PUBLICATIONS. Dieter A.H. Ernst

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1 Publications 9 June personal PUBLICATIONS Dieter A.H. Ernst Office: East-West Center 1601 East-West Road Honolulu, Hawaii ernstd@eastwestcenter.org Phone: (808) Fax: (808) Books Borrus, M., D. Ernst and S. Haggard (eds.), 2000, International Production Networks in Asia. Rivalry or Riches?, Routledge, London Ernst, D, T. Ganiatsos and L. Mytelka (eds.), 1998, Technological Capabilities and Export Success - Lessons from East Asia, Routledge Press, London etc. Ernst, D. 1997, From Partial to Systemic Globalization. International Production Networks in the Electronics Industry, report prepared for the Sloan Foundation, jointly published as The Data Storage Industry Globalization Project Report 97-02, Graduate School of International Relations and Pacific Studies, University of California at San Diego Ernst, D., 1994, What are the Limits to the Korean Model? The Korean Electronics Industry Under Pressure, A BRIE Research Monograph, The Berkeley Roundtable on the International Economy, University of California at Berkeley, Berkeley Ernst, D. and O'Connor, D. [1992], Competing in the Electronics Industry. The Experience of Newly Industrialising Economies, Development Centre Studies, OECD, Paris, 303 pages Ernst, Dieter and David O'Connor [1989], Technology and Global Competition. The Challenge for Newly Industrialising Economies, OECD Development Centre Studies, Paris, 149 pages Ernst, Dieter, 1983, The Global Race in Microelectronics, with a foreword by Prof. David Noble, Massachusetts Institute of Technology (MIT), Campus Publishers, Frankfurt and New York, 290 pages Ernst, D. (ed.), 1980, The New International Division of Labor, Technology and Underdevelopment. Consequences for the Third World, Campus Publishers, Frankfurt and New York, 644 pages Chapters in Books Ernst, D., 2003 (forthcoming), Global Production Networks and Industrial Upgrading - Malaysia s Electronics Industry, in: J. Kidd and F.J. Richter, eds., Trust and Anti-Trust in Cross- Cultural Alliances, published for the World Economic Forum, Palgrave, London Ernst, D., 2003 (forthcoming), Placing the Networks on the Internet: Challenges and Opportunities for Knowledge Creation in Developing Asia, in: B.A. Lundvall and K. Smith (eds), Knowledge Creation in the Learning Economy, Edward Elgar, Cheltenham Ernst, D., 2003 (forthcoming), The New Mobility of Knowledge: Digital Information Systems and Global Flagship Networks, in: Latham, R. and S. Sassen (eds.), Digital Formations in a Connected World, published for the U.S. Social Science Research Council, Princeton University Press Ernst, D., 2003 (forthcoming), Global Production Networks in East Asia s Electronics Industry and Upgrading Perspectives in Malaysia, in: S. Yusuf (ed.), Upgrading East Asia s Industries, Vol. 2, Oxford University Press Ernst, D., 2003 (forthcoming), Digital Information Systems and Global Flagship Networks: How Mobile is Knowledge in the Global Network Economy?, in: J.F. Christensen (ed.), The Industrial Dynamics of the New Digital Economy, Edward Elgar, Cheltenham 1

2 Ernst, D., 2003, "Global Production Networks and Industrial Upgrading - A Knowledge- Centered Approach", in: G. Gereffi, (ed.), Who Gets Ahead in the Global Economy? Industrial Upgrading, Theory and Practice, Johns Hopkins University Press, Baltimore Ernst, D., 2002, The Economics of Electronics Industry: Competitive Dynamics and Industrial Organization, in: The International Encyclopedia of Business and Management (IEBM), Handbook of Economics, editor: William Lazonick, International Thomson Business Press, London Ernst, D., 2002, Moving Beyond the Commodity Trap? Trade Adjustment and Industrial Upgrading in East Asia s Electronics Industry, in: R.S. Newfarmer and C.A. Wood, eds, East Asia: From Recovery to Sustainable Development, World Bank, Washington, D.C. Ernst, D., P. Guerrieri, S. Iammarino, and C. Pietrobelli (2001), New Challenges for Industrial Districts: Global Production Networks and Knowledge Diffusion, concluding chapter, in: Guerrieri, P., S. Iammarino, and C. Pietrobelli (eds.), The Global Challenge to Industrial Districts. Small and Medium-Sized Enterprises in Italy and Taiwan, Edward Elgar, Aldershot Ernst, D., 2001, The Internet, Global Production Networks and Knowledge Diffusion. Challenges and Opportunities for Developing Asia, in: Pacific Telecommunications Council, PTC2001: From Convergence to Emergence: Will the User Rule?, proceedings of the 2001 Annual Pacific Telecommunications Council Conference, January 14-18, 2001, Honolulu, Hawaii Ernst, D., 2001, Catching-Up and Post-Crisis Industrial Upgrading. Searching for New Sources of Growth in Korea s Electronics Industry, in: Deyo, F., R. Doner and E. Hershberg (editors), Economic Governance and the Challenge of Flexibility in East Asia, Rowman and Littlefield Publishers Ernst, D., 2001, Responses to the Crisis: Constraints to a Rapid Trade Adjustment in East Asia s Electronics Industry, in: Ha-Joon Chang et al (eds.), The Asian Crisis, Macmillan, London Ernst, D., 2001, Industry Structure, Firm Behavior and Technological Learning. How the Crisis Reshapes Upgrading Options for East Asia s Electronics Industry, in: Anthony Bartzokas (ed.), The Economics of Industrial Structure and Innovation Dynamics, Edvard Elgar, Cheltenham Borrus, M., D. Ernst and S. Haggard, 2000, Cross-Border Production Networks and the Industrial Integration of the Asia-Pacific Region, in: Borrus, M., D. Ernst and S. Haggard (eds.), International Production Networks in Asia. Rivalry or Riches?, Routledge, London Ernst, D., 2000, Evolutionary Aspects: the Asian Production Networks of Japanese Electronics Firms, In: Borrus, M., D. Ernst and S. Haggard (eds.), International Production Networks in Asia. Rivalry or Riches?, Routledge, London Ernst, D., 2000, What Permits David to Grow in the Shadow of Goliath? The Taiwanese Model in the Computer Industry, in: Borrus, M., D. Ernst and S. Haggard (eds.), International Production Networks in Asia. Rivalry or Riches?, Routledge, London Ernst, D., and J. Ravenhill, 2000, Convergence and Diversity: How Globalization Reshapes Asian Production Networks, in: Borrus, M., D. Ernst and S. Haggard (eds.), International Production Networks in Asia. Rivalry or Riches?, Routledge, London Ernst, D. and Bengt-Åke Lundvall, 2000, Information Technology in The Learning Economy - Challenges for Developing Countries in: Erich Reinert (editor), Evolutionary Economics and Spatial Income Inequality, Edward Elgar Press, London Ernst, D., L. Mytelka and T. Ganiatsos, 1998, "Export Performance and Technological Capabilities - A Conceptual Framework", chapter I in: Ernst, D.; T. Ganiatsos and L. Mytelka (eds.), Technological Capabilities and Export Success - Lessons from East Asia, Routledge Press, London etc. Mytelka, L. and D. Ernst, 1998, Catching-up, Keeping-up and getting ahead: the Korean model under pressure, in. Ernst, D.; T. Ganiatsos and L. Mytelka (eds.), Technological Capabilities and Export Success - Lessons from East Asia, Routledge Press, London etc. Mytelka, L., D. Ernst and T. Gantiatsos, 1998, Learning, technological capability building and sustainable export growth, in. Ernst, D. ; T. Ganiatsos and L. Mytelka (eds.), Technological Capabilities and Export Success - Lessons from East Asia, Routledge Press, London etc. Ernst, D., 1998, Externalization and inter-organizational networks. How globalization transforms the Japanese model, in: Daniel Dirks (ed.), Japanese Management in the Low 2

3 Growth Era. Between External Shocks and Internal Evolution, Springer Verlag, Berlin and New York Ernst, D., 1997, Partners in the China Circle? The Asian Production Networks of Japanese Electronics Firms, in: Barry Naughton (ed.), The China Circle, The Brookings Institution Press, Washington, D.C.. Ernst, D., 1997, The Evolution of Asian Production Networks of Japanese Electronics Firms, in: Susan Strange (ed.), Globalization and Capitalist Diversity: Experiences on the Asian Mainland, European University Institute Press, Florence Ernst, D. 1994, "Network Transactions, Market Structure and Technological Diffusion - Implications for South-South Cooperation", in: L. Mytelka (ed.), South-South Cooperation in a Global Perspective, Development Centre Documents, OECD, Paris Ernst, D., 1992, New Technology and Latecomer Industrialization, chapter 11, in: OECD, Technology and the Economy, OECD, Paris Ernst, D., Technology and Global Competition: The Challenges Ahead for NIEs, in: M. Kulessa (ed.), The Newly Industrializing Economies of Asia. Prospects of Cooperation, Springer, Berlin, Heidelberg, New York etc Ernst, D., 1990, Perspectives for the International Technology System: Perspectives for Developing Countries, in: UNCTAD, Technology, Trade Policy and the Uruguay Round. Proceedings of the Roundtable on Technology and Trade Policy, United Nations, 1990 Ernst, D., 1987, The Impact of Microelectronics on the Worldwide Restructuring of the Electronics Industry: Implications for the Third World, in: John H. Dunning and Mikoto Usui (eds.), Structural Change, Economic Interdependence and World Development, Macmillan Press Ernst, D. [1987], " U.S.-Japanese Competition and the Worldwide Restructuring of the Electronics Industry - A European View", in: J. Henderson and M. Castells (eds.), Global Restructuring and Territorial Development, Sage Publications, London Ernst, D., 1980, International Transfer of Technology, Technological Dependence and Underdevelopment: Key Issues, Ernst, D. (ed.), 1980, The New International Division of Labor, Technology and Underdevelopment. Consequences for the Third World, Campus Publishers, Frankfurt and New York Ernst, D., 1979, Technical Cooperation among Developing Countries - A Viable Instrument of Collective Self-reliance, in: Victor L. Urquidi (ed.), Science and Technology in Development Planning, Pergamon Press, Oxford Ernst, D., 1977, A Code of Conduct for the Transfer of Technology: Establishing New Rules or Codifying the Status Quo?, in: Karl P. Sauvant and Hajo Hasenpflug (eds), The New International Economic Order. Confrontation or Cooperation between North and South?, Westview Press, Boulder, Colorado Articles in Refereed Journals (recent) Ernst, D., 2003 (forthcoming), Pathways to Innovation in the Global Network Economy - Asian Perspectives, special issue of Oxford Development Studies in honor of Linsu Kim Ernst, D., 2003 (forthcoming), Internationalisation of Innovation: Why is chip design moving to Asia?, Research Policy Ernst, D. and Linsu Kim, 2002, Global Production Networks, Knowledge Diffusion and Local Capability Formation, Research Policy, special issue in honor of Richard Nelson and Sydney Winter, volume 31, no. 8/9 Ernst, D. and Linsu Kim, 2002, Introduction: Global Production Networks, Information technology and Knowledge Diffusion, in: Industry and Innovation, special issue Global Production Networks, volume 9, no. 3 Ernst, D., 2002, Global Production Networks and the Changing Geography of Innovation Systems. Implications for Developing Countries, Journal of the Economics of Innovation and New Technologies, Vol. XI, #6 Ernst, D. and Terutomo Ozawa, 2002, National Sovereign Economy, Global Market Economy, and Transnational Corporate Economy, Journal of Economic Issues, June Ernst, D., 2001, The Evolution of a Digital Economy. Research Issues and Policy Challenges, Economia e Politica Industriale, # 110, June, pages

4 Ernst, D., 2001, The Internet`s Effects on Business Organization: Bane or Boon for Developing Asia?, Asia Pacific Issues No. 48, January 2001, East-West Center. Honolulu, Hawaii Ernst, D. and He Jiacheng, 2000, The Future of E-Commerce in China, Asia Pacific Issues, No.46, East-West Center, Honolulu, October Ernst, D., 2000, Inter-Organizational Knowledge Outsourcing. What Permits Small Taiwanese Firms to Compete in the Computer Industry?, in: Asia Pacific Journal of Management, special issue on Knowledge Management in Asia, August Ernst, D. and J. Ravenhill, 1999, Globalization, Convergence, and the Transformation of International Production Networks in Electronics in East Asia, Business & Politics, Vol I#1 Ernst, D., 1998, High-Tech Competition Puzzles. How Globalization Affects Firm Behavior and Market Structure in the Electronics Industry, Revue d`economie Industrielle, No.85 Ernst, D., 1998, Catching-Up, Crisis and Industrial Upgrading. Evolutionary Aspects of Technological Learning in Korea`s Electronics Industry, in: Asia Pacific Journal of Management, 1998, Volume 15, #2 Ernst, Dieter and Paolo Guerrieri, 1998, "International Production Networks and Changing Trade Patterns in East Asia. The Case of the Electronics Industry", Oxford Development Studies, Vol.26, No.2, June Consulting Reports (recent) Ernst, D., 2003, Pathways to Innovation? Asian Upgrading Strategies in the Electronics Industry, study prepared for the World Bank, Development Economics Research Group, Washington, D.C. Ernst, D., 2002, Global Production Networks in East Asia`s Electronics Industry and Upgrading Perspectives in Malaysia, study prepared for the World Bank, Development Economics Research Group, Washington, D.C. Ernst, D., 2001, From Digital Divides to Industrial Upgrading. Information and Communication Technology and Asian Economic Development, background study prepared for the Asia Development Bank study The Asian Development Experience: Overcoming Crises and Adjusting to Change, by Seiji Naya, in association with S. Mark and R.McCleery, Honolulu, Hawaii Ernst, D., 1999, Moving beyond the Commodity Price Trap. How the Crisis Reshapes Upgrading Options for East Asia`s Information Industries, background study prepared for the World Bank report East Asia: Out of the Crisis, Into the New Millenium, The World Bank, Washington, D.C. Ernst, D., Destroying or upgrading the engine of growth? The reshaping of the electronics industry in East Asia after the crisis, background study prepared for the World Bank report East Asia - The Road to Recovery, The World Bank, Washington, D.C., September Ernst, D., 1997, Developing a Competitive Information Service Sector in Jamaica - What Changes are Required in Jamaica s National System of Innovation, report prepared for the Division on Investment, Technology and Enterprise Development, UNCTAD, Geneva, October Ernst, D., 1997, International Production Networks and Local Capabilities. How Globalization Affects Industrial Upgrading Strategies. A research note., paper prepared for the Social Science Research Council (SSRC), New York, September Ernst, D., 1997, report for the World Investment Report 1997, chapter IV, on Globalization and Competitive Dynamics in the Hard Disk Drive Industry, UNCTAD, Geneva, June CITATIONS & TRANSLATIONS 1. Social Science Search Database (Socialscisearch) According to the above leading social science citation index, my publications have been cited or reviewed in 168 publications between 1975 and A master copy of the 37 pages citation list (providing short titles of articles that cite or review my work, and name of journal) is available on request. 4

5 2. Specialized Citation Indexes Due to the high cost of the Social Science Search Database (Socialscisearch), we do not have access to the full information on the 168 citations. To get some more detailed information, three specialized citation indexes (Science Citation Index Expanded, Social Sciences Citation Index, and Arts & Humanities Index) were searched, indicating that my publications have been cited as follows: Books 1. Competing in the Electronics Industries (1992), co-authored with David O`Connor, has been cited or reviewed in 31 articles published during Technology and Global Competition (1989), co-authored with David O`Connor, has been cited or reviewed in 24 articles published during The Global Race in Microelectronics (1983) was cited or reviewed in 23 articles published during The New International Division of Labor, Technology and Underdevelopment (1980) was cited or reviewed in 12 articles published during What are the Limits to the Korean Model? (1994) was cited or reviewed in 14 articles published during It was for instance extensively cited in the special issue on the Asian crisis of the Management International Review 1, as one of the few studies that had identified early on structural limits of the Korean model. 6. Technologies Capabilities and Export Success in Asia (1998), co-edited with Tom Ganiatsos and Lynn Mytelka, was cited or reviewed in 9 articles published during International Production Networks in Asia (2000), co-edited with Michael Borrus and Stephan Haggard, was cited or reviewed in 5 articles published during Each of these books has received highly positive reviews. For instance, The Global Race in Microelectronics (1982) was praised as the most discerning and thorough analysis in the international literature by Prof. Christopher Freeman, the Director of the Science Policy Research Unit (SPRU), University of Sussex, one of the world`s leading research institutes in this field. Prof. Freeman writes The particular value of this book lies in the analysis of the worldwide social and political implications Dieter Ernst is particularly well qualified to provide this global analysis by virtue of his experience with many international organizations and the consistently international emphasis of his own research on technical innovation and technology transfer. He has made excellent use of this experience. The book is a first-class piece of work, well organized, original, and thoughtful. It is essential reading for those concerned with the global electronics industry. Other publications In addition, 24 of my journal articles, papers, and book chapters published between were cited in 57 articles published during For instance, Prof. Christopher Howe from the School of Oriental and African Studies, University of London, wrote a highly favorable review in the Journal of Economic Literature (Vol.XXXVII, March 1999) of my chapter on Japanese production networks in China, published in a book edited by Prof. Barry Naughton for the Brookings Institution Citations in Books A quick recent search of citations in books also illustrates a widespread impact of my publications. For instance, a pre-print version of Competing in the Electronics Industry (1992) has 1 See, e.g., Ungson, G.R.; R.M. Steers and S.H. Park, 1999, Reappraising Korea: The Crisis, Aftermath, and Future Challenges, special issue, Management International Review, Vol.39,#4: Naughton, B., ed., 1997, The China Circle: Economics and Electronics in the PRC, Taiwan, and Hong Kong, Brookings Institution Press, Washington, D.C. 5

6 been repeatedly cited in a book by Laura Tyson 3, the former head of the White House`s Council of Economic Advisors. She has also cited Technology and Global Competition (1989). A highly influential book by Prof. Manuel Castells 4 on the New Economy extensively quotes from various of my published and unpublished articles and book chapters. Prof. Peter Evans widely quoted book on information technology and development 5 quotes extensively Competing in the Electronics Industry (1992) and various other published and unpublished works. Another example is a widely used textbook on globalization 6 by Prof. Peter Dicken, from Manchester University which quotes various of Dr. Ernst`s published and unpublished works. The Global Race in Microelectronics (1983), has been cited in various books 7 until the mid1990s. 4. Electronic Abstracts Between 1998 and 1999, four book chapters and journal articles have been accepted for publication in the SSRN Accepted Abstract Series, with altogether almost 250 downloads. 5. Translations Some of my articles and book chapters have been translated into French, Spanish, Portuguese, Japanese, Korean, Vietnamese and Greek, as well as into German (my mother language) for publication in scientific journals, books and newspapers. 3 Tyson, L., 1992, Who s Bashing Whom? Trade Conflict in High-Technology Industries, Institute for International Economics, Washington, D.C. 4 Castells, M., 2000,The Rise of the Network Society, (2 nd edition), Blackwell, Oxford 5 Evans, P., 1995, Embedded Autonomy, Princenton University Press 6 Dicken, P., 1998, Global Shift. The Internationalization of Economic Activity, 3 rd edition, Paul Chapman, London 7 For instance, Henderson, J., 1989, The Globalisation of High technology Production, Routledge, London; Rasiah, R., 1995, Foreign Capital and Industrialization in Malaysia, St. Martin`s Press, London 6