Buena Vista Investment Management LLC CREATIVE INVESTMENT SOLUTIONS
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1 Buena Vista Investment Management LLC CREATIVE INVESTMENT SOLUTIONS
2 Our Firm GLOBAL MARKET EXPERIENCE & EXPERTISE
3 Firm Began Operation in 2003 Fee Only Registered Investment Advisory Firm (RIA) Regulated by the Securities & Exchange Commission State of Wisconsin in 2012 Charles Schwab & Company is Custodian $90 Million in Discretionary Assets Under Management
4 Firm Principals i John L. Moffat, Partner Corporate Operations 36 Years of Investment Management Experience Trust & Investment Management Background Joel E. Sullivan, Partner Mutual Fund Research 27 Years of Investment Management Experience Investment Management & Financial Planning Background Peter W. Brey, Partner Equity Research 34 Years of Investment Management Experience Brokerage, Investment Banking & Investment Management Background
5 We are a Boutique Investment Management Firm Superior Client Experience Client Centric Approach to Business Client/Manager Ratio Currently at 55 to 1 Emphasis on Client Communication Our Only Focus is Investment Management Consistent Management Philosophy & Approach to Investments Size Provides Unique Flexibility Investment Decisions are Made Locally
6 Client Communications Regularly Scheduled Semi-Annual Meetings Strategic Investment Updates via Daily Access to Account Information on Schwab.com Monthly Schwab Statements Quarterly Buena Vista Reports to Include Detailed Qua e y ue a s a epo s o c ude e a ed Performance Analysis Quarterly Newsletter Written by our Investment Managers
7 Partners have EXPERIENCE managing under varied market conditions Rising Rates in late 70 s early 80 s Savings & Loan Crisis and Junk Bond Collapse in the 1980 s Stock Market Crash in 1987 and the Asian Contagion in 1998 Tech Bubble of 2000 and the Financial Crisis of 2008 Partners have EXPERIENCE with large clients Public and Private Charitable Organizations $ Largest Current Client $7 million Largest Historic Client $20 million Partners have EXPERIENCE with complex assets Preferred Stocks Structured Notes Commodity Mutual Funds & ETF s Leveraged & Inverse Mutual Funds & ETF s
8 Our Investment Process CREATIVE INVESTMENT SOLUTIONS
9 INVESTMENT PHILOSOPHY We are committed to generating consistent, quality investment returns while keeping preservation of your principal our highest priority!
10 Generating Quality Long-Term Investment t Performance Begins With Understanding the Downside $1,000 invested in the S&P 500 on January 1, 2003 S&P 500 Hypothetical Return % 25.3% % 8.0% % 2.0% % 12.6% % 2.5% % -32.0% % 22.6% % 11.8% Compounded Value $1,428 $1,586 Compounded Average Annual Return 5.35% 7.33%
11 Buena Vista Investment Approach Globally Focused Intermediate-Term Managers Highly Diversified Portfolio Structure Emphasis on Mid Capitalization and International Investments Utilization of Modern Investment Tools Pro Active Managers With Asset Allocation Driven by our Strategic Investment Tools
12 Strategic Investment Tools 4 Time Tested Analytical Tools Leading and Lagging Indicators Indicators Driven by Technical and Quantitative Analysis Removing Human Emotion Indicators Updated on a Regular Basis
13 Strategic Investment Tools LEADING INDICATORS The Leuthold Major Trend Index LAGGING INDICATORS InvesTech Negative Leadership Composite Buena Vista Conservative Buy/Sell Discipline The Coppock Guide (Buy Side Only)
14 MID CAPITALIZATION INVESTMENTS The cornerstone of our Investment Portfolios Defining the Category $1 Billion to $5 Billion Market Cap Understanding the Results Right Size for Growth Established Businesses Adaptability Merits Overweighting
15 A Global Focus The Future of Investing Allocations Reflect Current Global Economy Experienced International Managers Asian Focus
16 Buena Vista Investment Management LLC
17 g
18 g
19 Mutual Funds Key Tool for Portfolio Diversification Quantitative & Qualitative Selection Process Regional Diversification of Managers Schwab Platform 3000 Available Funds
20 Use of Additional Investment Options Exchange Traded Funds Preferred Shares Global Fixed Income Short Duration and Floating Rate Leveraged and Inverse Products Structured Notes
21 INCOME Individual Fixed Income Securities Laddered Maturities Intermediate Time Horizon Diversified Approach Income Producing Stocks REITS Oil & Gas Pipelines Preferred Stocks Inverse Fixed Income Products
22 RESEARCH PARTNERS Bank America Merrill Lynch Equity Research Briefing.com Daily Market Data & Market Commentary Capital Economics Emerging Market Research Credit Suisse Global Market Research Deutsche Bank Global Market Research Goldman Sachs Global Market Research InvesTech Research Market Strategy JP Morgan Asset Management Global Research Matthews Capital Management Asian Market Research Morningstar Mutual Fund & Equity Research Standard & Poors Equity Research Stock Charts Technical Analysis The Leuthold Group LLC Market Strategy Research
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