Administrator Guide. DigitalPersona Pro. for Active Directory. Version 4.0

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1 Administrator Guide DigitalPersona Pro for Active Directory Version 4.0

2 DigitalPersona, Inc DigitalPersona, Inc. All Rights Reserved. All intellectual property rights in the DigitalPersona software, firmware, hardware and documentation included with or described in this guide are owned by DigitalPersona or its suppliers and are protected by United States copyright laws, other applicable copyright laws, and international treaty provisions. DigitalPersona and its suppliers retain all rights not expressly granted. U.are.U, DigitalPersona and One Touch are trademarks of DigitalPersona, Inc. registered in the United States and other countries. Windows, Windows 2000, Windows 2003 and Windows XP are registered trademarks of Microsoft Corporation. All other trademarks are the property of their respective owners. This and the software it describes are furnished under license as set forth in the License Agreement screen that is shown during the installation process. Except as permitted by such license, no part of this document may be reproduced, stored, transmitted and translated, in any form and by any means, without the prior written consent of DigitalPersona. The contents of this manual are furnished for informational use only and are subject to change without notice. Any mention of third-party companies and products is for demonstration purposes only and constitutes neither an endorsement nor a recommendation. DigitalPersona assumes no responsibility with regard to the performance or use of these third-party products. DigitalPersona makes every effort to ensure the accuracy of its documentation and assumes no responsibility or liability for any errors or inaccuracies that may appear in it. This document is subject to the DigitalPersona LIMITED WARRANTY and other general provisions set forth in the Appendix of this manual. Should you have any questions concerning this document, or if you need to contact DigitalPersona for any other reason, write to: DigitalPersona, Inc. 720 Bay Road Suite 100 Redwood City, CA USA

3 Table of Contents Part One: Overview 1 Introduction 2 Chapter Overview 3 Conventions 5 Recommended Skill Set 7 Support Resources 8 Your Feedback is Requested 8 2 Key Concepts & Terminology 9 Concepts 9 Terminology 14 3 Product Overview 18 DigitalPersona Pro for Active Directory 18 Product Components and Modules 19 DigitalPersona Pro Server 20 DigitalPersona Pro Workstation 21 Fingerprint Readers 22 Administration Tools 23 Extended Server Policy Module 24 System Requirements 25 Product Compatibility 26 Related Products 26 Part Two: Deployment & Installation 4 Deploying DigitalPersona Pro Server 29 Deployment Overview 29 Upgrading from Previous Versions 29 Install DigitalPersona Pro Server 35 Install the Administrative Templates 36 Install Templates to Active Directory 39 Install Workstation Template Locally 41 Changes Made During Installation 42 DNS Registration 44 Uninstalling DigitalPersona Pro Server 46 5 Installing DigitalPersona Pro Workstation 47 System Requirements 47 Local installation from the product CD 48 Remote Installation 51 Command Line Installation 52 Uninstalling DigitalPersona Pro Workstation 54 Customizing a DigitalPersona Pro Workstation Installation 54 iii

4 Table of Contents Part Three: Administration 6 Configuring Policies and Settings 56 About DigitalPersona Pro Settings 56 DigitalPersona Pro Policies and Settings 58 Event Logging 59 BAS Locator DNS Records 60 Fingerprint Verification Lockout 64 Fingerprint Recognition 65 Workstation Only 67 Workstation Properties 70 One Touch SignOn 71 User Properties 71 7 User Properties 72 Basic User Properties 72 Extended User Policies 74 Unlocking Accounts after Failed Logon Attempts 75 Deleting User Credentials using the ADSI Edit Tool 76 8 DigitalPersona Pro Events 77 Auditing Using the Windows Event Viewer 77 Event Log Specifications 79 Computer Environment 79 General Secret Management 80 Fingerprint/Credentials Management 80 Fingerprint/Credentials Management 81 User Management 81 Logon/Lock 82 DNS Registration 82 One Touch SignOn 83 9 Administration Tools 84 Overview 84 License Control Manager 86 Overview 86 Connecting to a domain 86 Getting License Information 87 Reviewing and installing license files 88 Viewing license details 88 Viewing UAL Summary Information 89 Uninstalling licenses 89 Attended Fingerprint Registration 90 Assigning Registration Permissions 90 Single User 90 Organizational Unit or Domain 91 One Touch SignOn Administration Tool 92 Overview 92 Installing the OTS Administration Tool 93 Setting up OTS 93 Creating OTS Templates 97 Creating Change Password Screen Templates 111 iv

5 Table of Contents Managing Containers 121 Managing Templates 122 One Touch SignOn Settings 127 Logging On with One Touch SignOn 129 Changing Passwords with One Touch SignOn 130 User Query Tool 131 Cleanup Wizard DigitalPersona Pro Workstation 138 Features Overview 139 One Touch Menu 141 Reader Icon and Menu 143 Fingerprint Reader Visual Cues 145 Fingerprint Registration 147 One Touch Logon 151 Using Fingerprint PINs 155 Using Smart Cards for Logon 157 One Touch Features 158 One Touch Internet 159 Logging On to Web Sites and Programs 160 Creating Fingerprint Logons 161 DigitalPersona Pro Workstation Properties 165 Deleting Registered Fingerprints 167 Changing Your Windows Password 168 Fingerprint Reader Usage and Maintenance 169 Part Four: Appendices 11 Planning & Deployment 172 Overview 172 Planning 174 Deployment 181 Deployment Plan Checklist DigitalPersona Pro Settings Troubleshooting 191 Reader Troubleshooting 191 One Touch Programs Troubleshooting 194 Installation Troubleshooting Customizing Pro Workstation 196 One Touch Menu Content 196 Quick Actions Installing High Encryption Warranties, Provisions & Regulatory Information 199 Warranties 199 General Provisions 201 Regulatory Information Index 204 v

6 Part One: Overview Part One of the DigitalPersona Pro for AD Administrator Guide includes the following chapters: Chapter Title Purpose Page Introduction Key Concepts & Terminology Product Overview Provides an overview of each chapter in the Administrator Guide and other information that will help make your use of the guide more effective. Defines and describes important concepts and terms that you need to be familiar with to understand the features and functions of DigitalPersona Pro for AD. Describes each component of DigitalPersona Pro for AD and explains the authentication process

7 Introduction 1 The DigitalPersona Pro for Active Directory Administrator Guide is your comprehensive resource for information about DigitalPersona Pro for Active Directory. The Guide includes a Product Overview which describes the features and functionality of each component, an explanation of Key Concepts and Terminology, specific chapters on the Installation, Configuration and Administration of DigitalPersona Pro Server, as well as a complete guide to the features of DigitalPersona Pro Workstation. Appendices include a Planning & Deployment Guide, List of policies and settings, Troubleshooting section and Warranty information. See the next page for a complete chapter summary. The purpose of this chapter is to: Give a brief overview of the chapters in the guide. Explain the text, naming and other conventions used in the guide. Describe the recommended skill set for users of the guide. Let you know what additional resources are available for support. Provide a means for you to give us feedback on any aspect of our products, service or documentation. 2

8 Chapter 1 - Introduction Chapter Overview Chapter Overview Part One of the Administrator Guide includes this chapter, the Product Overview, and the Key Concepts and Terminology chapters. The purpose of this section is to provide information that will assist you in understanding the DigitalPersona Pro for Active Directory product and components, and establishing the conceptual framework for the remainder of the guide. Chapter 1, Introduction, is described on the previous page. Chapter 2, Key Concepts & Terminology, defines terms and concepts used in the guide, including an overview of Active Directory. Chapter 3, Product Overview, describes DigitalPersona Pro for Active Directory Server and Workstation software and hardware components, system requirements, compatibility with previous versions and related products. It also explains the DigitalPersona Pro authentication process. Part Two includes chapters on deploying DigitalPersona Pro for Active Directory Server and Workstation. Chapter 4, Deploying DigitalPersona Pro Server, consists of detailed instructions for deploying (and uninstalling) DigitalPersona Pro Server. Chapter 5, Installing DigitalPersona Pro Workstation, contains detailed instructions for installing (and uninstalling) DigitalPersona Pro Workstation. Part Three, Administration, describes the configuration and administration of DigitalPersona Pro for Active Directory, including the policies, settings and properties used to tailor system behavior to meet the needs of your organization. Chapter 6, Configuring Policies and Settings, explains each policy and setting available as part of DigitalPersona Pro for Active Directory and implemented through the use of Active Directory administration tools for domain-wide administration and the Microsoft Management Console for local administration. Chapter 7, User Properties, describes the user settings available through the User Properties Snap-in and the extended settings available through the Extended Server Policy Module. 3

9 Chapter 1 - Introduction Chapter Overview Chapter 8, DigitalPersona Pro Events, lists and describes the events generated by DigitalPersona Pro for Active Directory, which can be viewed through the Windows Event Viewer. Chapter 9, Administration Tools, provides instructions for using each of the standalone administration tools that can be used to provide centralized or decentralized administration of DigitalPersona Pro for Active Directory. Some of the available tools are: License Control Manager, Attended Fingerprint Registration Tool, One Touch SignOn Administration Tool, User Query Tool and the CleanUp Wizard. Chapter 10, DigitalPersona Pro Workstation, describes and explains the features of DigitalPersona Pro Workstation for the administrator. Part Four, Appendices, provides additional information about DigitalPersona Pro for Active Directory. Chapter 11, Planning & Deployment, provides design guidelines, assists you in selecting and planning a deployment scenario and provides tools to help you create and execute a successful Pro deployment plan. Chapter 12, DigitalPersona Pro Settings, provides a complete alphabetical list of all DigitalPersona Pro policies and settings with references to their Active Directory location and the page number where they are described. Chapter 13, Troubleshooting, provides solutions to situations where DigitalPersona Pro for Active Directory software or hardware may be acting in an unexpected manner. Chapter 14, Customizing Pro Workstation, describes how to configure One Touch Menu content and Quick Actions behavior through the Windows Registry. These settings can then be pushed to all DigitalPersona Pro for Active Directory Workstations. Chapter 15, Installing High Encryption, describes how to install 128-bit high encryption for Windows 2000 without the latest patches. Chapter 16, Warranties, Provisions and Regulatory Information, provides legal and regulatory information about the product. 4

10 Chapter 1 - Introduction Conventions Conventions Naming Conventions In order to make this guide easier and quicker to read, the following naming conventions are used to describe the DigitalPersona Pro for Active Directory Server and Workstation software and hardware: DigitalPersona Pro Server, Pro Server and Server sometimes replace the full product name, DigitalPersona Pro for Active Directory Server. In this guide, these terms always refer to the Active Directory version, and not to any other version of DigitalPersona Pro Server software. DigitalPersona Pro Workstation, Pro Workstation and Workstation are sometimes used instead of the full name, DigitalPersona Pro for Active Directory Workstation. They always refer to the Active Directory version of DigitalPersona Pro when used in this guide. Reader or Fingerprint Reader, used in either upper or lower case, refers to the DigitalPersona U.are.U Reader and third-party swipe readers, unless otherwise specified in the context. Notation Conventions The following notation conventions are used in this guide to call attention to information of special importance: Note A note highlights information that may help you better understand the text and its concepts. Warning A warning advises you that failure to take or avoid a specific action could result in your inability to complete the required tasks or cause undesirable results. 5

11 Chapter 1 - Introduction Conventions Typographic Conventions This guide uses the following typographic conventions: Courier indicates text that is typed by the user. Example: Type in the Address text box. You would only type and would not type any surrounding text. Text in Courier bold and surrounded by brackets [ ] indicates information that is always supplied by you and will vary depending on a particular circumstance. Example: Type company Web site URL]/ in the Address text box. You would type then type your company Web site URL not the words [your company Web site URL] and then /. Courier bold is also used to display information that is dynamically generated by DigitalPersona Pro. 6

12 Chapter 1 - Introduction Recommended Skill Set Recommended Skill Set To fully and effectively utilize the information contained in this guide, we recommend that you possess the minimum skills and knowledge defined below. Domain Administrators If you will be administering DigitalPersona Pro Server for one or more domains, you should have knowledge of and experience with the Windows 2000 or 2003 Server operating system and its administrative tools. Specifically, you should have working knowledge of key Active Directory concepts and objects including group policy objects, containers, sites, domains and organizational units and be able to use the standard Active Directory administration tools such as the Active Directory for Users and Computers console and the Group Policy Editor. Local Administrators If you are administering DigitalPersona Pro Workstation on a local computer, you should understand how to use the Microsoft Management Console (MMC) to manage computer properties. Workstation End Users End users of DigitalPersona Pro for Active Directory Workstation should possess basic computer and network operation skills, such as logging on to a computer and using the taskbar, shortcut menus and a Web browser. 7

13 Chapter 1 - Introduction Support Resources Support Resources In addition to this guide, the following resources are provided for additional support to both users of DigitalPersona Pro Server and Workstation: Readme files are provided in the root directory of the product CD for both DigitalPersona Pro Server and Workstation. These files often contain latebreaking information about the product. The DigitalPersona Web site provides an online technical support form at where you can ask for help with your questions. Simply describe your issue, include your contact information, and a technical support representative will contact you shortly by or phone. Phone support is available at (877) in the U.S. only. Outside the U.S., call Online help is included with DigitalPersona Pro Server and Workstation as well as with the Administration Tools. Workstation Help is accessible from various dialog boxes that appear during the use of the software and from the One Touch Menu, as described in Help on page 142. Your Feedback is Requested Although the information in this guide has been thoroughly reviewed and tested, we welcome your feedback on any errors, omissions or suggestions for future improvements. If you find errors or have suggestions for future publications, contact us at: TechPubs@digitalpersona.com Or at: DigitalPersona, Inc. 720 Bay Road, Suite 100 Redwood City, California USA (650) (650) FAX 8

14 Key Concepts & Terminology 2 In order to fully understand and implement the features of DigitalPersona Pro for Active Directory, you will need to be familiar with the terms and concepts covered in this chapter. If you consider yourself knowledgeable about Active Directory, you may want to skip the rest of this page and continue with reading about DigitalPersona Pro concepts and terminology of page 10. Concepts Active Directory Active Directory is a proprietary directory service that has been included with Microsoft Windows servers since the release of Windows 2000 Server. A directory service is a software application that stores and organizes information about a computer network's users and resources; such as computers, printers and network shares. It enables network administrators to manage users' access to those resources. The design, implementation and configuration of Active Directory can be a complex task, even for a small to medium-sized organization, and is beyond the scope of this topic. Assuming that Active Directory is setup and working correctly for your organization s current needs, this topic will provide the information that you need in order to utilize a working Active Directory to administer DigitalPersona Pro. DigitalPersona Pro for Active Directory utilizes the Active Directory service for administration of policies and settings that determine the functionality and features implemented in your organization. Through Active Directory you can assign enterprise-wide policies and settings to computers in your network as well as locate and administer objects, users and resources across the network. Active Directory is structured as a hierarchy of objects and containers laid out in a tree format. In the Users and Computers Snap-in (Figure 2-1), which is one of the visual tools that can be used to create and administer objects, the hierarchy looks much the same as the folder structure in Windows Explorer. 9

15 Chapter 2 - Key Concepts & Terminology Concepts Figure 2-1. Users and Computers Snap-in Administrative Templates & Snap-ins DigitalPersona Pro for Active Directory integrates with Active Directory through the use of the following Administrative Templates and Snap-ins. Template/Snap-in Purpose Page DigitalPersonaProSvr.adm DigitalPersonaProWksta.adm User Properties Snap-in Extended Server Policy Module The Active Directory Administrative Template for DigitalPersona Pro Server is applied to GPOs governing Domain Controllers running DigitalPersona Pro Server. The Administrative Template for DigitalPersona Pro Workstation is applied to GPOs governing computers running DigitalPersona Pro Workstation, or can be applied to a local policy object for a standalone configuration of DigitalPersona Pro Workstation. An Active Directory snap-in that enables DigitalPersona Pro user settings.* An optional snap-in extending DigitalPersona Pro User Properties.* * User Properties take precedence over GPO settings. 10

16 Chapter 2 - Key Concepts & Terminology Concepts Group Policy Group Policy is a feature of the Active Directory service that facilitates change and configuration management. Group Policy settings are stored in Group Policy Objects (GPOs) in the Active Directory database. These GPOs are linked to containers, which include Active Directory sites, domains, and organizational units (OUs). Because Group Policy is so closely integrated with Active Directory, it is important to have a basic understanding of both Active Directory structure and the security implications of different design configuration options within it before you implement Group Policy. For information about the policies and settings that DigitalPersona Pro adds to a GPO, see Configuring Policies and Settings on page 56. For additional information about security and DigitalPersona Pro, refer to the DigitalPersona Pro for Active Directory Security Guide. Organizational Units (OUs) An OU is a container within an Active Directory domain. An OU may contain users, groups, computers, and other OUs, which are known as child OUs. You can link a GPO to an OU, and the GPO settings will be applied to the users and computers that are contained within that OU and its child OUs. To facilitate administration you can delegate administrative authority to each OU. OUs provide an easy way to group users, computers, and other security principals, and they also provide an effective way to segment administrative boundaries. Users and computers are generally assigned to separate OUs, because some settings only apply to users and other settings only apply to computers. One of the primary goals of an OU structure design for any environment is to provide a foundation for a seamless Group Policy implementation that applies to all workstations in Active Directory and ensures that they meet the security standards of your organization. 11

17 Chapter 2 - Key Concepts & Terminology Concepts The OU structure must also be designed to provide adequate security settings for specific types of users in an organization. For example, developers may need some permissions that average users do not need to have. Also, laptop users may have slightly different security requirements than desktop users. The figure on the right shows a basic OU structure for illustration of the concept only, and is not a recommendation to create your OU structure in the same way. Your OU structure must be defined by the specific organizational requirements of your environment. Pro Biometric Authentication Process DigitalPersona Pro s biometric authentication process validates the identity of a user through a scan of their fingerprint, which can also be used in combination with their password or a smart card for multi-factor authentication. This biometric authentication process is used by DigitalPersona Pro Workstation in an enterprise deployment with DigitalPersona Pro Servers. Prior to authentication: 1 A user registers their fingerprint(s), creating a registration template that is stored on the local workstation and also sent securely to the Pro Server. 2 Pro Workstation captures user data (such as user account or logon information), called secrets and sends them securely to Pro Server for storage in Active Directory. By default, it also caches these secrets locally on the Workstation, so that they are available if the Server cannot be reached. Caching can be disabled by the administrator through a setting in the DigitalPersona Pro Active Directory Administrative Template. 12

18 Chapter 2 - Key Concepts & Terminology Concepts The authentication process is initiated when a Pro application (such as Pro Workstation) prompts the user to verify their identity by providing their fingerprint. This may be in order to logon to Windows using One Touch Logon, or to logon to a program or Web site using One Touch SIgnOn or One Touch Internet. The authentication process is as follows: 1 The user touches the fingerprint reader with a registered finger. 2 The fingerprint is scanned and processed at the workstation, creating a verification template. 3 The verification template is compared to the registration template cached on the local workstation and then sent to the Pro Server for confirmation of the user s identity. 4 Pro Server compares the verification template to the registration template in the user record in Active Directory. If the verification template matches the registration template, Pro Server authenticates the user and sends the secret requested by the application securely to the Workstation. 5 The Pro application receives the Secret and then uses the information as needed, typically to log the user on to their Windows account, a program or Web site. Note When a Pro Server is unavailable, such as when a laptop is disconnected from the network, the required secret is retrieved from a local cache on the Workstation. If a Pro Server is unavailable, and local caching has been disabled by the administrator, authentication is not possible. This authentication process can be modified by the administrator using settings in the DigitalPersona Pro Administrative Templates (see Configuring Policies and Settings on page 56). 13

19 Chapter 2 - Key Concepts & Terminology Terminology Terminology Authentication User Authentication is the process of verifying a user s identity by validating one or more credentials provided by the user. Examples of credentials are passwords, smart cards and biometrics. Biometric authentication is the process of comparing a user s previously created registration template with a verification template created from a fingerprint scan of the user at the time of authentication. See also: Fingerprint Registration and Verification Template below, as well as Pro Biometric Authentication Process on page 12. Credentials Credentials are a set of information used to gain access to your Windows account or to a password protected Web site or program. Windows credentials can include a combination of a user name, password, fingerprint, fingerprint PIN, or smart card. Web site and program credentials usually include a combination of fingerprint and password, but can sometimes require additional information. Dynamic DNS Dynamic DNS defines a protocol for dynamically updating a DNS server with new or changed values. DigitalPersona Pro uses Dynamic DNS to update the DNS server with changes made to DigitalPersona Pro policies and settings. Fingerprints Fingerprints provided through supported fingerprint readers are transformed into highly compressed and digitally encoded representations of fingerprint features called a fingerprint template. These fingerprint templates are created whenever a user places a finger on the reader (when logging on for example), and encoded with a one-way algorithm that cannot be reversed to recreate the scan of that fingerprint. The actual fingerprint scans are never stored, but are discarded after the template is created. 14

20 Chapter 2 - Key Concepts & Terminology Terminology Fingerprint Identification Fingerprint identification is the process of identifying a user out of a set of users by fingerprints. It is performed with only a fingerprint, and not a user name, by matching the verification template to all registration templates in the set of users. Fingerprint PINs The administrator may require that users type a short sequence of characters, known as a fingerprint PIN, each time they use a fingerprint to log on, unlock the computer, or change their Windows password. This provides an additional level of security. Logon settings with fingerprint PINs are supported only on Windows XP and Logon settings are managed by your administrator. Fingerprint Registration Fingerprint registration is the process that begins with a DigitalPersona Pro user providing one or more fingers to be scanned using a supported fingerprint reader. Once the finger is successfully scanned four times, the system then transforms the result into a highly compressed, digitally encoded representation of fingerprint features called a registration template. This registration template is then stored in DigitalPersona Pro Server s user database for future use during authentication and identification, or on the local workstation if DigitalPersona Pro Server has not been deployed. A fingerprint for which a registration template was created is referred to as a registered fingerprint. Fingerprint Template See Fingerprints. Fingerprint Verification Fingerprint verification is the process of verifying that the template derived from the fingerprint scan during the authentication process, the verification template, and the original registration template are from the same finger. The verification template is deleted immediately after its use in the matching process. 15

21 Chapter 2 - Key Concepts & Terminology Terminology Fingerprint Verification Lockout Fingerprint Verification Lockout occurs when a user attempts to identify themself with their fingerprint, and it a successful match is not made after a specified number of attempts. The user will be unable to use their fingerprint for identification until the lockout is released. The number of attempts allowed, the amount of time the user is locked out, and the interval before the lockout is removed are configurable by the administrator. See Fingerprint Verification Lockout on page 64 for details. The lockout can also be manually released by an administrator from the DigitalPersona Pro tab of the Properties dialog for the user in the Active Directory Users and Computers console. One Touch Internet One Touch Internet (OTI) provides the ability for the end user to create Fingerprint Logons that can be used to logon to Web sites by touching a supported fingerprint reader. One Touch Logon One Touch Logon provides the ability for you to log on to your Windows account by simply touching a supported fingerprint reader. One Touch Unlock One Touch Unlock provides the ability to lock or unlock Windows by touching a supported fingerprint reader. One Touch SignOn One Touch SignOn (OTS) provides the ability for you to log on to your Windows account (One Touch Logon), Web sites and password protected programs by simply touching a supported fingerprint reader. It also includes One Touch Unlock which enables you to lock and unlock your computer with your fingerprint. 16

22 Chapter 2 - Key Concepts & Terminology Terminology Quick Actions Quick Actions, which combine the Shift or Control Keys with use of the fingerprint to access DigitalPersona Pro features, can be created by end users in the DigitalPersona Workstation Properties dialog. Secret A DigitalPersona Pro Secret is application specific user data that is stored securely in Active Directory by the DigitalPersona Pro Server, or locally by the local authentication server on the workstation. The secret is released to the application upon successful identification of the user, and used to log on to programs and Web sites for which logon templates have been created. Service Resource Records (SVR RR) Active Directory servers publish their addresses so that clients can find them knowing only the domain name. Active Directory servers are published via Service Resource Records (SRV RRs) in DNS. The SRV RR is a DNS record used to map the name of a service to the address of a server offering that service. The name of a SRV RR is in this form: <service>.<protocol>.<domain> Active Directory servers offer the LDAP service over the TCP protocol with published names in the form: ldap.tcp.<domain> For example, the SRV RR for ``Microsoft.com'' is ``ldap.tcp.microsoft.com.'' Additional information on the SRV RR indicates the priority and weight for the server, allowing clients to choose the best server for their needs. When an Active Directory server is installed, it publishes itself via Dynamic DNS. Since TCP/IP addresses are subject to change over time, servers periodically check their registrations to make sure they are correct, updating them if necessary. Verification Template A verification template is created from a fingerprint scan whenever a user places their finger on the fingerprint reader. During authentication, this template is matched to available Registration Templates in order to identify the user. At the end of the authentication process the Verification Template is erased. 17

23 Product Overview 3 This chapter provides an overview of DigitalPersona Pro for Active Directory, a comprehensive biometric authentication software and hardware solution, and describes the several integrated components that can be used to create a deployment that addresses your specific organizational needs. Additionally, you will find system requirements for each of the components, information on product compatibility and a list of related products. DigitalPersona Pro for Active Directory DigitalPersona Pro for Active Directory combines the security of biometric authentication with the simplicity and convenience of Single Sign-On (SSO). Workstation users can conveniently log on to Windows computers, Microsoft networks, password-protected programs and Web sites by simply touching the U.are.U Fingerprint Reader or using one of the many supported third-party readers embedded in today s popular notebook computers. DigitalPersona Pro Server provides central authentication and administration for deployed Workstations and scales to over one hundred thousand users. Tightly integrated with Windows Active Directory, it can usually be deployed without the need for professional services. 18

24 Chapter 3 - Product Overview Product Components and Modules Product Components and Modules DigitalPersona Pro for Active Directory includes the following components and modules: Component Purpose Page DigitalPersona Pro Server DigitalPersona Pro Workstation For domain-wide, centralized authentication and administration of DigitalPersona Pro Workstations. Client software providing Single Source SignOn to Windows, Web sites and password protected programs. It can also be used in a standalone installation. 20, 172, 29 21, 47, 138 Fingerprint Reader DigitalPersona s U.are.U optical fingerprint reader. 22 Administration Tools Extended Server Policy Module Various administrative tools that can be deployed for centralized or decentralized administration of Servers and Workstations. An optional module to extend DigitalPersona Pro User Properties, available from your DigitalPersona Account Manager or product Reseller. 23, 84 24, 72 19

25 Chapter 3 - Product Overview DigitalPersona Pro Server DigitalPersona Pro Server DigitalPersona Pro for Active Directory Server provides scalable domain-wide authentication and administration of networked DigitalPersona Pro Workstations. Server software features include: Full integration with Active Directory Administration DigitalPersona Pro Server, installed on either a Windows 2000 or 2003 Server domain controller, uses standard Active Directory administration tools for implementing and managing policies and settings which control the behavior of the Workstations and can be used to customize the authentication process. For example, using the Group Policy Editor, you can create a GPO that controls the false accept rate for fingerprint recognition, as well as specifies credential requirements for logon settings and more. When the GPO is applied to a group of Workstations, they require no additional configuration to use the DigitalPersona Pro Server for authentication. DigitalPersona Pro also provides fault tolerance and load balancing through Active Directory s DNS locator service, automatically and transparently locating all available servers and then selecting one to be used for authentication. For additional information on available policies and settings for DigitalPersona Pro Server, see Configuring Policies and Settings on page 56. Security architecture DigitalPersona Pro Server builds on the trust relationship established by Windows 2000/2003 Server to provide a secure infrastructure for serverclient communication. Centralized credential and application databases DigitalPersona Pro Server extends the Active Directory schema to enable storing DigitalPersona Pro data and replicating it throughout the network. This allows a known user to use their fingerprint on any DigitalPersona Pro Workstation that is connected to a DigitalPersona Pro Server. 20

26 Chapter 3 - Product Overview DigitalPersona Pro Workstation DigitalPersona Pro Workstation DigitalPersona Pro for Active Directory Workstation provides fingerprint logon functionality for Windows computers, including the following features: One Touch Logon increases both security and convenience by adding biometric authentication to the Windows logon procedure. One Touch Logon replaces the standard Windows logon dialog box, allowing users to log on to Windows with a fingerprint in addition to, or as an alternative to, Windows credentials such as a password or a smart card. One Touch Logon guides users through providing the required credentials to log on to Windows. It also allows users to quickly lock and unlock their computers using the credentials specified by the logon settings. One Touch SignOn simplifies and secures access to password-protected software programs and Web sites. Users just touch the reader to automatically and securely provide data for logon fields, such as user name and password, on any Web site or program logon screen. Administrators use the One Touch SignOn Administration Tool to create templates specifying information for the logon screens, and can use application policy settings in the GPO to deploy the One Touch SignOn templates to end users. One Touch Internet is an option that can be deployed to provide end users with many of the capabilities of One Touch SignOn for their personal Web accounts through the easy-to-use configuration tool. 21

27 Chapter 3 - Product Overview Fingerprint Readers Fingerprint Readers U.are.U Fingerprint Reader The DigitalPersona U.are.U Fingerprint Reader is a high-quality optical scanner designed especially for reading fingerprints, and is the recommended fingerprint reader for use with DigitalPersona Pro. DigitalPersona Pro Workstation works with the U.are.U Reader to read the fingerprint scan for authentication purposes. You may have a U.are.U Reader or a keyboard or device with an embedded U.are.U Reader. Third-Party Swipe readers DigitalPersona Pro also supports the use of several third-party swipe fingerprint readers installed in many current models of notebook computers. For a complete list of supported readers, visit the following page on DigitalPersona s Web site: 22

28 Chapter 3 - Product Overview Administration Tools Administration Tools DigitalPersona Pro for Active Directory provides several tools for administering various aspects of your implementation as well as expanding the functionality of the product. Some of these tools are installed automatically with the installation of DigitalPersona Pro for Active Directory Server, while others must be selected through the Custom Install option in the Administration Tools Installation wizard or run from the product CD. The following table gives a brief description of each of the tools, and the page where they are described more fully. Admin Tool Purpose Page License Control Manager Attended Fingerprint Registration Tool One Touch SignOn User Properties Snap-in User Query Tool CleanUp Wizard Used to control and manage licenses for users of DigitalPersona Pro Servers, including gathering the information necessary for requesting a license, adding and removing licenses and viewing license and user information. An optional feature requiring supervision of users when registering their fingerprints. The One Touch SignOn Administration Tool enables administrators to add biometric authentication to Web sites and programs. An Active Directory Snap-in, automatically installed with Pro Server for administering DigitalPersona Pro users. Used to query the DigitalPersona Pro for Active Directory user database for information about DigitalPersona Pro users. Removes user data (such as fingerprint credentials, secure application data and global domain data) from Active Directory

29 Chapter 3 - Product Overview Extended Server Policy Module Extended Server Policy Module Basic Server policies are provided by the User Policies Snap-in, installed as part of DigitalPersona Pro Server, which allow an administrator to configure fingerprint logon settings and restore the use of fingerprints for a user after the account has been locked due to failed fingerprint attempts. The optional Extended Server Policy Module adds the following additional user policies settings: User must type a PIN when providing a fingerprint to log on. User must provide a fingerprint to log on (in addition to other authentication specified by Windows policy setting). The Extended Server Policy Module is available from your DigitalPersona Account Manager or product Reseller. For further details, see Extended User Policies on page

30 Chapter 3 - Product Overview System Requirements System Requirements Product/Component DigitalPersona Pro Server DigitalPersona Pro Workstation Minimum Requirements Pentium Processor,128 MB RAM Windows 2003 Server or 2000 (Standard or Enterprise) Server. Small Business Server is not supported. Active Directory 10 MB Available hard disk space 5K hard disk space per user Pentium 233 MHz Processor, 128 MB RAM Windows 2000, XP Professional or Embedded, 2003 Server. XP Home Edition is not supported. 30 MB Available hard disk space CD-ROM drive if installing locally, Network connection for silent/network installation Microsoft Internet Explorer 6 (if using One Touch SignOn or One Touch Internet) 25

31 Chapter 3 - Product Overview Product Compatibility Product Compatibility DigitalPersona Pro for Active Directory Server Can coexist with other Pro Servers that are version 3.0 or above. All Pro Workstations that are authenticating to the Pro Server must be at least version 3.0 or above. All Pro Kiosk workstations authenticating to the Pro Server must be at least 1.0 or above. Is compatible with DigitalPersona Pro SDK installed on Pro Workstation 3.x DigitalPersona Pro for Active Directory Workstation - Can coexist with other Pro Workstations that are version 3.0 or above. Is not compatible with DigitalPersona Gold, DigitalPersona Platinum or DigitalPersona Online or with DigitalPersona Pro SDK when installed on Pro Workstation 4.x. Supported Fingerprint Readers are: DigitalPersona U.are.U 4000 and 4000B series Many third-party swipe readers embedded in current models of notebook computers. For a list of supported swipe readers, visit our Web site at: Related Products The following related products are also available from your DigitalPersona Account Manager or product Reseller: DigitalPersona Pro for Active Directory SDK - Provides developers with simple, powerful tools to extend DigitalPersona Pro for Active Directory with custom applications. Developers can fingerprint enable access to their applications by leveraging DigitalPersona Pro security, credential management in Active Directory, user interface and deployment tools. 26

32 Chapter 3 - Product Overview Related Products The DigitalPersona Pro SDK is designed to work with the DigitalPersona Pro Server and the DigitalPersona Pro Workstation Software. The DigitalPersona Pro SDK only supports the DigitalPersona U.are.U Fingerprint Readers included with Workstation packages. DigitalPersona Online/SDK - DigitalPersona Online consists of server and client software to add fingerprint authentication to enable virtually any web application. DigitalPersona Online enables businesses to provide heightened security to customers, partners and employees, replacing cumbersome passwords with the convenience of a single touch of a finger. DigitalPersona Kiosk - DigitalPersona Pro Kiosk for Active Directory provides fast, secure and convenient access to shared computer environments, such as healthcare, retail point of sale and manufacturing lines, where multiple users share workstations running mission- and life-critical programs. DigitalPersona Pro Kiosk solves compliance challenges in a multi-user environment by providing comprehensive audit trails for each user. DigitalPersona Platinum SDK - DigitalPersona Platinum Software Development Kit (SDK) enables developers to add the power of DigitalPersona fingerprint authentication security to their Windows applications. This toolkit exposes a set of DCOM objects and ActiveX controls which enables developers to access the functionality of the DigitalPersona Identity Engine to execute the core tasks of fingerprint capture, template creation, credential storage and template matching. The toolkit s Security Layer is completely transparent to the application developer. ActiveX (OCX) support allows programming in other scripting languages. The toolkit includes sample code for Visual C, C++, Visual Basic and.net. The DigitalPersona Platinum SDK only supports the DigitalPersona U.are.U Fingerprint Readers (sold separately, see details below). 27

33 Part Two: Deployment & Installation Part Two of the DigitalPersona Pro for AD Administrator Guide includes the following chapters: Chapter Title Purpose Page Deploying DigitalPersona Pro Server Installing DigitalPersona Pro Workstation Describes the procedure for deploying DigitalPersona Pro Server. Describes the procedure for installing DigitalPersona Pro Workstation For information on planning and deployment, see Planning & Deployment on page

34 Deploying DigitalPersona Pro Server 4 This chapter provides instructions for the deployment or upgrading of DigitalPersona Pro for Active Directory Server on a domain controller. Instructions for uninstalling DigitalPersona Pro Server are on page 46. Deployment Overview Here is a high-level overview of the steps required to deploy DigitalPersona Pro Server for Active Directory on the domain controller for a Windows 2000 or 2003 network: 1 Extend the Active Directory schema to include attributes and classes used by DigitalPersona Pro Server. 2 Configure each domain on which DigitalPersona Pro Server will be installed by running the Domain Configuration Wizard. 3 Install the DigitalPersona Pro Server software. 4 Install the Administrative Templates. Detailed instructions for installation begin on page 32. Upgrading from Previous Versions This topic contains information that is specific to upgrading from version 3.x of DigitalPersona Pro for Active Directory to the current version which is 4.0. Upgrading to the current version has been made as straightforward and simple as possible. In most cases, it is simply a matter of removing the old software and installing the new software. However, you should keep the following in mind. DigitalPersona Pro for Active Directory 4.0 introduces a new licensing model for Pro Server which is based on requiring User Authentication Licenses for each user who will be registering their fingerprints. 29

35 Chapter 4 - Deploying DigitalPersona Pro Server Upgrading from Previous Versions You should contact your DigitalPersona Account Manager or product Reseller to obtain the necessary licenses prior to beginning the upgrade process. Installation of Pro Server 4.0 prior to installing the license will not lock out your current users, but will prevent any new users from registering their fingerprints on a version 4.0 Workstation. To upgrade from a previous version The recommended sequence of events for upgrading from a previous version to the current version is: 1 Determine the number of User Authentication Licenses required and generate a license request file for each domain using the License Control Manager application included on the Administration Tools CD. Follow instructions in the topic Getting License Information on page 87 for requesting and installing license files. 2 Remove existing 3.x Pro Servers and install all 4.0 Pro Servers according to the instructions in Deploying DigitalPersona Pro Server on page 29. It is important to complete the upgrade of ALL Pro Servers before installing any Pro Workstations. Warning DO NOT run the Schema Extension wizard as part of the upgrade process. This is step 1 in the installation process for new installations, but should not be followed for upgrading your Pro Server. 3 Enter User Authentication Licenses for each domain where Pro Servers are installed. 4 Begin installation of Pro Workstation 4.0 according to the instructions in Installing DigitalPersona Pro Workstation on page 47. The table on the following page will assist you in determining your upgrade path according to your specific needs. 30

36 Chapter 4 - Deploying DigitalPersona Pro Server Upgrading from Previous Versions Table 4-1. Feature Comparison Deployment Scenario DigitalPersona Pro Features Purchase Pro 4.0 Server Follow upgrade instructions on page 30. Secure Server Authentication One Touch SignOn and One Touch Internet Secure Windows Logon One Touch Logon & One Touch UnLock Workstation Administration Have Pro 3.x Server(s) and want to upgrade to Pro 4.0 Server(s) X X X X X X Have Pro 3.x Workstations and want to upgrade to Pro 4.0 Workstations X X X X Have Pro 4.0 Server and Pro 4.0 Workstations and want to add more Pro 4.0 Workstations 31

37 Chapter 4 - Deploying DigitalPersona Pro Server Upgrading from Previous Versions Extend the Active Directory Schema Prior to installing DigitalPersona Pro Server, the Active Directory schema must be extended to create new attributes for the user object and new classes, as well as to make modifications to existing classes. The Active Directory Schema Extension Wizard automatically handles all of the necessary changes to the schema. This schema extension is global to the Active Directory forest. If you want to view the script that is used to extend the schema (dp-schema.ldif), it is available on the product CD at the following location: [cd drive]\ad Schema Extension\dp-schema.ldif Warning The Active Directory Schema Extension Wizard must be run from the schema master domain controller, or the data may not replicate fast enough to allow the wizard to continue. If the data is not replicated fast enough, the wizard will terminate, and you should then wait one replication cycle before running the wizard again. After the schema extension, and again after configuring your domains, you must wait for Active Directory schema replication to be completed. The amount of time this takes will depend on the complexity of your Active Directory structure. You must have Schema Administrator privileges to run the Schema Extension Wizard. To run the Active Directory Schema Extension Wizard 1 Double-click DPSchemaExt.exe, which is located in the AD Schema Extension folder on the Server installation CD, to start the Schema Extension Wizard. 2 Read the terms and conditions on the License Agreement page. If you agree with them, select I accept the license agreement and then click Next. 3 When prompted to proceed with the schema extension, click Yes. 4 Next, specify a location and name for the log file generated by the Schema Extension Wizard in the Save Log File As dialog box. Then, click Save. 32

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