Investment Fund Managers



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Investment Fund Managers as at July 7, 2015 AllianceBernstein Canada, AQR Capital Management LLC Beutel, Goodman & Company Ltd. Headquartered in New York, New York, AllianceBernstein has close to $550 billion in assets under Headquartered in Greenwich, Connecticut, AQR has $150 billion in assets under Beutel has over $42 billion in assets under management Fixed income ($610 million with Emerging market equities ($165 million with Canadian equities, ($335 million with AB is an active manager that aims to provide multiple sources of return while maintaining the characteristics of its benchmark. AQR is an active, value investment style manager that uses quantitative tools to employ both bottom-up and top-down stock analysis. Beutel is an active, value style manager, that invests using bottomup security BlueCrest Capital Management LLP Headquartered in Geneva, Switzerland, BlueCrest has $35 billion in assets under BlueCrest aims to generate positive downside protection and low volatility. Brevan Howard US LLC Headquartered in Geneva, Switzerland, Brevan has $39 billion in assets under Brevan aims to generate positive downside protection and low volatility. Burgundy Asset Management Headquartered in Toronto, Ontario, Burgundy has over $23 billion in assets under mangement. ($455 million with PEPP) Burgund is an active manager that employes a bottom-up stock analysis approach with a core investment style. Crestline Investors, Headquartered in Fort Worth, Texas, Crestline manages hedge fund of funds. Hedge fund investments ($6 million with Crestline employs quantitative and qualitative analysis in selecting multiple hedge fund strategies. Franklin Templeton Institutional, LLP Headquartered in San Mateo, California Franklin has over $1 trillion U.S. in assets under investments ($455 million with Franklin Templeton is an active, growth investment style manager that employs a bottom-up stock Gannett Welsh & Kotler, LLC Headquartered in Boston, Massachusetts, GWK has $26 billion in assets under U.S. small cap equities ($115 million with GWK is an active, core investment GE Asset Management Headquartered in Stamford, CT, GEAM has over $128 billion in assets under Canadian equities ($335 million with GEAM is an active, neutral investment style manager, that employs bottom-up security Globeflex Capital, L.P. Headquartered in San Diego, CA, Globeflex Capital has close to $4 billion in assets under Canadian small cap equities ($120 million with Globeflex uses a systematic process that employs growth and value styles of investment.

PEPP s Investment Fund Managers Grantham, Mayo, Van Otterloo & Co. Headquartered in Sydney, Australia, GMO has $135 billion in assets under GMO aims to generate positive downside protection and low volatility. Greystone Managed Investments Headquartered in Regina, SK, Greystone has over $32 billion in assets. Fixed income, and real estate ($1.3 billion with Greystone is an active manager who invests using bottom-up stock selection while integrating growth and value style investing. Investec Asset Management Limited Headquartered in Cape Town, South Africa, Investec has over $130 billion U.S. in assets under investments ($455 million with Investec is an active manager that employes a core investment style and a quantitative approach with a judgemental overlay to security J Zechner Associates Zechner has over $2 billion in assets under Canadian small cap equities ($95 million with Zechner is a boutique, growth style manager employing bottom-up security Oberweis Asset Management, Headquartered in Lisle, Illinois, Oberweis has $1.7 billion in assets under small cap equities ($115 million with Oberweis is a boutique, growth investment style manager that employs a bottom-up fundamental stock Pareto Investment Management Limited Headquartered in London, United Kingdom, Pareto, as part of Insight Pareto, has close to $6 billion U.S. in assets under Passive foreign currency hedging (hedges 50% of over $2.4 billion in foreign currency exposures for Pareto passively hedges foreign currency exposures. PIMCO Canada Corporation Headquartered in Newport Beach, California, PIMCO has over $1.9 trillion in assets under Fixed income ($610 million with PIMCO is an active manager that aims to provide multiple sources of return while maintaining the characteristics of its benchmark. QV Investors Headquartered in Calgary, AB, QV has close to $12 billion in assets under Canadian small and mid cap equities ($120 million with QV is a boutique, value style manager using bottom-up security SouthernSun Asset Management LLC Headquartered in Memphis, Tennessee, SouthernSun has $6.6 billion in assets under U.S. small/mid cap equities ($115 million with SouthernSun is a boutique, value investment style manager that employs a bottom-up fundamental stock TD Asset Management TD Asset Management is a global investment management firm with over $330 billion in assets under They have leading market positions in passive, quantitative, enhanced and active portfolio Canadian equities, US Equities, and fixed income ($1.9 billion with TD Asset Management is a passive manager within PEPP.

PEPP s Investment Fund Managers Thompson, Siegel & Walmsley LLC T. Rowe Price (Canada), Tweedy, Browne Company LLC Winton Capital Management Headquartered in Richmond, Virginia, TSW has close to $14 billion in assets under Headquartered in Baltimore, Maryland, TRP has $865 billion in assets under Tweedy is headquartered in New York, NY and has over $24 billion in assets under Headquartered in London, UK, Windon has over $32 billion in assets under small cap equities ($115 million with Emerging market equities ($165 million with equities ($270 million with TSW is a boutique, value investment TRP is an active, core investment Tweedy Browne LLC is an active manager, who uses a deep value style with bottom-up security Winton aims to generate positive downside protection and low volatility.

Investment Fund Manager Glossary Active Management Bottom-up Core Investment Style Currency Hedging Deep Value Downside Protection Fixed Income Emerging Market Equities Growth Investing Hedge Fund Large Cap Liquid Alternatives Market Capitalization Market-neutral An investing strategy that attempts to exceed the performance of a market index by building and managing a portfolio of securities expected to exceed market performance. An approach to security selection and portfolio construction which places emphasis on the analysis of company specific factors. An investment style with an objective of adding value through varying market conditions by focusing on a broad universe of securities. A process that reduces the impacts of changes in foreign exchange rates. An investor in foreign securities may employ currency hedging to access foreign securities without exposing the investment to changes in currency exchange rates. A strategy that focuses on selecting investments that trade for considerably less than their intrinsic value, as determined by the investor. A position that limits losses relative to a broader bear-market decline. An asset class that includes debt securities issued by borrowers (governments, corporations, municipalities, etcetera) that typically make periodic coupon payments and whose market value in the secondary market are inversely impacted by prevailing bond yields. Investments in company shares that trade on exchanges located in less-developed regions of the world. A strategy that focuses on investments with good growth potential. Investments whose value is expected to grow at an above-average rate compared to its industry or the overall market may be considered a growth investment. An actively managed portfolio of investments that uses advanced investment strategies such as leverage, long, short and derivative positions with the goal of generating high returns (either in an absolute sense or over a specified market benchmark). These are similar to mutual funds in that investments are pooled and professionally managed, but differ in that the fund has far more flexibility in its investment strategies. Companies having a larger market capitalization (value of all outstanding shares). This is generally considered to be greater than $10 billion. A subset of the alternatives asset class which can employ multiple strategies and make use of derivative contracts. offer a higher degree of liquidity compared to other alternative investments. Often referred to as the market cap, this is the total value of all outstanding shares, calculated by multiplying the number of outstanding shares by the current share price in the market. An investment strategy that shows almost no correlation to any financial markets. This term is used regarding some hedge fund strategies that are not dependant on the performance of the larger market, but can deliver performance that is independent of the market.

Investment Fund Manager Glossary Mid Cap (Middle Cap) Passive Management Quantitative Qualitative Analysis Small Cap Systematic Value Investing Top-down Value Investment Style Companies having a median market capitalization (value of all outstanding shares). This is generally considered to be somewhere between $1 billion and $10 billion. An investing strategy that follows a market index by managing a portfolio that mirrors the index in question. An investment style that uses mathematical and statistical models to determine security An investment style that analyses a company s business fundamentals to determine security Companies having a smaller market capitalization (value of all outstanding shares) relative to the rest of the market. This is generally considered to be somewhere less than $1 billion. Methodical process or procedure that is thorough and repeatable. A strategy that focuses on selecting investments that trade for less than their intrinsic value, as determined by the investor. An approach to security selection and portfolio construction which places emphasis on macroeconomic factors such as global growth and financial conditions. An investment style focused on buying out-of-vogue companies selling at a discount to an analyst s estimates of their intrinsic business value with the expectation that the market should eventually realize the true worth of such companies.