City of Melbourne Melbourne Financial Services Directory

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2 City of Melbourne Melbourne Financial Services Directory

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4 Melbourne has firmly established itself as a modern and dynamic 21st Century city and a major business and investment destination. In 2010, our finance and insurance sector boasted more than 900 establishments and employed around 60,000 people. And Melbourne is the dominant Australian location for superannuation and funds management with the sector worth around $400 billion 40 per cent of the national market. Melbourne is also an international centre for financial services education and research with organisations such as the Australian Centre for Financial Studies and the Australian Institute of Superannuation Trustees, which is the principal advocate and peak representative body for the not-for-profit superannuation sector. This new directory lists Melbourne s key financial service head offices, as well as organisations that have a regional presence in the city. This includes institutions and professional services across banks and mutual institutions, pension funds, brokers, asset and wealth managers, insurance, industry and professional associations and ancillary service providers. Melbourne has earned its formidable reputation as a major business and investment destination through a combination of hard work and innovation. We encourage you to explore the opportunities our great city offers. Robert Doyle Lord Mayor Cr Kevin Louey Chair, Economic Development portfolio 1

5 City of Melbourne Melbourne Financial Services Directory The City of Melbourne commissioned the Australian Institute of Superannuation Trustees (AIST) to develop the Financial Services Directory. Research to develop the guide was conducted from May December AIST apologises for any businesses omitted from the current version of the directory and it is likely that there will be further editions to amend any omissions. The quantitative desktop research, performed by AIST s expert research staff, reviewed over 300 businesses who met the directory criteria to profile and highlight the capabilities of Melbourne organisations in the financial services sector to business and investors. Organisation selection was based on the location within City of Melbourne boundaries and alignment with City of Melbourne s International Partner cities, office status IE: head offices were included, branches or sub offices were not, and any major financial institutions head offices which were not found in the boundaries of City of Melbourne municipality. The City of Melbourne would like to acknowledge the Victorian Government for providing guidance about the content in this directory. 2

6 Table of Contents City of Melbourne boundary cluster map 4 Melbourne central city cluster map 5 Retail Banks and Mutual Institutions 6 Investment and other Banks including representative offices 16 Pension (Superannuation) Funds 22 Asset Managers Private Equity and Venture Capital Firms 32 Asset Consultants and Research Houses 36 Ancillary Service Providers Custodians and Administrators 70 Legal Firms 74 Accounting Firms 82 Company directory 90 Appendix - Regulatory Overview Regulators 96 International Partner Cities 102 Brokers and Wealth Managers 50 Insurance 58 Industry and Professional Associations 64 3

7 Melbourne CBD Cluster Map RACECOURSE ROAD PARK STREET BOWEN CRESCENT LANGS ROAD GARTON STREET LEONARD CRESCENT FISHER PARADE MACAULAY ROAD MACPHERSON STREET ROYAL PARADE EPSOM ROAD LYGON STREET PRINCES STREET FLEMINGTON ELGIN STREET FLEMINGTON ROAD SMITHFIELD ROAD KENSINGTON PARKVILLE CARLTON NORTH NICHOLSON STREET GRATTAN STREET NORTH MELBOURNE KENSINGTON ROAD CARLTON City City of Melbourne of Melbourne Boundary boundary Cluster cluster Map map DYNON ROAD VICTORIA STREET CITYLINK VICTORIA PARADE SPRING STREET WEST MELBOURNE FOOTSCRAY ROAD LA TROBE STREET ELIZABETH STREET MARIBYRNONG RIVER PUNT ROAD PUNT ROAD SPENCER STREET WURUNDJERI WELLINGTON PARADE FLINDERS STREET APPLETON DOCK VICTORIA HARBOUR SWANSON DOCK RAILWAY WAY RIVER YARRA STREET OLYMPIC BOULEVARD ST KILDA ROAD CITY ROAD SALMON STREET LORIMER ROAD FREEWAY WEST GATE NORMANBY FISHERMANS BEND SOUTHBANK EAST MELBOURNE See central city detail DOCKLANDS JOLIMONT MELBOURNE DORCAS STREET KINGS WAY WEST GATE DOMAIN ROAD BRIDGE SOUTH YARRA TOORAK ROAD PORT MELBOURNE SOUTH WHARF ST KILDA ROAD WEBB DOCK HIGH STREET 4

8 ST FRANKLIN FLAGSTAFF GARDENS ST A'BECKETT MACKENZIE ST LA TROBE ST STATE LIBRARY OF VICTORIA ST LONSDALE LONSDALE LITTLE LITTLE ST ST LONSDALE LITTLE LONSDALE ST BOURKE ST LITTLE BOURKE ST BOURKE LITTLE LITTLE ST 1 2 ST LITTLE COLLINS COLLINS LITTLE ST COLLINS ST LITTLE 3 4 TREASURY City of Melbourne Boundary Cluster Map 5-10 LA FLINDERS LA FLINDERS LA FLINDERS FLINDERS LA FLINDERS STREET STATION ST TION B RATHDOWNE CARLTON GARDENS SOUTH ST N VICTO SPRING ST ALBE NICHOLSON ST PARLIAMENT HOUSE TREASUR BUILDING MACARTHUR ST ST AND SPRING TREASURY GARDENS ST WELLINGTON WELLINGTON BATMAN Melbourne City of Melbourne central Boundary city cluster Cluster map Map DRUMMOND LYGON CA QU ST VICTORIA RMIT UNIVERSITY LA TROBE ST EXHIBITION RUSSELL SWANSTON QUEEN ELIZABETH LONSDALE ST ST ST ST ST ST BOURKE ST EXHIBITION RUSSELL SWANSTON QUEEN ELIZABETH COLLINS ST ST ST ST ST ST FLINDERS ST FEDERATION SQUARE RIVER BIRRARUNG MARR YARRA SOUTHB BOURKE ST FLINDERS ST FRANKLIN ST ST WILLIAM KING ST ST WILLIAM KING COLLINS ST MARKET ST ST ST YARRA BRIDGE ST ENTERTAINMENT COMPLEX SINO CROWN ST ST ST JEFFCOTT SPENCER ST SPENCER ST CLAR SOUTHERN CROSS STATION 5 LLINS ST

9 Retail Banks and Mutual Institutions This category is broken up into three different types of organisations. A bank is an organisation that provides deposit and lending products to clients and is generally run for the benefit of their shareholders. A building society is similar to a bank in that they also provide banking services to clients; however where they differ is that they are generally not-for-profit organisations run for the benefit of their members. In Australia building societies are required to be incorporated. A credit union is similar to a building society and profits returned to clients. The major organisations have regional offices in Melbourne, which provide services like home loans, credit cards, deposits, insurance, business banking and wealth management. 6

10 Businesses in this category: Arab Bank Australia 8 Australia and New Zealand Banking Group Limited (ANZ) 8 Australian Defence Credit Union Limited (ADCU) 8 Bank of China (Australia) (BOC) 8 Bank of Cyprus Australia Limited 9 Bank of Melbourne 9 Bankmecu 9 Beirut Hellenic Bank 9 Big Sky Building Society Limited 10 Citibank Australia (Citi) 10 Commonwealth Bank of Australia (CBA) 10 Defence Bank 10 GE Money 11 Latvian Australian Credit Co-operative Society Limited 11 Maritime, Mining & Power Credit Union Limited 11 ME Bank 11 Mega International Commercial Bank 12 National Australia Bank Limited (NAB) 12 Police Credit Union Limited 12 Rabobank 12 RBS Group (Australia) Pty Limited 13 The Bank of Tokyo-Mitsubishi UFJ 13 The Northern Trust Company 13 TransComm Credit Co-operative Limited 13 United Overseas Bank Ltd (UOB) 14 Westpac Banking Corporation 14 7

11 Retail Banks and Mutual Institutions Arab Bank Australia 492 Sydney Road Coburg Ph: Web: Arab Bank was the first private banking institution in the Arab World. Arab Bank Australia specialises in deposits, loans, business banking, trade, insurance and foreign exchange. Private and Retail Banking Retail Banks and Mutual Institutions Australia and New Zealand Banking Group Limited (ANZ) Level Collins Street Docklands Victoria Australia 3008 Ph: Fax: Web: ANZ is one of Australia s largest banks with their Australian operations (commercial and retail banking) making up the largest part of their business. ANZ Melbourne focuses on the bank s retail, commercial and wealth management customers. Private, Retail and Commercial Banking Retail Banks and Mutual Institutions Australian Defence Credit Union Limited (ADCU) H Block St Kilda Road Southbank Victoria Australia 3006 Ph: [email protected] Web: Australian Defence Credit Union provides banking services to defence personnel, defence contractors and their families. ADCU focuses on the defence community, however they also welcome members from the general public. Retail Banking and Insurance Retail Banks and Mutual Institutions Bank of China (Australia) (BOC) 270 Queen Street Melbourne Ph: Fax: / [email protected] Web: Operating in Australia for over 20 years, Bank of China is one of the big four stateowned commercial banks of the People s Republic of China. Bank of China aims to be the gateway to China with more than 10,000 branches in most big cities throughout the world. Together with their customer-oriented quality financial services in Australia, they help expand business to China. Private, Retail and Commercial Banking Retail Banks and Mutual Institutions 8

12 Retail Banks and Mutual Institutions Bank of Cyprus Australia Limited Level 41 Rialto Towers 525 Collins Street Melbourne Ph: Fax: Web: Bank of Cyprus Australia Limited is a wholly owned subsidiary of Bendigo and Adelaide Bank Limited. Bank of Cyprus Australia offers a wide range of banking services to customers from 14 branches across Victoria, New South Wales and South Australia. Bank of Cyprus Australia is a boutique financial services provider that can provide fast, flexible and responsive services, while having the confidence of being in a larger Australian banking group. Retail Banking and Private Banking Retail Banks and Mutual Institutions Bank of Melbourne Level Queen Street Melbourne Ph: Fax: Web: Bank of Melbourne is a subsidiary of the major Australian bank Westpac which commenced operations on 25 July Bank of Melbourne offers personal, business and corporate banking as well as wealth management solutions. Private, Retail and Commercial Banking Retail Banks and Mutual Institutions Bankmecu Private Bag 12 Kew Victoria Australia High Street Kew Victoria Australia 3101 Ph: Fax: [email protected] Web: Bankmecu, formerly the Members and Education Credit Union (mecu), is an Australian financial co-operative based in Kew, Victoria. They provide insurance alongside private, retail and commercial banking services for members. Private, Retail and Commercial Banking Retail Banks and Mutual Institutions Beirut Hellenic Bank 215 Spring Street Melbourne Ph: Fax: Web: Beirut Hellenic Bank, formerly known as Laiki Bank Australia, has operated as a full service retail bank since 2001 with branches in Sydney, Melbourne and Adelaide. Since its inception, the Bank had earned the reputation of working closely with its customers to understand and meet their individual needs. Private and Retail Banking Retail Banks and Mutual Institutions 9

13 Retail Banks and Mutual Institutions Big Sky Building Society Limited GPO Box 1801 Melbourne Level Bourke Street Melbourne Ph: Fax: [email protected] Web: Big Sky are a 40 year old Australia-wide financial services organisation serving 34,000+ customers spread throughout metropolitan, regional and remote Australia. Big Sky offer banking, financial advice and Insurance services. Private and Retail Banking Retail Banks and Mutual Institutions Citibank Australia (Citi) Ground Floor 350 Collins Street Melbourne Ph: [email protected] Web: Citibank Australia has provided financial services to Australian consumers, corporates, institutions and governments for more than 30 years. Recognised for its innovative range of global products and services, Citibank Australia today counts more than one million Australians and one thousand local corporate and institutional clients as valued customers. Citibank provide retail, private and commercial banking services to individuals and corporations. Private, Retail and Commercial Banking Retail Banks and Mutual Institutions Commonwealth Bank of Australia (CBA) 385 Bourke Street Melbourne Ph: Web: The Commonwealth Bank is one of Australia s largest Banks, offering a full range of financial services to help all Australians build and manage their finances. They provide a variety of financial services including retail, business and institutional banking, funds management, superannuation, insurance, investment and broking services. Private, Retail and Commercial Banking Retail Banks and Mutual Institutions Defence Bank PO Box Melbourne Victoria Australia 8001 Level 5 31 Queen Street Melbourne Ph: Fax: [email protected] Web: Defence Bank offers financial products and services to not only the Defence Force, but to the broader community as well. With more than 85,000 members and more than $1.3 billion in assets under management, Defence Bank is one of Australia s larger member-owned banks. Unlike other banks, Defence bank does not make profits for shareholders but instead reinvests profits back into the bank. Retail Banking Retail Banks and Mutual Institutions 10

14 Retail Banks and Mutual Institutions GE Money 572 Swan Street Burnley Victoria Australia 3121 Ph: Web: GE Money is a leading consumer finance company in Australia and New Zealand. In Australia, the GE Money brand encompasses the GE Consumer Finance and GE Capital Finance businesses. The company provides car, boat, personal and consolidation loans, credit cards, mortgages and insurance. Retail Banking and Insurance Retail Banks and Mutual Institutions Latvian Australian Credit Co-operative Society Limited Level Little Collins Street Melbourne Ph: Fax: [email protected] Web: The Latvian Australian Credit Cooperative was formed in They provide a variety of financial services to their members, including loans and investments. Private/Retail Banking, International Money Transfers, and Overseas Drafts Retail Banks and Mutual Institutions Maritime, Mining & Power Credit Union Limited Ireland Street West Melbourne Victoria Australia 3003 Ph: Fax: [email protected] Web: Maritime, Mining & Power Credit Union (MMPCU) is a member-owned co-operative that has been operating since 1970, serving the needs of its members Australia wide. The services they offer include a complete range of financial services including savings accounts, term deposits, home loans, personal loans, insurance and financial planning. Insurance, Financial Planning and Private/ Retail banking Retail Banks and Mutual Institutions ME Bank PO Box 1345 Melbourne Level Elizabeth Street Melbourne Ph: Web: Members Equity Bank (ME Bank) is 100% Australian owned and was established by industry super funds to provide a banking alternative which focuses on low cost, no frills banking products. ME Bank is owned by Industry Super Holdings and offer competitive, banking products and offer additional savings for those who are members of Australian industry superannuation funds or unions. Private, Retail and Commercial Banking Retail Banks and Mutual Institutions 11

15 Retail Banks and Mutual Institutions Mega International Commercial Bank Level Collins Street Melbourne Ph: Fax: Web: The Mega International Commercial Bank is a subsidiary of Mega Financial Holding Company. It is one of the leading banks in Taiwan. Mega International Commercial Bank Co. Ltd. has come into being as a result of the merger of The International Commercial Bank of China and Chiao Tung Bank. Mega international provides private, retail and commercial banking. Private, Retail and Commercial Banking Retail Banks and Mutual Institutions National Australia Bank Limited (NAB) Level Bourke Street Melbourne Ph: Fax: Web: National Australia Bank (NAB) is one of the four largest financial institutions in Australia in terms of market capitalisation and customers. They offer private, retail and commercial banking products. Private, Retail and Commercial Banking Retail Banks and Mutual Institutions Police Credit Union Limited 121 Cardigan Street Carlton Victoria Australia 3053 Ph: Fax: [email protected] Web: Police Credit is an Australian credit union. They offer a wide range of financial services to specific sectors of the community emergency services, the health industry and government departments. Insurance, Financial Planning and Private/ Retail Banking Retail Banks and Mutual Institutions Rabobank Level 9 1 Collins Street Melbourne Ph: Fax: [email protected] Web: Rabobank is a financial services provider with offices worldwide. In Australia, Rabobank operates in the following four core businesses; business banking, rabodirect, rural and corporate financial services. Rabobank primarily focus on the food and agribusiness sectors. Corporate Financial Services, Rural Finance and Business Banking Retail Banks and Mutual Institutions 12

16 Retail Banks and Mutual Institutions RBS Group (Australia) Pty Limited Level Collins Street Melbourne Ph: Fax: Web: The Royal Bank of Scotland is a subsidiaries of The Royal Bank of Scotland Group, providing a range of retail and corporate banking, financial markets, insurance and wealth management services. Private, Retail and Commercial Banking Retail Banks and Mutual Institutions The Bank of Tokyo-Mitsubishi UFJ Level Bourke Street Melbourne Ph: Web: The Bank of Tokyo provides financing, hedging and investing solutions to retail, corporate, institutional, personal and governmental clients. Their product suite includes foreign exchange, interest rate derivatives, commodity derivatives, personal banking and money market products. Global Markets, Corporate & Investment Banking, Transaction Banking, Yen Custody and Payment Solution to Financial Institutions Retail Banks and Mutual Institutions The Northern Trust Company 80 Collins Street Melbourne Ph: Web: Northern Trust is a global leader in delivering innovative investment management and financial solutions for institutions and individuals. Northern Trust offer investment and financial services. Investment Management and Banking Solutions Retail Banks and Mutual Institutions TransComm Credit Co-operative Limited 99 King Street Melbourne Ph: Fax: [email protected] Web: Transcomm Credit Union offers a range of lifestyle products and services for individuals. Transcomm is a member owned organisation focussing on private and retail banking. Financial Services and Private/Retail Banking Retail Banks and Mutual Institutions 13

17 Retail Banks and Mutual Institutions United Overseas Bank Ltd (UOB) Level Collins Street Melbourne Ph: Fax: Web: United Overseas Bank Limited (UOB) has a well-established regional presence, particularly in Asia where they have banking subsidiaries in Singapore, Malaysia, Indonesia, Thailand and China. With their strong foothold in the region, UOB understand the Asian corporate culture and business mindset and are well-placed to create opportunities by linking their customers to their counterparts in Asia. Asset Management, Stockbroking, Insurance, Corporate Finance, Private and Retail Banking Retail Banks and Mutual Institutions Westpac Banking Corporation 142 Elizabeth Street Melbourne Ph: Web: In Australia, Westpac s operations comprise four key customer-facing businesses, operating under the following brands; Westpac Retail & Business Banking, Westpac Institutional Bank, St.George Banking Group, and BT Financial Group, Australia. They provide financial advice and banking products and are one of Australia s largest banks. Financial Advise, Insurance, Private, Retail and Commercial Banking Retail Banks and Mutual Institutions 14

18 Retail Banks and Mutual Institutions 15

19 Investment and other Banks including representative offices This category includes financial institutions that assist individuals, corporations and governments in raising capital by underwriting and/or acting as the client s agent in the issuance of securities. An investment bank is not a deposit-taking institution. 16

20 Businesses in this category: AMP Limited 18 BNP Paribas 18 BT Financial Group 18 Colonial First State 18 Commerzbank 19 Credit Suisse 19 Deutsche Bank 19 Goldman Sachs 19 HSBC 20 ING 20 J.P. Morgan Chase & Co. 20 N M Rothschild 21 17

21 Investment and other Banks including representative offices AMP Limited 750 Collins Street Docklands Victoria Australia 3008 Ph: Web: AMP Limited is a financial services company based in Australia. AMP offer financial planning advice, superannuation, retirement savings and income products, investments, risk insurance and selected banking products. Investment and Insurance Investment and other Banks including representative offices BNP Paribas GPO Box 227E Melbourne Level Collins Street Melbourne Ph: Fax: [email protected] Web: BNP Paribas focuses on large Australian and international corporates, financial institutions and institutional investors. They offer a wide range of value-added products and innovative solutions from lending to highly structured transactions. The main focus is on corporate and investment banking, fixed income, energy and commodities (reserve based lending, structured inventory financing, fuel and metal hedges), project finance, export finance as well as trade finance. Market Equities, Global Fixed Income and SRI Investment Investment and other Banks including representative offices BT Financial Group Level Collins Street Melbourne Ph: Fax: Web: BT Financial Group (BTFG) is the wealth management arm of the Westpac Group. BT s core business is providing investment, superannuation and retirement income products, financial advice and insurance options. Investment and Insurance Investment and other Banks including representative offices Colonial First State PO Box 178 Collins Street West Melbourne Victoria Australia 8007 Level Bourke Street Melbourne Ph: Fax: [email protected] Web: Colonial First State is owned by the Commonwealth Bank Group and is one of Australia s leading wealth management groups. Colonial First State s wide range and investment management expertise spans Australian and global shares, property, fixed interest, credit, infrastructure and private equity. Investment and Superannuation Investment and other Banks including representative offices 18

22 Investment and other Banks including representative offices Commerzbank PO Box 267 Collins Street West Victoria Australia 8007 Level Collins Street Melbourne Ph: Fax: Web: Commerzbank AG is a German global banking and financial services company with its headquarters in Frankfurt am Main, Germany. It is the second-largest German bank after Deutsche Bank. Commerzbank is mainly active in commercial bank, retail banking and mortgaging. Private, Retail and Commercial Banking Investment and other Banks including representative offices Credit Suisse Level Collins Street Melbourne Ph: Fax: [email protected] Web: Credit Suisse Group is a world-leading financial services company, advising clients in all aspects of finance. They provide private, investment banking and asset management services. Banking and Asset Management Investment and other Banks including representative offices Deutsche Bank Level Collins Street Melbourne Ph: Fax: [email protected] Web: Deutsche Bank is a leading global banking and financial services company with a substantial private clients franchise. The bank offers financial products and services for corporate and institutional clients along with private and business clients. Services include sales, trading, research and origination of debt and equity; mergers and acquisitions (M&A); risk management products, such as derivatives, corporate finance, wealth management, retail banking, fund management, and transaction banking. Investments, Retail and Private Banking Investment and other Banks including representative offices Goldman Sachs Level Collins Street Melbourne Ph: Web: The Goldman Sachs Group is a leading investment banking firm that engages in global investment banking, securities, investment management, and other financial services primarily with institutional clients. Securities, Investment Management, Investment Banking and Financial Services Investment and other Banks including representative offices 19

23 Investment and other Banks including representative offices HSBC 271 Collins Street Melbourne Ph: Fax: Web: HSBC is a universal bank and is organised within four business groups: Commercial Banking, Global Banking and Markets (investment banking), Retail Banking and Wealth Management (retail banking and consumer finance), and Global Private Banking. In Australia, the HSBC Group offers an extensive range of financial services through a network of 35 branches and offices. Retail Banking, Commercial Banking and Financial Services Investment and other Banks including representative offices ING 570 Bourke Street Melbourne Ph: Web: The ING Group is a global financial institution offering retail banking, direct banking, commercial banking, investment banking, asset management, and insurance services. ING DIRECT (the trading name of ING Bank (Australia) Limited) is the world s leading direct savings bank and is wholly owned by ING Group. Retail Banking, Commercial Banking and Financial Services Investment and other Banks including representative offices J.P. Morgan Chase & Co. Level 23 Bourke Place 600 Bourke Street Melbourne Ph: Web: J.P. Morgan is one of the world s leading investment banks with broad product capabilities in Australia. They are a fully integrated investment bank in Australia, with their brand being used by the investment banking, asset management, private banking, private wealth management and treasury & securities services divisions. Private Banking, Asset and Wealth Management Investment and other Banks including representative offices 20

24 Investment and other Banks including representative offices N M Rothschild Level Collins Street Melbourne Ph: Fax: Web: N M Rothschild & Sons Limited commonly referred to as Rothschild is an English multinational investment banking company, belonging to the Rothschild family. They offer expertise across the full range of financial advisory services. In addition to general M&A and strategic advisory, specialist teams offer financing advice, including restructuring. Private, Retail and Commercial Banking Investment and other Banks including representative offices 21

25 Pension (Superannuation) Funds Superannuation is a union-initiated long-term savings plan designed to help people in their retirement, often called super. Types of superannuation funds include Industry funds run jointly by employers and unions solely to benefit their members and retail funds run by financial institutions for profit. Superannuation funds are similar to pension funds that exist in other countries. For-profit superannuation funds can be located in the Investment section of this directory as they provide a more extensive range of investment services than just superannuation. 22

26 Businesses in this category: AGEST Super 24 AUSfund 24 AustralianSuper 24 Care Super 24 Catholic Super 25 Cbus 25 Combined Fund 25 Equipsuper 25 ESSSuper 26 First State Super 26 FIRSTSUPER 26 HESTA Super Fund 26 HOSTPLUS 27 IRIS Pension 27 Legalsuper 27 LUCRF Super 27 Maritime Superannuation 28 Meat Industry Employees Superannuation Fund 28 Media Super 28 Prime Super 28 Professional Associations Super 29 REI Super 29 TWUSUPER 29 UniSuper 29 VicSuper 30 Victorian Independent Schools Superannuation Fund 30 Vision Super 30 23

27 Pension (Superannuation) Funds AGEST Super Level 5 10 Artemis Lane Melbourne Ph: Fax: [email protected] Web: AGEST Super is an industry super fund with membership predominantly from the Commonwealth, Northern Territory and ACT Governments. They offer superannuation, insurance and financial planning. Superannuation Pension (Superannuation) Funds AUSfund Level 31 Casselden Place 2 Lonsdale Street Melbourne Ph: Fax: [email protected] Web: AUSfund (Australia s Unclaimed Super Fund) is an Eligible Rollover Fund (ERF) and a fully complying and regulated superannuation fund under Australian legislation. Generally, ERFs are super funds that receive small, lost and inactive accounts transferred by other super funds. AUSFund s main focus as an ERF is to help members get their superannuation funds back to a regular superannuation fund. Eligible Rollover Fund Pension (Superannuation) Funds AustralianSuper Level Lonsdale Street Melbourne Ph: Fax: @australiansuper.com Web: AustralianSuper provides superannuation to meet a variety of needs. They are consistently amongst the highest achievers and receive the highest possible ratings from the four superannuation ratings organisations that measure the overall quality of a fund. They offer superannuation, insurance and financial planning. Superannuation Pension (Superannuation) Funds Care Super Level 5 53 Queen Street Melbourne Ph: [email protected] Web: CareSuper is an industry super fund that was established to provide people with the means to save for a financially secure retirement. It is the largest industry fund specialising in super for people engaged in professional, managerial, administrative and service occupations. They offer superannuation, insurance and financial planning. Superannuation Pension (Superannuation) Funds 24

28 Pension (Superannuation) Funds Catholic Super PO Box 333 Collins Street West Melbourne Victoria Australia 8007 Level Bourke Street Melbourne Ph: Fax: [email protected] Web: Catholic Super is an Australian industry superannuation fund. They offer superannuation for those that are employed and the self-employed. They offer superannuation, insurance and financial planning. Superannuation Pension (Superannuation) Funds Cbus Locked Bag 999 Carlton South Victoria Australia 3053 Level 28 Casselden Place 2 Lonsdale Street Melbourne Ph: Fax: Web: Cbus is an Australian superannuation fund established to provide superannuation services for members of the building, construction and allied industries, their families and employers. They offer superannuation, insurance and financial planning. Superannuation Pension (Superannuation) Funds Combined Fund Level Queen Street Melbourne Ph: Fax: [email protected] Web: Combined Fund was established in 1959 as Combined Schools Superannuation Fund and is a major provider of superannuation and retirement benefits to the Private Education Sector. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds Equipsuper GPO Box 4303 Melbourne Level William Street Melbourne Ph: Fax: Web: The Fund s trustee, Equipsuper Pty Ltd, is known as a hybrid fund, with proven, high-level competency in managing both accumulation and defined benefit superannuation schemes. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds 25

29 Pension (Superannuation) Funds ESSSuper GPO Box 1974 Melbourne Level William Street Melbourne Ph: Fax: Web: ESSSuper are one of Australia s biggest super funds dedicated to serving Emergency Services and State employees. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds First State Super Level William Street Melbourne Ph: Fax: [email protected] Web: Based in Melbourne, Health Super is a division of First State Super and is an industry superannuation fund that specialises in the Heath and Community Services sector. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds FIRSTSUPER PO Box 666 Carlton South Victoria Australia 3053 Level Arden Street North Melbourne Victoria Australia 3051 Ph: Fax: [email protected] Web: FIRSTSUPER is an Australian industry superannuation fund for the furniture, joinery, pulp & paper, forest & forest products industries. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds HESTA Super Fund PO Box 600 Carlton South Victoria Australia 3053 Level 20 Casselden Place 2 Lonsdale Street Melbourne Ph: Fax: [email protected] Web: HESTA is the industry super fund for health and community services. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds 26

30 Pension (Superannuation) Funds HOSTPLUS Locked Bag 3 Carlton South Victoria Australia 3053 Level William Street Melbourne Ph: [email protected] Web: HOSTPLUS are the industry superannuation fund for the hospitality, tourism, recreation and sport industries. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds IRIS Pension Level 31 Casselden Place 2 Lonsdale Street Melbourne Ph: Web: IRIS Retirement Income was created to help industry fund members to transition from working to retirement. It is also open to members of other superannuation funds. They offer financial and investment advice. Superannuation Pension (Superannuation) Funds Legalsuper Level William Street Melbourne Ph: Fax: [email protected] Web: Legalsuper specialises in providing superannuation for the Australian legal sector. Anyone can join (whether employed, self employed or spouses) including those working outside the legal profession. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds LUCRF Super PO Box 211 North Melbourne Victoria Australia Bourke Street Docklands Victoria Australia 3008 Ph: Fax: [email protected] Web: LUCRF Super is Australia s first industry super fund. They are a public offer fund open to all Australians. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds 27

31 Pension (Superannuation) Funds Maritime Superannuation Level 4 6 Riverside Quay Southbank Victoria Australia 3006 Ph: / Fax: [email protected] Web: Maritime Super is the largest super fund of its kind for maritime workers, helping members and their families and friends achieve financial security and dignity in retirement. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds Meat Industry Employees Superannuation Fund Level 2 62 Lygon Street Carlton South Victoria Australia 3053 Ph: Fax: Web: Meat Industry Employees Superannuation Fund (MIESF) is an Australian industry superannuation fund, which open to members of the meat industry. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds Media Super GPO Box 4303 Melbourne Level 14 Casselden Place 2 Lonsdale Street Melbourne Ph: Fax: Web: Media Super is an Australian superannuation fund which supports the people working in media, arts and entertainment. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds Prime Super Level Queen Street Melbourne Ph: / Fax: [email protected] Web: Prime Super is the largest provider of superannuation to employers and employees in rural and regional Australia. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds 28

32 Pension (Superannuation) Funds Professional Associations Super PO Box Melbourne Victoria Australia 8007 Level Bourke Street Melbourne Ph: Fax: [email protected] Web: Professional Associations Super is an industry fund for the retail, recruitment and finance sector. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds REI Super GPO Box 4303 Melbourne Level 7 Suite Queen Street Melbourne Ph: Fax: Web: REI Super is the fund of choice for those working in the real estate profession. REI Super works closely with all the major real estate institutes, franchises and employer bodies to ensure that all real estate staff and employers have access to the super information they may require. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds TWUSUPER Level 25 Casselden Place 150 Lonsdale Street Melbourne Ph: Fax: [email protected] Web: TWUSUPER are Australia s largest industry super fund for people in transport and logistics. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds UniSuper Level Bourke Street Melbourne Ph: Fax: Web: UniSuper is the industry super fund dedicated to all who work in Australia s higher education and research sector. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds 29

33 Pension (Superannuation) Funds VicSuper GPO Box 89 Melbourne Level 6 90 Collins Street Melbourne Ph: Fax: Web: VicSuper is a superannuation fund that helps people meet their income needs in later life. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds Victorian Independent Schools Superannuation Fund GPO Box 4324 Melbourne Level William Street Melbourne Ph: Fax: [email protected] Web: Victorian Independent Schools Superannuation Fund (VISSF) is the Fund for teachers and workers within Australian schools. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds Vision Super PO Box Collins Street East Melbourne Victoria Australia 8003 Level 5 1 Spring Street Melbourne Ph: Fax: [email protected] Web: Vision Super is a public offer superannuation fund open to all Australians. They offer superannuation, insurance and financial planning services. Superannuation Pension (Superannuation) Funds 30

34 Pension (Superannuation) Funds 31

35 Asset Managers: Private Equity and Venture Capital Firms This category includes organisations which invest in companies or company specific projects. Private equity funding is based on business fundamentals that traditionally involve investment into mature companies. In contrast, venture capital funding involves funding into emerging/riskier companies or asset classes. In Australia, venture capital funding is generally involves investments in mining or infrastructure projects. 32

36 Businesses in this category: Austock 34 Industry Funds Management (IFM) 34 33

37 Asset Managers: Private Equity and Venture Capital Firms Austock Level William Street Melbourne Ph: Fax: Web: Austock Group is a publicly-listed, diversified investment and financial services group. The core of Austock s business model is to invest in early stage financial services businesses, leveraging a highly tax-effective structure. Properties, Capital Management, Securities and Life Investment Private Equity and Venture Capital Firms Industry Funds Management (IFM) Level 29 Casselden Place 2 Lonsdale Street Melbourne Ph: Fax: Web: IFM is a world leading investment manager with over $34 billion in funds under management across four asset classes in three of the world s largest pension markets. IFM manages portfolios across infrastructure, listed equities, private equity and debt via a global team based in Australia, North America and Europe. IFM s clients include leading wholesale investor brands, many of whom are also their shareholders. Investment Management Private Equity and Venture Capital Firms 34

38 Asset Managers: Private Equity and Venture Capital Firms 35

39 Asset Managers: Asset Consultants and Research Houses This category consists of asset consultants and research houses which serve the financial services sector. Asset consultants manage the assets organisations in the financial services industry, with an aim of providing targeted returns for these organisations. In Australia, asset consultants manage the assets of the Australian 1.4 trillion dollar superannuation industry. 36

40 Businesses in this category: Bennelong Funds Management Ltd 38 BlackRock Investment Management (Australia) Limited 38 BNY Mellon 38 Bravura Solutions 38 Contango Asset Management 39 Cooper Investors 39 Cygnet Capital 39 Franklin Templeton Australia 39 Frontier Investment Consulting 40 Future Fund 40 Invesco 40 Investec Bank (Australia) Limited 40 IOOF 41 JANA Investment Advisers (JANA) 41 K2 Asset Management 41 Karara Capital 41 LaSalle Investment Management 42 Legg Mason 42 Leyland Private Asset Management 42 Mercer (Australia) Pty Ltd 42 MLC Investment Australia (MLC) 43 Morgan Stanley Investment Management 43 Mutual Limited 43 netwealth 43 PariTrade 44 Prime Value Asset Management 44 Private Client Adviser Services Pty Ltd 44 Pzena Investment Management 44 QIC 45 RBC Dexia Investor Services 45 Rice Warner Actuaries 45 Sequential Project Service 45 SG Hiscock & Company Ltd 46 The Trust Company 46 Towers Watson 46 Trader Dealer Pty Ltd 46 TRU-Markets 47 Tyndall 47 UCA Funds Management 47 Vanguard 47 Victorian Funds Management Corporation (VFMC) 48 Western Asset Management Company Pty Ltd 48 37

41 Asset Managers: Asset Consultants and Research Houses Bennelong Funds Management Ltd Level 2 Bennelong House 9 Queen Street Melbourne Ph: [email protected] Web: Bennelong Funds Management nurtures a growing suite of boutique asset management teams, currently managing $3 billion in Australian equities (small and large caps), as well as market neutral and absolute return hedge funds. Bennelong Funds Management manages the Group s commercial property and long/short Australian equities investments. Fund Management, Commercial Property and Equities Management Asset Consultants and Research Houses BlackRock Investment Management (Australia) Limited GPO Box 225 Melbourne Level Collins Street Melbourne Ph: Fax: [email protected] Web: BlackRock is an investment company that offer a range of solutions including fundamental and quantitative active management approaches aimed at maximizing outperformance to highly efficient indexing strategies designed to gain broad exposure to the world s capital markets. Investment Asset Consultants and Research Houses BNY Mellon Level Collins Street Melbourne Ph: Fax: Web: Established in 2007 from the merger of Mellon Financial Corporation and The Bank of New York Company. BNY Mellon is a leading investment management and investment services company, uniquely focused to help clients manage and move their financial assets and succeed in the global marketplace. Investment and Assets Management Asset Consultants and Research Houses Bravura Solutions Level St Kilda Road Melbourne Victoria Australia 3004 Ph: Fax: Web: Bravura Solutions delivers business and strategic consulting services. With over 30 years of experience in developing and maintaining large scalable financial systems, over 650 Bravura Solutions employees support clients from sixteen offices around the world. Bravura Solutions software is installed globally, with a range of corporate clients in Australia, UK, New Zealand, Asia, South Africa and Europe. Business Consulting, and Wealth Software Applications Asset Consultants and Research Houses 38

42 Asset Managers: Asset Consultants and Research Houses Contango Asset Management Level Collins Street Melbourne Ph: Fax: Web: Contango Group has been established to provide investors with the opportunity to access the benefits of investment primarily in the Australian share market utilising the portfolio investment and management skills of Contango Asset Management Limited. Contango Asset Management Limited specialises in the management of Australian Equities portfolios for institutional clients. Investment and Asset Management Asset Consultants and Research Houses Cooper Investors Level 1 60 Collins Street Melbourne Ph: Fax: [email protected] Web: Cooper Investors Pty Limited ( CI ) is a specialist equity fund manager with funds under management of approximately A$5 billion. We commenced operations in 2001 and we manage money for a range of clients including large pension and superannuation funds, listed Australian companies, religious institutions, Australian State Government agencies, school endowments, charities and high net worth families. CI is 100% owned by its employees. Investment Management Asset Consultants and Research Houses Cygnet Capital Level Exhibition Street Melbourne Ph: Fax: Web: Cygnet Capital is a privately owned boutique investment and advisory group which specialises in the micro-cap sector, and emerging companies of the Australian equities market. Equity Advisory and Emerging Market Investment Asset Consultants and Research Houses Franklin Templeton Australia Level Collins Street Melbourne Ph: [email protected] Web: Franklin Resources, Inc., is a global investment management organisation known as Franklin Templeton Investments. They manage investment vehicles for individuals, institutions, pension plans, trusts, partnerships and other clients. Investment Management Asset Consultants and Research Houses 39

43 Asset Managers: Asset Consultants and Research Houses Frontier Investment Consulting Level Lonsdale Street Melbourne Ph: Fax: Web: Frontier is an independent specialist Australian asset consulting firm. Frontier provides independent investment and related advice to superannuation funds and other investment clients. Investment, Financial Advice Services and Business Advisory Services Asset Consultants and Research Houses Future Fund Locked Bag Melbourne Level Collins Street Melbourne Ph: Fax: Web: The Future Fund was established as a financial asset fund designed to accumulate financial assets and invest them on behalf of the Australian Government to address the Government s unfunded superannuation liability. The Future Fund is overseen by an independent Board of Guardians who are responsible for investing the assets of the Future Fund and each nation-building Fund in accordance with the legislation and the investment mandates set by Government. Investment Asset Consultants and Research Houses Invesco GPO Box 231 Melbourne Level Collins Street Melbourne Ph: Fax: [email protected] Web: Invesco Ltd. is an independent investment management company. In Australia, they offer a full suite of global and domestic investment portfolios to help clients build wealth at an acceptable level of risk. Investment Management Asset Consultants and Research Houses Investec Bank (Australia) Limited Level Collins Street Melbourne Ph: Fax: Web: Investec is an international specialist banking and asset management group. It provides a range of financial products and services to a client base in four principal markets: the United Kingdom, South Africa, Australia and Ireland. In Australia they specialises in banking with an international perspective. Asset Management, Property, Capital Markets, Private Retail and Commercial Banking Asset Consultants and Research Houses 40

44 Asset Managers: Asset Consultants and Research Houses IOOF GPO Box 264 Melbourne Level Collins Street Melbourne Ph: Fax: [email protected] Web: IOOF is one of Australia s largest financial services companies offering a full range of financial products and services, including financial advice, platform management and administration, investment management and trustee services. Financial Services, Investment Management, Trustee Services, Platform Management and Administration Asset Consultants and Research Houses JANA Investment Advisers (JANA) Level Collins Street Melbourne Ph: Fax: Web: JANA Investment Advisers Pty Ltd (JANA) provides traditional and implemented consulting advice to institutional clients. JANA is a strong proponent of active management. Their asset allocation process draws on the expertise and knowledge of their entire team of 50 investment professionals. JANA is a fully owned subsidiary of the National Australia Bank. Asset Consulting and Investment Consulting Asset Consultants and Research Houses K2 Asset Management Level Collins Street Melbourne Ph: Fax: [email protected] Web: K2 Asset Management Ltd is an Australian based equity fund manager. It is wholly owned by K2 Asset Management Holdings Ltd which is a publicly listed company on the Australian Securities Exchange. K2 offer fund management services to retail and institutional investors. Investment Management Asset Consultants and Research Houses Karara Capital Level Collins Street Melbourne Ph: Fax: [email protected] Web: Karara Capital is an investment manager specialising in Australian equities. Karara Capital have compliance, risk management and performance analytics retained in-house but all other non-investment functions, including retail distribution, are outsourced. Compliance, Risk Management, Investment Management and Financial analytics Asset Consultants and Research Houses 41

45 Asset Managers: Asset Consultants and Research Houses LaSalle Investment Management Level Collins Street Melbourne Web: LaSalle Investment Management, one of the world s leading real estate investment managers. LaSalle only invest in real estate, bringing a unique focus and depth of expertise to that sector. Real Estate Investment Asset Consultants and Research Houses Legg Mason PO Box Melbourne Level Collins Street Melbourne Ph: Fax: Web: Legg Mason is an American-based global investment management firm with a focus on asset management. The company s business is divided in two divisions: Americas and International. Legg Mason offers products in equities and fixed income, as well as domestic and international liquidity management and alternative investments (via a funds-ofhedge-funds manager). Investment Management Asset Consultants and Research Houses Leyland Private Asset Management GPO Box 2724 Melbourne Level 3 20 Collins Street Melbourne Ph: Fax: [email protected] Web: Leyland Private Asset Management is an independently owned firm specialising in Australian Stock Market and Fixed Interest Investments for individuals, companies, self-managed super funds, institutions and family offices. Individually Managed Accounts, Stockbroking, Margin Lending and Corporate Finance Asset Consultants and Research Houses Mercer (Australia) Pty Ltd Level Exhibition Street Melbourne Ph: Fax: Web: Mercer is a human resource and related financial services consulting firm. The services they provide include; consulting, outsourcing, and investment services. Mercer help clients design and manage health, retirement and other benefits, and also advises on issues related to administration, technology and benefits. Investment and Financial Advice Asset Consultants and Research Houses 42

46 Asset Managers: Asset Consultants and Research Houses MLC Investment Australia (MLC) GPO Box 2567 Melbourne 459 Collins Street Melbourne Ph: Fax: / / [email protected] Web: MLC is the wealth management division of the National Australia Bank (NAB). MLC provides investment, superannuation, insurance and private wealth solutions to corporate and institutional customers. Insurance, Private Wealth, Investment and Superannuation Asset Consultants and Research Houses Morgan Stanley Investment Management Level Collins Street Melbourne Ph: Web: Morgan Stanley commenced operations in Australia over 50 years ago when it was appointed to lead bond raisings on international markets for the Commonwealth of Australia. The main areas of business for the firm today are Global Wealth Management, Institutional Securities, and Investment Management. Investment Management Asset Consultants and Research Houses Mutual Limited Level 6 85 Queen Street Melbourne Ph: Fax: [email protected] Web: Mutual Limited specialises in managing and advising on funds for wholesale clients that are prudentially supervised, are conservative or who operate subject to regulated investment regimes. Investment Management Asset Consultants and Research Houses netwealth PO Box 336 South Melbourne Victoria Australia 3205 Level 8 52 Collins Street Melbourne Ph: Fax: [email protected] Web: netwealth is part of the netwealth Group which is headed by netwealth Holdings Limited, an unlisted public company. netwealth Holdings Limited and its subsidiaries provide a wide range of financial products & services to Australian investors and the financial planning industry. Investment, Superannuation and Online Share Trading Asset Consultants and Research Houses 43

47 Asset Managers: Asset Consultants and Research Houses PariTrade Locked Bag Collins Street East Melbourne Victoria Australia 8003 Level Flinders Street Melbourne Ph: [email protected] Web: PariTrade is a boutique trading firm that specialise in servicing professional and sophisticated investors. They service active individual traders to those using high frequency trading and execution algorithms. Investment Management and Technological Solutions Asset Consultants and Research Houses Prime Value Asset Management Level 9 34 Queen Street Melbourne Ph: Fax: Web: Prime Value Asset Management is a boutique investment company specialising in managing assets for high-net-worth individuals, private investors and select institutions. Equities Investment Asset Consultants and Research Houses Private Client Adviser Services Pty Ltd Level 20 8 Exhibition Street Melbourne Ph: / Fax: [email protected] Web: Private Client Adviser Services Pty Ltd (PCAS) is a boutique, financial services firm that specialises in managed portfolios and superannuation. They also offer share/ trading advisory as well as online execution services. Managed Portfolios, Superannuation, Investment and Share Trading Asset Consultants and Research Houses Pzena Investment Management Level Collins Street Melbourne Ph: [email protected] Web: Pzena Investment Management is a global investment management firm that employs a classic value investment approach. Pzena offer investment services to corporate, public, and individual clients. Investment Management Asset Consultants and Research Houses 44

48 Asset Managers: Asset Consultants and Research Houses QIC Level Collins Street Melbourne Ph: Fax: Web: QIC is a leading provider of dynamic investment solutions for superannuation funds and other institutional investors. They develop in-depth understanding of clients investment goals, and create tailored investment solutions that perform over time. Investment Management Asset Consultants and Research Houses RBC Dexia Investor Services 101 Collins Street Melbourne Ph: Fax: [email protected] Web: RBC Dexia Investor Services equally owned by Royal Bank of Canada and Dexia. They offer an integrated suite of products, including global custody, fund and pension administration, securities lending, shareholder services, analytics and other related services. Institutional Investment Asset Consultants and Research Houses Rice Warner Actuaries GPO 5281 Sydney NSW Australia 2001 Level Collins Street Melbourne Ph: Fax: [email protected] Web: Rice Warner is a management consulting and actuarial company. They provide research, management consulting and actuarial advice to clients. Their clients include some of the biggest names in financial services, spanning the superannuation, insurance and investment sectors of the industry. Research, Advice and Technical Services Asset Consultants and Research Houses Sequential Project Service Level Collins Street Melbourne Ph: [email protected] Web: Sequential is an Australian consulting company. Sequential run Strategy in Motion, which is a comprehensive framework that optimises the benefits derived from project investment. They operate within the insurance, superannuation, investments and advice sectors. Consulting and Wealth Management Asset Consultants and Research Houses 45

49 Asset Managers: Asset Consultants and Research Houses SG Hiscock & Company Ltd Level Collins Street Melbourne Ph: Web: SG Hiscock & Company (SGH) is a boutique investment manager specialising in listed property trusts, small companies, absolute return strategies and concentrated equity portfolios. SGH was established in 2001 and is 100% owned by its staff with a proven track record of successful investment management. The highly experienced principals were formerly employed at National Asset Management Limited, a subsidiary of National Australia Bank. Investment Management Asset Consultants and Research Houses The Trust Company PO Box 361 Collins Street West Victoria Australia 8007 Level Collins Street Melbourne Ph: Fax: Web: Beginning with a single office in Melbourne at the time of the Victorian gold rush, The Trust Company has grown to be one of the largest trustees in Australia. The Trust Company offer a wide range of financial services to their clients through two divisions; Personal Services and Corporate Services. Estate/Financial Planning and Investment Management Asset Consultants and Research Houses Towers Watson Level 16 1 Collins Street Melbourne Ph: Fax: Web: Towers Watson is a leading global professional services firm that helps organisations improve performance through effective people, financial and risk management. Their principal lines of business are risk management and human resource consulting. They also have strong actuarial and investment consulting practices. Finance, Risk Consulting and Capital Management Asset Consultants and Research Houses Trader Dealer Pty Ltd PO Box 274 Collins Street West Melbourne Victoria Australia 8007 Level 37 Rialto South Tower 525 Collins Street Melbourne Ph: Fax: Web: Trader Dealer Pty Ltd is a boutique online trading company, providing execution-only services for trading ASX equities, warrants and options. Online Trading Asset Consultants and Research Houses 46

50 Asset Managers: Asset Consultants and Research Houses TRU-Markets Level Collins Street Melbourne Ph: Web: TRUMarkets are an online trading company. TRUMarkets premier Australian-based, Forex, ASX200 Index (SPI) and CFD Trading Report and /SMS Trade Signal Alert Service is the perfect fit for new or experienced CFD and Forex traders. Online Trading Asset Consultants and Research Houses Tyndall GPO Box 3881 Sydney NSW Australia 2001 Level Collins Street Melbourne Ph: Fax: Web: Established in 1989, Tyndall Investment Management Limited is an award winning multi-specialist investment manager of Australian investment funds. Tyndall specialise in Australian shares, Australian fixed interest, international fixed interest and international shares. Investment Management Asset Consultants and Research Houses UCA Funds Management 130 Little Collins Street Melbourne Ph: Fax: Web: UCA Funds Management is the financial arm of the Uniting Church in Australia, Synod of Victoria and Tasmania. Their corporate investors are churches, registered charities and not-for-profit organisations. Investment Asset Consultants and Research Houses Vanguard GPO Box 3006 Melbourne Level 34 2 Southbank Southbank Victoria Australia 3006 Ph: Fax: [email protected] Web: Vanguard is one of the world s largest and most experienced indexing specialists managing more than $1.5 trillion worldwide. Vanguard offer mutual funds and other financial products and services to retail and institutional investors in the United States and abroad. Investment Asset Consultants and Research Houses 47

51 Asset Managers: Asset Consultants and Research Houses Victorian Funds Management Corporation (VFMC) PO Box Collins Street East Victoria Australia 8003 Level Collins Street Melbourne Ph: Fax: Web: VFMC was established under the Victorian Funds Management Act They are a public authority and body corporate governed by an independent Board of Directors whose role is to provide investment and funds management services to Victorian public authorities in a commercially effective, efficient and competitive manner. Investment Management Asset Consultants and Research Houses Western Asset Management Company Pty Ltd Level Collins Street Melbourne Ph: Fax: Web: Western Asset specialise in fixed income management. The company provides investment services for a variety of global clients, across a variety of mandates. The services they provide include taxable fixed income, liquidity strategies and tax efficient fixed income management. Western Asset s portfolios include global, structured, emerging markets and corporate. Insurance and Asset Management Asset Consultants and Research Houses 48

52 Asset Managers: Asset Consultants and Research Houses 49

53 Brokers and Wealth Managers This category includes organisations which assist individuals, corporations and governments in investment management, advice, stock broking, asset management and wealth management. 50

54 Businesses in this category: Bell Potter 52 Bellwether Group Ltd 52 E.L. Baillieu Stockbroking Pty Ltd 52 Equity Trustees Limited 52 Gillon Securities Ltd 53 Halifax Investment Services Ltd 53 HOLST 53 JBWere 53 Lodge Partners Pty Ltd 54 Morgan Stanley Smith Barney 54 Octa Phillip 54 Ord Minnett 54 Patersons Securities 55 Perpetual 55 RBS Morgans 55 Shadforths Financial Group 55 Shaw Stockbroking 56 Wilson HTM Investment Group 56 51

55 Brokers and Wealth Managers Bell Potter GPO Box 4718 Melbourne Level Collins Street Melbourne Ph: Fax: Web: Bell Potter is a member of the Bell Financial Group of companies. They are one of Australia s largest independent full service stockbrokers and a leading financial advisory firm, offering a full range of services to private, corporate and institutional clients. Stockbroking Brokers and Wealth Managers Bellwether Group Ltd PO Box Collins Street East Melbourne Victoria Australia 8003 Level 9 63 Exhibition Street Melbourne Ph: Fax: Web: The Bellwether Group of Companies were established in early 2004 and have diversified interests within the Australian financial services industry. Principally, Bellwether s activities and product offerings are directed at wholesale clients. Bellwether specialises in Australian Equity Portfolios. Stockbroking and Wholesale Investment Brokers and Wealth Managers E.L. Baillieu Stockbroking Pty Ltd PO Box 48 Collins Street West Victoria Australia 8007 Level Collins Street Melbourne Ph: Fax: Web: E.L. & C. Baillieu Stockbroking Ltd is a participating organisation of the Australian Stock Exchange Limited. They provide share trading, research and administrative services. Stockbroking, Research and SMSF Services Brokers and Wealth Managers Equity Trustees Limited GPO Box 2307 Melbourne Level Bourke Street Melbourne Ph: Fax: [email protected] Web: Equity Trustees were established by Act of the Victorian Parliament to provide trustee and executor services. Their range of services includes wealth management, superannuation, managed funds, estate planning and philanthropy. Financial Services, International services, Superannuation, Wealth Management and Estate Planning Brokers and Wealth Managers 52

56 Brokers and Wealth Managers Gillon Securities Ltd Level Collins Street Melbourne Ph: Fax: [email protected] Web: Gillon Securities Limited is an independent Australian and family-owned private investment house with experience from various areas of commerce, corporate finance and management. Investment Management, Financial Planning, Stockbroking and Superannuation Brokers and Wealth Managers Halifax Investment Services Ltd Level 24 Telstra Building 35 Collins Street Melbourne Ph: Fax: [email protected] Web: Halifax is a trading organisation based in Australia. They operate broking, custody and fiduciary services for Retail, Wholesale and Institutional clients. Stockbroking Brokers and Wealth Managers HOLST PO Box 44 Collins Street Melbourne Victoria Australia 8007 Level Bourke Street Melbourne Ph: Fax: [email protected] Web: HOLST is a privately owned and managed full service stockbroker. HOLST specialises in providing financial and investment advice to private clients. Stockbroking, Financial and Investment Advice Brokers and Wealth Managers JBWere Level Collins Street Melbourne Ph: Fax: [email protected] Web: JBWere is a subsidiary of National Australia Bank Limited, and a global private wealth management company. They provide wealth management and financial planning services. Investment Management and Brokerage Brokers and Wealth Managers 53

57 Brokers and Wealth Managers Lodge Partners Pty Ltd Level 5 60 Collins Street Melbourne Ph: Fax: Web: Lodge Partners Pty Ltd is a privately owned stockbroker based in Melbourne, Australia. They provide services in execution, investment advice and corporate counsel. Stockbroking Brokers and Wealth Managers Morgan Stanley Smith Barney Level Collins Street Melbourne Ph: Fax: pcgmelbourne@ morganstanleysmithbarney.com Web: Morgan Stanley Smith Barney is a wealth management firm with over 130 years of experience. They provide a range of products and services to individual investors, institutions and private businesses including brokerage and investment advisory services, comprehensive financial and estate planning, superannuation and cash management. Wealth Management and Stockbroking Brokers and Wealth Managers Octa Phillip PO Box 628 Collins Street West Melbourne Victoria Australia 8007 Level William Street Melbourne Ph: Fax: Web: Octa Phillip is an investment organisation providing wealth management, institutional and private client stockbroking, corporate finance, research and funds management services. Wealth Management, Stockbroking, Research and Fund Management Brokers and Wealth Managers Ord Minnett Level Collins Street Melbourne Ph: Fax: [email protected] Web: Ord Minnett is one of Australia s leading financial advisory firms, specialising in direct investments. They cater to private, corporate and institutional clients. Financial Planning and Stockbroking Brokers and Wealth Managers 54

58 Brokers and Wealth Managers Patersons Securities PO Box 1392 Melbourne Level Collins Street Melbourne Ph: Fax: Web: Patersons Securities Ltd is a stock brokerage and financial services firm based in Perth, Western Australia, with offices throughout mainland Australia and in London. Patterson provides Private Client Services, Financial Planning, Corporate Finance, Institutional Dealing, Equities Research and Asset Management. Asset Management, Corporate Finance and Equities Research Brokers and Wealth Managers Perpetual Level 35 Rialto South Tower 525 Collins Street Melbourne Ph: Fax: Web: Perpetual is an investment and trustee group providing investment products, financial advice, philanthropic and corporate services to individuals, families, financial advisers and organisations. Financial Advice, Corporate Services and Investment Brokers and Wealth Managers RBS Morgans Level Collins Street Melbourne Ph: [email protected] Web: RBS Morgans is Australia s largest national full-service retail stockbroking and wealth management network with over 340,000 clients, 500 authorised representatives and 850 staff operating from 59 offices in all states and territories. They provide stockbroking and wealth management services to clients. Stockbroking and Wealth Management Brokers and Wealth Managers Shadforths Financial Group Level 21 HWT Tower 40 City Road Southbank Ph: Web: Shadforths is an institutionally nonaligned wealth management and advisory firm specialising in the provision of implemented advice, and service to non-for-profit organisations and private clients throughout regional and mainland Australia. Financial Advice, Retirement Planning, Stockbroking, Client Administration Services, Insurance and Wealth Management Brokers and Wealth Managers 55

59 Brokers and Wealth Managers Shaw Stockbroking PO Box Collins Street East Melbourne Level Collins Street Melbourne Ph: Fax: Web: Established in 1987, Shaw Stockbroking is one of Australia s largest independently owned full service stockbroking firms. Shaw provides investment advice and execution services to its private and institutional clients for the purchase and sale of equities and derivatives both nationally and internationally. Investment Research and Stockbroking Brokers and Wealth Managers Wilson HTM Investment Group GPO Box 1631 Melbourne Level 11 8 Exhibition Street Melbourne Ph: Fax: [email protected] Web: Wilson HTM Investment Group Ltd is an ASX listed company with over 115 years of investment experience. They provide wealth management, stockbroking, managed accounts plus cash, fixed interest and managed funds options. Investment, Wealth Management and Stockbroking Brokers and Wealth Managers 56

60 Brokers and Wealth Managers 57

61 Insurance Insurance organisations provide insurance solutions to both individuals and organisations. The services they provide can include life, home, contents, vehicle, health, retirement and employment insurance. In Melbourne some insurance companies provide financial services as well as insurance. Other organisations employ insurance companies to provide insurance to their members. One example is the superannuation industry, which outsources the insurance needs of their members. 58

62 Businesses in this category: AAMI 60 AIA Australia 60 AXA Australia 60 BUPA/HBA 60 Catholic Church Insurances Limited (CCI) 61 CGU 61 IFS Insurance Broking 61 Medibank Private 61 Pulse Credit Union Ltd 62 TAL 62 Transport Accident Commission 62 59

63 Insurance AAMI PO Box Melbourne City Mail Centre Melbourne Victoria Australia St Kilda Road Melbourne Victoria Australia 3004 Ph: Web: AAMI is a subsidiary of Suncorp Banking Group. In Australia, AAMI is a leading car, home, compulsory third party (CTP) and small business insurer. Insurance Insurance AIA Australia 553 St Kilda Road Melbourne Victoria Australia 3004 Ph: [email protected] Web: AIA is an insurance company based in Hong Kong with offices scattered throughout the Asia Pacific region. The AIA Group delivers insurance and financial services. The AIA Group s strength lies in its people, exceptional insurance products and distribution, an extensive regional network, smooth operational efficiency and consistent profitability. Insurance Insurance AXA Australia 750 Collins Street Docklands Victoria Australia 3008 Ph: Fax: Web: With over $54 billion funds under management, AXA is a leading provider of wealth management and financial protection products and services in Australia. AXA offer insurance and investment services. AXA recently merged with AMP Limited. Insurance Insurance BUPA/HBA 600 Glenferrie Road Hawthorn Victoria Australia 3122 Ground Floor 257 Collins Street Melbourne Ph: Web: Bupa is a healthcare organisation based in the United Kingdom. Its is an international healthcare company with services that include travel insurance, health insurance, care homes, health assessments, occupational health services and hospitals. Insurance Insurance 60

64 Insurance Catholic Church Insurances Limited (CCI) GPO Box 180 Melbourne 485 La Trobe Street Melbourne Ph: Fax: Web: Catholic Church Insurances has been protecting the interests of the Catholic Church in Australia for 100 years. Owned by the Church and existing to serve the Church, Catholic Church Insurances understands the unique needs of the Church community like no other. Insurance Insurance CGU 181 William Street Melbourne Ph: Fax: Web: CGU Insurance was formed through the global merger of Commercial Union plc and NZI s parent company, General Accident plc. They sell sells their insurance products through a network of over 1,000 intermediaries, and more than 100 business partners. Insurance Insurance IFS Insurance Broking Level 31 Casselden Place 2 Lonsdale Street Melbourne Ph: Fax: Web: IFS Insurance Broking was established in 1995 by Industry Fund Services and provides a range of value-added, strategic insurance related services to industry super funds and associated network entities. Insurance Insurance Medibank Private GPO Box 9999 Melbourne Level Collins Street Docklands Victoria Australia 3008 Ph: Web: Medibank Private are an Integrated private health insurance and health services group that provides private health insurance in Australia. They are Australia s largest health insurance provider with 3.6 million members under two brands, and the only health insurer present in every Australian state and territory. Private Health Insurance Insurance 61

65 Insurance Pulse Credit Union Ltd Level Elizabeth Street Melbourne Victoria Melbourne 3000 Ph: Fax: [email protected] Web: Pulse Credit Union is owned and run by Members. They operate as a credit union, run for the benefit of their members. They provide personal banking, financial planning and general insurance services. Banking and Insurance Insurance TAL Level St Kilda Road Melbourne Victoria Australia 3004 Ph: Fax: Web: TAL is an insurance company that provides close to 2.5 million Australians with the full suite of life insurance and retirement products. The types of insurance products that TAL offer include; Term Life, Critical Illness, Total & Permanent Disability, Income Protection, Funeral Plans and Business Expenses. Tal also offers selected superannuation and retirement products. Insurance Insurance Transport Accident Commission PO Box 742 Geelong Victoria Australia Brougham Street Geelong Victoria Australia 3220 Ph: (local call) [email protected] Web: The Transport Accident Commission (TAC) is the statutory insurer of third-party personal liability (CTP insurance in other states) for road accidents in the State of Victoria. It was established under the Transport Accident Act Its purpose is to fund treatment and support services for people injured in transport accidents. Insurance Insurance 62

66 Insurance 63

67 Industry and Professional Associations This category includes for-profit and not-for-profit peak bodies representing the financial services sector. The services they provide their members includes education, events, governance, policy direction, training, governance and research. 64

68 Businesses in this category: Association of Accounting Technicians (AAT) 66 Australian Centre for Financial Studies (ACFS) 66 Australian Institute of Superannuation Trustees (AIST) 66 CA Australia 66 CFA Society of Melbourne 67 Corporate Super Association (CSA) 67 CPA Australia 67 Financial Services Institute of Australia (Finsia) 67 Industry Super Network (ISN) 68 National Institute of Public Accountants 68 65

69 Industry and Professional Associations Association of Accounting Technicians (AAT) GPO Box 1637 Melbourne Level Lonsdale Street Melbourne Ph: Fax: [email protected] Web: The Association of Accounting Technicians ( AAT ) Australia is the country s largest paraprofessional body in the accounting / finance / bookkeeping sector and is the only association that has the support of the three professional bodies in CPA Australia, the Institute of Chartered Accountants in Australia and the National Institute of Accountants. Policy, Regulation and Education Industry and Professional Associations Australian Centre for Financial Studies (ACFS) Level Collins Street Melbourne Ph: [email protected] Web: The Australian Centre for Financial Studies (ACFS) facilitates industry-relevant and rigorous research, thought leadership and independent commentary. Drawing on expertise from academia, industry and government, the Centre promotes excellence in financial services. Financial Research and Education Industry and Professional Associations Australian Institute of Superannuation Trustees (AIST) Ground Floor 215 Spring Street Melbourne Ph: Fax: [email protected] Web: The Australian Institute of Superannuation Trustees (AIST) is a national not-for-profit organisation whose mission is to promote and protect the interests of Australia s $450 billion not-for-profit superannuation sector. AIST s membership includes the trustee directors and staff of industry, corporate and public-sector funds, who manage the superannuation accounts of nearly two-thirds of the Australian workforce. Policy, Governance, Research and Education Industry and Professional Associations CA Australia GPO Box 9985 Melbourne Level 3 Bourke Place 600 Bourke Street Melbourne Ph: Fax: [email protected] Web: Chartered Accountants in Australia are the professional body for Chartered Accountants in Australia and members operating throughout the world. Representing more than 70,000 professionals and business leaders, the Institute has a pivotal role in upholding financial integrity in society. Policy, Governance and Education Industry and Professional Associations 66

70 Industry and Professional Associations CFA Society of Melbourne GPO Box 1243 Melbourne 81/103 Beach Street Port Melbourne Victoria Australia 3207 Ph: Web: CFA Institute is a global, non-profit member organisation of financial analysts, portfolio managers, and other investment professionals. The services they provide include member education, volunteering, and networking opportunities to forming working partnerships with universities, employers, and the media. Policy, Governance and Education Industry and Professional Associations Corporate Super Association (CSA) PO Box 508 Collins Street West Melbourne Victoria Australia 8007 Level 6 Suite Collins Street Melbourne Ph: [email protected] Web: The Corporate Super Association is dedicated to the interests of corporate superannuation funds and their sponsoring corporations and members. Members of the Association consists of many of Australia s major corporate superannuation funds. Policy, Governance and Education Industry and Professional Associations CPA Australia GPO Box 2820 Melbourne Level 20 Freshwater Place 28 Southbank Melbourne Victoria Australia 3006 Ph: Fax: [email protected] Web: CPA Australia is one of the world s largest accounting bodies with a membership of more than 139,000 finance, accounting and business professionals across the globe. The services they provide include education, training, technical support and advocacy. Policy, Governance and Education Industry and Professional Associations Financial Services Institute of Australia (Finsia) Level Collins Street Melbourne Ph: Fax: [email protected] Web: Finsia the Financial Services Institute of Australasia is Australasia s premier membership organisation for the financial services industry. The services they provide include education, training, technical support and advocacy. Policy Development, Advocacy and Education Industry and Professional Associations 67

71 Industry and Professional Associations Industry Super Network (ISN) Level 31 Casselden Place 2 Lonsdale Street Melbourne Ph: Fax: Web: Industry Super Network (ISN) is an umbrella organisation for the industry super movement. Industry Super Network is part of Industry Super Holdings (ISH), a group of 35 industry super funds. They play an active role on behalf of their shareholders and sponsoring organisations in advocating their views to the community, government and regulators. Advocacy, Research and Policy Development Industry and Professional Associations National Institute of Public Accountants GPO Box 1637 Melbourne Level Lonsdale Street Melbourne Ph: Fax: [email protected] Web: The Institute of Public Accountants (IPA) is a professional organisation for accountants recognised for their practical, hands-on skills and a broad understanding of the total business environment. It represents more than 20,000 members and students working in industry, commerce, government, academia and private practice. They provide global educational pathways for accounting and finance professionals. Education Industry and Professional Associations 68

72 Industry and Professional Associations 69

73 Ancillary Service Providers: Custodians and Administrators This category consists of organisations who provide support services to the financial services sector. The services provided include administration, technology support, investment, governance, accounting and marketing. 70

74 Businesses in this category: Australian Administration Services (AAS) 72 Charles River 72 eo Financial Services 72 Financial Synergy 73 Superpartners Pty Ltd 73 71

75 Ancillary Service Providers: Custodians and Administrators Australian Administration Services (AAS) Level Collins Street Melbourne Ph: Web: AAS is one of Australia s leading superannuation and pension administration specialists, responsible for 4.5 million super accounts. They are innovators in superannuation and pension administration, introducing streamlined systems for trustees, employers and members, and taking a proactive role in helping Australians grow their retirement saving. Superannuation Administration Custodians and Administrators Charles River Level Collins Street Melbourne Ph: Fax: [email protected] Web: Charles River Development provides software, hosting and data services to automate front and middle office investment operations for buy-side firms. On-premise software and SaaS solutions support portfolio management, compliance and risk monitoring, access to global liquidity, and trade processing Administrative and Technological Solutions Custodians and Administrators eo Financial Services PO Box Melbourne Level Bourke Street Melbourne Ph: Fax: [email protected] Web: Eo provides effective and innovative solutions to superannuation trustees, company boards, employers and associations. They offer a broad range of services organised across their six specialised teams. Operation, Secretariat and Governance, Investments, Finance and Accounting, Sales and Marketing Custodians and Administrators 72

76 Ancillary Service Providers: Custodians and Administrators Financial Synergy Level 46 The Tower 360 Elizabeth Street Melbourne Ph: Web: Financial Synergy are solely devoted to the superannuation and wealth management industry in Australia delivering innovative technology solutions to the industry. They help clients convert challenges into opportunities by devising solutions that maximise member experience and boost business performance. Administrative and Technological Solutions Custodians and Administrators Superpartners Pty Ltd Locked Bag 999 Carlton South Victoria Australia 3053 Level 26 Casselden Place 3 Lonsdale Street Melbourne Ph: Fax: [email protected] Web: Superpartners focus on industry superannuation and aim to provide administration services at the lowest possible cost. Their services help clients stand out by offering a better customer experience across the major milestones of a member s working life and as they transition into retirement. Superannuation Administration Custodians and Administrators 73

77 Ancillary Service Providers: Legal Firms This category consists of organisations who provide legal support to the financial services sector. The services provided include mergers, taxation, banking and finance law, corporate governance and insurance. 74

78 Businesses in this category: Allens 76 Ashurst Australia 76 Baker & McKenzie 76 Clarendon Lawyers 76 Clayton Utz 77 Corrs Chambers Westgarth 77 DLA PIPER AUSTRALIA 77 Freehills 77 Gadens 78 Gilbert + Tobin 78 Greenfields Financial Services Lawyers 78 Hall & Wilcox 78 Herbert Geer 79 Holding Redlich 79 HWL Ebsworth Lawyers 79 King & Wood Mallesons 79 Lander & Rogers (Lawyers) 80 Maddocks Lawyers 80 Maurice Blackburn Commercial 80 Middletons 80 Minter Ellison 81 Norton Rose Australia 81 Slater and Gordon 81 State Trustees 81 75

79 Ancillary Service Providers: Legal Firms Allens GPO Box 1776 Melbourne Level Collins Street Melbourne Ph: Fax: Web: Allens is a commercial law firm operating in the Asia-Pacific region. Allens cover a broad spectrum of commercial issues, ranging from biotech to native title. Banking and Finance, Taxation, Superannuation, Infrastructure, Corporate Governance, Insurance and Taxation Legal Firms Ashurst Australia Level William Street Melbourne Ph: Fax: [email protected] Web: Ashurst is one of Australia s leading law firms with over 190 partners and 800 lawyers in Australia and through-out the Asia region. Ashurst is a multi disciplined law firm specialising in a variety of areas. They offer their client s in-depth legal (commercial) capability and experience in Australia and through-out the Asia region. Commercial Law, Finance, Private Equity and Taxation Legal Firms Baker & McKenzie Level William Street Melbourne Ph: Fax: Web: Baker & McKenzie are a global legal firm that operate out of 60 countries and across a variety of legal areas. In Australia, they are the trusted advisors to leading Australian and multi-national corporations, State and Federal governments, Australian, international and multilateral institutions. Banking and Finance, Taxation, Infrastructure, Corporate, Compliance and Taxation Legal Firms Clarendon Lawyers Level 17 North Rialto Tower 525 Collins Street Melbourne Ph: Fax: [email protected] Web: Clarendon Lawyers is a corporate/ commercial law firm providing a range of legal and commercial advice to high net worth individuals, closely held family businesses, and government organisations. Mergers, Financial Services, Commercial and Taxation Legal Firms 76

80 Ancillary Service Providers: Legal Firms Clayton Utz Level Collins Street Melbourne Ph: Fax: Web: Clayton Utz is a full-service commercial law firm, with lawyers around the country with diverse and broad-ranging legal experience, across a range of industry sectors. The firm provides legal services in a variety of different legal areas. Banking and Finance, Corporate, Taxation and Insurance Legal Firms Corrs Chambers Westgarth GPO Box 9925 Melbourne Level 36 Bourke Place 600 Bourke Street Melbourne Ph: Web: Corrs Chambers Westgarth is a world class law firm committed to driving Australia s competitiveness and its economic engagement with Asia. They have offices in Sydney, Melbourne, Brisbane, and Perth as well as strong partnering relationships globally and throughout the Asia-Pacific region. Banking and Finance, Corporate, Taxation and Capital Markets Legal Firms DLA PIPER AUSTRALIA Level William Street Melbourne Ph: Fax: Web: DLA Piper in Australia is a full service commercial law firm, providing Australian clients with an extensive breadth and depth of service across five capital cities nationally. Banking and Finance, Financial Services, Superannuation, Taxation and Insurance Legal Firms Freehills GPO Box 128 Melbourne Level Collins Street Melbourne Ph: Fax: [email protected] Web: Freehills is an Australian based international law firm, with offices in Australia and Singapore. They partner with the majority of Australia s top 100 listed companies and have an international client base covering industry sectors including banking & financial services, construction, energy, insurance, health, mining, media and telecommunications, private equity, property, transport, and water and waste. Banking and Finance, Financial Services, Superannuation and Taxation Legal Firms 77

81 Ancillary Service Providers: Legal Firms Gadens GPO Box 48 Melbourne Level Bourke Street Melbourne Ph: Fax: Web: Gadens Melbourne service the legal needs of major Australian and multinational clients, as well as small to medium sized enterprises, servicing clients in the banking and finance, property and construction and energy and resources sectors. Banking and Finance, Insurance, Taxation and Corporate Advisory Legal Firms Gilbert + Tobin GPO Box 90 Melbourne Level Collins Street Melbourne Ph: Fax: Web: Gilbert + Tobin are one of Australia s leading law firms. Gilbert + Tobin operate in all sectors of the economy undertaking large scale commercial and government transactions in Australia and the Asia Pacific region. Banking and Finance, Employment, Taxation and Corporate Advisory Legal Firms Greenfields Financial Services Lawyers PO Box 469 Flinders Lane Melbourne Victoria Australia 8009 Level Collins Street Melbourne Ph: Fax: [email protected] Web: Greenfields is a commercial law firm with a financial services practice. The firm advises financial institutions, corporate and superannuation trustees, responsible entities and fund managers on all aspects of financial product structuring and development, financial services regulation and risk management. Banking and Finance, Corporate Advisory, Taxation and Mergers and Acquisitions Legal Firms Hall & Wilcox Level Bourke Street Melbourne Ph: Fax: [email protected] Web: Hall & Wilcox are one of Australia s leading law firms. The firm is a full-service commercial law firm, with strengths in most areas of commercial practice. Banking and Finance, Financial Services, Superannuation and Taxation Legal Firms 78

82 Ancillary Service Providers: Legal Firms Herbert Geer GPO Box 524 Melbourne Level Bourke Street Melbourne Ph: Fax: Web: Herbert Geer is a commercial law firm with offices in Melbourne, Sydney and Brisbane. They deliver commercial solutions for clients through an application of specialist knowledge, technology and legal skills. Herbert Geer have over 300 employees provide services in: Accident compensation, banking and finance, clean energy and carbon law and commercial dispute resolution. Banking and Finance, Taxation, Superannuation and Insurance Legal Firms Holding Redlich GPO Box 2154 Melbourne Level Bourke Street Melbourne Ph: Fax: [email protected] Web: Holding Redlich are one of Australia s leading commercial law firms. The firm is a full-service commercial firm, with strengths in most areas of commercial practice including: agribusiness and rural industries, competition and consumer law, immigration law and workplace relations. Corporate/Commercial Law, Mergers and Acquisitions, Superannuation and Mergers/ Acquisitions Legal Firms HWL Ebsworth Lawyers PO Box 3 Collins Street West Melbourne Victoria Australia 8007 Level Collins Street Melbourne Ph: Fax: Web: HWL Ebsworth is an integrated, full service commercial law firm, providing legal services at competitive rates. They operate offices along the east coast of Australia in Brisbane, Canberra, Melbourne, Norwest (North West Sydney) and Sydney with over 670 staff, including 144 Partners and 305 other legal staff. Banking and Finance, Corporate/ Commercial, Capital Markets, Insurance and Taxation Legal Firms King & Wood Mallesons Level 50 Bourke Place 600 Bourke Street Melbourne Ph: [email protected] Web: King & Wood and Mallesons Stephen Jacques are a full service law firm servicing start-ups, local and global corporate, financial powerhouses and all levels of Government. They service industries including: international trade, investment, telecommunications, media, Government and public. Banking and Finance, Taxation, Superannuation, Insolvency and Corporate Legal Firms 79

83 Ancillary Service Providers: Legal Firms Lander & Rogers (Lawyers) GPO Box 1842 Melbourne Level 12 Bourke Place 600 Bourke Street Melbourne Ph: Fax: Web: Lander & Rogers is an Australian law firm with offices in Melbourne and Sydney. They have seven main areas of practice. Their clients include many mid and large sized Australian companies and Australian subsidiaries of global companies. Financial Services, Insurance, Mergers & Acquisitions, Joint Ventures and Risk Management Legal Firms Maddocks Lawyers 140 William Street Melbourne Ph: Fax: Web: Maddocks are one of Australia s top legal firms, with offices in Canberra, Melbourne and Sydney. They provide premium legal services to corporations, businesses and governments throughout Australia and internationally across a diverse range of industry sectors. Banking and Finance, Financial Services, Commercial Contracts and Insolvency Legal Firms Maurice Blackburn Commercial Level Lonsdale Street Melbourne Ph: Fax: Web: Maurice Blackburn lawyers specialise in compensation law and have offices nationally. The firm specialises in cases involving compensation for workplace and road accident injuries, medical negligence, asbestos diseases, public liability, employment and industrial issues, and superannuation and insurance claims. Workplace Relations, Class Actions, Superannuation, Insurance, Commercial, Medical Negligence and Employment Law Legal Firms Middletons GPO Box 4388 Melbourne Level 25 Rialto South Tower 525 Collins Street Melbourne Ph: Fax: [email protected] Web: Middletons are an Australian full service commercial law firm. They have extensive experience acting for industry leaders, major corporations and government on ground-breaking legal transactions in Australia and internationally. Banking and Finance, Commercial, Insurance and Taxation Legal Firms 80

84 Ancillary Service Providers: Legal Firms Minter Ellison Rialto Towers 525 Collins Street Melbourne Ph: Fax: Web: Minter Ellison is an international law firm based in Australia. They are one of the largest law firms operating in the Asia Pacific. More than 290 partners and 900 legal staff work in 15 offices across Australia, New Zealand, the People s Republic of China, Hong Kong, Mongolia and the United Kingdom. Minter Ellison is a multi disciplined law firm specialising in a variety of legal fields. Finance, Insurance, Taxation and Corporate Legal Firms Norton Rose Australia GPO Box 4592SS Melbourne Level 15 RACV Tower 485 Bourke Street Melbourne Ph: Fax: [email protected] Web: Norton Rose Australia is a member of Norton Rose Group, an international legal practice offering full commercial law services to many of the world s pre-eminent financial institutions and corporations. Banking and Finance, Taxation, Insurance and Infrastructure Legal Firms Slater and Gordon GPO Box 4864 Melbourne 485 La Trobe Street Melbourne Ph: Fax: Web: Slater & Gordon is an Australian law firm specialising in insurance claims, commercial, family and asbestos-related law. Their general legal services include public liability, family law, wills & probate, commercial disputes and litigation, and business advisory services. Medical law, Superannuation, Insurance, Workers Compensation and Comcare Claims Legal Firms State Trustees 168 Exhibition Street Melbourne Ph: Web: State Trustees aim to help Victorians with their financial needs so they can make the most of their opportunities. State Trustees offer a diverse range of professional products and services to help protect and grow their clients assets. They offer financial planning and legal estate advice, regardless of background or personal circumstances. Financial Services, Trustee Services, Wills and Estates Legal Firms 81

85 Ancillary Service Providers: Accounting Firms This category consists of organisations that specialise in providing accounting and related services. The services provided may include auditing, taxation, corporate recovery, assurance, trusts and wealth management. The majority of these organisations are multi-disciplined, with offices in each Australian capital city. All the big four accounting firms have regional offices in Melbourne. Together with mid-tier firms, they provide accounting support to private and corporate clients. 82

86 Businesses in this category: BDO Australia (BDO) 84 Bentleys 84 Crowe Horwath 84 Deloitte Touche Tohmatsu Limited 84 Ernst & Young (EY) 85 Ferrier Hodgson 85 Grant Thornton 85 H&R Block 85 HLB Mann Judd 86 KordaMentha 86 McGrathNicol 86 MGI Melbourne 87 Moore Stephens 87 Pitcher Partners 87 PKF 87 PPB Advisory 88 PricewaterhouseCoopers (PWC) 88 RSM Bird Cameron 88 WHK Group 89 William Buck 89 KPMG 86 83

87 Ancillary Service Providers: Accounting Firms BDO Australia (BDO) 454 Collins Street Melbourne Ph: Fax: Web: BDO is one of Australia s largest associations of independently owned accounting practices, with offices in Adelaide, Brisbane, Cairns, Darwin, Hobart, Melbourne, Perth and Sydney. Their services include taxation and audit services. Taxation, Audit/Assurance and Advisory Services Accounting Firms Bentleys GPO Box 2266 Melbourne Level William Street Melbourne Ph: Fax: [email protected] Web: Bentleys is a global accounting and business advisory firm. They specialises in advising owner-managed businesses, government, corporations and high net-worth individuals. The services they provide include; accounting, audit and assurance, business advisory, corporate recovery, financial planning, superannuation advice, trusts and estates planning, and taxation consulting. Taxation, Audit/Assurance, Advisory, Corporate Recovery, Financial Planning, Superannuation and Trusts/Estate Planning Accounting Firms Crowe Horwath Level William Street Melbourne Ph: [email protected] Web: Crowe Horwath is a multifaceted accounting firm that works with companies and individuals to maximise their growth potential and achieve their financial goals. Formerly known as WHK Horwath, they deliver services for individuals, businesses, government and not-for-profit organisations. Taxation, Audit/Assurance, Advisory, Risk and Wealth Management Accounting Firms Deloitte Touche Tohmatsu Limited 550 Bourke Street Melbourne Ph: Web: Deloitte is the brand under which tens of thousands of dedicated professionals in independent firms throughout the world collaborate to provide audit, consulting, financial advisory, risk management, and tax services to selected clients. Taxation, Audit/Assurance, Advisory, Consulting, Corporate Finance, Risk and Forensic Accounting Firms 84

88 Ancillary Service Providers: Accounting Firms Ernst & Young (EY) 8 Exhibition Street Melbourne Ph: Fax: Web: Ernst & Young is one of the largest professional service firms in the world. Ernst & Young specialise in assurance, taxation, transactions and advisory services. Ernst & Young has offices in Adelaide, Brisbane, Canberra, the Gold Coast, Melbourne, Perth and Sydney and they operate across a range of industries including life sciences, oil & gas, private equity, financial services, consumer products and technology. Taxation, Assurance, Transactions and Advisory Accounting Firms Ferrier Hodgson PO Box 290 Collins Street West Melbourne Victoria Australia 8007 Level Bourke Street Melbourne Ph: Fax: [email protected] Web: Ferrier Hodgson is a group of Accounting firms specialising in Insolvency in the Australian and Asia Pacific region, with offices in all major capital cities in Australia, Singapore, Malaysia, Indonesia, and Japan. Whilst their core business is corporate recovery, the firm has also endeavoured to build corporate advisory and forensic accounting services as core specialties in recent years due to the stagnant nature of the insolvency industry. Corporate Recovery, Forensics, Corporate Advisory and Management Consulting Accounting Firms Grant Thornton GPO Box 4736 Melbourne Level 30 The Rialto 525 Collins Street Melbourne Ph: Fax: [email protected] Web: Grant Thornton is one of the world s leading organisations of independent assurance, tax and advisory firms. They help organisations unlock their potential for growth by providing specialist services, business advice and growth solutions. Taxation, Audit/Assurance, Corporate Finance, Recovery, Business Services and Forensics Accounting Firms H&R Block Level 3 75 Collins Street Melbourne Ph: Fax: [email protected] Web: H&R Block Australia serves the taxpaying public in more than 400 offices across the country. Tax Consultants use the latest in computerised processing and up-to-date electronic filing technology to prepare all types of returns, including personal, investment, small business and corporate returns. Taxation Accounting Firms 85

89 Ancillary Service Providers: Accounting Firms HLB Mann Judd PO Box 2850 Melbourne Level Queen Street Melbourne Ph: Fax: [email protected] Web: HLB Mann Judd is a mid-tier chartered accounting group with member firms throughout Australia and New Zealand. HLB International co-ordinates the international activities of its member firms, who provide clients with comprehensive and personal services relating to a wide range of professional services. Taxation, Audit/Assurance, Business Recovery, Consulting and Wealth Management Accounting Firms KordaMentha GPO Box 298 Melbourne Level Collins Street Melbourne Ph: Fax: [email protected] Web: KordaMentha is an Australian accounting firm known for their work as insolvency and restructuring practitioners. They also provide Corporate Recovery Services, Turnaround Restructuring Services, Real Estate Advisory (distressed situations) and Forensic Services. Corporate Recovery, Forensics, Turnaround/Restructuring and Real Estate Advisory Accounting Firms KPMG 147 Collins Street Melbourne Ph: Fax: Web: KPMG is a leading provider of finance services and offers industry insight to help organisations negotiate risks and perform in dynamic and challenging business environments. In Australia, KPMG has around 5,200 people, including over 380 partners, operating out of 13 offices around the country. Their position is built on professionalism, quality of the Audit, Tax, and Advisory services and the contribution they make to the wellbeing of communities. Audit, Taxation, Advisory, Industries, Asian Business and Private Enterprise Accounting Firms McGrathNicol GPO Box 9986 Melbourne Level 8 60 City Road Southbank Victoria Australia 3006 Ph: Fax: Web: McGrathNicol is an independent boutique advisory firm specialising in Corporate Advisory, Forensic, Transaction Services and Corporate Recovery. They are a market leader in Australia and in New Zealand, with more than 30 Partners and 300 employees across the region. Corporate Advisory, Forensics, Transaction Services, and Corporate Recovery Accounting Firms 86

90 Ancillary Service Providers: Accounting Firms MGI Melbourne Level St Kilda Road Melbourne Victoria Australia 3004 Ph: Fax: Web: MGI provides services and solutions for medium to large privately owned businesses and their owners, with a particular focus on family business, small businesses with ambition for growth and Australian subsidiaries of foreign companies. Business Services, Assurance, Growth Solutions, Taxation, Corporate Advisory, Superannuation, Wealth Management and International Business Accounting Firms Moore Stephens Level Collins Street Melbourne Ph: Fax: [email protected] Web: Moore Stephens specialise in providing highly personalised, expert and commercially astute advisory services to their clients. All Moore Stephens firms are long-standing members of their local business communities and specialise in providing highly personalised, expert and commercially astute assurance, accounting, taxation and advisory services to their clients. Tax, Audit/Assurance, Business Services, Corporate Finance/Recovery, Forensics, Risk Management, and Wealth Management Accounting Firms Pitcher Partners Level William Street Melbourne Ph: Fax: [email protected] Web: Pitcher Partners is a national association of independent accounting and financial services firms. Pitcher Partners Melbourne specialises in providing services to large private family businesses, small corporate entities, and the individuals within these businesses. Taxation, Audit/Assurance, Business Services, Consulting, Transaction Services and Superannuation Services Accounting Firms PKF Level William Street Melbourne Ph: Fax: [email protected] Web: PKF is one of the largest accounting associations in Australia located in 11 capital city and regional offices nationally. PKF offers a comprehensive suite of accounting and business advisory services for all business lifecycle phases and across industry sectors. Taxation, Audit/Assurance, Business Risk Solutions, Business Advisory, Corporate Services and Superannuation Services Accounting Firms 87

91 Ancillary Service Providers: Accounting Firms PPB Advisory Level William Street Melbourne Ph: Fax: Web: PPB Advisory is a professional advisory firm, who provide strategic and financial advice and provide insolvency services to companies and individuals. They help clients break through barriers that may hinder their success. Corporate Advisory, Forensics, Restructures/Turnarounds and Insolvency Services Accounting Firms PricewaterhouseCoopers (PWC) GPO Box 1331 Melbourne Level 19 Freshwater Place 2 Southbank Southbank Victoria Australia 3004 Ph: Fax: Web: PwC is one of Australia s leading professional services firms, bringing the power of a global network of firms to help Australian businesses, not-for-profit organisations and governments assess their performance and improve the way they work. Their main services are assurance, taxation and advisory. Assurance, Consulting, Taxation, Legal Services and Private Accounting Firms RSM Bird Cameron PO Box 248 Collins Street West Melbourne Victoria Australia 8007 Level 8 Rialto South Tower 525 Collins Street Melbourne Ph: Fax: Web: RSM Bird Cameron is a full service national accounting firm delivering corporate financial and advisory accounting services to clients across diverse industry sectors. RSM Bird Cameron has a national network of 27 offices and specialises in taxation. Assurance/Advisory, Business Solutions, Corporate Finance, Risk, Financial Services, Taxation and Turnaround/Insolvency Accounting Firms 88

92 Ancillary Service Providers: Accounting Firms WHK Group Level William Street Melbourne Ph: Fax: Web: WHK is a large accounting business in Australasia. They provide accounting and related services to small medium enterprises and high net worth clients across Australia and both islands of New Zealand. Accounting, Advisory, Audit/Assurance, Estate Planning, Insurance, Taxation and Business Growth Accounting Firms William Buck PO Box 185 Toorak Victoria Australia 3142 Level William Street Melbourne Ph: Fax: [email protected] Web: William Buck is a leading firm of Chartered Accountants with over 50 years in the Victorian market. They are strongly embedded in the business community and are proud to work with a vast range of small to medium sized businesses, large corporations and high net worth individuals. Assurance/Advisory, Business Services, Corporate Advisory, Taxation and Wealth Advisory Accounting Firm 89

93 Company directory 90

94 91

95 Company directory Organisation Page No. AAMI Insurance 60 AGEST Super Pension (Superannuation) Funds 24 AIA Australia Insurance 60 Allens Legal Firms 76 AMP Limited Investment and other Banks including representative offices 18 Arab Bank Australia Retail Banks and Mutual Institutions 8 Ashurst Australia Legal Firms 76 Association of Accounting Technicians (AAT) Industry and Professional Associations 66 AUSfund Pension (Superannuation) Funds 24 Austock Private Equity and Venture Capital Firms 34 Australia and New Zealand Banking Group Limited (ANZ) Retail Banks and Mutual Institutions 8 Australian Accounting Standards Board (AASB) Regulators 98 Australian Administration Services (AAS) Custodians and Administrators 72 Australian Centre for Financial Studies (ACFS) Industry and Professional Associations 66 Australian Defence Credit Union Limited (ADCU) Retail Banks and Mutual Institutions 8 Australian Institute of Superannuation Trustees (AIST) Industry and Professional Associations 66 Australian Prudential Regulatory Authority (APRA) Regulators 98 Australian Securities and Investment Commission (ASIC) Regulators 98 Australian Tax Office (ATO) Regulators 98 Australian Transactions Reports and Analysis Centre Regulators 99 (AUSTRAC) AustralianSuper Pension (Superannuation) Funds 24 AXA Australia Insurance 60 Baker & McKenzie Legal Firms 76 Bank of China (Australia) (BOC) Retail Banks and Mutual Institutions 8 Bank of Cyprus Australia Limited Retail Banks and Mutual Institutions 9 Bank of Melbourne Retail Banks and Mutual Institutions 9 Bankmecu Retail Banks and Mutual Institutions 9 BDO Australia (BDO) Accounting Firms 84 Beirut Hellenic Bank Retail Banks and Mutual Institutions 9 Bell Potter Brokers and Wealth Managers 52 Bellwether Group Ltd Brokers and Wealth Managers 52 Bennelong Funds Management Ltd Asset Consultants and Research Houses 38 Bentleys Accounting Firms 84 Big Sky Building Society Limited Retail Banks and Mutual Institutions 10 BlackRock Investment Management (Australia) Limited Asset Consultants and Research Houses 38 BNP Paribas Investment and other Banks including representative offices 18 BNY Mellon Asset Consultants and Research Houses 38 Bravura Solutions Asset Consultants and Research Houses 38 BT Financial Group Investment and other Banks including representative offices 18 BUPA/HBA Insurance 60 CA Australia Industry and Professional Associations 66 Care Super Pension (Superannuation) Funds 24 Catholic Church Insurances Limited (CCI) Insurance 61 Catholic Super Pension (Superannuation) Funds 25 Cbus Pension (Superannuation) Funds 25 CFA Society of Melbourne Industry and Professional Associations 67 CGU Insurance 61 Charles River Custodians and Administrators 72 Citibank Australia (Citi) Retail Banks and Mutual Institutions 10 Clarendon Lawyers Legal Firms 76 Clayton Utz Legal Firms 77 92

96 Company directory Organisation Page No. Colonial First State Investment and other Banks including representative offices 18 Combined Fund Pension (Superannuation) Funds 25 Commerzbank Investment and other Banks including representative offices 19 Commonwealth Bank of Australia (CBA) Retail Banks and Mutual Institutions 10 Contango Asset Management Asset Consultants and Research Houses 39 Cooper Investors Asset Consultants and Research Houses 39 Corporate Super Association (CSA) Industry and Professional Associations 67 Corrs Chambers Westgarth Legal Firms 77 CPA Australia Industry and Professional Associations 67 Credit Suisse Investment and other Banks including representative offices 19 Crowe Horwath Accounting Firms 84 Cygnet Capital Asset Consultants and Research Houses 39 Defence Bank Retail Banks and Mutual Institutions 10 Deloitte Touche Tohmatsu Limited Accounting Firms 84 Department of State Development, Business and Regulators 99 Innovation (DSDBI) Deutsche Bank Investment and other Banks including representative offices 19 DLA PIPER AUSTRALIA Legal Firms 77 E.L. Baillieu Stockbroking Pty Ltd Brokers and Wealth Managers 52 eo Financial Services Custodians and Administrators 72 Equipsuper Pension (Superannuation) Funds 25 Equity Trustees Limited Brokers and Wealth Managers 52 Ernst & Young (EY) Accounting Firms 85 ESSSuper Pension (Superannuation) Funds 26 Ferrier Hodgson Accounting Firms 85 Financial Ombudsman Service (FOS) Regulators 99 Financial Services Institute of Australia (Finsia) Industry and Professional Associations 67 Financial Synergy Custodians and Administrators 73 First State Super Pension (Superannuation) Funds 26 FIRSTSUPER Pension (Superannuation) Funds 26 Franklin Templeton Australia Asset Consultants and Research Houses 39 Freehills Legal Firms 77 Frontier Investment Consulting Asset Consultants and Research Houses 40 Future Fund Asset Consultants and Research Houses 40 Gadens Legal Firms 78 GE Money Retail Banks and Mutual Institutions 11 Gilbert + Tobin Legal Firms 78 Gillon Securities Ltd Brokers and Wealth Managers 53 Goldman Sachs Investment and other Banks including representative offices 19 Grant Thornton Accounting Firms 85 Greenfields Financial Services Lawyers Legal Firms 78 H&R Block Accounting Firms 85 Halifax Investment Services Ltd Brokers and Wealth Managers 53 Hall & Wilcox Legal Firms 78 Herbert Geer Legal Firms 79 HESTA Super Fund Pension (Superannuation) Funds 26 HLB Mann Judd Accounting Firms 86 Holding Redlich Legal Firms 79 HOLST Brokers and Wealth Managers 53 HOSTPLUS Pension (Superannuation) Funds 27 HSBC Investment and other Banks including representative offices 20 HWL Ebsworth Lawyers Legal Firms 79 93

97 Company directory Organisation Page No. IFS Insurance Broking Insurance 61 Industry Funds Management (IFM) Private Equity and Venture Capital Firms 34 Industry Super Network (ISN) Industry and Professional Associations 68 ING Investment and other Banks including representative offices 20 Invesco Asset Consultants and Research Houses 40 Investec Bank (Australia) Limited Asset Consultants and Research Houses 40 IOOF Asset Consultants and Research Houses 41 IRIS Pension Pension (Superannuation) Funds 27 J.P. Morgan Chase & Co. Investment and other Banks including representative offices 20 JANA Investment Advisers (JANA) Asset Consultants and Research Houses 41 JBWere Brokers and Wealth Managers 53 K2 Asset Management Asset Consultants and Research Houses 41 Karara Capital Asset Consultants and Research Houses 41 King & Wood Mallesons Legal Firms 79 KordaMentha Accounting Firms 86 KPMG Accounting Firms 86 Lander & Rogers (Lawyers) Legal Firms 80 LaSalle Investment Management Asset Consultants and Research Houses 42 Latvian Australian Credit Co-operative Society Limited Retail Banks and Mutual Institutions 11 Legal Services Board (LSB) Regulators 99 Legalsuper Pension (Superannuation) Funds 27 Legg Mason Asset Consultants and Research Houses 42 Leyland Private Asset Management Asset Consultants and Research Houses 42 Lodge Partners Pty Ltd Brokers and Wealth Managers 54 LUCRF Super Pension (Superannuation) Funds 27 Maddocks Lawyers Legal Firms 80 Maritime Superannuation Pension (Superannuation) Funds 28 Maritime, Mining & Power Credit Union Limited Retail Banks and Mutual Institutions 11 Maurice Blackburn Commercial Legal Firms 80 McGrathNicol Accounting Firms 86 ME Bank Retail Banks and Mutual Institutions 11 Meat Industry Employees Superannuation Fund Pension (Superannuation) Funds 28 Media Super Pension (Superannuation) Funds 28 Medibank Private Insurance 61 Mega International Commercial Bank Retail Banks and Mutual Institutions 12 Mercer (Australia) Pty Ltd Asset Consultants and Research Houses 42 MGI Melbourne Accounting Firms 87 Middletons Legal Firms 80 Minter Ellison Legal Firms 81 MLC Investment Australia (MLC) Asset Consultants and Research Houses 43 Moore Stephens Accounting Firms 87 Morgan Stanley Investment Management Asset Consultants and Research Houses 43 Morgan Stanley Smith Barney Brokers and Wealth Managers 54 Mutual Limited Asset Consultants and Research Houses 43 National Australia Bank Limited (NAB) Retail Banks and Mutual Institutions 12 National Institute of Public Accountants Industry and Professional Associations 68 netwealth Asset Consultants and Research Houses 43 Nm Rothschild Investment and other Banks including representative offices 21 Norton Rose Australia Legal Firms 81 Octa Phillip Brokers and Wealth Managers 54 Ord Minnett Brokers and Wealth Managers 54 PariTrade Asset Consultants and Research Houses 44 94

98 Company directory Organisation Page No. Patersons Securities Brokers and Wealth Managers 55 Perpetual Brokers and Wealth Managers 55 Pitcher Partners Accounting Firms 87 PKF Accounting Firms 87 Police Credit Union Limited Retail Banks and Mutual Institutions 12 PPB Advisory Accounting Firms 88 PricewaterhouseCoopers (PWC) Accounting Firms 88 Prime Super Pension (Superannuation) Funds 28 Prime Value Asset Management Asset Consultants and Research Houses 44 Private Client Adviser Services Pty Ltd Asset Consultants and Research Houses 44 Professional Associations Super Pension (Superannuation) Funds 29 Pulse Credit Union Ltd Insurance 62 Pzena Investment Management Asset Consultants and Research Houses 44 QIC Asset Consultants and Research Houses 45 Rabobank Retail Banks and Mutual Institutions 12 RBC Dexia Investor Services Asset Consultants and Research Houses 45 RBS Group (Australia) Pty Limited Retail Banks and Mutual Institutions 13 RBS Morgans Brokers and Wealth Managers 55 REI Super Pension (Superannuation) Funds 29 Reserve Bank of Australia (RBA) Regulators 100 Rice Warner Actuaries Asset Consultants and Research Houses 45 RSM Bird Cameron Accounting Firms 88 Sequential Project Service Asset Consultants and Research Houses 45 SG Hiscock & Company Ltd Asset Consultants and Research Houses 46 Shadforths Financial Group Brokers and Wealth Managers 55 Shaw Stockbroking Brokers and Wealth Managers 56 Slater and Gordon Legal Firms 81 State Trustees Legal Firms 81 Superpartners Pty Ltd Custodians and Administrators 73 TAL Insurance 62 The Bank of Tokyo-Mitsubishi UFJ Retail Banks and Mutual Institutions 13 The Northern Trust Company Retail Banks and Mutual Institutions 13 The Trust Company Asset Consultants and Research Houses 46 Towers Watson Asset Consultants and Research Houses 46 Trader Dealer Pty Ltd Asset Consultants and Research Houses 46 TransComm Credit Co-operative Limited Retail Banks and Mutual Institutions 13 Transport Accident Commission Insurance 62 TRU-Markets Asset Consultants and Research Houses 47 TWUSUPER Pension (Superannuation) Funds 29 Tyndall Asset Consultants and Research Houses 47 UCA Funds Management Asset Consultants and Research Houses 47 UniSuper Pension (Superannuation) Funds 29 United Overseas Bank Ltd (UOB) Retail Banks and Mutual Institutions 14 Vanguard Asset Consultants and Research Houses 47 VicSuper Pension (Superannuation) Funds 30 Victorian Funds Management Corporation (VFMC) Asset Consultants and Research Houses 48 Victorian Independent Schools Superannuation Fund Pension (Superannuation) Funds 30 Vision Super Pension (Superannuation) Funds 30 Western Asset Management Company Pty Ltd Asset Consultants and Research Houses 48 Westpac Banking Corporation Retail Banks and Mutual Institutions 14 WHK Group Accounting Firms 89 William Buck Accounting Firms 89 Wilson HTM Investment Group Brokers and Wealth Managers 56 95

99 Regulators This category includes agencies established by the Australian government for the control of, or intervention in, the operation of markets within the financial service sector. 96

100 Businesses in this category: Australian Accounting Standards Board (AASB) 98 Australian Prudential Regulatory Authority (APRA) 98 Australian Securities and Investment Commission (ASIC) 98 Australian Tax Office (ATO) 98 Australian Transactions Reports and Analysis Centre (AUSTRAC) 99 Department of State Development, Business and Innovation (DSDBI) 99 Financial Ombudsman Service (FOS) 99 Legal Services Board (LSB) 99 Reserve Bank of Australia (RBA)

101 Regulators Australian Accounting Standards Board (AASB) PO Box 204 Collins Street West Melbourne Victoria Australia 8007 Level Bourke Street Melbourne Ph: / Fax: [email protected] Web: The AASB is an independent accounting standard-setter based in Melbourne, Australia. The Board comprises 14 members including the Chairman who is appointed by the Minister for Superannuation and Corporate Law and members, from a variety of backgrounds, are appointed by the Financial Reporting Council (FRC). The AASB is committed to developing, in the public interest, a single set of high quality, understandable accounting standards that require transparent and comparable information in general purpose financial statements. Accounting Regulation Regulators Australian Prudential Regulatory Authority (APRA) GPO Box 9836 Melbourne Level 21 Casselden Place 2 Lonsdale Street Melbourne Ph: Fax: Web: The Australian Prudential Regulation Authority (APRA) is the prudential regulator of the Australian financial services industry. It oversees banks, credit unions, building societies, general insurance and reinsurance companies, life insurance, friendly societies, and most members of the superannuation industry. APRA is funded largely by the industries that it supervises. Finance Sector Regulation Regulators Australian Securities and Investment Commission (ASIC) GPO Box 9827 Melbourne Level Collins Street Melbourne Ph: Fax: Web: ASIC is Australia s corporate, markets and financial services regulator. They contribute to Australia s economic reputation and wellbeing by ensuring that Australia s financial markets are fair and transparent, supported by confident and informed investors and consumers. They are an independent Commonwealth Government body. Finance Sector Regulation Regulators Australian Tax Office (ATO) GPO Box 9990 Melbourne Collins Square 747 Collins Street Docklands Victoria Australia 3008 Ph: Web: The Australian Taxation Office (ATO) is the Government s principal revenue collection agency, and is part of the Treasurer s portfolio. Their role is to manage and shape tax, excise and superannuation systems that fund services for Australians. Taxation Collection Regulators 98

102 Regulators Australian Transactions Reports and Analysis Centre (AUSTRAC) PO Box Law Courts Melbourne Victoria Australia 8010 Level William Street Melbourne Ph: Fax: Web: AUSTRAC is a government organisation that works collaboratively with Australian industries and businesses in their compliance with anti-money laundering and counter-terrorism financing legislation. Investigation and Financial Crime Regulators Department of State Development, Business and Innovation (DSDBI) PO Box 4509 Melbourne 121 Exhibition Street Melbourne Ph: Fax: Web: The Department of State Development, Business and Innovation is the Victorian government s lead agency for the promotion and facilitation of the Victoria s economic development. The department develops and implements a diverse range of programs, initiatives and projects designed to attract and facilitate investment, encourage exports, generate job opportunities, stimulate innovation, and promote Victoria nationally and internationally. Strategic Economic Planning, Economic Planning and Advice and Business Development Regulators Financial Ombudsman Service (FOS) GPO Box 3 Melbourne Level Bourke Street Docklands Victoria Australia 3008 Ph: Fax: [email protected] Web: The Financial Ombudsman Service (FOS) fairly and independently resolves disputes between consumers (including some small businesses) and member financial services providers. Membership of the Financial Ombudsman Service is open to any financial services provider carrying on business in Australia. Dispute Resolution in Financial Services Regulators Legal Services Board (LSB) GPO Box 4937 Melbourne Level Collins Street Melbourne Ph: Fax: [email protected] Web: The Legal Services Board is an independent statutory authority, responsible for regulation of the legal profession in Victoria. The Legal Services Board, where appropriate or relevant to Victoria, will work within the framework of a nationally consistent approach to legal practice and will develop and maintain effective legal practice regulation that both identifies and appropriately ameliorates the risk for Victorian legal consumers and addresses the issues of the legal practitioners. Legal Profession Regulators Regulators 99

103 Regulators Reserve Bank of Australia (RBA) PO Box Collins Street East Melbourne Victoria Australia Collins Street Melbourne Ph: Fax: Web: The Reserve Bank of Australia (RBA) is Australia s central bank. Its duty is to contribute to the maintenance of price stability, full employment, and the economic prosperity and welfare of the Australian people. It does this by setting the cash rate to meet a medium-term inflation target, working to maintain a strong financial system and efficient payments system, and issuing the nation s banknotes. The Bank provides selected banking services to the Australian Government and its agencies, and to a number of overseas central banks and official institutions. Additionally, it manages Australia s gold and foreign exchange reserves. Monetary Policy and Regulation Regulators 100

104 Regulators 101

105 International Partner Cities 102

106 International Partner Cities: Bangkok 104 Boston 104 Hong Kong 104 Kuala Lumpur 104 Mumbai 105 Osaka 105 Seoul 105 Shanghai 105 Singapore 106 Tianjin

107 International Partner Cities Bangkok Bangkok is home to the headquarters of all of Thailand s major commercial banks and financial institutions, as well as the country s largest companies. A large number of multinational corporations base their regional headquarters in Bangkok due to the lower cost of the workforce and firm operations relative to other major Asian business centres. Seventeen Thai companies are listed on the Forbes 2000, all of which are based in the Bangkok. Many Australian organisations have regional offices in Bangkok, including the major Australian banks, some of whom operate in conjunction with local banks in the city. Financial strengths: Banking, Investment Banks, Insurance, Government Sponsored Enterprise, Consumer Finance and Stock Broking Boston Boston is the capital of the Commonwealth of Massachusetts and is one of the oldest cities in the United States. Boston s colleges and universities have a significant effect on the regional economy and are major employers who attract industries to the city and surrounding region. Boston is home to a number of technology companies and is a hub for biotechnology in the country. Melbourne and Boston are connected by a common commitment to excellence in healthcare and medicine, information and biotechnology, education, the arts and culture. Financial strengths: Investment Banks, Consulting and Government Sponsored Enterprise Hong Kong Hong Kong is a major international financial centre, comprising an integrated network of institutions and markets which provide a wide range of products and services to local and international customers and investors. Hong Kong s financial markets are characterised by a high degree of liquidity and operate under effective and transparent regulations, which meet international standards. There are no barriers of access to the market by foreign businesses and no restrictions on capital flows into and out of Hong Kong, and there are also no exchange controls. There are a number of Australian business that operate in Hong Kong, including the major Australian banks, food and beverage, shipping, building and construction and health and cosmetics companies. Financial strengths: Banking, Investment Banks, Insurance, Government Sponsored Enterprise, Consumer Finance and Stock Broking Kuala Lumpur Kuala Lumpur is the cultural, financial and economic centre of Malaysia. With its strategic position in the heart of South East Asia, Kuala Lumpur is a good destination to establish a business in this part of the world. Kuala Lumpur also prides itself on being one of the Islamic financial capitals in the world. This strength provides potential investors with contacts around the world. Many Australian organisations have regional offices in Kuala Lumpur. This includes Australian banks, accounting and insurance companies. Financial strengths: Banking, Investment Banks, Insurance, Government Sponsored Enterprise, Consumer Finance and Stock Broking 104

108 International Partner Cities Mumbai Mumbai enjoys the distinction of being one of the financial capitals in Asia. Mumbai has several unique features that make it a competitive city that attracts business, people and investments from India and abroad. Located in a favourable time zone (GMT+5.5 hours) provides Mumbai with access to markets in Africa, Europe and the Middle East during the day time, and the US also to some extent in the evening. This has relevance in trading in currency and commodities for business and individuals worldwide. The four major Australian banks have recently set up operations in Mumbai, in an effort to break into the lucrative Indian market. Financial strengths: Banking, Investment Banks, Insurance, Government Sponsored Enterprise, Consumer Finance and Stock Broking Osaka Osaka is the second largest metropolitan area with a population of 2.64 million and is one of the major commercial centres in Japan. Osaka holds a competitive advantage as a point of entry for Australians companies entering the Japanese Market. Office rents are about 35% lower and employment costs are about 13% lower than in Tokyo. Furthermore, in terms of the total cost, establishing an office in Osaka requires 85% of the total cost than that of the greater Tokyo area. Seoul Osaka provides a great location for Australian companies seeking to invest with experienced local partners. Skilled manufacturers in the electronics, pharmaceutical, machinery, device, chemical, food, and construction industries are in abundance, as are companies engaged in distribution activities and finance and other service industries. The City of Melbourne have strong ties with Osaka trade agencies such as International Business Promotion Centre and Osaka Business & Investment Center, which can assist potential Melbourne exporters with in-market information, business matching activities as well as practical introductions for corporate registration, office location and recruitment. Financial strengths: Banking, Investment Banks, Insurance, Government Sponsored Enterprise, Consumer Finance and Stock Broking Seoul is the capital of South Korea. With a municipal population of over 10.5 million, and a metropolitan population totalling over 20.5 million, Seoul is by far South Korea s largest city and one of East Asia s financial and cultural epicentres. Financial services located within Seoul include; banking, stock broking, consulting, investment banks, accounting and other services provides. Many Australian organisations have their regional headquarters based in Seoul. Financial strengths: Banking, Investment Banks, Consumer Finance and Stock Broking Shanghai Shanghai is the commercial and financial centre of mainland China. The Shanghai Stock Exchange trades in six key commodities including rubber, copper and zinc, all of which are ranked first in the world in terms of quantity of trading. Shanghai aims to develop its shipping capabilities to become the preeminent port in Asia. Shanghai continues to rapidly grow, providing Australian organisations with a point of entry into the emerging Chinse marketplace. Many Australian organisations have regional offices in Shanghai, including the four major Australian banks. Financial strengths: Banking, Investment Banks, Insurance, Government Sponsored Enterprise, Consumer Finance and Stock Broking 105

109 International Partner Cities Singapore Singapore is often referred to as Asia s economic tiger. Its economy is driven by electronics manufacturing and financial services and has weathered regional crises, including the 1997 Asian markets slump, the 2003 SARS virus outbreak and the 2009 world banking crisis. Singapore has arguably the largest port in Asia. This enables Singapore to operate as a hub for the financial service sector in Asia. Many of Australia s leading financial services organisations have regional offices in Singapore. Financial strengths: Banking, Investment Banks, Insurance, Government Sponsored Enterprise, Consumer Finance and Stock Broking Tianjin Tianjin is one of the four autonomous municipalities in China. Tianjin has undergone rapid development in recent years due to a rapid growth in infrastructure and other fixed asset investments. Tianjin s port and international airport funnel large volumes of trade into Tianjin every year, which makes Tianjin the largest financial centre in the region. Tianjin flourishes through its thriving industry, commerce and technology sectors. Tianjin owes much to the rapid growth of high-tech industries, and a great many of these enterprises, such as GMCC, Hi-Tech, Union Stem Cell & Gene Engineering, Nankai Guard Group and Tasly Group, have become very competitive. Foreign investment enterprises have contributed to this rapid growth. City of Melbourne s Tianjin office is a dedicated resource designed to facilitate trade, investment, civic and educational exchange between the two cities. Financial strengths: Banking, Investment Banks, Insurance, Government Sponsored Enterprise, Consumer Finance and Stock Broking 106

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