Yevgeny Goncharov WORK EXPERIENCE



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Yevgeny Goncharov Quantitative Risk Management 181 West Madison Street 41 st Floor Chicago, Illinois 60602 Phone: (312) 782-7716 yevgeny.goncharov@qrm.com WORK EXPERIENCE Academic Background 1998 2003 Ph.D., University of Illinois at Chicago. Major: Mathematics Dissertation: Mathematical Theory of Mortgage Modeling Dissertation supervisors: Susan Friedlander, Stanley Pliska 1996 1998 M.S. (with highest honors), Novosibirsk State University, Akademgorodok, Russia 1992 1996 B.S. (with highest honors), Novosibirsk State University, Akademgorodok, Russia Professional Experience 2009 present 2004 2009 Research Analyst Quantitative Risk Management, Quantitative Research and Market Analytics Assistant Professor Department of Mathematics, College of Arts and Sciences, Florida State University 2003 2004 Postdoctoral Associate Department of Mathematical Sciences, University of Michigan 1998-2003 Teaching Assistant Summer 2001, 2002 Instructor TRIO/Summer-Bridge program, University of Illinois at Chicago

TEACHING Florida State University Graduate courses Elementary Partial Differential Equations, Summer 2005-07 Methods in Interdisciplinary Mathematics, Spring 2005-08 Undergraduate courses Seminars Calculus II, Calculus III, Fall 2004-08 Financial Math Research Seminar, Spring 2006 Seminar on American Option Pricing, Fall 2006 Directed Individual Studies Iterative Solution of Growth Model, Fall 2008 Measure and Set Theory, Spring 2008 CMO valuation, Fall 2007 and Spring 2008 Bond Market and Fixed Income, Fall 2007 University of Michigan Graduate courses Computational Finance, 2005 Mathematics of Finance, 2004 The University of Illinois at Chicago Undergraduate courses Intermediate Algebra for first-generation college students, TRIO/ Summer- Bridge program, Summer 2001 and Summer 2002 Intermediate Algebra, Calculus I, II, and III, 1998-2003 Ordinary Differential Equations, 1998-2003

SCHOLARLY ACTIVITIES Publications Refereed Journal Articles Y. Goncharov (2012). On the Existence of the Endogenous Mortgage Rate Process, Mathematical Finance, Volume 22, Issue 3, pp. 475-487 G. Ökten, M. Shah, Y. Goncharov (2010). Random and Deterministic Digit Permutations of the Halton Sequence, Monte Carlo and Quasi-Monte Carlo Methods, Springer Proceedings in Mathematics & Statistics, Volume 23, pp. 609-622 Y. Goncharov (2009). "Computing the Endogenous Mortgage Rate without Iterations", Quantitative Finance, Volume 9, Issue 4, pp. 429-438 Y. Goncharov, G. Ökten, M. Shah (2007). Computation of the endogenous mortgage rates with randomized quasi-monte Carlo simulations, Mathematical and Computer Modeling, Vol. 46, pp. 459-481 Y. Goncharov (2006). An Intensity-Based Approach to the Valuation of Mortgage Contracts and Computation of the Endogenous Mortgage Rate, International Journal of Theoretical and Applied Finance, Vol. 9, No. 6, pp. 889-914 Y. Goncharov (2006). On Existence and Uniqueness of Classical Solutions to Euler Equations in a Rotating Cylinder, European Journal of Mechanics-B/Fluids, No. 25, pp. 267-278 Research Reports P. Beaumont, A. Culham, Y. Goncharov, and A. Kercheval (2008). Rational investment at Disequilibrium Yevgeny Goncharov, Manan Shah (2008). On convergence of MOATS mortgage rate model Y. Goncharov, G. Ökten, and M. Shah (2007). Efficient Monte-Carlo approach to the computation of the Endogenous Mortgage Rates in multi-factor state process setting Yevgeny Goncharov (2005). On Efficient Implementation of the Option-Based Approach to Mortgage Modeling

Refereed Papers Presented at Conferences Yevgeny Goncharov, Yaacov Kopeliovich (2008). Valuation of Capital Structure using Simulation Techniques, 18 pages, in the refereed proceedings of 7 th Hawaii International Conference on Statistics, Mathematics and Related Fields, Honolulu Yevgeny Goncharov (2007). Residential Mortgage Prepayment: Lender's Arbitrage Approach, 20 pages, published in the refereed proceedings of the international conference Financial Engineering and Applications, P. Locke, Ed., ACTA press Yevgeny Goncharov (2004). On the Mortgage Rates Implied by the Option-Based and Empirical Approaches, Proceedings of 3 rd Hawaii International Conference on Statistics, Mathematics and Related Fields, Honolulu Yevgeny Goncharov (2004). On Revision of the Option-Based Approach to Modeling Mortgage-Based Securities, Computational Finance and Its Applications, pp. 97-119, WIT Press, Southampton, Boston Invited Presentations Dealing with Mispricing, the 13 th Annual Financial Mathematics Festival, Tallahassee, 2011 On Resolving Curse of Dimensionality of Mortgage Rate Modeling, the 32 nd SIAM Southeaster-Atlantic Section Conference, Orlando, 2008 "Prepayment and Mortgage Rate Modeling", International Conference on Recent Advances in Mathematical Finance, Chicago, 2007 Conference Presentations Residential Mortgage Prepayment: Lender's Arbitrage Approach, International Conference on Financial Engineering and Applications, Berkeley, 2007 On the Properties of the Endogenous Mortgage Rates, 113 th Annual American Mathematical Society meeting, New Orleans, 2007 An Option-Based Approach to Mortgage Modeling with Sequential Refinancing, AMS sectional meeting, Miami, 2006 An Intensity-Based Approach to Valuation of Mortgage Contracts Subject to Prepayment Risk, Bachelier Finance Society: Third World Congress, Chicago, 2004 New Approach to Valuation of CMO s, poster session, IMA workshop 7: Risk Management and Model Specifications Issues in Finance, 2004 On the Mortgage Rates Implied by the Option-Based and Empirical Approaches, Hawaii International Conference on Statistics, Mathematics and Related Fields, Honolulu, 2004

Grants and Awards NSF grant DMS 0703849, $102,376 (with PI Giray Okten) Computation of Multifactor Endogenous Mortgage Rates, 8/1/2007-7/31/2009 First-Year Assistant Professor Summer Award, Florida State University, 2005 Victor Twersky Memorial Scholarship, University of Illinois at Chicago, 2003 The second prize for presentation on the XXXV International Scientific Student Conference, Partial Differential Equations section, Novosibirsk, 1997 SERVICE Reviewer for Refereed Journals Mathematical Finance Applied Stochastic Models in Business and Industry Journal of Banking and Finance Member: Member of PDE qualification exam committee (2006-2007) Doctoral Dissertation Supervisory Committees (2007-2008) Master s Thesis Supervisory Committees (2008) Honor Thesis Supervisory Committee (2008) Graduate Student Research Advising Undergraduate Student Advising