Vulnerability to Disaster: Pressure and Release Model for Climate Change Hazards in Bangladesh
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1 International Journal of Environmental Monitoring and Protection 2015; 2(2): Published online March 20, 2015 ( Vulnerability to Disaster: Pressure and Release Model for Climate Change Hazards in Bangladesh M. A. Awal Laboratory of Plant Ecology, Department of Crop Botany, Bangladesh Agricultural University, Mymensingh, Bangladesh address To cite this article M. A. Awal. Vulnerability to Disaster: Pressure and Release Model for Climate Change Hazards in Bangladesh. International Journal of Environmental Monitoring and Protection. Vol. 2, No. 2, 2015, pp Abstract Despite the various types of climate change shocks like flood, tropical cyclone with storm surge, tsunami, salinity, drought, water logging etc that affect Bangladesh agriculture and coastal enterprises as well as socio-economy of the country, however no any standard hazard model has been reported yet to analyze the people s vulnerabilities to disaster due to aforesaid events. The interactions between ecological and social systems are usually complex. How vulnerabilities with root causes, dynamic pressures and unsafe conditions contribute to form a hazard or disaster due to climate change. Therefore, the aim of this study was to adapt the climate change shocks and stresses to a conceptual framework like Pressure and Release (PAR) model. Lack of access to political power, decision making, and resources, insecure livelihoods, environmental degradation, and ineffectiveness of the state approach to disaster risk reduction are some of the major factors that lead to increasing climate vulnerability. The mechanisms were adopted with a PAR model. Both slow onset changes in climate and unpredictable weather shocks cause large scale disaster to life and livelihood of the people. Social safety net service may help to relief some pressures due to climate change by coordinating disaster risk management and climate change adaptation. Keywords Climate Change, Disaster, Pressure and Release Model, Risk, Social Safety Net, Vulnerability 1. Introduction Due to climate change, Bangladesh is one of the most vulnerable countries in the world. Flood is the most common climate change hazard which occurs every year in many lowlying areas of the country. Drought becomes more acute in some parts of north-west areas. Entire southern part of Bangladesh faces multiple hazards due to strike of tropical cyclone accompanying with storm surge and salinity. Nevertheless sea level rising is gradually appearing as a slow onset disaster as it creates some other perils like flood, water logging, salinity intrusion etc (Awal et al., 2013). Bangladesh is a beach country so it is also vulnerable to oceanic tsunami (DDM, 2012) as other countries like Thailand, Indonesia, Japan etc. As a whole entire part along with adjacent sea (i.e. Bay of Bengal) of the country face one or more climate change related hazards. All of those climate change related events seriously affect agricultural production thus socioeconomic and livelihood status of the people hamper. Moreover unpredictability of those shocks is also acts as a hazard as most rural households especially crop growers and coastal communities are not so equipped due to limited access to political power, resources, market facilities, and so on. Bangladesh government utilizes various types of social safety net services (BDS, 2006; Morshed, 2009) to tackle the emergencies although these are not enough measure for releasing the pressure appropriately. Generally climatic disaster is explained with some conceptual frame works like Pressure and Release (PAR) model (Blaikie et al., 1994; Twigg, 2001; Wisner, 2004; Frantzova et al., 2008; Santha and Sreedharan, 2010). However, no such model is applied yet for Bangladesh case although the country faces multiple vulnerabilities due to climate change. Therefore, the aim of this study is to explain Pressure and Release (PAR) model in Bangladesh for vulnerabilities due to various type of climatic hazards. 2. Methodology Both secondary and primary types of data have been used in the study. Information on climate change and climate scenarios, and social safety net services of Bangladesh have
2 16 M. A. Awal: Vulnerability to Disaster: Pressure and Release Model for Climate Change Hazards in Bangladesh been collected from scientific articles, published and unpublished reports, online archives etc. Primary data are mainly qualitative which have been collected through participatory approach, stakeholder consultation, and direct field visits in climate shock hot spots of Bangladesh. Participatory approaches like focus group discussions (FGDs) were conducted with climate victims in rural areas to get their views and opinions on social safety net services they received against the climate change shocks. Consultation meetings were conducted with official stakeholders concerned to social safety net and other service provider s especially related to agricultural production like crops, livestock, fisheries etc and disaster management and water development. The consultations with those stakeholders at local and central level officials from Ministry of Disaster Management and Relief (MoDMR), Ministry of Agriculture (MoA), Ministry of Environment and Forests (MoEF), Ministry of Fisheries and Livestock (MoFL), Ministry of Water Resources (MoWR), and Ministry of Local Government, Rural Development and Cooperatives (MoLGRDC) as well as programme staffs of NGOs working in the locality such as Grameen Bank, BRAC, PROSHIKA, ASA, WFP, Jagoroni Chakra Foundation, Shushilon etc were conducted to understand the type of services they are providing to the vulnerable people under climate shocks areas. The consultation of those GO and NGO officials were done with institutional managers. The government officials and NGO program staffs were contacted prior to the consultation by electronic mail or telephone explaining the objectives of the consultation. A conceptual framework like Pressure and Release (PAR) model (Wisner et al., 2004) has been used to link up the climate vulnerability, disaster or hazards, social safety net services, and other related information of Bangladesh. Integration of social safety net (SSN), disaster risk management (DRM) and climate change adaptation (CCA) was analyzed for achieving adaptive social protection (ASP) of rural poor. 3. Results and Discussion The analytical approach is presented with two sub-heads viz. development of climate risk (i.e. pressure), and relief of pressure which would integrate climate change adaptation and social safety nets (refer to Appendix 1 for definition of working terms) Development of Climate Risk It combines the progression of vulnerability and climatic disaster or stress. A conceptual model like Pressure and Release (PAR) model (Wisner et al., 2004) would give disaster managers a framework for understanding vulnerability to disasters and for reducing it. The PAR model argues that disaster occurs at the tangent between two counter forces, those of natural hazards and the processes that generate vulnerability. It is when these two forces coincide that a disaster happens. The basis of the PAR model is recognition that a disaster is the intersection of two opposing forces: the processes generating vulnerability on one side, and the physical exposure to hazard on the other. Increasing pressure can come from either side, but to relieve the pressure, vulnerability has to be reduced. The PAR model is modified to the context of Bangladesh climatic hazards and shown in Figure 1. Figure 1. Pressure and Release (PAR) model of climatic disaster in Bangladesh (modified from Wisner et al., 2004).
3 International Journal of Environmental Monitoring and Protection 2015; 2(2): a) Progression of vulnerability Vulnerability can be defined as the conditions determined by physical, social, economic, and environmental factors or processes, which increase the susceptibility of a community to the impact of hazards. The progression of vulnerability to climate change in association with root causes, dynamic pressures and unsafe conditions leads to a disaster from any hazards like flood or cyclone can be explained by this model. The model identifies a progression of vulnerability, in which root causes are shaped by a series of dynamic pressures and can give rise to unsafe conditions. These three forces are defined as follows: i) Root causes: Indicate the underlying causes are the most remote influences. They are a set of well-established, widespread economic, demographic and political processes within a society (including global processes) and the world economy that give rise to vulnerability (and reproduce vulnerability over time) and affect the allocation and distribution of resources between different groups of people. They reflect the distribution of power in a society, and are connected to the functioning and power of the state. ii) Dynamic pressures: The processes and activities that transform the effects of root causes into vulnerability. These channel the root causes into particular form of insecurity that have to be considered in relation to the type of hazards facing vulnerable people. These include reduced access to resources as a result of the way regional or global pressures work through to localities. For example lack of training, appropriate skills and local conditions of markets and policies. iii) Unsafe conditions: These are the specific forms in which a people s vulnerability is expressed in time and space in conjunction with a hazard. This may occur through such processes as fragile local economic conditions, lack of disaster planning and preparedness and a harmed environment. For example, people living in dangerous locations, being unable to afford safe buildings, engaged in dangerous livelihoods or having minimal food entitlements. All those three factors change over time, sometimes quickly. They also interact with each other in complex ways. The outcomes are unpredictable. b) Climatic hazard/stress Hazard can be defined as a potentially damaging physical event, phenomenon or human activity that may cause the loss of life or injury, property damage, social and economic disruption or environmental degradation. Hazard potential is characterized by its probability (frequency) and intensity (magnitude or severity). It is the stress or perturbation faced by a system. c) Disaster and/or risk Disaster can be defined as a serious disruption of the functioning of a community or a society causing widespread human, material, economic or environmental losses which exceed the ability of the affected community or society to cope using its own resources. Disasters occur when unsafe conditions are combined with physical exposure to hazard. Risk is the conditional probability of harm attendant on exposure to a perturbation or stress. It can be defined as the probability of harmful consequences, or expected losses (deaths, injuries, property, livelihoods, economic activity disrupted or environment damaged) resulting from interactions between natural or human-induced hazards and vulnerable conditions. Multi-risk: Total risk obtained for all hazardous phenomena (natural and technological) peculiar to certain area, which can cause harm and/or damage to property, environmental and pose a threat to the people s health and life. The main basis of the multi-risk concept is the fact that most hazards are not hazards per se and triggered by other hazards i.e. domino effect. Additional hazards can be caused by damaged or affected element at risk. For example, diarrhoeal incidences tremendously increase aftermath of a flood or cyclone in Bangladesh due to unsafe condition i.e. impure drinking water. The risk of climate or anthropogenic disaster is the combination between hazard and vulnerability which can be expressed as: Risk = Hazard potential Vulnerability (Blaikie et al., 1994) or Risk = (Hazard Vulnerability)/Coping capacity (UNISDR, 2009) where coping capacity means by which people or institutes use available resources and abilities to face adverse consequences that could lead to a disaster. As a whole the link between vulnerability, hazard, risk and disaster can be outlined as: Hazard : Potential threat to people and their welfare (or +) Vulnerability : Exposure and susceptibility to losses = Risk : Probability of hazard occurrence Disaster : Realization of a risk The PAR model takes a holistic view of vulnerability which gives us a conceptual framework for looking at livelihood and vulnerability. It places livelihood strategies at the centre of coping strategies, for all kinds of disaster Relief of Pressure (Adaptation/Mitigation/Coping Strategies to Vulnerability): A Link to SSN and CCA The potential measures to release pressure from a disaster are embedded into the PAR model. For example, the measures related to root causes, unsafe conditions, public institutions etc should be addressed properly where SSN services can contribute a minor part to the entire paradigm. Social safety net services somewhat reduce the vulnerability aftermath of a shock or disaster. However, the question is critical regarding the systemic climatic stress
4 18 M. A. Awal: Vulnerability to Disaster: Pressure and Release Model for Climate Change Hazards in Bangladesh where climate change occurs slowly and agricultural enterprises are the primary victims of such slow onset climate stress. Therefore, complete and substantial relief of pressure from climate shocks and stresses may need proper coordination among the three domains; CCA, SSN and DRM. The disciplines of CCA, SSN and DRM have their own strengths and weaknesses, and their full integration would maximize the advantages for reducing the immediate vulnerability and poverty due to a sudden disaster in one side, and increase the adaptive capacity of a society (i.e. Adaptive Social Protection, ASP) to slow but longer term climate stress on the other (Davies and Leavy, 2007; Davies et al. 2009). ASP refers to a series of measures. It has been developed based on the view that combining components of SSN, DRM and CCA in policies and programmes/projects will help to simultaneously tackle unsafe living conditions, counter the underlying causes of vulnerability, and promote people s ability to adapt to a changing climate (Figure 2) (Davies et al., 2011). The vulnerable people are to be supported with both ex ante and ex post measures. The ex ante actions aimed at reducing or mitigating risks, and ex post actions to cope with those risks that cover both short-term actions (e.g. coping) and actions that have a longer-term impacts e.g. adaptation to structural changes to ensure household functioning. The ex ante instruments cover both risk preventive strategies e.g. development and rehabilitation of infrastructure like roads and embankment, promoting preventive health practices, empowering women and other vulnerable groups etc, and risk management practices like insurance and savings, extension services, livelihood diversification etc. As a whole entire process would strong the resiliency of the society both in shorter- and longer-run. The integration of CCA, SSN and DRM components primarily boosts the ex ante measure of the safety net interventions through promoting the resiliencies. Continuous integration with time may widen the climate resiliencies in one side and reduces the necessity of the ex post safety net operations on the other, unless the society is experienced some other new type of climate change stresses or shocks. Figure 2. Integration between CCA, SSN and DRM (Adapted from Davies et al., 2009).
5 International Journal of Environmental Monitoring and Protection 2015; 2(2): Photographs 1-2. Some social safety net beneficiaries of Cash-for-Work (upper) and Food-for-Work (lower) programmes for maintenance of earthen road in flood prone Raumari Upazila, Kurigram District (in northern Bangladesh). Adoption of resiliency includes the following interventions: a) Protection of livelihoods and mitigation of poverty through productive and sustainable employment generation schemes, microfinance and microenterprises activities (Alinovi et al., 2009). Improving technology to increase agricultural productivity within the natural limits of land and water resources, focusing on expanding income opportunities from agriculture by increasing the production and their marketing; Supporting local food production as a source of food for local people e.g. from the farmer to the poor; Regulate food prices and affordability to protect the purchasing power of the poor. b) The provision of temporary employment to the unemployed, and cash assistance to enhance households capacity to cope with shocks and stresses. Development and maintenance of infrastructure including roads, water reservoirs, and other civil infrastructures; Investment in the productive asset base, particularly land and water conservation and management, to prevent degradation of the physical environment (WFP and FAO, 2007). c) Social welfare/protection schemes for the socially marginal and poorest of the poor. Direct cash or food transfer; Promotion of income generating activities; Vocational training. d) Food aid interventions. Protection of the food consumption/nutrition levels of very poor households; Response to acute food shortages through contingency planning; Creation of productive assets (food-for-work or cash-for-work, photographs 1-2) and protection of the livelihoods assets base; Support for education where alternative measures are not available, such as school feeding and vocational/literacy training (food for training). e) The integration of policy instruments should involve integrating both supply-and demand-side instruments of food security, as well the anti-hunger measures foreseen in poverty reduction strategies (Alinovi et al., 2009). f) Starting/continuation of adaptive researches covering all enterprises like crops, livestock, fisheries and forestry to stands a better agricultural intervention harmonized to climate change especially slow onset but longer term climate stresses. 4. Conclusion Due to spatial geomorphological setting Bangladesh is a worst victim of climate change that seriously affects socioeconomic conditions of the country. Progression of people s vulnerability with root causes, dynamic pressure and unsafe conditions of the fragile environment towards the climatic risk or disaster is discussed with a conceptual framework Pressure and Release (PAR) model. It is observed that pressure is developed due to the occurrence of climatic hazards in Bangladesh. Social safety net service can be acts as an important element for integrating disaster risk management and climate change adaptation to relief the pressure to a great extent. Acknowledgements This paper is based on a study financed under the Research Grants Scheme (RGS) of the National Food Policy Capacity Strengthening Programme (NFPCSP). The purpose of the RGS was to assist in improving research and dialogue within civil society so as to inform and enrich the implementation of the National Food Policy. The NFPCSP is implemented by the Food and Agriculture Organization of the United Nations (FAO) and the Food Planning and Monitoring Unit (FPMU), Ministry of Food with the financial support of EU and USAID. The designation and presentation of material in this publication do not imply the expression of any opinion whatsoever on the part of FAO nor of the NFPCSP, Government of Bangladesh, EU or USAID and reflects the
6 20 M. A. Awal: Vulnerability to Disaster: Pressure and Release Model for Climate Change Hazards in Bangladesh sole opinions and views of the author who is fully responsible for the contents, findings and recommendations Appendix 1: Working Terminology Adaptation Capacity of this report. : The adjustment in natural or human systems in response to actual or expected climatic stimuli or their effects, which moderates harm or exploits beneficial opportunities. Adjustments in response to actual or expected climate change or its effects. Anticipatory or proactive adaptation is adaptation that takes place before impacts of climate change are observed. : The combination of all the strengths, attributes and resources available within a community, society or organization that can be used to achieve agreed goals. Capacity building : Efforts aimed to develop human skills or societal infrastructures within a community or organization needed to reduce the level of risk. Climate change : The Inter-governmental Panel on Climate Change (IPCC) defines climate change as: a change in the state of the climate that can be identified (e.g., by using statistical tests) by changes in the mean and/or the variability of its properties, and that persists for an extended period, typically decades or longer. Climate change may be due to natural internal processes or external forcing or to persistent anthropogenic changes in the composition of the atmosphere or in land use. In brief a change in the climate that persists for decades or longer, arising from either natural causes or human activity. Coping capacity : The ability of people, organizations and systems, using available skills and resources, to face and manage adverse conditions, emergencies or disasters. Disaster Disaster risk Disaster risk management (DRM) Disaster risk reduction (DRR)/disaster reduction Exposure Hazard Livelihoods Mitigation Preparedness : A serious disruption of the functioning of a community or a society involving widespread human, material, economic or environmental losses and impacts, which exceeds the ability of the affected community or society to cope using its own resources. : The potential disaster losses, in lives, health status, livelihoods, assets and services, which could occur to a particular community or a society over some specified future time period. : The systemic process of using administrative decisions, organization, operational skills and capacities to implement policies, strategies and coping capacities of the society and communities to lessen the impacts of natural hazards and related environmental and technological disasters. This comprises all forms of activities, including structural and non-structural measures to avoid (prevention) or to limit (mitigation and preparedness) adverse effects of hazards. : The concept and practice of reducing disaster risks through systematic efforts to analyse and manage the causal factors of disasters, including through reduced exposure to hazards, lessened vulnerability of people and property, wise management of land and the environment, and improved preparedness for adverse events. It aims to avoid (prevention) or to limit (mitigation and preparedness) the adverse impacts of hazards, within the broad context of sustainable development throughout a society. : People, property, systems, or other elements present in hazard zones that are thereby subject to potential losses. : A dangerous phenomenon, substance, human activity or condition that may cause loss of life, injury or other health impacts, property damage, loss of livelihoods and services, social and economic disruption, or environmental damage. : Livelihoods (according to DFID) are the ways people combine their capabilities, skills and knowledge with resources at their disposal that will enable them to make a living. Sustainable livelihood is one that can be carried on now and in the future without depleting the resources it depends on and without depriving other people of a livelihood. It can also be carried on in spite of shocks and changes like natural disasters or seasonal cycles. : The lessening or limitation of the adverse impacts of hazards and related disasters. Structural and non-structural measures undertaken to limit the adverse impact of natural hazards, environmental degradation and technological hazards. In terms of climate change, mitigation has a distinct meaning that refers to human efforts to reduce the sources of (or enhance the sinks for) greenhouse gases, for example. : The knowledge and capacities developed by governments, professional response and recovery organizations, communities and individuals to effectively anticipate, respond to, and recover from, the impacts of likely, imminent or current hazard events or conditions. Activities and measures taken in advance to ensure effective response to the impact of hazards, including the issuance of timely and effective early warnings and the temporary evacuation of people and property from threatened locations.
7 International Journal of Environmental Monitoring and Protection 2015; 2(2): Prevention Recovery : The outright avoidance of adverse impacts of hazards and related disasters. : The restoration, and improvement where appropriate, of facilities, livelihoods and living conditions of disaster-affected communities, including efforts to reduce disaster risk factors. Decisions and actions taken after a disaster with a view to restoring or improving the pre-disaster living conditions of the stricken community, while encouraging and facilitating necessary adjustments to reduce disaster risk. Relief/response : The provision of assistance or intervention during or immediately after a disaster to meet the life preservation and basic subsistence needs to those people affected. In can be of an immediate, short-term, or protracted duration. Resilience Response Risk Stress Vulnerability Source: UNISDR (2009). : The concept of resilience, borne out of research on the dynamic of ecological systems, is defined in a way that is almost diametrically opposed to that of vulnerability: indeed, it is the capacity of a complex system to absorb shocks while still maintaining function, and to reorganize following a disturbance. The ability of a system, community or society exposed to hazards to resist, absorb, accommodate to and recover from the effects of a hazard in a timely and efficient manner, including through the preservation and restoration of its essential basic structures and functions. : The provision of emergency services and public assistance during or immediately after a disaster in order to save lives, reduces health impacts, ensure public safety and meet the basic subsistence needs of the people affected. : The combination of the probability of an event and its negative consequences. : Stress is caused by an existing stress-causing factor or stressor. : The characteristics and circumstances of a community, system or asset that make it susceptible to the damaging effects of a hazard. References [1] Alinovi, L., Mane, E. and Romano, D., Measuring household resilience to food insecurity: application to Palestinian households. EC-FAO Food Security Programme. [2] Awal, M.A., Rashid, M.H.A., Islam, A.F.M.T. and Imam, M.F., Adapting social safety net programs to climate change shocks: issues and options for Bangladesh. National Food Policy Capacity Strengthening Programme. Available from: 1_Final%20Technical%20Report_0.pdf; accessed on February 21, [3] BDS, Social Safety Nets in Bangladesh: An Assessment. Bangladesh Development Series- paper No. 9. South Asia Human Development Unit. The World Bank. [4] Blaikie, P., Cannon, T., Davies, I. and Wisner, B., At Risk: Natural Hazards, People s vulnerability, & Disaster. Routledge, London. [5] Davies, M., Béné, C., Arnall, A. and Newsham, A., Promoting Climate-Resilient Livelihoods through Adaptive Social Protection: The Case of the Agricultural Sector in South Asia. International Conference: Social Protection for Social Justice. Institute of Development Studies, UK, April 13 15, [6] Davies, M., Guenther, B., Leavy, J., Mitchell, T. and Tanner, T., Climate Change Adaptation, Disaster Risk Reduction and Social Protection: Complementary Roles in Agriculture and Rural Growth? Working Paper 320, Brighton, UK: IDS. [8] DDM, Tsunami. Department of Disaster Management (DDM), Ministry of Disaster Management and Relief. Government of the People s Republic of Bangladesh. URL: accessed on March 5, [9] Frantzova, A., Mardirosian, G. and Ranguelov, B., Methodology for complex risk analysis of floods in Bulgaria. BALWOIS 2008-Ohrid, Republic of Macedonia. [10] Morshed, K.A.M., Social safety net programmes in Bangladesh. UNDP, Bangladesh. [11] Santha, S.D. and Sreedharan, R.K., Population vulnerability and disaster risk reduction: a situation analysis among the landslide affected communities in Kerala, India. JAMBA: Journal of Disaster Risk Studies, 3 (1): [12] Twigg, J., Sustainable livelihoods and vulnerability to disasters. Disaster Management Working Paper 2/2001, Benfield Greig Hazard Research Centre, for the Disaster Mitigation Institute (DMI). [13] UNISDR, Terminology on United Nations International Strategy for Disaster Reduction (UNISDR). URL: accessed on June 8, [14] WFP and FAO, Comprehensive Food Security and Vulnerability Analysis (CFSVA). West Bank and Gaza Strip. [15] Wisner, B., Blaikie, P., Cannon, T. and Davis, I., At Risk. Natural hazards, People s Vulnerability and Disasters. Second Edition. Routledge, London. [7] Davies, M. and Leavy, J., Connecting Social Protection and Climate Change. IDS, In Focus 2.
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