EU Framework Programme for Research and Innovation HORIZON 2020 Thema Umwelt

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1 EU Framework Programme for Research and Innovation HORIZON 2020 Thema Umwelt Enterprise Europe Network 17 November 2014, Brussels Verena Fennemann European Commission DG Research and Innovation Unit I.2 «Eco-Innovation»

2 What is Horizon 2020 Initial Commission proposal for a 80 billion research and innovation funding programme ( ); now just over 70 billion (79 billion in current prices including inflation) A core part of Europe 2020, Innovation Union & European Research Area: Responding to the economic crisis to invest in future jobs and growth Addressing people s concerns about their livelihoods, safety and environment Strengthening the EU s global position in research, innovation and technology

3 What's new A single programme bringing together three separate programmes/initiatives* Coupling research to innovation from research to retail, all forms of innovation Focus on societal challenges facing EU society, e.g. health, clean energy and transport Simplified access, for all companies, universities, institutes in all EU countries and beyond The 7 th Research Framework Programme (FP7), innovation aspects of Competitiveness and Innovation Framework Programme (CIP), EU contribution to the European Institute of Innovation and Technology (EIT)

4 HORIZON Excellent science Challenge 5 Climate action, environment, resource efficiency and raw materials Industrial leadership Societal challenges

5 Priority 3. Societal challenges Why: Concerns of citizens and society/eu policy objectives (climate, environment, energy, transport, etc) cannot be achieved without innovation Breakthrough solutions come from multi-disciplinary collaborations, including social sciences & humanities Promising solutions need to be tested, demonstrated and scaled up

6 Proposed funding ( million, ) 1. Health, demographic change and wellbeing Food security, sustainable agriculture and forestry, marine and maritime and inland water research and the Bioeconomy Secure, clean and efficient energy * Smart, green and integrated transport Climate action, environment, resource efficiency and raw materials Inclusive, innovative and reflective societies Secure societies Science with and for society 462 Spreading excellence and widening participation 816 Additional funding for nuclear safety and security from the Euratom Treaty activities ( )

7 Societal Challenge 5: Climate action, environment, resource efficiency and raw materials Objective: "to achieve a resource and water efficient and climate change resilient economy and society, the protection and sustainable management of natural resources and ecosystems, and a sustainable supply and use of raw materials, in order to meet the needs of a growing global population within the sustainable limits of the planet's natural resources and eco-systems."

8 Societal Challenge 5: Climate action, environment, resource efficiency and raw materials Broad lines of activities ( ): 1. Fighting and adapting to climate change 2. Sustainably managing natural resources and ecosystems 3. Sustainable supply of non-energy and non-agricultural raw materials 4. Transition towards a green economy through ecoinnovation 5. Global environmental observation and information systems 6. Cultural heritage + Focus Area Waste

9 Societal Challenge 5: Climate action, environment, resource efficiency and raw materials Work Programme : 3 calls Waste: A resource to recycle, reuse and recover raw materials Water innovation: Boosting its value for Europe Call: Growing a low carbon, resource efficient economy with a sustainable supply of raw materials Contribution to Focus Area calls in other WP parts in 2015: Disaster-resilience: Safeguarding society and adapting to climate change (SC7) Blue growth: Unlocking the potential of the oceans (SC2)

10 Waste: A resource to recycle, reuse and recover raw materials Rationale for this focus area Major opportunity for European society and economy Reinforce EU position as a world market leader Need to cover the whole production and consumption cycle Involvement of wide range of stakeholders for more sustainable consumption behaviour and lifestyle change Supported by Public-Private Partnerships on Sustainable Process Industries (SPIRE PPP) and on Bio-Based Industries Contributing to the Resource Efficiency Road Map

11 SC5 Waste/circular economy 2015 call Overall budget : 58 Million WASTE-4d-2015: Towards near-zero waste at European and global level Raw materials partnerships (multi-stakeholder platform) WASTE-6a-2015: Promoting eco-innovative waste management and prevention as part of sustainable urban development Eco-innovative solutions (Technologies, demonstration/pilot, market replication) WASTE-6b-2015: Promoting eco-innovative waste management and prevention as part of sustainable urban development Eco-innovative strategies (strategies for waste prevention and management in urban and peri-urban areas) WASTE : Ensuring sustainable use of agricultural waste, coproducts and by-products (techniques and approaches, demonstration/pilot) Policy Research and Innovation

12 CIRCULAR ECONOMY in HORIZON WP ICT, nanomaterials, biotech manufacturing, Excellent science Challenges 2,3,5,6 SMEs risk finance Industrial leadership Societal challenges

13 Water innovation: Boosting its value for Europe Rationale for this focus area Reinforce water innovation capacity and market uptake of successful research results Boost the competitiveness and growth of the European water sector Create leadership in water resources management and position Europe as a global market leader in water related innovative solutions Support the needs of relevant EU water, innovation and resource efficient policies, international commitments and related initiatives: EIP Water, EIP Agriculture, JPI on Water, SPIRE PPP, IPCC, Rio+20, etc.

14 SC5 Water Innovation 2015 call Overall budget : 96 Million WATER-1b-2015: Bridging the gap: from innovative water solutions to market replication (demonstration/pilot activities EIP Water) WATER-2b-2015: Integrated approaches to water and climate change (food-energy-climate-water interactions) WATER : Stepping up EU research and innovation cooperation in the water area (Era-Net Cofund action JPI Water) WATER-4b-2015: Harnessing EU water research and innovation results for industry, policy makers and citizens (CSA - water use efficiency and quality in agricultural practices) WATER-5b/5c-2015: Strengthening international R&I cooperation in the field of water (CSA and R&I actions for water supply and sanitation in Africa) Policy Research and Innovation

15 Prospects for water R&I in Horizon Work Programme Water has been identified as an area for support in the context of the SC5 public consultation Maintain the momentum of the Water Innovation FA promoting investment of innovative solutions Putting water in the center of a systemic approach for ecoinnovation and circular economy Help unlock public and private investments in the water sector Make wider use various Horizon 2020 financial instruments and create opportunities for synergies with other EU funds (Cohesion funds, LIFE+, etc.) Policy Research and Innovation

16 SME instrument? Concept & Feasibility Assessment Demonstration Market Replication Research Development Procurement Commercialisation SME window EU financial facilities IDEA business coaching throughout the project MARKET 16 Research and Innovation

17 R&D and Innovation procurement in Horizon 2020 Pre-commercial Procurement (PCP) is an approach for procuring R&D services which enables public procurers to: share the risks and benefits of designing, prototyping and testing a limited volume of new products and services with the suppliers, without involving State aid; create the optimum conditions for wide commercialization and take-up of R&D results through standardization and/or publication pool the efforts of several procurers; First-commercial Procurement or Public Procurement of Innovative Solutions (PPI) refers to procurement where contracting authorities act as a launching customer (early adopter) to purchase/deploy innovative goods or services that are newly arriving on the market and which are not yet available on a large-scale commercial basis. Research and Innovation

18 Complementarity between PCP and PPI R&D / Pre-commercial Procurement (PCP) Public Procurement of nnovative Solutions (PPI) Phase 0 Curiosity Driven Research Phase 1 Solution design Phase 2 Prototype development Phase 3 Original development of limited volume of first test products / services Phase 4 Deployment of commercial end-products Diffusion of newly developed products / services Supplier A Supplier B Supplier C Supplier D Supplier B Supplier C Supplier D Supplier B Supplier D Supplier(s) A,B,C,D and/or X

19 Fast Track to Innovation (FTI) Speeding up time from idea to market Increasing industry participation and first-time applicants Contribution to innovation and competitiveness in Europe Close-to-market innovation actions Covering any technology fields across LEITs and Societal Challenges 3-5 partners from min. 3 eligible States 1-2 million (max. up to 3 million) per project (70% funding) Strong industry involvement (>60% budget or industry participants 2/3 or 4, or 3/5 partners) Higher weighting for criteria "impact" Continuously open call with three cut-off dates per year Time to grant max. 6 months Pilot FTI with cut-off date in 2015 (up to 100 projects) Research and Innovation

20 Calls 2014 single stage (all topics SC5) Some figures EC grant requested by 159 evaluated proposals: EUR ~592 million (~5.5 x budget available) EC grant requested by 96 proposals above thresholds: EUR ~345 million (~3.2 x budget available) WP coverage: 21 topics/sub-topics (100%) participants in 159 evaluated proposals from 72 countries Information to applicants early September 2014 Signature of grant agreements: by December 2014 Starting of grants: January 2015 onwards Policy Research and Innovation

21 Consulting external stakeholders: process In addition to on-going contacts with key stakeholders such as ETPs, JPIs, EIPs Public consultation open 7 May - 23 June 2014 Based on set of questions + supporting documents (1st Report of SC5 Advisory Group, Horizon 2020 Specific Programme) Summary of results published: stakeholder-consultation-horizon-2020-societal-challenge-5- climate-action-environment Research and Innovation

22 External consultation: main messages Research and Innovation

23 Strategic programme : next steps Discussions with PC thematic configurations on scoping papers (Nov-Dec 2014) Preparation of detailed work programme 2016/17 content (Jan-July 2015) Opinions of Programme Committee configurations (Summer 2015) Adoption of work programme; publication of calls for 2016 (3rd Q 2015) Research and Innovation

24 Some submission & evaluation tips Where to start? Consider all information available on the Participant Portal call page, e.g. Work Programme (introduction to call, topic text, topic conditions), Guide for Applicants (GfA), on-line manuals Make sure that your proposal is eligible! Electronic submission? Get familiar with the web-based system before the deadline; complete administrative forms (part A) in advance, including budgetary aspects. Evaluation criteria? Follow the guidance provided in the GfAs. All criteria are relevant and have similar importance and scores. Be concise and precise: proposals will be assessed by peers; respect the given layout and page limits. Cross-cutting issues: read WP text carefully for issues related to interdisciplinarity, innovation, SSH, gender, SME participation and make them real in your proposal Get support! Research and Innovation

25 Where to get help and support? For specific factual questions on SC5 calls: Research and Innovation

26 HORIZON 2020 Thank you for your attention! Find out more:

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