 2001 Prototype Demonstration Customer Feedback Development Phase July 2002 EAPS 1.10 Restricted Release Pilot Customers only Pilot Implementations Cont. Development Q3 2003 EAPS 2.0 Default Release Continued Development SAP AG 2003, Grants - Grantee, Keith Harmon / 3

Pilot Customers Initial Requirements: Duke University City of Phoenix World Organization Implementation Sites: City of Phoenix World Organization Queensburough Library SAP AG 2003, Grants - Grantee, Keith Harmon / 4

Interest Group Customers Higher Education: Massachusetts Institute of Technology (MIT) University of Tennessee University of Nebraska University of Toronto Baylor College of Medicine University of Mississippi Central Michigan University College of William and Mary Public Sector: Commonwealth of Pennsylvania North Carolina Department of Transportation Industry Canada Health Canada Agriculture Canada K-12: Oklahoma City Public Schools Seattle Public Schools Houston Independent School District Polk County Public Schools SAP AG 2003, Grants - Grantee, Keith Harmon / 5

Functional Overview Grants - Grantee addresses the special needs of sponsored program administration for Grantee organizations: Provides separate view of Grantee s data from the sponsor s perspective for managing and reporting all awards Pre-award and post-award administration: u Proposal u Application u Award u Close-out Budgeting solutions including cost sharing Use of released and unreleased budgeting concept Budget integration with Funds Availability checking which can be used independently or in coordination with Funds availability checking SAP AG 2003, Grants - Grantee, Keith Harmon / 6

Functional Overview Supports the following Billing scenarios Resource related billing (i.e. cost reimbursement) Periodic billing (i.e. installments) Milestone billing Manual billing Indirect cost (IDC) calculation for sponsor s award Basic reports Uses and integrates SAP tools: Business partner functionality Business data toolset Workflow (future functionality) Business records management Schedule manager SAP AG 2003, Grants - Grantee, Keith Harmon / 7

Definitions Master Data Sponsor Maintains the financial and administrative details such as Sponsor s name, contact information, fiscal year, currency, billing instructions and funds available carryforward rules. Grant An object used to maintains details which describes the terms and conditions of the funding and administration of a Sponsor s award. Sponsored Class An object used to summarize the Organization's expenses based on the Sponsor's cost categories. Sponsored Program An object used as a cost collector that reflects the Organization s sponsored projects. Fund Represents the source of funding. External: Sponsor award amount Internal: Grantee s funds and resources (i.e. cost sharing) SAP AG 2003, Grants - Grantee, Keith Harmon / 8

Master Data as Sponsored Objects In order to properly support sponsored program accounting and control, award/agreement items and conditions are to be applied to an Award based on various combinations of the following: Sponsor Grant Fund(s) Sponsored Program(s) Sponsored Class(es) Definition: Sponsored objects are the business objects that are sponsored through an Award (i.e. Grant or Contract) by a Sponsor/Grantor Sponsored Objects represent Budget Objects and allowable Posting Objects Sponsored Objects describe dimensions for updating and reporting SAP AG 2003, Grants - Grantee, Keith Harmon / 9

Master Data Relationships Sponsor X Sponsor Y Grant 1 Grant 2 Grant 3 Grant to Sponsor N:1 Grant to Sponsored Program N:N Grant to Fund (internal or external) N:N Grant to Sponsored Class N:N Sponsored Class to Sponsored Program N:N Ext. Fund X Ext. Fund X Int. Fund 1 Ext. Fund Y Int. Fund 2 Sponsored Program A Class 1 Class 2 Sponsored Program B Class 2 Class 3 SAP AG 2003, Grants - Grantee, Keith Harmon / 10

Budgeting Budgeting dimensions: Grant, Sponsored Class, Sponsored Program and Fund for each timeslice (i.e. budget validity period) Budget entries are based on Grant lifecycle statuses: Proposal, Application and Award. User statuses are linked to the Grant s lifecycle status. Budget entries for initial amount, supplements, returns and transfers are supported (budget transfers to/from Grants are not permitted) Unreleased and Released budget functionality for controlling consumption The Grant master Splitting Rule determines time periods for entering budgeted amounts Cost Sharing budget requirements entered separately Indirect Costs budget calculated automatically based on the Grant master data details Funds Availability Checking (AVC) functionality Budget versions are supported SAP AG 2003, Grants - Grantee, Keith Harmon / 11

Budgeting Timeslices Grant Validity: Jan 2000 Dec 2002 1/00 12/02 Grantor s FY Variant Jan to December 1/00 1/01 1/02 12/02 Rules: Annual Split, Quarterly Split, etc. Budget Validity 1/00 1 1/01 2 1/02 3 12/02 Grants (GM) Grantee s FY Variant April to March GM Budget Validity 4/99 4/00 4/01 4/02 1 2 3 Funds (FM) 1/00 4/00 1/01 4/01 1/02 04/02 12/02 4/03 FM Budget Validity 1a 1b 2a 2b 3a 3a SAP AG 2003, Grants - Grantee, Keith Harmon / 12

Sponsor - Class Relevance Sponsor Class Relevant? NIH Material X NIH Equipment NIH Salaries X Grant - Class Relevance Grant Class Relevant? Material X Equipment Salaries X IDC Implementation Rules Sponsor IDC Rules Sponsor IDC Rule Grant IDC Rules Grant IDC Rule Program Class Material From XX To XX IDC % 15% NIH Liabilities Liabilities Salaries XX XX 10% Program Class CAP Grant IDC CAP Material 10,000 IDC Rules: Customizing Salaries 15,000 IDC Rule Value Types Grant - Fund Recovery % Liabilities 54 Fund From To Recovery % CAP Payments 57 INT_01 XX XX 50% 10K INT_02 XX XX 50% SAP AG 2003, Grants - Grantee, Keith Harmon / 13

IDC Calculation based on Postings Grant Type: Customizing of IDC Accounts/IDC Classes Grant Type Dummy Cash/Bank Account Indirect Cost Expense IDC Expense Class Grant Cost Reimbursement IDC Reimbursement Class 110000 741000 IDC Exp 414000 IDC Recovery Actual Postings [GMIA] Federal 110000 741000 IDC Exp 414000 IDC Recovery Grant0 Program Class Material Fund WBS PR-1 CC Amount 1,500.00 Expense Billable Revenue Not Billable Material Salaries Equipment PR-2 PR-1 CC-1 750.00 600.00 800.00 Desired posting taken from Actuals based on a Value type, Class eligibility, IDC percentages, Posting Date and customizing settings. Dr/Cr Grant Program GL Account Class Fund WBS Amount Dr 741000 IDC Exp PR-1 225.00 Dr 741000 IDC Exp PR-2 112.50 Dr 741000 IDC Exp PR-1 60.00 Cr 414000 IDC Recovery PR-1 225.00 Cr Cr DR 414000 414000 110000 IDC Recovery IDC Recovery INT/Shared PR-2 PR-1 112.50 60.00 397.50 Allocation Posting CR 110000 397.50 SAP AG 2003, Grants - Grantee, Keith Harmon / 14

Billing Overview and Scenarios Overview Configurable billing rules based on a Sponsor s requirements Billing rules can be established using different value types (Purchase Requisition, Purchase Orders, Invoices, Liabilities, Payments, etc..) Invoices can be generated individually or through mass processing Items can be blocked to postpone or prevent billing Sponsor Items will have a billing status (billed-unpaid, cancelled, in-process, etc..) Scenarios Cost reimbursement Milestone Billing Periodic Billing Plans Manual Billing SAP AG 2003, Grants - Grantee, Keith Harmon / 15

EAPS 1.10 (Restricted Release for Pilot Groups) Basic Master Data Grant, Sponsor, Sponsored Program, Sponsored Class Budgeting with FM integration GM Funds Availability Checking Grant derived automatically and stored in documents Records Billing payment plan, no down payments Basic Organizational reports Overhead costing Indirect Cost Calculation Program Authorizations SAP AG 2003, Grants - Grantee, Keith Harmon / 16

EAPS 2.0 (Q3/2003) Default Release Pre-award Cost Postings and Budgeting Report Monitoring/Tracking Flexible Budget Layouts First Workflow Master Data & Budgeting Business Warehouse (BW) integration Authorizations with Job Roles Program Income Billing payment plan, no down payments Automated Closeout SAP AG 2003, Grants - Grantee, Keith Harmon / 17

Future Focus and Development Enhancements to General Availability Completed workflow Revolving/Pass through Grants Decoupling from FM Recipient (Case ) CRM integration Tracking Intellectual Properties Cash (CMIA implementation) Archiving Internet scenarios HR and Position Integration Time and Effort reporting SAP AG 2003, Grants - Grantee, Keith Harmon / 18

Copyright 2002 SAP AG. All Rights Reserved No part of this publication may be reproduced or transmitted in any form or for any purpose without the express permission of SAP AG. The information contained herein may be changed without prior notice. Some software products marketed by SAP AG and its distributors contain proprietary software components of other software vendors. Microsoft, WINDOWS, NT, EXCEL, Word, PowerPoint and SQL Server are registered trademarks of Microsoft Corporation. IBM, DB2, DB2 Universal Database, OS/2, Parallel Sysplex, MVS/ESA, AIX, S/390, AS/400, OS/390, OS/400, iseries, pseries, xseries, zseries, z/os, AFP, Intelligent Miner, WebSphere, Netfinity, Tivoli, Informix and Informix Dynamic ServerTM are trademarks of IBM Corporation in USA and/or other countries. ORACLE is a registered trademark of ORACLE Corporation. UNIX, X/Open, OSF/1, and Motif are registered trademarks of the Open Group. Citrix, the Citrix logo, ICA, Program Neighborhood, MetaFrame, WinFrame, VideoFrame, MultiWin and other Citrix product names referenced herein are trademarks of Citrix Systems, Inc. HTML, DHTML, XML, XHTML are trademarks or registered trademarks of W3C, World Wide Web Consortium, Massachusetts Institute of Technology. JAVA is a registered trademark of Sun Microsystems, Inc. JAVASCRIPT is a registered trademark of Sun Microsystems, Inc., used under license for technology invented and implemented by Netscape. MarketSet and Enterprise Buyer are jointly owned trademarks of SAP AG and Commerce One. SAP, SAP Logo, R/2, R/3, mysap, mysap.com and other SAP products and services mentioned herein as well as their respective logos are trademarks or registered trademarks of SAP AG in Germany and in several other countries all over the world. All other product and service names mentioned are trademarks of their respective companies. SAP AG 2003, Grants - Grantee, Keith Harmon / 19